Epistemes and the Long Term Future (2002)

By Sohail Inayatullah

Forecasts of the future often assume that the larger epistemological context for events and trends are stable. However, taking a macrohistorical perspective – drawn from Johan Galtung’s and Sohail Inayatullah’s, Macrohistory and Macrohistorians and Michel Foucault’s The Order of Things – forecasts themselves are understood by the episteme that shapes them. For example, the likelihood of a particular technological development has a greater or lessor likelihood of occurrence depending on the nature of the episteme – the knowledge boundaries – that is current.

Epistemes are the larger and deeper paradigms of knowledge – reality – that contextualize the boundaries of what can be known. They interact with social, economic, technological and intellectual developments. At the most simple, epistemic history is seen in three stages: ancient (Greek or Roman), medieval (Christian middle ages) and modern (rise of the West), with the postmodern (the collapse of grand narratives) being the next likely stage.  In the Indian context, this is read as ancient (Hindu), medieval (Muslim) and modern (British/nationalism).

Economy and technology

Alternatively, more focused on economy as pivotal, grand thinkers argue for an agricultural, industrial and postindustrial schema, with these categories created by the means of production and the types of work done in each historical stage. This division allows theorists to argue for future stages such as a services age or even an artistic age.  Likewise, Comte and Spencer, whose categories of history and future are those that we live today, gave us primitive, modern and scientific (positivism) as historical stages, with the latter for all practical purposes being the final stage when truth is known, and all that is left to is to implement social and scientific laws.  It is this latter assumption of a unified historical and future framework, an unbroken grand narrative of social evolution, that guides many forecasts – probable, plausible, possible. They do not take into account the possibility of the entire framework of what is we consider nature and truth changing, of the emergence of new nominations of significance, of fundamental discontinuity.  Believing that the future will be data-led – focused only on current dominant drivers (economy or technology), we get logical scenarios based on short-run current understandings.

Alas, if only history and future were so simple. A macrohistorical view shows us quite the opposite, that all attempts to postulate the end of history, or the unending continuation of a particular social formation – whether capitalism or liberalism or modernism or communism or the religious vision of “heaven on earth” – are doomed to fail.

This is partly because the mechanisms of civilizational change are not only exogenous (planet change, asteroids) and endogenous (creativity, drive to dominate, dialectics) but interactive and mysterious, that is, unknown, epistemologically discontinuous.  Seen from this perspective the shape of the future of knowledge comes out quite differently.

Cyclical history and futures

The Indian philosopher P. R. Sarkar is perhaps most instructive. He finds evidence for four stages: worker, warrior, intellectual (priest) and merchant. Each social stage defines what is truth, the natural and the beautiful, more so each stage defines what is of significance. After the merchant stage, the cycle starts over. Thus to forecasts which assert that economic globalization will continue unabated, Sarkar points out that historically all systems exaggerate a particular type of power. Thinking forward 1000 years, we can well imagine the cycle going through many stages, with the current globalization of capital eventually leading to a globalization of labor, which will possibly lead to a more disciplined unified martial society (which will likely expand to outerspace, as martial civilizations tend to do, expand outward, that is). This stage of World Empire will then lead to another era where ideas about God and truth will flourish. Overtime, there will be a decline since intellectual ideals will not be able to deal with other factors of reality, leading to yet another focus on economics and wealth creation.

Sorokin also finds evidence of non-linearity in history. He posits that historical change follows the pattern of the pendulum. Civilizations move backward and forward between ideational societies focused only on the nature of truth to sensate civilizations focused on pleasure and capital accumulation. Each one swings too far, with integrative stages appearing on occasion. Thus, we should expect to see in the next hundred or so years, a swing away from the sensate to the ideational. In a 1000 years, there will be additional swings, a few hundreds year of each.

Emergence and evolution

The main point is that all systems are to some extent patterned and change is intrinsic in them. This is far more complex then the lay view that the decline follows the rise (although certainly there is historical truth to this) since there is novelty, emergence. As Vico wrote hundreds of years ago, the laws of social change are soft, the past never repeats in the same way.

Certainly then there is a role for individuals, for new technologies, for grand social movements, for bifurcation as Ilya Prigogine and other modern scientists have argued. However, is as well, argues Arnold Toynbee, imitation and thus eventual decline. But with all generational decline, a new era can be ushered in by a creative minority.  However, there are not endless possibilities to social structure, to the shape of the new era. There are only a few possible evolutionary structures (at this stage, at least): local, self-reliant culture systems; a new world church (ideational); a new world empire; or the “Wallersteinian” mixture of local polities and a world economy – the capitalist world economy we have today. There are not an endless array of social choices, just as for humans, biology and genetics “determine” the shape of what we are.

As with modern/postmodern thinkers, for grand cyclical historians, novelty too is part of the macroscope of time. For Sarkar and Sorokin, the pattern of history can change through directed leadership, directed social evolution. The cycle of history can be transformed to the spiral, the progressive movement of social evolution toward a more ideal society. However, the basic evolutionary pattern of the cycle – in Sarkar’s theory of worker/martial/intellectual/merchant – cannot change since these are evolutionary, historically developed.  Exploitation and human misery, war and domination can be ended but history does not end, there are always new challenges.

For Sorokin, there are only five ways to answer the question of what is real, what is true. Either the ideational world is truth; the sensate world is truth; both are true; the question is not important; or one can never know. Of the latter two categories, no civilization can be created.  From the former three, we get the ideational, sensate and integrated epochs. Johan Galtung has added the notion of contraction and expansion arguing that civilizations are often in different phases to each other. For example, the West and Islam are in counter-cyclical phases, taking turns being in contraction and expansion modes.  Chinese philosopher Ssu-Ma Chi’en, in contrast, saw history and future less in the context of bifurcation, of transformation, and more in terms of a harmony cycle. When the leader follows the tao, that which is essentially natural, then civilization flourishes, virtue reigns, however, overtime leaders degenerate and move away from learning. Virtue degenerates and harmony disappears.  Eventually, however, a new leader appears, a sage-king, and equilibrium is restored. The future then for Ssu-ma Chi’en can best be understand by examining how closely leadership is virtuous.

There are thus structural limitations as to what is possible, there are historical evolutionary patterns. But what is crucial of this discussion is that it is not just new technologies or human creativity that will create the future, but that these stages are the larger epistemes which define what is the true, the good and the beautiful, that frames how we think about the future. Epistemes do change – great humans create new discourses that change the nature of what it is to be; new technologies transform the nature of reality; and grand natural events as well change reality.   Thus, while macrohistorians give us patterns which will structure the future of society, these structures evolve interactively with the new (and many times the “new” is merely ephemeral, an old form that looks different because the epistemic basis of intelligibility, of recognition have changed).

Contextualizing factors

Often, however, we investigate the latter, and not the former, creating realities, that while interesting, do not give us insight into the mechanisms of past and future, since they do not account for the grant structures in history – the patterns of social and civilizational change. The factors analysed are done so from a short term data-heavy perspective, forgetting the overall episteme that shapes what constitutes data.  Instead of breaking new ground into the long-term factors impacting the future, forecasts merely restate the current politics of reality. While they assume that there will be fantastic new technologies or events they hold stable the foundational nature of reality, not contesting the epistemological and civilizational basis of political, economics and society.

However, by focusing on episteme we can gain a sense of what will be the overall paradigm of what it means to be human. The future nature of epistemes thus becomes a factor that interacts with forecasts of new technologies (external nature-domination or internal self-domination, for example), new movements, and new societies.

The best tack then is to develop a complex knowledge base of the future that is data, value and episteme oriented, that is thus inclusive of structure and agency, at individual, national, civilizational and planetary levels.

West and Non-West, Ego and Alter-Ego: Technological, Communicative and Microvita Futures Explored (2001)

Sohail Inayatullah. Professor, Department of Futures Studies, Tamkang University; International Management Centres Association, University of Action Learning; the Communication Center, Queensland University of Technology.

Keywords: Civilizations, Alternative Futures, Agricultural, Food, Macrohistory, Scenarios

Summary: The argument made in this article that there are generally two foundational global  futures – the artificial (globalization-technologization) era and the communicative-inclusive era. The basic perspective in the first scenario is that things rise – more progress, more technology, more development, more wealth and more individuality. This is generally the view of older age cohorts and those in the center of power. The second scenario is focused on inner and social transformation, whether because of green or spiritual values or because of the wise and moral use of technology. This is the vision of those marginal to the system – youth, women, the “others” – it is idealistic, and not beholden to the values of the Market or State but firmly entrenched in the People’s Sector. In contrast to the exponential curve of the first scenario, this scenario has a cyclical curve (returning to a more stable time) in some variations and a spiral curve (a return to traditional values but in far more inclusive terms) in other variations.

These two scenarios, images of the future, oscillate in the West. The West needs the latter, its alter-ego, to refresh itself.  Within this over all pattern, Collapse remains the fear (technology gone wrong or overpopulation from the South either because of the exploitation of nature or over-concentration of power and wealth) that spurs the West to constantly create new futures. The image of collapse is used as a call to action, to either join the technology revolution or the consciousness revolution, than as a firm belief in the end of the world.

We also argue that the West is by definition in crisis, indeed, crisis – the threat of collapse or a return to a slower time (an imagined past when men were men and economies were local, with chaos controllable) is how it refreshes itself. Without these two pillars, the West would have fallen to the way side and other civilizations would have reigned supreme.

In contrast to the West, the non-West follows a different pattern. The ego of the non-West has now been constructed by the West, such that as much as the non-West resists Westernization, it embraces it, becoming even more Western than the West, as, for example, Japan or Malaysia. The alter-ego, however, comes across in two ways: first as traditional, ancient indigenous knowledge, generally, focused not on the Western utopia but on the Indic and Sinic eupsychia – the cultivation and perfection of the self.  Related to this concern is the self-reliant, localist, community model of development and social relations. Second, as attempts to not only limit their understandings at local levels but making new claims for the universal. This perspective is best stated by the Indian philosopher, P.R. Sarkar. His theory of agriculture as well as the worldview behind it, which he terms Microvita, offers a new vision of the future of science, society and particularly of food and agriculture. The article concludes by exploring the impact of Sarkar’s theory on the future of agriculture and food.

Contents:

1.      Technological Fatigue

2.      Western Worldview

3.      Scenarios Of The Future

4.      Case Studies

5.      Values And Behavior

6.      Structure Of The Future

7.      The Non-West

8.      Local and Integrated Farming

9.      Sarkar’s Vision Of The Future

10.  The Microvita Revolution

 

1. TECHNOLOGICAL FATIGUE

Based on the massive 10 nation study of how individuals envisioned the Year 2000, Johan Galtung writes that the most pessimistic respondents where those that came from the richest nations. [1]  In particular, young people,[2] relevant here to us as potential carriers of a new worldview or at least as idealistic visionaries who can transform Industrial civilization, expressed a development fatigue. They had seen the limits of technology, and understood that social transformation and inner transformation was required. While respondents generally desired social and inner change, what they received were more technologies.[3]

The result of unfulfilled desired has been cognitive dissonance, at a foundational level, civilizational level.  The dissonance can be described as: a desire for social transformation but the reality of globalized technocracy: a discourse of fairness but global, national and corporate policies that discriminate against the poor, the indigenous, the young – the most vulnerable.

At one extreme it is the rush to join the MBA set (and now e-tech culture), to globalise, to work hard to ensure that one’s own future is bright, even if the rest of the ship is sinking (the Titanic metaphor of the future). Agriculture and farming in this perspective/strategy are not just seen as uneconomical but as dirty, as part of pre-industrial history. With history defined in linear terms, the past is to be avoided (and specifically left to the Others, the backward countries and races).

The second response has been the global backlash of the right – to resist multiculturalism (specifically, the alternative ways of knowing expressed by other cultures), and the other, through a return to extreme forms of one’s identity. This is the Islamic right wing or the Christian right wing and localist/nationalistic movements throughout the World.

In more respectable forms, this is scientism, wherein science (like god) is seen outside of history, the truth for all once they convert to the open inquiry of the scientific method.[4] Science delivers the future, creates the future, for one and all. As famed physicist, Michio Kaku said in reference to the new world being created by the technologies of genetic engineering, nano-technology and space research: get on the train or forever be left behind.[5] The reality of not being able to get on the train has, as in earlier times, as resistance to the march of progress in the American Western Frontier, been an attack on the train – on globalisation, on gene research, as well as on other ethnicities (since they are most easily visible when it comes time to determining who has taken away the jobs).

Farming in this alternative future of resistance to globalization is considered bright, largely because it is associated with the past – simple technologies – and with mono-culture. The past is considered far less chaotic, time was slower, one lived with the rhythms of nature, and Others lived far away.

A third alternative to the rush of the future is common in OECD nations, that of suicide, especially suicide among males. They end their physical life partly as they see no future, they are missing moral male role models and the only rituals left are those around consumption – the shopping mall as the great savior.

Agriculture and farming seen here not merely as an economic activity but as a ritual, as a way of life. It can be considered the antidote to the problem of modernity and post-modernity. The agricultural ways of life brings discipline and hard work. There are clear rules, corn is corn and is not seen as part of discourse, but living reality.   However, for technological globalists, it is exactly this past that must be creatively destroyed by higher and higher forms of capitalism – the train must go on, eventually become a plane, then a starship. However, with limited portals to the gates of the globalization train, what results are not only attacks on the train (as with fundamentalist movements) but jumping in front of the train (suicide and depression by those who cannot cope with an accelerating future, or who sense that they will have no part in this future).

Irrespective of the strategy taken by young (and old), at heart then is a crisis in worldview. However, generally research on how people see the future rarely explores these foundations. Instead data is presented focused on whether individuals are optimistic or pessimistic about the future – the search is for signs of despair and hope. Causes of suicide are either individualized (no discipline), blamed on unemployment and other social and economic problems, or related to genes.[6]  However, for causes to be sensible must be nested in the limits of the industrial and postindustrial worldview wherein reality is segmented into work (profit-making) followed by years of retirement.  An analysis of worldview must as well speak to an even deeper sense of myth and metaphor. At this level of analysis, the issue is what stories do we tell ourselves?

For individuals outside of the mainstream of the present (and thus open to alternative futures), the  problem for them is a story of the universe in which they are expected to behave in certain ways (become a worker, rational human being) and a reality that either denies this possibility (unemployment) and is utterly divorced from their world (the limits of the European enlightenment with respect to accessing other ways of knowing). There is thus a contrast to the world of globalization and secularization and the realities of emotions and identity creation.

So far we have pointed to the alternatives taken to jumping on the train to the future. First, there is cognitive dissonance since people do not want a train to the future but rather want the worldview behind the one-train perspective to be challenged. They want inner transformation and social innovation not the latest technology. Those that can not get on attack the train and yearn for earlier days. Others see no hope and jump in front of the globalization train. A fourth alternative is the postmodern, to see the entire exercise as socially constructed, so not only one train to the future but many trains and many other forms of transport (jet planes, camels, teleportation, telecommunication, walking, sitting still and imagining).

However, a problem with postmodernism is that it gives endless choices – virtuality – but with no foundation.[7]   Without this foundation, the result is a reality with too many selves – the swift Teflon vision of the future, where identity is about speed and the collection of a multitude of experiences, not about understanding the Other – not about deep communication wherein others (nature, other cultures, new technologies, even) are understood in their own terms.

Moreover the terms within which postmodernism includes others remains defined within the confines of the Western limitless worldview of accumulation. The choices, apparently multicultural, in fact, are about consumption, consuming other cultures. Virtuality merely creates the illusion of endless choice but not the fulfillment of having met and responded to a challenge. Nature, conditions of inequity and authentic alternatives to the postmodern are lost in this discourse. It is the response to the challenge that leads to inner growth, to economic and social development. The end result of postmodernity is depression, a condition that the World Health Organization has already made dramatic forecasts about. WHO estimates that by 2020 depression will be the leading cause of  “disability adjusted life years“ dramatically increasing the demands for psychiatric health services for young and old…[8]

2. WESTERN WORLDVIEW

However, as Galtung argues, it is too simple to say that the problematique is of the Western worldview, of the crises of the West. First since the West is ubiquitous and second since even closed societies exhibit similar problems. Third, it is a conceptual mistake to argue that the West is in crisis since this is a tautological statement.[9] The West by definition exists in this way. That has been the West’s success in expanding the last 500 years.  The West is not just linear in its evolution, it is also dramatic, apocalyptic (the end of the World, the collapse). The West by definition searches for the latest breakthrough, the victory, the challenge that can propel onwards.

But the other side of the West is its alter ego. This alter ego is focused not on expansion but on human rights. Not on the businessman but on the shaman, not on the mature adult ready to life and retire from the company (or kingdom or church) but on the youth that contests reality. Not on domination focused masculine principles but on partnership focused feminine principles. Not the city but the wild.

The challenge to official reality comes also from the outside, the periphery, for example, the Bedouins not vested in the normative and coercive power of the state, as Ibn Khaldun argues.[10]  Indeed, youth, women, mystics, those from traditional society, are the periphery. Even as many are part of the ego of the West (I shop therefore I am) many are of the alter-ego (I love therefore I am and I protest therefore I am). It has been the capacity of the West to appropriate counter movements – the challenge to official reality – to use youth, women, non-western cultures and others to transform itself from within that has been the success of making the West universal.  The incredible growth in the organic food industry is an excellent example of this. In this sense, the crisis in the West is not new, it is merely the alter-ego expressing the alternative West.

Farming and Food:

Within the framework of agriculture/farming, this  ego/alter ego oscillation comes out in two ways. The dominant is clearly the technological with the subservient the organic, the manual. In the technological, this has moved from industrial farming, and in recent times, to GM foods (for example, “everything from pickles and peanut butter to tofu and tomatoes is in the US injected with genes from arctic fish to make them frost resistant”[11]). The GM food future will eventually leading to functional foods, wherein foods will be injected with various vaccines (Tetanus or polio, for example) or fruit juices flush with psyllium for fibre or grapes with high amounts of lycopene for treatment of prostate cancer or applies spliced with an antioxident gene from strawberries)[12]. The alternative is community farming, a return to nature. Women are of course playing a leading role in the switch to consuming organic foods partly as the suffer more from health problems (as one would expect in patriarchy) but also as they are generally more concerned with future generations, with the health of their children.

However, it is mistake to see organic farming (community farming, perma-culture, etc) as outside the Western worldview, it is merely the shadow side of the technological.

We should this within the futures of agriculture expect to see a continued rise of both Wests – the transgenic food industry and the organic food industry (as well slippage in the organizational paradigms behind them, ie the former may become decentralized and localized while the latter may become like a real industrial era industry, moving away from its community “small is beautiful”  roots).

Understanding Structure:

Returning to our exploration of what individuals do when desires are unfulfilled (attack the train, jump in front of the train, etc), part of the problem with those responding to globalization is that they base their politics on a visible identification of the enemy. In the metaphor we have used, evil are corporate heads or mad scientists. The metaphorical dimension of the train representing  progress, the one-track as mono-culture nature of technology and the uni-direction is the commitment to progress at all costs.

Thus what is harder to see – beyond the visible litany – is the worldview, the codes that define what is real, what is important, what is beautiful, truth and reality. This becomes possible to see when one steps outside one’s own terms of reality and enters other cultures or time frames (creating an epistemological distance from the present and future).  Less difficult but still challenging is understanding structure, that is, historical processes that are actor invariant, such as class, patriarchy or varna (from sanskrit, loosely meaning color but generally a structure of power). While Marxists have focused on structure (the imperialists are the problem) as have muslims (Western Satans) but by resorting to conspiracy theories (using structure but unfortunately moving to specific cultures) they have lost legitimacy. Indeed, by focusing on evil and attempting to eliminate others, a war of attrition has resulted, where whomever is not the purest is bombed, as in South Asia and Yugoslavia.

Thus for those attempting to transform society, change appears to be easier when evil is clearer – whether a tyrant or a multinational such as General Motors or more recently Microsoft) or a world organization such as the World Bank. It is more difficult when structure (inequity) or worldview that must be challenged and transformed, that is, not the visible hardware but the harder to see software (actually, the problem is in the context that makes sense of hardware and software – the entire computing metaphor).

However, there is a worldview that comes across in a multitude of movements, each touching some dimension of the critique of what has come to be called globalization.  These are expressed in the form of the spiritual movements, the vegetarian movement, the green movement, the community movement, the human rights movements All these movements are generally supported by youth as cadres even if managed by aging hippies.  Thus, there is a clear age-cohort dimension to the future. As these young people age, what might the forms of social resistance take. What might be the mixture of cyber-protest, social movements, for example?

Later in this paper, we will investigate the structural parameters that may lead to success or failure for these movements. Suffice to say at this stage that how one sees the futures of change largely depends on whether one sees social change as linear or cyclical or spiral. For linear developmentalists, youth movements, spiritual movements, animal rights movements, community farming movements, are generally signs that (1) progress is occurring since history is complaining (2) these movements should be listened to since ignoring them only increases the costs to the system (but only if they cannot be mocked, avoided, imprisoned, first), and (3) generally the voices of morality have always complained, and technological/economic progress has always won. So as they in Australia: no worries. Stay on the track.

For cyclical thinkers, for example, such as Pitirim Sorokin,[13] systems reach their limits. Once reached they return to other periods in history. Each system can only express a certain level of reality. For example, as West qua materialism reaches its sensate peak, it marginalizes the spiritual. The system goes in crisis, and once it reaches this limit, it returns to an ideational system, focused on ideas, on morality. Progress becomes defined by proximity to God and not the capacity to purchase the real. Thus the current system has reached its natural limits and the alternative Ideational system is about to begin.

For spiral thinkers such as the late Indian philosopher and Master, P.R. Sarkar[14] – whom we will return to later – human social history move through stages. The workers era (shudra) focused on meeting basic needs. This led to the warrior era (ksattriya) where strength, challenges, honor were crucial. Empires resulted as power was centralized. Next comes the Intellectual Era (vipra) – power controlled by priests and monks – wherein ideas and their circulation is the key. The limit was reached when economic growth was avoided. In the battle between the monarch and the priest in European history, for example, it was the trader, the burghers outside the city walls, that emerged victorious. The capitalists (vaeshyas) entered the cycle and commodified workers, warriors and intellectuals. This is where we generally stand now. Next is a global worker’s revolution when the entire system will transform and move to a new era of Warriors (a centralized world governance system based on global ethics, honor and the meeting of new challenges, space, most likely). The spiral comes in that once the pattern is seen a new leadership can emerge and ensure that while the cycle turns, no group is exploited – neither worker, warrior, intellectual or trader – allowing the cycle to become a spiral.

The hypothesis then is that the crisis that the West faces are part of the West’s own renewal and clearly part of the fatigue of development.  They can also be nested in the structure of the time, the guiding worldview and the myth/story behind it.

Delay:

This fatigue, and resultant futures, has been delayed because of the internet revolution.  Earlier, calls for transformation where focused on the reinvigoration of farming and agricultural, of challenging industrial modes of family, organization, religion and sexuality. The farm meant a return to community, a rejection of the paradise of the (sub)burbs. A new age-cohort, screen-agers, as Douglas Rushkoff accurately calls them, have found a different way to express individuality.[15] It is quick time, quick communication and a chance to immediately lead instead of to follow. This will likely be even more delayed because of revolutions in genetics and nano-technology. While at one level delayed, at another level, the .com revolution is a youth explosion, of an expression of an alternative paradigm of social relations. Many small start- ups are multicultural, gender-partnership based and challenge traditional notions of working 9-5 and wearing black suits. They also offer a network vision of work and organizational structure. In this sense, they renew even as they delay more basic (needed) changes to globalization.

The issue then is the technological transformed promised by the Gene and Net revolution merely a continuation of globalization and technocracy or a structural and ideational foundational change?

Are the carriers of new social codes about the transformation of the dominant World culture – the West – or as part of the success of the West, itself?

3. SCENARIOS OF THE FUTURE

Let us leave these questions for the time being and explore what types of futures are desired by groups and individuals throughout the world. Interestingly but not surprisingly, the ego and alter-ego of the West comes across in foundational scenarios of the future. These can be seen in popular and academic images of the future, and have certainly come across in visioning workshops in a range of countries.

Focusing on these scenarios is not to restrict the importance of individual trends such as disintermediation, aging, multiculturalism, the rights movement, global governance but to frame trends in the context of larger patterns of change. Scenarios or pictures of emerging futures is a far more integrative way of capturing such information.[16]

Globalized Artificial Future

The first is the globalized artificial future and the second is the Communicative-Inclusive future.[17]

The globalized scenario is high-technology and economy driven. Extreme features include, the right to plastic surgery and an airplane for each person. Generally, the vision is of endless travel and shopping, and a global society where we all have fun by having all our desires  met. It is the Western vision of paradise.

Food, while plentiful, in this scenario is identity based, ie food that defines self. Food is fun, food is exotic (Thai or Indian). Food is also mixed, eg Tex-Mex. Agricultural, as mentioned earlier, while at one level considered dirty, at another level, it is not considered at all, even if the reality is that world population increases require increased food production. Food, like other commodities, should be not scarce. It definitely should be globalized, all sorts easily available wherever one is. This is part of the postmodern/globalized thrust, of having all perspectives quickly and easily available In the long run, in this future, food will move from globalized food to transgenic food, moving not just from cultural diversity (many types of food) to genetically engineered food. For example, “the world market for transgenic products is projected to increase to $8billion in 2005 and 25$ billion in 2010. Corporate transactions related to ventures in GM seeds, agro-chemicals and research, valued at more than $ 15billion (from 1996-1999) is expected to keep pace.”[18] Overtime, food, will merge with pharmaceuticals, with the creation of functional foods, created for particular health needs.

Rural communities will be so not because they are agricultural based but because they are different from the city, indeed, they provide areas of respite for Earth as City: City as planet. Rurality may become redefined as areas of elite wealth and not as areas of cultural backwardness, as areas of limited choice, as, for example, the Australian Bush or the South Asian village are seen today.

More specifically, this scenario of the future can be defined as:

·                    Genetic Prevention, Enhancement and Recreation – New Species , Germ Line Engineering and the End of ‘Natural’ Procreation

·                    Soft and Strong Nano-Technology – End of Scarcity and Work

·                    Space Exploration – Promise of ET Contact or at Least, Species Continuation in case an Asteroid hits Earth.

·                    Artificial Intelligence and ultimately the Rights of Robots – development of personal artificial bots

·                    Life Extension and Ageing – Gerontocracy and the End of Youth Culture

·                    Internet and the Global Brain

·                    Globalization, large transnationals organizing production of needs and desires.

The underlying ethos is that technology can solve every problem and lead to genuine human progress.

At a grand level, this vision of the future challenges traditional notions of truth, reality, nature, Man and sovereignty. Truth is considered multiple, socially constructed. Reality is physical but as well virtual (cyberspace). Nature is no longer considered fixed but can be challenged and changed by humans, largely through genetic manipulation. While previously human evolution was stable, with cultural evolution quicker and technological evolution the quickest, now the technology has the potential to quicker human biological evolution itself. This fundamentally shifts the tension between culture and technology, to technology and biology, leaving culture where? The category Man has been has been deconstructed by feminists and shown to be historically constructed. And finally economic globalization makes sovereignty problematic and cultural globalization makes the sovereignty of the self (one stable self) porous, leading to far more liminal selves.

The impact of this vision and the underlying trends in the food area are singular. Genetically modified foods are the solution, especially since global agricultural production has been steadily declining since the Green Revolution of the 1960s’ and will continue to do so at 1.8% a year. With population increasing, along with a purchasing power (and technology and gene) divide, food production must dramatically increase.

Communicative-Inclusive

In contrast is the communicative-inclusive society, which is values driven. Consumption of every possible good in this scenario is far less important to communication. It is learning from another about another that is crucial. While technology is important, the morality of those inventing and using it is far more important. Instead of solving the world’s food problem through the genetic engineering of food, the reorganization of society and softer more nature-oriented alternatives such as organic foods are far more important.  Food is not only necessary for our biological growth but food is social (creating community) and food is spiritual (the correct foods helping one become more subtle and incorrect foods, crudifying one’s body/mind/spirit).

The goal is not to create a world that leads to the fulfillment of desire but one wherein desire is reduced (the Buddhist perspective) or channeled to spiritual and cultural pursuits. While earlier incarnations of the scenario were to make everyone into a worker (the Marxian distribution dream) or everyone into a shudra (a worker, the Gandhian sentiment) or a peasant (the Maoist), recent articulations are far more sophisticated and focused on what Sarkar[19] has called Prama – or dynamic balance. Prama means inner balance (of material/spiritual), regional balance (of nations, no one nation can be rich if the neighbor is poor), of industrial/agricultural production (not leaving the land but seeing it as part of national development) and of economic balance (self-reliance in basic needs plus export orientation of non-essentials).

Of course, in the USA, where only 2% work directly in the agricultural sector, balance should be defined differently. However, As Steve Diver argues in “Farming the Future”:

Though a dramatic increase in the farm sector is not appropriate in a developed economy, clearly more people would take up farming were it economically feasible.  In addition, when so many people are removed from the land and the experience of living and working around Nature, a cumulative collective psychological effect of dislocation and disconnectedness from self and one’s environment is likely.  Indeed, eco-psychologists suggest that many of the social ills present in industrialized countries are the result of such an imbalance.[20]

Along with balance, in this future, is diversity. In particular the pitfalls of reliance on genetic intervention are crucial here since they threaten biodiversity. Indeed, the Irish potato famine of the 1840s is largely because everyone plotted one crop. “Had the crop been biodiverse, the catastrophe would not have occurred.[21]

The alternative scenario gains credence as well since the logical conclusion of GM foods are nano-foods, or the fabled meal-in-a-pill. Of course, the pill will not be tasteless or odourless or emotionless (as currently imagined) – eating it will be a real virtual programmed experience. The pill will not just provide nutrients but evoke emotions, stimulate glands and for all practical purposes be everything we currently and historically associate with eating. Of course, the meal-in-a-pill still has to be invented but when it does, the issue will be what type of social situation will go with it? Once the collective meal is lost, what society will result? What ways then will there be to slow time down, to connect with others? How will the meal-in-a-pill fit into the food qua spirituality perspective?

It is these concerns that the communicative-inclusive scenario articulates and presents. Far more important than the meal-in-a-pill is the communicative nature of eating, of the importance of work for those producing food (work gives humans dignity), of the social design of food producers (not collectives nor corporations but cooperatives, sharing land and wealth), and of the health (physical, mental and spiritual) issues associated with food.

More specifically the communicative-inclusive scenario has the following characteristics:

·                    Challenge is not solved through technology but through creating a shared global ethics;

·                    Dialogue of civilizations and between civilizations in the context of multiple ways of knowing is the way forward;

·                    A balanced but dynamic economy. Technological innovation leads to shared co-operative economic system;

·                    Maxi-mini global wage system –incentive linked to distributive justice;

·                    A soft global governance system with 1000 local bio-regions;

·                    Layered identity, moving from ego/religion/nation to rights of all;

·                    Holistic science –life as intelligent.

The underlying perspective is that of a global ethics with a deep commitment that communication and consciousness transformation can solve all our problems.

The trends that underlie this scenario are as with the earlier scenario challenges to Truth, Reality, Nature, Man and Sovereignty but with a different angle. Instead of genetic science it is new paradigms in physics. Instead of a world ruled by multinationals, it is the growth of Green Parties and social movements associated with transparency  that are far more important.

Truth and Reality are seen as both ultimate (spiritual) and physical. It is multi-perspectual in that we make are own realities, however, there is an underlying non-constructed unity to reality – that of a moral universe driver by cause-effect. In one word: karma. This comes out from the growth of the spiritual movements and cosmological exchange (the non-West creating cultural bridgeheads in the West) as well as through the dramatic new health paradigm, which while essentially spiritual focuses on integrating mind-body, seeing both as essential to well-being.[22] Nature, however, is not to be tampered with. Urbanization is the problem and nature is given, indeed, a sacred trust given to humanity. Man is contested as humans are among the many species on the planet – nature, animals, with spiritual entities, Gaia herself. Sovereignty is challenged as nation-states are considered passe’ – part of the problem. A solution could be a planetary civilization based on the self-reliance model. Food would certainly be locally grown – and regional when required –  with the world government setting up policy standards (what level of chemical fertilizers what level of meat consumption allowed, and what levels of food can be exported).

However, this scenario should not be seen as anti-technology, although there are certainly groups that prefer aspects of this vision who are more luddite than others. But most likely technology is likely to be driven by ethical values. For example, technology could be used to give information on the caloric count of foods, so as to avoid high-fat foods. These health-bots could also immediately let one know the level of pollutants in the food, where the food was produced, and over time the social conditions that the food was produced in. Thus the net, cellular phones could be used to transform globalization from within, giving consumers information on products so that they could make choices consistent with their worldviews. Technology would thus serve as a moral guide, an angel over one’s shoulder, helping one do the right thing. [23]

However, while this is a change in paradigm, at a deeper cosmological level, it is not a foundational change, in that this scenario represents the alter-ego of the West. It is the West, contracting, searching for that identity it has unconsciously repressed.

4. CASE STUDIES

Within the theoretical context developed above, we now explore specifically what futures are likely to result. The likelihood of a particular future occurring is partly based on the desired future, that is, individuals are likely to work to create the futures they want. However, there are structural parameters that influence, that limit, the future as well. A later section of this article will explore these considerations.

In terms of the case studies presented below, they are based on the visions of young persons between the age of 15-25. This means that in 15-20 years they may be in policy positions to impact the future (at least the official ego future of the West and not the alter-ego, which they currently impact). The case studies below focus on how young people imagine their preferred futures as well as the type of alternative futures they see emerging. Of course, these case studies should be seen as indicative instead of conclusive, as among the signs of the emergent future.

1. Undergraduate Students at the Centre of European Studies, University of Trier- Agriculture and the Futures of Europe. [24]

Community/Organic:

The first and most popular scenario was the Community/Organic. In this scenario, young people moved away from the chemical corporate way of life and searched for community-oriented alternatives.  Local currency networks, organic farming, shared housing and other values and programs favored by the counter-culture were favored.  When asked why individuals would prefer this future, they responded that the current (1999) Dioxin contamination in Belgium (with similar scares in the future even more likely) could lead to quite dramatic changes away from artificial, pesticide and genetic foods, in the longer run.

Food was part of a larger life-style, paradigm issue. These young people imagined a community household system where goods and services were shared. However, one participant  imagined Europe not within the urban/community dichotomy but saw the entire of Europe as becoming community-oriented. This meant a clear move away from the view that I shop therefore I am  to I relate therefore I am. In this sense, the key way of knowing was not philosophy qua reason; or religion/state qua authority; or science quo empiricism, or even spirituality qua intuition but communication qua relationship. The self was no longer alone but nested in communities of care, each one expanding eventually leading to Gaia, herself.

This focus on relationship was also central for other participants, who did not specifically share the community/organic future. Indeed, it was the return to a strong family life that was pivotal in terms of how they saw the future of Europe. Taking care of children – and ensuring that the state provided funds for this – taking care of the elderly, and in general living so that familial relationship were far more important then exchange relations.

Clearly this scenario reflects the communicative-inclusive scenario identified earlier.

The Family:

In minor contrast to the community scenario, this future was far more focused on the nuclear family – the Family Future. Indeed, efforts to maintain this institution were considered crucial by some participants especially with the rise of genetic engineering, and the possibility of test-tube factories in the not so distant future.  Indeed, while more formal visioning workshops with technocratic experts examine scientific variables (such as the nature of future populations or income levels or possibilities of global catestrophes)[25], these students asked, “will I have children? How many? How will I spend my time with them?”  Issues of food/work etc were not as important as the personal nature of one’s family.

This of course should be understood in the context of the age of the respondents. Most likely, as they age and have families, this group will find itself drawn to the organic/community scenario.

Celebrating a Plastic Future:

However, other participants believed that the new technologies would be dominant and instead of resisting them we should rejoice. We should celebrate in artificial intelligence, plastic surgery, gene enhancement creating a Plastic Europe. Anonymity in fact gives freedom from other; it allows the individual to express herself, while community and family suppress the individual. The organic/community scenario, they believed, was reflective of the agricultural era – a time when individuals, especially women, did not have rights.

The new technologies as well promise great wealth. Indeed some argued that far more important than family life was single life. It gave choice; it was not steeped in outdated institutions such as marriage. Europe was flexible and it should remain so when it came to formal relations.

However, behind these preferred futures was the reality of disaster.

One participant argued that oil reserves would certainly run out, and Europe would quickly decline, while Africa, with its plentitude of sun, and eventually solar energy,  would rise. Mass unemployment in the context of Castle Europe – keep the barbarians out – was the likely future. AIDS, Ebola, and many other disasters loomed ahead. Nuclear technology could also lead to serious problems and new forms of energy were needed.  Unless alternative forms of energy were developed, the future was bleak.

However, a last perspective was that of technology transforming the future in a positive manner. The new technologies could create the possibility for a network instead of national identity. They allow creativity to grow, and along with more spiritual views of what it means to be human, let humans transcend their narrow limitations.  What Europe could offer was its multilingual focus, its vision of a multicultural society.  Food futures, in this scenario, were likely to be focused on diversity, that is, space for the organic, space for the industrial super market model and space for the genetically modified model.  No one model of how to farm, what to eat and who to eat with would become hegemonic. Social movements and the state (through electoral politics) would reduce the power of corporations. Corporations would as well be influenced through consumer spending, which more and would be focused on alternatives to the current shopping center, “food magically appearing in aisles” model.

These scenarios are echoed by Richard Eckersley in his research: Eckersley writes that young people: “expect to see new technologies further used to entrench and concentrate power and privilege: for example, they were almost twice as likely to believe that governments would use new technologies to watch and regulate people more as they were that these technologies would empower people and strengthen democracy. They want to see new technologies used to help create closer-knit communities of people living a sustainable. [26] This is at essence a mixture of the green/sustainable and transformational future and points to the fact that not all young people are experiencing cognitive dissonance – that many understand the system, and find strategies to work with it without being subverted by it.

These issues are not only European. For example, in a similarly structured  visioning workshop in Taiwan, the following emerged as preferred futures.

2. Taiwan in Global Futures –   Taiwanese Students at Tamkang University, Tamsui, Taiwan, May 1999.

One group imagined a globalized Taiwan with each citizen being super-rich, with their own airplane (the globalist artificial society). Another group imagined a softer, slower, organic future where farming was crucial (the communicative-inclusive). Technology linked them globally but there was no email imperative. Quality of life issues were as crucial as wealth issues. The China/Taiwan issue would be resolved by both entering a supernational federation where nation did not matter any more.

This latter scenario was quite surprising to older participants (one saying that it was a dangerous vision for the nation).  However, it can be explained by the fact that this younger new age-cohort do not have the memory of fleeing China, nor with the poverty of 50 years ago. As with their western counter parts, the have development/science and technology fatigue, and desire a far different life – a green, spiritual future.

5. VALUES AND BEHAVIOR

While these are exemplary case studies via visioning workshops, interestingly we find isomorphic results from Paul Ray’s and Sherry Ruth Anderson’s  study on Cultural Creatives.[27]

Arguing that the best single predictor of real behavior  are values, they divide Americans into three value groups. The first are the moderns. “The simplest way  to understand today’s Moderns is to see that they are the people who accept the commercialized urban-industrial world as the  obvious right way to live. They’re not looking for alternatives,” say Ray and Anderson.[28] They are committed to the “get on the train of progress view. Worldviews are generally those that others have since they believe that their definition of reality is the norm.

In contrast are the Traditionalists. They generally yearn for community, for small town life, traditional notions of nature. These notions are strongly nested in patriarchy, nationalism, and traditional texts (in the US, the Bible). One can easily see that this category is exportable throughout the world. In Taiwan, for example, to Confucian KMT nationalists. Or in Pakistan to the leading Islamic parties (focused on the Quran, here). All are equally distrustful of foreigners, desire to regulate sexual behavior and traditional gender roles.

They would likely reject the Communicative-Inclusive vision of the future (and of the course the Artificial Society) and prefer not a Back to Nature but what we might call, An Imagined Past, when the world was defined by nations and capital and labour mobility was restricted.

Ray and Anderson as well offer a third value orientation, where the believe lie the seeds of a cultural revolution – the Cultural Creatives. They:

·                    love nature and are deeply concerned about its destruction;

·                    are strongly aware of the problems of the whole planet and  want to see action to curb them, such as limiting economic growth;

·                    would pay more taxes or higher prices if you knew the money  would go to clean up the environment and stop global warming;

·                    give a lot of importance to developing and maintaining  relationships;

·                    place great importance on helping other people;

·                    volunteer for one or more good causes;

·                    care intensely about psychological or spiritual development;

·                    see spirituality and religion as important in your own life but are also concerned about the role of the religious Right in politics;

·                    want more equality for women at work and want more women leaders in business and politics;

·                    are concerned about violence and the abuse of women and children everywhere on Earth;

·                    want politics and government to emphasize children’s education and well being, the rebuilding of neighborhoods and communities, and creation of an ecologically sustainable future;

·                    are unhappy with both left and right in politics and want a new way that is not the mushy middle;

·                    tend to be optimistic about the future and distrust the cynical and pessimistic view offered by the media;

·                    want to be involved in creating a new and better way of life in their country;

·                    are concerned about what big corporations are doing in the name of profit: exploiting poor countries, harming the environment, downsizing;

·                    have  finances and spending under control and are not concerned about overspending;

·                    dislike the modern emphasis on success, on “making it,” on wealth and luxury goods;

·                    like people and places that are exotic and foreign, and enjoy experiencing and learning about other ways of life.

Along with these characteristics, Ray and Anderson believe that [29]

cultural creatives in their personal lives, they seek authenticity — meaning they want their actions to be  consistent with what they believe and say. They are also intent on finding wholeness, integration, and community. Cultural Creatives are quite clear that they do not want to live in an alienated, disconnected world. Their approach to health is preventive and holistic, though they do not reject modern  medicine. In their work, they may try to go beyond earning a living to having “right livelihood” or a vocation.

Their vision is consistent with the Communicative-Inclusive vision of the future. While we would assert here that this is merely the alter-ego of the West, Ray and Anderson believe that the cultural creatives represent the future, what others have called the Promise of the Coming Dark Age, or what Johan Galtung has called the Rise of the Middle Ages.[30] The Middle ages where, at least in the first part, about recovering the community lost in the nation-empire building of the Roman Empire. The Middle-Ages were fare more distribution than growth oriented. Of course, the vision of the cultural creatives is community but not with patriarchy or other types of feudal hierarchy. It is a response to modernity and postmodernity and not a reaction to it.

If we then see the West in historical phase shifts – from expansion to contraction (both being natural phases of the West) then we can image the future of the West become far more diverse, far more concerned with meaning, community, gender fairness, smaller. Does this mean then that expansion will then come from other civilization? Or is it possible as Ashis Nandy has argued for the creation of a gaia of civilizations.[31] That is, as the West contracts – finally understanding the Indic perspective that each civilization is incomplete in itself and needs the other –  the garden metaphor of a multitude of civilizations in eco-relationship with other may take root.

Instead of GM foods, organic foods might flourish. Instead of only growth, distribution might again become important. With a more balanced world system, especially in terms of gender relations, population would find a steady level (women would fine their economic and social power from themselves instead of through male children), and instead of the meal-in-a-pill, the image would be of a sharing of foods on community table. But what of the carnivores?

6. STRUCTURE OF THE FUTURE

It is the question of the carnivores that leads us to the next section. Essentially this is an issue of power. In the Gaian model – diverse but generally non-violent, reality created through shared negotiation – vegetarians modes of social and economic organization are far more likely. Vegetarian modes are softer on the Earth, allow for far greater production, and are non-violent. The values behind this perspective is one of self-reliance (lack of dependence on giant corporatist anonymous systems). But what to do with those that differ, what of the giant global system. Are there any possibilities that it will transform? Said, differently, can the West genuinely transform?

Thus, what is often lost in these important attempts to understand the future are the structural constraints and structural possibilities.  In this sense, few scenarios go beyond the dictates of the present (trend extrapolation) and the dictates of vision (aspiration scenarios).

Structural approaches explore the parameters of the possible future. What is probable, not because of current trends (although these are often defined by structural forces) or agency or but because of real historical limits.

If we begin to explore the long term, from a macrohistorical view, there are range of possibilities that define the shape of the long term.  In this essay, we focus on four factors.  We add Sarkar’s theory of varna [32]with Sorokin’s notion of super cultural systems[33] – already presented – with Wallerstein[34] and Eisler.[35] Wallerstein’s is based on class and Eisler’s is based on gender, as derived from her theory of Patriarchy.

Simply stated – and glossing quite a bit of history – there have been four structures.

1.                  World Empire – victory of warrior historical power – coercive/protective – sensate – patriarchy – ksattriya

2.                  World Church – victory of intellectual power – normative – ideational – patriarchy – vipra

3.                  Mini-systems – small, self-reliant cultural systems – ideational –androgny – shudra

4.                  World economy – globalizing economics along national divisions – sensate – vaeshyan

The question is, which structure is likely to dominate in the next 25 to 50 years? Can a new structure emerge? And of course, what does that mean for the futures of agriculture, food and rural communities?

Option 1 of a world empire is unlikely given countervailing powers – given that there is more than one hegemon in the world system and given that there is a lack of political legitimacy for recolonization, for simply conquering other nations. The human rights discourse while allowing intervention in failing nations still severely delimits nation to nation conquest.

Option 2, a world church, is also unlikely given that there are many civilizations (from Muslim to Christian to Shinto to modern secular) vying for minds and hearts. While the millennium has evoked passions associated with the end of man, and the return of Jesus, Amida Buddha or the Madhi, the religious pluralism that is our planet is unlike to be swayed toward any one religion. In this the Gaia model is possible.

Option 3 – 10000 nations/communities –  is possible because of potential decentralizing impact of telecommunication systems and the aspiration by many for self-reliant ecological communities electronically linked. However, small systems tend to be taken over by warrior power, intellectual/religious power or larger economic globalizing propensities.  In the context of a globalized world economy, self-reliance is difficult to maintain. Moreover, centralizing forces and desire for power at the local level limits the democratic/small is beautiful impulse.

Option 4, the world economy, has been the stable for the last few hundred years but it now appears that a bifurcation to an alternative system or to collapse (and reconquest by the warriors) is possible.  Crises in environment, governance, legitimacy all reduce the strength of the world system.

Revolutions from above (global institutions from UN, WTO, IMF) and regional institutions (APEC) and revolutions from below (social movements and nongovernmental organizations), revolutions from technology (cyber democracy, cyber communities and cyber lobbying) and revolutions from capital (globalization) make the nation far more porous as well as the chaotic interstate system that underlies it.[36]

However, none of these problems can be solved in isolation thus leading to the strengthening of global institutions, even for localist parties, who now realize that for their local agendas to succeed they must become global political parties, globalizing themselves, and in turn moving away from their ideology of localism and self-reliance.

Thus what we are seeing even in the local is a necessity to move to the global. There is no other way. Again, this tallies with the cultural creatives as well as with the modernists (but not the traditionalists). The issue, of course, is which globalism? The technocratic version or the gaian version? Can there be a world system that is localized?

Choices

For the West there are three choices as the world economy model falters: (1) Import labor, open the doors of immigration and become truly multicultural and younger. Those nations who do that will thrive financially (the US and England, for example), those who cannot because of localist politics will find themselves slowly descending down the ladder (Germany and Japan, for example).

As the West becomes more multicultural, many types of farming futures  will result. Some industrial, some very small scale (the recreation of suburban neighborhoods by recent immigrants who are in search of land and their traditional local self-reliance). Indeed, the aged might find purpose through small farming, joining recent immigrants in city plots.

The second choice is dramatically increase productivity through new technologies, that is, fewer people producing more goods (or a mix of immigration and email outsourcing). While the first stage is the convergence of computing and telecommunications technology (the Net), nano-technology is the end dream of this. Farming and food, as mentioned earlier, become swallowed by the technocratic discourse, the meal-in-a-pill.

The third choice is the reengineering of the population – creating humans in hospitals. This is the end game of the genetics revolution. The first phase is: genetic prevention. Phase two is genetic enhancement (finding ways to increase intelligence, typing second, language capacity) and phase three is genetic recreation, the creation of new species, super and sub races. In this future, the goal will be to design humans who do not need to eat, or where food is not a problem, or where food is totally recyclable (ie. what you eat, you excrete and then eat again – after the nano-bots clean up the waste).

THE NON-WEST

Which future is structurally likely then? The technocratic-one train vision wishes for a globalized world constricted by  nations-states and Western culture as the backdrop. They will likely get the globalized world but the cost to them will be a softer Western culture, a transformed Western culture. The communicative-inclusive hope for a world of communities – self-reliance, ecological, electronically linked, in gender and global partnership – without any world government system. [37]

Structurally, however, this is next to impossible since it is likely that they will get the vision but not without a global government system that sets new rules that constrict the power of the carnivores (the question will be will they remain carnivores, or will moral and spiritual development have evolved to new levels).

We are thus likely to get a global world system that is informed by the alter-ego of the West. But where is the Non-West in all this, except as providing the seeds for the renewal of the West. We now for the rest of this essay focus on the responses of the non-West. The two Non-Wests, ego and alter-ego.

In contrast to the West, the non-West follows a different pattern. The ego of the non-West has now been constructed by the West, such that as much as the non-West resists Westernization, it embraces it, becoming even more Western than the West, as, for example, Japan or Malaysia. This is the classic love-hate relationship. The non-West own future trajectory having been altered by the West, it finds itself resisting and desiring to be like the West.  Resistance comes in the form of fundamentalist movements, that challenge Western power through acts of terror. At another level, this is expressed at international UN/WTO- type meetings where issues of fairness, sovereignty, access to technologies, national debts are discussed. With the memory of colonization fresh, redress is the key issue. But as with the Roman Empire, where the barbarians attack not to remove Rome but to become even more Roman, we find Asian and African nations striving to become even more Western – quicker, more technological, more commodified, and more exploitive of women, nature and labor.

Thus we see national policy far more pro-big farming, landlords, agri-business and far readier to speculate on the world futures markets (and ready to complain when they lose  as a conspiracy against Asia).

The Alter-Ego:

But of far more interest is the alter-ego. This comes across in two ways: first as traditional, ancient indigenous knowledge, generally, focused not on the Western utopia (the perfection of society) but on the Indic and Sinic eupsychia – the cultivation and perfection of the self. Second, as attempts to not limit their understandings at local levels but to make new claims for the universal. While the former is most conducive to cosmological exchange and indeed forges a partnership between the West and Non-West (Gandhism, Tibetan Buddhism, Zen) the latter is far more problematic for the West, since it challenges the West’s universalism.

8. LOCAL AND INTEGRATED FARMING

In terms of the first model of traditional knowledge (return to pre-contact Asia or Africa), the implications for farming include the following. The general model is one focused on self-sufficiency, water conversation, afforestation, international coordination and cooperation of water and tree regimes, as much as possible organic fertilizers (with limited use of chemical fertilizers), the creation of cottage industries for local people, alternative energy production, and local research center. While it appears to be a pre-industrial model, the use of Net technologies for sharing information on the local, allows a new model for global development. We quote extensively from the P.R. Sarkar’s classic work, Ideal Farming [38]as an exemplary text. His system of integrated farming as a backbone for a new development model includes the following:

·                    Organic farming

·                    Afforestation using scientific and local knowledge in terms of which trees should be planted first (fast growing trees such as cassuarina, sisir (Albezzia Lebbeck), sissoo (Dalbergia), red sandalwood, etc. and second (slow growing trees such as teak which also provides green cover and can be harvested after 30 years or so.

The fast growing trees can be cut after three years, providing an additional source of income for local power.

·                    For afforestation, surface water must be conserved. This is best done by creating small-scale lakes and ponds. Along the lakes and ponds, Sarkar suggests the types of plants that should be used around lakes .Thee include slope plants (pineapple, asparagus, aloe vera, etc), Boundary plants (palm trees, vegetables and fruits), Wire plants (creeping vegetables around a brick wall with a wire fence to keep out animals), Aquatic plants and Surface plants.

·                    Riverside plantations to prevent floods, conserve water, regulate the flow of water in rivers, and keep the soil moist and fertile.

·                    River projects must not be left to one country alone, an international governance system must be set up to ensure the coordination of water conservation and development

·                    Planting of medicinal crops based on the Ayurvedic system

·                    The Maximum utilization of land through crop rotation, crop mixing and supplementary cropping

·                    A range of energy projects including, solar, bio-gas, small scale hydro-electric, bio-mass power, and of course thermal power from coal and other fossil fuels.

While Sarkar, and others such as Aurobindo, provide details suggestions the overall point is that agriculture cannot be relegated to a side-show. Decentralization of the economy is crucial for well-being. This is contrast to the ego of Asia which is focused on economic development that is city-based. The underlying metaphor is of the streets of London town  paved with gold. Cities represent economic growth,[39] while rurality represents stupidity and backwardness.  The city is modern and Western, the village is the shameful face of the non-West. For secular modernized Asians, however, the village represents traditional feudal society. Sarkar’s model is about transforming the village economy, modernizing it through selective science, but generally using indigenous knowledge of greening the environment. He has developed a new model focused on creating small self-reliant, ecological, spiritual, knowledge-intensive communities throughout the world. This has been crystallized at Ananda Nagar, Bengal, the city of Bliss, wherein the alter-ego of the non-West can flourish.

9. SARKAR’S VISION OF THE FUTURE

The Universal dimensions of Sarkar come not from the alternative farming regime or his focus on self-reliance and community building (which is a common theme throughout Asia and Africa) but from the alternative worldview that shapes it. We now in detail investigate this view, concluding with what it means for the future of farming and food.

Sarkar gives us a new map in which to frame self, society, other, nature and the transcendental. One way to think about this is to imagine Sarkar’s scheme as if it was a library.  Instead of floors on government documents, the humanities, social sciences and science (as in conventional libraries), he redesigns the real around the following orderings of knowledge, floors if you will: Tantra (Intuitional Science); Brahmacakra (cosmology, the evolutionary link between matter and mind); Bio-Psychology (the individual body and mind); Prout (specifically, the social cycle, economic growth and just/rational distribution, and the sadvipra, or spiritual leadership); Coordinated Cooperation (gender partnership in history and the future); Neo-Humanism (a new ethics); and, Microvita (the new sciences and health). Certainly a library as constituted by Sarkar’s categories would be dramatically different from current libraries.

At heart, Sarkar’s alternative worldview is about transformation. Sarkar’s strategies of transformation include:

·        Individual transformation through the Tantric process of meditation and the enhancement of individual health through yoga practices that balance one’s hormonal system;

·        Moral transformation through social service and care for the most vulnerable;

·        Economic transformation through the theory of Prout and samaj or people’s movements, as well as through self-reliant master units or ecological centres (As with Ananda Nagar, mentioned above);

·        Political transformation through the articulation of the concept of the sadvipra, the spiritual-moral leader, and the creation of such leaders through struggle with the materialistic capitalistic system and immoral national/local leaders;

·        Cultural transformation through the creation of new holidays and celebrations that contest traditional nationalistic sacred time-space places (such as childrens’ day) and through the recovery of the world’s spiritual cultures as well as through the establishment of Third World social movements that contest the organisational hegemony of Western organisations;

·        Language transformation through the elucidation of a new encyclopedia of the Bengali language and through working for linguistic rights for the world’s minorities;

·        Religious transformation through upholding the spiritual reality that unites us all while contesting patriarchal and dogmatic dimensions of the world’s religions;

·        Scientific transformation by rethinking science as noetic science as well as laying bare the materialistic and instrumentalist prejudices of conventional science; and

·        Temporal transformation by envisioning long range futures and designing strategies for centuries and future generations to come.

For the purposes of this article, two concepts are crucial. They are (1) Neo-humanism and (2) Microvita.

Sarkar’s theory of Neo-Humanism aims to relocate the self from ego (and the pursuit of individual maximization), from family (and the pride of genealogy), from geo-sentiments (attachments to land and nation), from socio-sentiments (attachments to class, race and community), from humanism (the human being as the centre of the universe) to Neo-Humanism (love and devotion for all, inanimate and animate, beings of the universe).  These can be called windows of compassion “which determine the set of beings identified as sufficiently similar to self to deserve equal consideration.”[40] The challenge is to expand our window to include all that is.

Paramount here is the construction of self in an ecology of reverence for life not a modern/secular politics of cynicism.  Spiritual devotion to the universe is ultimately the greatest treasure that humans have; it is this treasure that must be excavated and shared by all living beings.

Neo-humanism is essential to creating  prama. This means that plans and animals as well have existence rights. Writes Sarkar:

The biological disparity between animal and plant – that disparity must not be there.  Just as a human being wants to survive, a pigeon also wants to survive – similarly a cow or a tree also wants to survive.  Just as my life is dear to me, so the lives of other created beings are also equally dear to them.  It is the birthright of human beings to live in this world, and it is the birthright of the animal world and plant world also to remain on this earth.[41]

What this means is ensuring that animals and plants are not treated cruelly, that vegetarianism becomes the dominant food regime.

Writes Diver on the impact of Neo-humanism on farming.

The adoption of Neo-Humanism in modern agriculture will require a shift in sentiment and an alternative agriculture scenario wherein animals continue to play an essential role in both economical and ecological terms, but are not simply raised for slaughter. Positive examples of a Neo-Humanistic animal agriculture are: pastures used solely to raise livestock for slaughter are planted into woody and herbaceous biomass crops; animal manures supply biofertilizers and composts; weeds and brush are controlled by grazing instead of herbicides; animal products (dairy, wool, and eggs) are obtained without harming the animal; other animal products (leather products and organic fertilizers like feather, fish, bone, and blood meal) are obtained when animals die from old age.[42]

Of course, for Sarkar – and this is the problem from a globalist Western view – initiated numerous social and political movements to realize these goals. PCAP (Prevention of Cruelty to Animals and Plants) was started in 1978 and the Universal Proutist Farmer’s Federation (UPFF) in 1966. By universal, he means not based on any one nation or planet. These are part of his grander political movement known as Prout – the progressive theory of utilization. Prout is a global political party, and at the same time, it is a decentralized social movement, focused on self-reliant economics, gender partnership, neo-humanist ecology, among other characteristics. It intends to challenge both capitalism (in terms of distribution) as well as other models (for not, interestingly focusing enough on providing  basic needs and maximum amenities – that is, increasing real per capita income).

The implications for the future of farming and food are many. First, farming is nested in an alternative social-political model. Second, farming is placed in an alternative model of what it means to be human and not-human. Third, farming is seen as central for national and global development. Fourth, farming is essential for the non-West to realize its potential and develop indigenous sciences. Fifth, food can be divided into the following.[43]

·        Food for health (vegetarian food),

·        Food for conscience, ethical foods, non-violence for the creatures eaten, their living conditions,

·        Food for Social Justice – for the creation of a just society, where basic needs are met and there is increased purchasing capacity, ie food that challenges structural violence and poverty, and

·        Food for the spirit (food that enhances one’s meditation and other spiritual practices through stimulating the bodies inner chakras (or physical/psychic/spiritual centres) and

·        Food for the Future (food that is focused on the vibration of who made the meal as well as ultimately food that is synthetically made).

10. THE MICROVITA REVOLUTION

But perhaps the most interesting – and out of the box worldview – is Microvita.

Microvita is the organizing concept that provides a link between the spiritual and the physical. Microvita are the software of consciousness just as atoms are the hardware, Diver argues. They are both ideas and the material, what many have called spiritual vibration in colloquial language.  Positive microvita enhance one’s own health and can create the conditions for a better society.  Indeed, they can be active in social evolution. They are related to one’s thoughts but are also external, that is, microvita move around the universe shaping ideas and the material world.  They can be used by spiritually evolved individuals to spread ideas throughout the planet, indeed, universe.  Microvita are not dead matter but alive, and can be used for spiritual betterment. Microvita provide a link between ideational and materialistic worldviews. They help explain the placebo effect in medicine (through attracting positive microvita) as well as psychic healing (the transfer of microvita from one person to another).  However, the concept of microvita still remains theoretical. They have yet to be empirically verified, even if there are a few hundred individuals practicing microvita meditation.

In terms of the impact on farming and food, Diver is instructive. He writes.

Two broad areas in which microvita research has immediate promise in agriculture are:  the interaction between microvita and biofertilizers, and formulations of chemical fertilizers for specific purposes. Biofertilizers such as animal manure, compost, and biogas sludge are a basic component of eco-agriculture systems like organic and biodynamic farming.  Biofertilizers provide humus and increase biological activity in the soil, thus resulting in better soil tilth, improved water infiltration and water-holding capacity, and enhanced resistance to crop pests.  However, in addition to these scientifically-documented benefits, farmers that use biofertilizers commonly ascribe a subtle ‘vital’ quality to their soils and produce.

Microvita thus provides the theory for observations that certain types of crops – farmed properly – enhance the life force of crops.

According to Sarkar:[44]

There are two types of fertilizer – organic and inorganic.  When fertilizers are used, bacteria is also being used indirectly.  This bacteria functions in two ways – one is positive and the other is negative.  When you utilize biofertilizer bacteria, that is organic fertilizers, the function of the bacteria will only be positive.  You should start practical research into positive microvita from the study of biofertilizers and their positive functions.

Thus crops can be enhanced through the application of positive microvita. This could lead to increased health of those who consume the microvita enhanced foods. Clearly a different approach than the genetically altered model.

Writes Diver:[45]

Sarkar provided two examples whereby differences in microvita makeup can bring about qualitative changes in crops.  The first is jute in Bengal.  Although the seed source may be the same, when jute is raised in Bengal there is a clear difference in the quality of jute fibres between the districts of Maymansingha, Jalpaiguri, and Murshidabad.  The reason for this difference is variation in the number of microvita.  The second is potato.  Even when the same type of fertilizer is used, the rate of production and taste of potatoes between plots may not be uniform in all cases.  The cause lies in the number and denomination of microvita.  In this instance the difference in the number of microvita in oxygen accounts for the contrast.

And:[46]

Other research topics in agriculture where the subtle manipulation of microvita may produce interesting results include: microbial inoculants for composts and soils, biodynamic preparations, herbal medicines and botanical extracts, specialized foliar fertilizers, homeopathic remedies for farm animals, and seed treatments.

Microvita research can also play a role in understanding differences between chemical fertilizers. Fertilizers from two different mineral deposits may have the same elements but differ in terms of microvita. The common expression, “nitrogen is nitrogen is nitrogen” is thus foundationally challenged.

Clearly, if microvita theory is true or if it helps explain the vitalism paradigm used for example in places like Findhorn, it could revolutionize agriculture. What it means that while agriculture and industry are developed in terms the understanding of the interactions at the material level, we are undeveloped at understanding the spiritual level, and how the spiritual level, interacts with the material level.

However, while microvita agriculture is dramatically different from gene modified agriculture, it is also similar. Just as GM foods promise improve health (by changing the structure of food) so does microvita agriculture. One goes from industrial foods to GM foods to Nano-food, concluding with a meal-in-a-pill to even possible the redesign of humans so energy comes in and out differently.  The other goes from organic food to energetic food to spiritual food.One takes materialism to its extreme, the other takes spirituality to its extreme. Both foundationally change evolution. Indeed, Sarkar imagines that humans will generally take over the duties of nature. However, he is gravely concerned about the politics of current science and the morality it operates under. A microvita science promises revolution (for example unleashing new forms of energy for galactic travel) in every possible sphere, but ultimately microvita is about inner happiness, bliss.

Is Microvita theory then the alter-ego of the Non-West? This is unlikely, rather, it appears to be an attempt to move the discourse forward and create the basis for a planetary civilization that has elements of the universal/globalist dimension as well as the communicative/inclusive vision of the future. Microvita starts with the local and the community but then moves far beyond offering not a reaction to modern science but a model of a new science.

However, most agriculturalists in the West would avoid, indeed, dismiss, such a discussion (no evidence of it and the theory is based on non-Western ideas, that is, it is culturally too dissimilar to understand). But if the West’s alter-ego phase expands, if the cultural creatives continue to grow as a group, then the ideas of Sarkar, and others, could become not words and world from the edge, but the dominant way we see the world.

Meal-in-a-pill or pass the microvita salad?


[1] Johan Galtung, “The future: a forgotten dimension,” in H Ornauer, H Wiberg, A Sicinki and J Galtung, eds, Images of the World in the Year 2000 (Atlantic Highlands, NJ: Humanities press, 1976).
[2] For more on youth futures, see Jennifer Gidley and Sohail Inayatullah, eds. Youth Futures: Comparative Research and Transformative Visions. Westport, CT., Praeger, 2001 (forthcoming).
[3] Johan Galtung, “Who got the year 2000 right – the people or the experts,” WFSF Futures Bulletin, 25, 4, (2000), 6.
[4] See Ziauddin Sardar, Thomas Khun and the Science Wars.Cambridge Books, Icon, 2000.
[5] Speech at Humanity 3000 Symposium. Seattle Washington. September 23-26th. See for details on this: Sohail Inayatullah, “Science, Civilization and Global Ethics: Can we understand the next 1000 years?” Journal of Futures Studies (November 2000). www.futurefoundation.org
[6] And clearly the unemployment figures for youth are no laughing matter, generally hovering around the 40-50% mark throughout the world, worse in poorer nations. In New Zealand, based on 1996 statistics, for example, 42.7% of the unemployed were between the ages of 15-25 while this group makes up 21.2% of the population. And as in most areas, minority groups are hit the hardest. In New Zealand, for example, maori and pacific islander youth have twice the unemployment rate as compared to Caucasian youth. See: www.jobsletter.org.nz.
[7] See, Ziauddin Sardar, Postmodernism and the Other: The New Imperialism of Western Culture. London, Pluto Press, 1998.
[8] www.who.org, See, World Health Organization, The Global Burden of Disease, 1996. http://www.who.int/.   See, Caring for Mental Health in the Future. Seminar report commissioned by the Steering Committee on Future Health Scenarios. Kluver Academic Publishers, Dordrecht, 1992, 315.  See as well: The Global Movement for Active Ageing. http://www.who.org/ageing/global_movement/index.html.
[9] Johan Galtung,  On the Last 2,500 years in Western History, and some remarks on the Coming 500,” in The New Cambridge Modern History, Companion Volume, ed. Peter Burke (Cambridge: Cambridge University Press, 1979).
[10] Ibn Khaldun, The Muqaddimah (An Introduction to History). Translated by N.J. Dawood. (Princeton: Princeton University Press, 1981). Fifth printing.
[11] Ajay Singh,” A Foretaste of the Food for Tomorrow,” Asiaweek (August 20-27, 2001), 72.
[12] Ibid., 73.
[13] Pitirim Sorokin, Social and Cultural Dynamics. Boston, Porter Sargent, 1970.
[14] See, Sohail Inayatullah, Situating Sarkar: Tantra, Macrohistory and Alternative Futures. Maleny, Australia and Ananda Nagar, Gurkul Publications, 1999.
[15] Doug Rushkoff, Children of Chaos. New York: Harper Collins, 1996.
[16] For more on this, see, Sohail Inayatullah, ed., The Views of Futurists: Volume 4 of the Knowledge Base of  Futures Studies. Melbourne, Foresight International, 2001. CD-ROM. Also see, Sohail Inayatullah and Paul Wilman, eds,. Futures Studies: Methods, Emerging Issues and Civilizational Visions. Brisbane, Prosperity Press, 1998.
[17] For more on these, see Sohail Inayatullah, “Structural Possibilities of Globalization,” Development (December, 2000).
[18] Ajay Singh, op cit, 73.
[19] See, P.R. Sarkar, Prama. Calcutta, Ananda Marga Publications, 1987.
[20] Steve Diver, “Farming the Future,” in Sohail Inayatullah and Jennifer Fitzgerald, eds. Transcending Boundaries: P.R. Sarkar’s Theories of Individual and Social Transformation. Maleny, Australia and Ananda Nagar, India, Gurukul Publications, 1999.
[21] Ibid., 73.
[22] The texts are in the thousands now but among the best are the works of Deepak Chopra. The most scientifically respectable are the studies by Dean Ornish.
[23] For more on this, see, Sohail Inayatullah, “Your computer, Your conscience,” The Age (August 26, 2000), 6.
[24] The first case study is based on a sample of ten students who attended a month-long intensive course on civilization and the future. The course was held June 1999 at the Centre for European, University of Trier, Germany. After a four week introduction to critical and multicultural futures studies, the following scenarios emerged.
[25] See, for example, Sohail Inayatullah, “Futures Visions of Southeast Asia: Some Early Warning Signals,” Futures, 27,6, July/August (1995), 681-688;
[26] Richard Eckersley, “Portraits of Youth. Understanding young people’s relationship with the future,” Futures (Italics) 29 (1997): 247.
[27] Paul Ray and Sherry Ruth Anderson, The Cultural Creatives. New York, Harmony Books, 2000. See: www.culturalcreatives.org.  See review on the Net by Peter Montague.
[28] From the review by Peter Montague.
[29] Ibid.
[30] Johan Galtung, op cit.
[31] See Ashis Nandy and Giri Deshingkar, “The Futures of Cultures: An Asian Perspective,” in Eleonora Masini and Yogesh Atal, eds., The Futures of Asian Cultures. Bangkok, Unesco, 1993.
[32] For Sarkar, the future is contoured by Sarkar’s notion of four types of power (worker, warrior, intellectual and merchant or chaotic/service; cooercive/protective; religious/intellectual; and, remunerative).
[33] For Sorokin, the future is based on on culture and is derived from his ideas of  three types of systems (sensate focused on materialism, ideational focused on religion and integrated, balancing earth and heaven).
[34]  Immanuel Wallerstein, “World System and Civilization,” Development: Seeds of Change (1/2, 1986).
[35] Riane Eisler, Sacred Pleasure. San Francisco, HarperCollins, 1996.
[36] As mentioned earlier, A countervailing force are revolutions from the past – the imagined past of purity and sovereignty (economic sovereignty, racial purity, and idealized good societies), which (1) seeks to strengthen the nation state (to either fight mobility of individuals –immigration – or mobility of capital – globalization – or mobility of ideas – cultural imperialism and (2) seeks to create new nation states (ethno-nationalism).[37]Indeed, this is true across cultures. In one workshop in Malaysia, Islamic leaders (mullahs, scholars, youth, government servants) asserted that their preferred future for the Islamic world was based on the following:1.        self-reliance ecological communities electronically linked

2.        a global ummah (world community)

3.        gender parternship

4.     alternative, non-capitalist economics

[38] P.R. Sarkar, Ideal Farming – Part 2. Calcutta, Ananda Marga Publications, 1990.
[39] This has come across clearly in futures workshops in Asia. One particular  in Bangkok found that the issue was not just too many cars and the resultant pollution but the entire big-city outlook. Central to this outlook is the degradation of the rural.
[40] Andrew Nicholson, “Food for the Body, Mind and Spirit of All Being: A Neo-Humanist Perspective,” in Sohail Inayatullah and Jennifer Fitzgerald, Transcending Boundaries, 197.
[41] .Prabhat Rainjan Sarkar, “Renaissance in All the Strata of Life”,  Prajina Bharatii (March, 1986), 3-6.
[42] Diver, op cit, p. 211.
[43] Andrew Nicholson, op cit, pages 194-207.
[44] Prabhat Rainjan Sarkar, Ideal Farming:  Part 2, 9.
[45] Diver, op cit, 220.
[46] Ibid.

Terror and World System Futures (2001)

Sohail Inayatullah[1]

The events of September 11, 2001 should be seen in global human terms as a crime against humanity and not as a war against anyone. This is not only because those in the WTC come from many nationalities [2] but as well issues of solidarity and efficacy of response move us in that direction.. In this sense, the framework for dealing with terrorism must be from a strengthened World Court (in the context of a reformed United Nations), just as those responsible for Rwanda and Srebrenica have been dealt with (or will be dealt with).[3] That international law has not prevailed in this conflict tells us a great deal of the nature of the world system (it is still strategy and power that define and not the rule of law or higher culture). That he has not done so reinforces the nation-state and moves us away from world law, and, indeed, world peace. Years later we will look back at this costly mistake in dismay – what could have been and the path that was not followed. 

While Bush should be commended for the search for allies in the Islamic world, seeking an indictment within a world court framework would not have only granted increased legitimacy – for a campaign that has been increasingly seen like vengeance, (not to be mention economically motivated), and not justice – but created a precedence for the trial of future terrorists (of cyber, biological, airline and other types). 

The equation that explains terror is: perceived injustice, nationalism/religious-ism (including scientism and patriarchy), plus an asymmetrical world order.  One crucial note: explanation is analytically different from justification. These acts, as all acts of mass violence, can not be justified. 

The perceived injustice part of the equation can be handled by the USA and other OECD nations in positions of world power. This means authentically dealing with Israel/Palestine as well as the endless sanctions against Iraq. Until these grievances are met there can be no way forward.  Concretely this means making Jerusalem an international city, giving the Palestinians a state, and ensuring that there are peace keepers on every block in Israel-Palestine. It means threatening to stop all funding to both parties (the 10$ billion yearly from the USA to Israel, for example, and from Saudi Arabia and others to the Palestinian authority). It means listening to the Other and moving away from strict good/evil essentialisms, as Tony Blair has attempted to do in the Middle-East (or more appropriately South-West Asia).  Dualistic language only reinforces that which it seeks to dispel, continuing the language of the Crusades, with both civilizations not seeing that they mirror each other.  Indeed, at a deeper level, we need to move to a new level of identity. As  Phil Graham of the University of Queensland writes: “We are the Other. We have become alienated from our common humanity, and  the attribute, hope, image, that might save us – is  the “globalisation” of  humanity.”[4] 

However, Bush giving increased legitimacy to Ariel Sharon once again strikes most of the world as hypocritical. While Arafat has already lost any legitimacy he may have had as a leader of the Palestinian people, at least he is not under likely indictment for war crimes committed in Lebanon. For Bush to cozy up to one war criminal and attempt to eliminate others (Mullah Oman and Bin Laden) worsens an already terrible situation. 

MACROHISTORY 

From a macrohistorical and structural perspective, the USA is a capitalist nation with military might buttressing it. Osama Bin Laden and others are capitalists with military strength. Both are globalized, both see the world in terms of us/them, both use ideas for their position (extremists drawing on Islam; American intellectuals using linear development theory). Both are strong male. The USA builds twin towers, evoking male dominating architecture (as argued by Ivana Milojevic and Philip Daffara, of the University of the Sunshine Coast[5]) and the terrorists use the same phallic symbol – the airplane – to bring it down. Boys with toys with terrifying results for us all.  And with over 50% of Americans believing that Arab Americans should have special identity cards and the now defunct Taliban having legislated that hindus where special insignia on their clothes, these chilling similarities return us back to Europe sixty years ago. 

In the terms of spiral dynamics, as developed by Beck and others[6], these are both red forces (passion) fighting each other. The world is desperate for a Blue force, a higher order legal framework, to resolve the violence.  What has occurred however is the elimination of one red force by a combined effort of two other red forces, American and Northern Alliance. While the terrifying actions of the Taliban are paraded in propaganda machines throughout the world – the CNN lie machine – little mention of the Northern Alliance brutalities are trumpeted. Fortunately, there is more to this world than state power, and thus Amnesty International and Human Rights Watch have focused on all the parties (but none yet on USA bombing mistakes – such as those costing the hands of Afghani children. Food packets being the same color as cluster bombs can be seen as unfortunate or as paradigmatic. While seeking indictments against US military personnel is going too far, Afghani victims of the war should have the right to legal redress, especially financial compensation. There can be no negotiation on this. Indeed, it is this fear of indictments that keeps the US away from a world court. 

Still at least at the official level, American and Western leaders have called for tolerance, for openness, for respecting Islam and muslims, for seeking terrorists, ie criminals, and not other categories. [7] Indeed, there have been legal cases against USA airlines for not allowing those of south asian and middle eastern ethnicity to board on planes.  This type of legal recourse was certainly not available to Abdul Haq, murdered by the Taliban  in late October.  Not surprisingly,  Osama Bin Laden  called  for a struggle against America and Jews (and now the United Nations), resorting to tired racist and hateful rhetoric, which in the long run will  bring little solace to those suffering – essentially the language and madness of conspiracy theory. Moreover, after the struggle against America and the Jews, who then will it be, the shias (which are already targeted by many Taliban supporters)? And then? Once the politics of exclusion begins, only ever increasing dogmatic futures can result.  Interestingly, far right wing hate groups in the USA have endorsed Osama Bin Laden’s action, arguing that the Federal Government and the world Jewish conspiracy is the problem (and as would be typical in male discourse, saying that while they agree with politics and tactics they would not desire them to marry their daughters and visa versa). 

However, Osama Bin Laden’s demand for rights for Palestinians must be heard. Like a child who is not heard, the shouting gets even louder. Or a body that is sick, getting sicker and sicker, calling attention  to the disease, and even killing the host (meaning the planet itself), unless there is some foundational and transformative change. While the USA and others prefer the chemotherapy and radiation approach to health (thus bombing appears natural, ie the USA exists in epistemological reductionism)  if we are interested in the long term, then perhaps the naturopathic  homeopathic or chiropractic might work much better. Can there be a truth and reconciliation commission?   The shouting is also getting louder as muslims are undergoing a religious renaissance, argues Riaz Hussan of Flinders University, Australia.[8] As they move toward increased religiosity, there is far less interest in extremist political positions, in those who live in the conspiracy discourse. Thus, Osama Bin Laden and other extremists find their pathways cut off, both from within the Islamic world and as well from the globalized multicultural world. Attacking old symbols of imperialism becomes the only way for them to survive. Creating new futures, new economics, new cultural texts, however, is the real challenge. 

What is especially challenging to the USA is that the demands from many muslims, including extremists, is not for money or territory but for the West (and nations claiming to be muslim) to change, to become less materialistic, more understanding of the plight of the poor, and more religious – and to return to their pre-Columbus borders. And, American public opinion appears to share this, with a majority calling for a return to a moral core, away from crass materialism (but not yet from jingoist war).  As Kevin Kelly has written, communism collapsed because the West offered something better. For extremism of the Islamic variety to collapse, more than McDonalds will have to be available.[9] 

The demands of the  West on Islamic nations generally has been the opposite: to become more materialistic, more growth-oriented in terms of the formal economy (but not more people) and more sensate, scientific – to develop.  From a macrohistorical perspective, each distorts what it means to be human by focusing on one dimension, and in extreme forms.  From an individual view, we can see how  those in the periphery develop a love-hate relationship with the center. The terrorists drinking, gambling, cavorting in strip clubs before the 11th of September shows how they  internalized what they struggled against. It also shows how Islam for them was strategic, a text that could be used to justify their own pathological worldview.  

In the long run, the events of September may be viewed as an isolated attack of terrorism, or they may be seen as: (1) events that clearly define who is the world’s hegemon ending the competing (Europe, East Asian, China) nation’s theory – Americanism, for now, and forever; (2) as a renewal of the Islamic world, with extremists, literalists, declining in popularity, and a new vision of Islamic modernity emerging, leading to the beginnings of a global ecumene; (3) a challenge by the poor to the world capitalist system, in effect, continuing the pattern of the decline of Communism, decline of grand religions and the collapse of capitalism. In the sense, as the system collapses, the question only future historians know is: what new forms of power will reign? What will emerge from the chaos?  A world state? 

The second part the equation is a shared responsibility, within the Islamic world especially, but essentially a dialogue of civilizations.  This means opening the gates of ijithad (independent reasoning and a capacity to adapt to change) instead of blind imitation.  And here, the crucial language is a dialogue within religions, between the hard and soft side. Certainly the Taliban argument that Muslims have a duty to fight with them in case of an attack on Afghanistan did not help matters.  The Taliban spent the last decade fighting against Muslims with USA indirect support (creating what is now know as the Afghan Arabs) –  why would anyone desire to support such a state? It is the failure of the modernist statist paradigm and support of tyrannical states by the West that pushes groups in this extreme direction.  Unfortunately, leadership in the Islamic world that can give legitimacy to the softer side has been silenced. As long as these leaders do not stand up and challenge dictatorships, they will indirectly participate in the creation of endless Osama Bin Laden’s. Anwar Ibrahim is the most potent symbol of a global muslim leader who seeks a dialogue within Islam and between Islam and the rest of the world in language and on terms of dignity and global ethics. Unfortunately, he remains falsely imprisoned in Malaysia and is symptomatic of the crisis in the Third World. 

While the hard side has clearly defined the future – every bomb dropped, every moment of bio-terror –  reduces the possibilities, this need not be the case.  There are alternatives.   The hard side (not the US military), to some extent, has become de-legitimized.  For example, even the right wing in the USA cringed when Pat Robertson blamed the terror attacks on God ceasing to provide protection to America because of the rise of  feminism, etc..  And Muslims everywhere, are hopefully, beginning to see that more terror will not work and is morally wrong. The Islamic leaders meeting in Qatar was a step forward. The message must be: the injustices are real but non-violent global civil disobedience (against companies, nations around the world, leaders)  is a far more potent method for long-term transformation. In Pakistan, the elimination of the extreme right wing has given hope the middle-class. The carrot of US$ has allowed Pakistan to move away from the rightist politics of General Zia. 

Unfortunately, the hypocrisy in the West does not help matters, and increases daily. Until the USA shuts down its own terror training camps, as for example, the Western Hemisphere Institute for Security Co-operation (Whisc), change is likely to be incremental if at all. Whisc was called the School of Americas and argues George Monblot has trained more than 60,000 Latin American soldiers and policemen,” largely involved in death squads against their own people. For example, in Chile its graduates ran Pinochet’s secret police and his three main concentration camps and Human Rights Watch revealed that former pupils … had commissioned kidnappings, disappearances and massacres.”[10]Asks Monblot, provocatively,  should there be bombings of Georgia? Of course not, still double standards do not lead well to civilizational dialogue or world systems transformation. But others nations perhaps should lead the USA by example, showing that hypocrisy does not need to be how the game is played. 

The third part  of the equation really is what the social movements can and must continue, challenging the asymmetrical nature of the world system – the structural violence, the silent emergencies –  and pushing for a new globalization (of ideas, cultures, labor and capital, while protecting local systems that are not racist/sexist/predatory on the weak).  The social movements can through their practice and image of the future, show, and create a global civil society, challenging the twin towers of capital and military.  Real transformation, as in the changes in Eastern Europe, was  pushed through partly through the people’s movements. This process of creating a post-globalization world must continue.  

Resolving the equation of terror then must be both very specific and short term – crimes against humanity  cannot be tolerated – and must transform perceived injustices, the isms, and the structure of the world system, the long term civilizational perspective.  New Internationalist reminds us that on September 11, 2001, 24,000 people died of hunger, 6000 or so children were killed of diarrhea and 2700 or so children died from measles. [11] 

Of course, there are as well bio-psychological hormonal factors (testosterone and chakra imbalance)[12] that may account for the terrorist actions, but they do not always lead to such massive horrendous actions unless there is a historical and structural context.  Thus, terrorist as sociopath is an understandable description but there are deeper levels of analysis. 

SCENARIOS 

What then of the future? What are the likely trajectories? Here are four scenarios for the near and long-term future. These are written – a first draft was written september 20 – to map the future, to understand what is likely ahead, as well to create spaces for transformation.

(1) Back to Normal. After successful surgical strikes against Bin Laden and others, the USA returns to some normalcy. While trauma associated with air travel remains, these are seen as costs associated with a modern lifestyle, ie just as with cancer, heart disease and car accidents. The West continues to ascend, focused on economic renewal through artificial intelligence and emergent bio-technologies. More money, of course, goes to the military and intelligence agencies. The Right reigns throughout the World. Conflicts remain local and silent.  Over time, the world economy prospers once again and poorer nations move up the ranks just as the Pacific Rim nations have. Already the crusader look was presented at Jean-Charles de Castelbajac’s design collection and is considered likely to take off.[13] La vie est Belle (but just don’t look like you are from south asia or the middle east or have an Arabic name). 

(2) Fortress USA/OECD. Australia, for example, is already moving in that direction,  with basically a prison lock down ahead, especially to newcomers (who desire to enter the Fantasy island of the Virtual West escaping sanctions and feudal systems) and those who look different.  In the USA this is emerging through tighter visa restrictions and surveillance on foreigners, as well as, citizens. The carrot is of course usa citizenship being offered to informants from troubled spots. Of course, once they gain citizenship, they can spent a life time under surveillance. 

However, the costs for the elites will be very high given globalized world capitalism, and with aging as one the major long term issues for OECD. The Fortress scenario will lead to general impoverishment and the loss of the immigration innovation factor.  In the short run, it will give the appearance of security, but in the longer run, poverty will result, not to mention sham democracies with real power with the right wing aligned with the military/police complex.  Increasing airport security is a must but without root issues being resolved, terror will find other vehicles of expression. After all, fortresses are remembered, in history, for being overrun, not for successful defense against “others.” 

The response from the Islamic world will be a Fortress Islam, closing civilizational doors, becoming even more feudal and mullahist/wahbist, and forcing individuals to choose: are you with us or against us, denying the multiplicity of selves that we are becoming. The economy – oil – will remain linked but other associations will continue to drift away. 

(3) Cowboy War – vengeance forever (with soft and hard fascism emerging). Bush has already evoked the Wild West, and the Wanted – Dead or Alive image, indeed, even calling for a “crusade” against the terrorists. We have seen what that leads to all over the world, and the consequences are too clear for most of us. Endless escalation in war that will look like the USA has won but overtime will only speed up the process of  decline. They will remember the latest round, and the counter-response will be far more terrifying, with new sorts of weapons. In any case, with the USA military, especially the marines  rapidly increasing its percent of its members who are muslim (through conversion and demographic growth rates)[14], cowboy war will start to eat at the inner center. And once state terror begins, (or shall we say continues) there is no end in sight. Bush has already stated the assassination clause does not apply to Bin Laden and others since the USA is acting in self-defense. Cowboy war, again, will work in the short run. Crowds will chant USA, USA, until the next hit. The CIA can get back to business (already 1 billion has been appropriated and Bush has asked Congress to increase the Pentagon budget by 50 billion usa $), and continue to make enemies everywhere. Most likely, this will globally lead to an endless global “Vietnam”, well, in fact, an endless Afghanistan.[15]     

However, there are signs that Bush and others are listening to a tiny portion of their softer side and seeking to focus on the action of terror and not on Islam or any other wider category.[16]  They could use the sympathy from the rest of the world to “eliminate” terrorism (just as piracy in the high-seas was ended earlier) and, hopefully, in the longer run, seek solidarity with all victims of violence. The trauma from the bombing could lead Americans to genuinely understand the traumas other face in their day to day existence, to a shared transcendence, or it could lead to creating even more traumas. We can hope he – and all of us – keeps on listening and learning,  and with the war in Afghanistan over, the soft future may be possible. But if health in Afghanistan and the Islamic world is not resorted, there will be more trauma on the way. For All.  

Thus in this future, there will be no real change to the world system. Once all the   terrorists are caught –  well actually the perpetrators are already dead –  no changes in international politics or international capital will occur,  OECD states simply become stronger, while individuals become more fearful and anxiety prone.  A depression of multiple varieties is likely to occur (economic and psychological).  The depression will likely lead to anti-globalization revolts throughout the world, either leading to states to  bunker themselves in for the long run, or possibly – transform. Most likely, we will see a slow but inevitable movement toward global fascism – the soft hegemony of the carnivore culture (and anti-ecological in terms of land use) of McDonalds’s with the hard side of Stealth bombers.  The West will become a high-tech fortress, using surveillance technology to watch its citizens. Dissent is only allowable in peace times, and since the war against terrorism is for ever, submit or leave! 

However, “Fortress” in the long run may be difficult, as the globalization forces have already been unleashed and the anti-thesis in a variety of forms has emerged (the socialist revolt, decolonization movements, and even, terrorism). “Cowboy war” will likely only exacerbate the deep cleavages in the World Economy (that the richest 350 or so own the same as nearly 3 billion individuals). Indeed, a case can be made that this was Bin Laden preferred scenario. Bush attacks lead to destabilization in the Arab world, with the possibility of a nuclear accident and leading to extremists in Islamic nations rising up against modernists. 

Over time in this scenario, there may be a transition in who plays the central role in the world system, and is among the reasons the attacks have led to global anxiety – world system shifts are not pretty events or processes.  The periphery tends to see its future through the lenses of the Center; if the Center can be bombed, what future is there for the impoverished periphery? 

The deep divide cannot be resolved, however, merely by the “hearts and minds” strategy for this involves making traditionalists modernist, ie from loving land and God to loving money and scientific rationality. Rather, it involves moving from tradition to a transmodernity, which is inclusive of multiple but layered realities (the vertical gaze of ethics), moving toward an integrated planetary system (loving the  planet and moving away from exclusivist identities but transcending historical traumas). But can this transition occur? Can there be a Gaian polity? This is the fourth scenario. 

(4) Gaian Bifurcation. A Gaia of civilizations (each civilization being incomplete in itself and needing the other) plus a system of international justice focused not only on direct injustices but structural and cultural.  This would not only focus on Israel/Palestine (internationalizing the conflict with peace keepers and creating a shared Jerusalem)  as well as ending the endless sanctions in Iraq, but highlighting injustices by third world governments toward their own people (and the list here is endless, Burma,  Malaysia’s Mahathir, India/Pakistan/Kashmir). The first phase would be  far more legalistic, developing a world rule of law system with the context would be a new equity based multicultural globalization. This aspect would have an hard edge, developing a global police force and a military force. The second phase would be values driven, moving from military to peace keeping to anticipatory conflict resolution. In this phase, this future, the  USA would move to authentically understanding the periphery, seeking to become smaller, globally democratic. This means transforming the world system, focusing on a post-globalization vision of the future, and moving to world governance. Specifically, this means: [17] 

·      human and animal rights;

·      indexing of wealth of poor and rich on a global level, that is, economic democracy – employee ownership;

·      prama[18]based- creating a dynamic balance, between regions, rural/city, seeing  the world economy through the ecological metaphor but with technological innovation;

·      self-reliance, ecological, electronically linked communities (becoming more important than states);

·      gender partnership;

·      and a transformed United Nations, with increased direct democracy, influence of the social movements and transparency within multinational corporations. 

It means moving away from the modernist self and the traditional self, and creating a transmodern self (spiritual, integrating multiplicities and future-generations oriented). 

In terms of epistemology, this means moving from the strategic discourse, which has defined us for hundreds of years, to the emergent healing discourse (within, toward others, toward the planet, and for future generations).   Healing means seeing the earth as an evolving body. What is the best way to heal then, through enhancing the immune system, listening to the body, or through massive injection of drugs? 

In workshops  run around the world, Islamic, Western and East Asian nations, for example, this alternative future emerges as a desired future. Muslim leaders in a March 1996 seminar in Kuala Lumpur, Malaysia on the Ummah in 2025  desired a future that was based on: 

·      gender cooperation

·      a cooperative economic system (and not capitalism)

·      self-reliance ecological electronically linked communities (glo-cal), and, a

·      a world governance system 

This perspective appears to be generally shared by  the cultural creatives, an emerging demographic category in the West (www.culturalcreatives.org) In the Non-West as well there is a desire to move away from feudal structures but retain spiritual heritage, to be “modern” but in a different way.

DIRECTION 

To move toward this direction, ultimately means far more of a Mandela approach, what Johan Galtung is doing via the transcend (www.transcend.org) network, than the traditional short term Americanist approach. 

Indeed, 9/11 must be seen in a layered way. How it is constructed defines the solution. If we use the piracy discourse, then  a global police force must be developed to combat terrorism. If, however, it is a natural consequence of globalization, of a shadow NGO attacking a world hegemon, then the focus should be on the pathologies of globalization. If  this is essentially about injustice, about deeper worldviews being extinguished by modernity, then structural transformation and conversations with the other are far more important.. Depth peace is needed. While there may need to be short term actions against criminals, rehabilitation requires changes of culture and of economic opportunities, ie dismantling of the interstate system which allows capital to travel but not labour, and certainly restricts ideas from the periphery to travel and circulate freely. 

In this sense, the fourth scenario is about the long term and about depth. This fourth scenario is a vision of a global civil/spiritual society. It stands in strong opposition to the declared nation-statist position and the extremist groups all over the world. It challenges the strategic modernist worldview as well as the short termism of most governments. 

The first scenario continues the present; the second is a return to the imagined past; the third the likely future; and the fourth, the aspirational .  This means moving beyond both the capitalist West and the feudalized, ossified non-West (and modernized fragmented versions of it) and toward an Integrated Planetary Civilization. 

On a personal note, in utopian moments, I can see this civilization desperately trying to emerge at rational and post-rational levels,  and there are huge stumbling blocks – perceived injustices, the isms,  the asymmetrical world order, and national leaders unwilling to give up their “god-given” right to define identity and allegiance. 

Do we have the courage to create this emergent future? As we move into 2002, the aspirational future moves further and further away – the window of opening for cultural dialogue, for understanding deeper issues, has all but closed. But it will open again. Let us hope that opening does not come in the same fashion as 9/11 did. And I hope we will learn from all the mistakes committed this time.


[1] Professor, Tamkang University, Taiwan; Sunshine Coast University, Maroochydore; and Queensland University of Technology, Brisbane.  Co-editor, Journal of Futures Studies (www.ed.tku.edu.tw/develop/jfs), Associate Editor, New Renaissance (www.ru.org). s.inayatullah@qut.edu.au, www.metafuture.org. Inayatullah was born in Pakistan and raised in Indiana, New York, Geneva, Islamabad, Kuala Lumpur, and Honolulu. 

[2] Around 500-700 Pakistanis are presumed to be missing, as based on data from SBS Television Australia and Pakistan’s The News. It is not only Americans that is being attacked by certainly Muslims (possibly around 900 or so in the WTC and  some in the Pentagon, perhaps, not to mention attacks of terror toward Muslims in the last 15 years from all sources) as well. As of September 23, the figure is 200 pakistanis. http://www.pak.gov.pk/public/transcript_of_the_press_conferen.htm. By February 2002, this figure has been revised downwardly to 3000. The number of non-Americans killed is unknown.
[3] As Tony Judge and others have argued, www.uia.org)
[4] Personal comments. September 18, 2001.
[5] Personal comments. September 16, 2001.

[6] Jo Voros of Swinburne University offers these thoughts (email, October 8, 2001):What’s really going on (in Spiral language) is that purposeful-authoritation higher-order-seeking BLUE is activating its fundamentalist side and is becoming entrenched on both sides of the conflict. And each side of the conflict is basically talking about God being on *their* side (the classic  Higher Authority invocation) therefore, the “others” are unjust, unrighteous and deserve to be damned forever. BLUE needs a clear-cut right and wrong; by default “we” are right and “they” are wrong, which is the dynamic now playing out on either side.

Therefore, we have the US talking about “bringing to justice” (punitive arm of BLUE) those responsible for WTC attacks. The US talk of a “crusade” is a RED-BLUE effect; unrestrained RED asserts power and domination, often with violence, and when aligned with the “righteousness” provided by the higher authority, this violence is assumed to be righteous, resulting in violence glorified, allowed and exalted in the name of the Higher Authority. This is the same dynamic as on the West Bank between the Israelis and the Palestinians. Once you strip out the context-specific content, the same dynamical process is easily seen. On the facing side, the fundamentalist Taliban are saying the same sort of stuff — that it is the US who are terrorists and criminals, and thus unrighteous, etc — and invoking “jihad” — the semantic equivalent of “crusade”. The RED is starting to flow, both figuratively as a Spiral Dynamics vmeme, and as the blood of the now dying in vain. *sigh*

So, what we really need in this conflict is a super-ordinate Even Higher Authority to provide “good” authority (as opposed to the excessive fundamentalist form present on both sides) and bring the two sides to heel. Unfortunately, this is not present on Planet Earth. Each side claims sanction and legitimation from the Ultimate Higher Authority (God), so any non-God authority is, by definition, beneath this level.

[7] Of course, one friend of mine, commented that if he did know me, because of my name and facial features, he would have problems flying on the same plane as me. Another commented: “They are everywhere” (meaning arabs/south asians/muslims).
[8] See Hasan’s Faithlines: Muslim Conceptions of Islam and Society. Oxford University Press (forthcoming).
[9] Kevin Kelly, “The New Communism,” The Futurist (January-February, Vol. 26, No. 1, 2002), 22. Writes Kelly: “I think we need to enlarge Western civilization so that we have something young Islamic believers want. Providing it will be the only way, and the only honest way, to triumphh.” (22)
[10] George Monblot, “Looking for a terror school to bomb? Try Georgia, USA. Sydney Morning Herald (November 1, 2001), 12.
[11] New Internationalist 340, November 2001, 18-19.
[12] In the Indian health system, there are seven chakras. When the chakras are imbalanced, then negative emotions and behaviors can result. Yoga, meditation and diet are ways to balance the bodies hormonal system.
[13] Sally Jackson, “Star-spangled fervour in style,” The Australian (October 31, 2001), 15.

[14] Ayeda Husain Naqvi writes in “The Rise of the Muslim Marine” (NewsLine, July 1996, 75-77) that while hate crimes against Muslims rise all over the world, surprising the US military is one of the safest places to be a Muslim. Indeed, Qasem Ali Uda forecasts that in 20 years, 25% of all US marines will be Muslim. Given the incredible influence that that former military personnel have on US policies (ie a look at Who’s Who in America shows that military background and law school education are the two common denominators on the resumes of America’s most influential people), inclusion is the wisest policy.

[15] I am indebted to Mike Marien, of the World Future Society for this insight.
[16] As the conflict matures, Colin Powell and others have understood that surgical strikes as well as seeing the other in far less essentialized terms (the many Islams, the many Afghanistans) is crucial for strategy and success. Bush entering a mosque, without shoes, and publicly stating that this is a war against terrorists and not Muslims are all excellent steps forward. In addition, protection of minorities in the USA against direct violence is as well to be lauded. Even his willingness to change the title of the American Infinite Justice operation to Enduring Freedom confirms that he is getting some good advise, or rapidly growing up.  However, if total lack of capacity to understand the role of honor in Pushtun culture once again shows that Americanism can be dangerous for the world, in that complexity, other ways of knowings are not only not misunderstood but not seen as relevant at all. An approach that understoon Pushtun culture would search for honorable ways for them to withdraw from this conflict.
[17] See, Sohail Inayatullah, Understanding Sarkar: The Indian Episteme, Macrohistory and Transformative Knowledge. Leiden, Brill, 2002.
[18] Prama means inner and outer balance.  For more on this, see, Sohail Inayatullah, Sitatuing Sarkar. Maleny, Gurukul Publications, 1999.

Science, Civilization and Global Ethics: Can We Understand the Next 1000 Years? (2000)

By Sohail Inayatullah

What will the world look like in one thousand years? What factors will create the long-term future? What are the trajectories? Will we survive as a species? Will science reduce human ignorance through its discoveries or will ignorance increase as science becomes the hegemonic discourse? Will that which is most important to us always remain a mystery, outside our knowing efforts? What should be the appropriate framework in which to think of the long-term?

In a series of meetings sponsored by the Foundation for the Future, these and other issues are being explored by leading scientists, social scientists, paleo-anthropologists and futurists from around the world. The first of the FFF Humanity 3000 seminars was held in Seattle, Washington from April 11-14, 1999  and the second was held from September  26-29, 1999 and the third, August 13-26th, 2000. However the specific dates are quite inconsequential as what makes the Foundation unique is its intent to conduct regular symposia over the next few hundred years.  The results of each individual seminar are far less important than the larger knowledge base of the long-term future created from these conversations between, what Bob Citron, Foundation President, believes are the brightest minds in the world.  While this may or may not be true, the mix of thinkers is certainly multi-disciplinary and representing a range of political spectrums, from the extreme political right to the new left.

The first seminar focused on three areas: space exploration; global ethics and human enhancement with a debate between those who saw evolution as directed and those who saw evolution as random. The second seminar revolved around three debates (which were not resolved): is there one science or are there many sciences; is population and dysgenics a problem or a symptom of world inequity; and, is technology or encounters with the Other more crucial in the long-run.  The larger conference focused on three areas: global ethics; science and technology; and sustainability.  It concluded with a debate on if humanity would successfully evolve creating brighter futures for all or if imperialism, racism, environmental problems and governance crisis would lead to full scale global catastrophe.

This essay weaves together issues from both seminars and the conference,  and is less of a report, and more an inquiry into the nature of the long-term future.  While one can certainly argue that thinking one thousand years forward has little relevance, however, by taking a long-term perspective one can more easily ask: what is really of most importance?  A long-term focus also gives conceptual space allowing one to take an evolutionary view of history, seeing the grand patterns of biological and civilizational change. Individual trauma becomes less important, species trauma, survival, becomes more so. A long-term perspective also forces one to question the intellectual lenses, the paradigms one uses to think about the future, indeed, the entire episteme that frames what one thinks and can think?  Thus, far from a useless activity, a thousand year perspective is precisely the type of activity scientists, historians and futurists must be engaged in, if we are to survive and thrive, and discover who and what it is that “we” are.

However, thinking this far ahead is not without dangers. Generally, the longer span one takes the more implicit values come into place. The probable future often becomes more of a preferred. However, values end up being hidden by claims to science or civilization.  Second, the time scale is so fast that the conversation slips into the most important current issues (overpopulation, environment) and third, solutions and dominant perspectives emerge from current discoveries (genetics and artificial intelligence).

Recreated Selves

Thus, a pivotal issue that emerged from these conversations between physicists, biologists, ethicists, and social scientists is the dramatic probability of germ line therapy to change the very nature of our nature, to recreate not only what it means to be human, but what humans physically are and can be.

In the first seminar, one gene splicer, having left the USA where certain aspects of genetic research are illegal, commented that human cloning has probably already been accomplished. Extrapolate that out a few hundred years, and the last century of incredible technological change suddenly seems puny. Indeed, William Gates Professor of Genetics, Leroy Hood asserted at the second seminar that we are in the midst of the grandest revolution in human history. Within a generation we will move from genetic prevention to genetic enhancement to genetic recreation.  With the mapping of the human genome, parents will have knowledge about the genetic makeup of their children. Along with virtual AI technology, they will be able to view, as if in a movie, the life patterns of their children, the trajectory of their diseases and health. Selective abortion will be a possibility for many parents. Human intelligence will be enhanced. And quite possibly, a new species will be created.  We will perhaps be remembered in evolutionary history, less for ourselves, and more for the species we have created. As Doyne Farmer of the Sante Fe Institute writes:[1]

If we fail in our task as creators (creating our successors), they may indeed be cold and malevolent. However, if we succeed, they maybe glorious, enlightened creatures that far surpass us in their intelligence and wisdom. It is quite possible that, when the conscious beings of the future look back on this earth, we will be most noteworthy, not in and of ourselves, but rather for what we gave rise to. Artificial life is potentially the most beautiful creation of humanity.

Informed by the information sciences and buddhist epistemology, Susantha Goonatalike argues that life has always been artificial, the nature-city distinction as well as the virtual-artificial are false. Indeed, he imagines a future where the physical will be seen as virtual and the ideational seen as real. Technology will play a pivotal role in showing us what is maya, and what is real.

The future then is quite likely to see quite dramatic shifts in the boundaries of what we consider the self, said the author of The Future of the Self, Walter Truett Anderson.  While history has been considered “given” created by God or nature, the future is being increasingly made, we are directly intervening in evolution, creating new forms of life. Instead of a world populated only by humans and animals, the long-term future is likely to be far more diverse. There will be chimeras, cyborgs, robots and possibly even biologically created slaves. Our future generations may look back at us and find us distant relatives, and not particularly attractive ones.

Others such as Clement Bezold imagine a future where connection and community, intimacy and not distance, are far more crucial. Human values such as how we treat the other, be the other human or android are the crucial issues, and not our technological sophistication. Relating to other is not just about our emotional health, but relationship itself is a way of knowing. Moreover, for Bezold, it is not so much survival but thrival that is crucial.

However, for Goonatalike as well as for David Comings (Director of Medical Genetics at the City of Hope National Medical Centre in the United States and a researcher in the area of human behavioral disorders), the impact of genetics is foundational since it unlocks our evolutionary keys.  Gregory Stock (Director of the Program on Medicine, Technology and Society at UCLA) points out that with germ line engineering it is just not the individual’s genes that are being transformed but future generations as well.[2]

Writes Stock:[3]

Technology seems to have progressed to the point now where it is turning back upon us and is reshaping us (or has the potential to reshape us) in the same way that it has reshaped the world around us. This would lead us to believe that this is an absolute landmark in human history and perhaps in the history of life, because now we are beginning to alter the blueprint of life itself and seize control of our own evolution.

To the issue that the complexity of the human genome is such that manipulation will prove problematic, Stock reminds that developments in computers and technology will allow us to manage such complexity.

However, perhaps it is that life itself is so complex and any attempt to engineer life (or society) will always by its very nature have side-affects, that these “complications” are part of the human predicament, just as there is no free lunch, there is no free experiment. This indeed may be the very nature of intelligence. Ignorance does not diminish but expands with specific kinds of knowledge!  This is especially the case when knowledge is framed outside is various contexts. These include how the intellect itself is constructed: as the only way of knowing or as one of many ways of knowing. As well, whether the intellect is seen as divorced from identity or whether it can be used to expand the self beyond class, race, gender, civilization and human definitions.

The long-term future of humanity thus cannot be divorced from the self (and how it is imagined) that is engaged in this activity.

Ethics and the encounter with the Other

How will intelligence look like in the future? Will it be human or artificial? What will be the boundaries? Advances in AI are so quick that it is now defined as whatever machines can’t do today, since tomorrow they will be able to. How long will it be before judicial decision-making is done by AI know-bots, asks futurist James Dator? Will nano-technology make scarcity irrelevant creating a world of unending material bliss? Or will it be the development of our spiritual qualities that will be far more important, asks Barbara Marx Hubbard, director of the Foundation for Conscious Evolution? She imagines the internet, travel and increased emphasis on inner transformation creating a global planetary consciousness – a noosphere. But will we be able to move from egocentric consciousness to spiritual ego-less consciousness, concerned with authentic dialogue between civilizations, asks philosopher Ashok Gangadean?  It is not so much the technology but our relationship with others, be they aliens, clones or robots that is far more important, he and others argue. Tony Judge takes the conversation deeper, asking us to think how the metaphors and language we use to frame such issues limits us, how we force ourselves into simplistic notions of self/other; materialism/spirituality, and technology/society. Indeed, he challenges us to go beyond flat-land reductionism to complex layered depth. Political scientist Inayatullah as well suggests that epistemological impoverishment is our greatest challenge. Modernity and postmodernism continue to negate the richness of who we have been and can be.

It is this impoverishment that leads to an analysis of the present and future that remain at the level of the most visible. Of concern is forecasting new technologies instead of exploring what they will mean to variation social groups as well why our evolutionary route has favored technologies of domination and power, instead of technologies of communication and consciousness. Indeed, in the final conference this division was best expressed by Physicist Michio Kaku and Evolutionary theorist, Erwin Laszlo. Kaku focused on the genetic and artificial intelligence revolution and how it will create a dramatically better and different future for all – new products, increased wealth and a global cultural and governance system. In contrast Laszlo argued that up to now we have been engaged in extensive evolution characterized by control, conquest and colonization. Humanity now needed to develop intensive evolution, focused on cooperation, communication with the other and with nature, not only through language but extra-sensory means. At heart then is the encounter with the other (including the other in ourselves)– we will attempt to control and command or cooperate and mutually evolve? Of course, there will be stunning new technologies, new life forms – genetic, artificial and even spiritual, Sarkar’s[4] idea of microvita – but most important is how will we treat the others we encounter, the aliens far away and near, human-made, human discovered, and those that discover us. Will our perceived differences lead us to conclude that they are evil and thus to be destroyed, as common in current geo-political paradigms.

The evidence from these meetings was mixed. The concern with ascertaining if intelligence had racial and gender variation appeared to move science towards a politics of eugenics – of concern not with humanity as a whole but with one’s own class or racial group. At the same time, others argue that there are many types of intelligence in the world and poverty, overpopulation were best explained by external and internal colonialism – that power was far more important. This in its most banal form was expressed in the nature versus nurture debate (and strangely E.O. Wilson argued that the debate was over). In its more complex form this was expressed as agency versus structure. In which ways could humans transform their predicament? Which structures – class, capitalism, communism, feudalism, patriarchy – mitigate against social transformation? And: was human agency only limited to the rational action of humans or where there other unconscious forces, mythic forces as well as the collective consciousness and unconsciousness at work?

The deeper framework for this discussion was the debate between the one factor theorists and complexity approaches. The former was largely expressed by closet social Darwinists (find the right mix of genes and the future can be bright) as well as those committed to consciousness transformation (if we only we can behave better). The latter by complexity theorists (the ethics, context and politics of knowledge), that there are multiple factors that include visible crisis such as environmental degradation but that these factors have multiple levels of understanding. That is, behind environmental degradation are not just policies of wealth generation but the conquest oriented worldview and metaphors that organize such a vision of the self and other. Merely changing ideas is not enough. Institutional and consciousness change is needed: a new culture plus new rules that transcend national governance structures.

This view was, for example, expressed by academic Wendell Bell. For him, peace culture and peace institutions are both needed.  Until we begin peace and reconciliation processes at the minutest – in the family and on the school yard – and the grandest, at the level of the United Nations, we can not progress.

Ethicists such as Yersu Kim, former Director of the UNESCO Project on Global Ethics, agree, believing that more than ever, now is the time to negotiate a globally agreed upon ethical framework, to move science to public space, and to ask tough questions of the science and technology revolution. If we don’t the future will continue to be created through “Saturday night laboratories,” where science will create the future without the regulatory eye of society. Indeed, astrophysicst Eric Chaisson believes that ethics, evolution and energy are implicated in each other, they can not be discussed separately.

However, there was resistance to these two approaches. A few argued that global ethics would lead to a world government that would take away individual freedoms and rights. The second that ethics and science must be delinked, that science is an objective process with ethics coming afterwards and not beforehand.

A third point of tension was what would be the nature of ethics. Historians such as Howard Didsbury argued that ethical notions of what world we would want to live in must be based on the do’s and don’ts of the world’s great religions, others such as Dator forcefully comment that global ethics must not be based on our historical experiences.  The past will not help us deal with the ethical problems being created by new life forms.  Only a far more flexible process and future-based ethics approach can help.  For Clement Chang, Founding President of Tamkang University, the key is the golden mean, creating a society that is neither too scientific nor too religious, neither too materialistic nor too spiritual. It was this middle path in which humanity can find its direction. This Confucian approach, he argues, is the central ethical principle in navigating the future.  This was also expressed with the Sanskrit word, Prama – or dynamic balance. Prama calls for inner and outer balance but not in a static sense.  The feudal mind in science and religion had to be challenged, argued Inayatullah. What this means is that dissent is crucial for the survival of the species. Anytime any system became hegemonic, it has to be resisted. This approach was considered contentious by many scientists. While they believed that religion had to be challenged, they argued that science was bringing truth and well-being for all, and it was outside of reproach. Its abuse could be criticized but not the project and methodology of science itself.

This tension was not resolved in any fashion, indeed, appeared unresolvable since it was a root myth.

Central then to the debate on ethics and the long-term future  is the issue of is there one universal science or can there be more than one science? Cultural critic and philosopher of science, Zia Sardar (author of Postmodernity and the Other, Orientalism, Chaos for Beginners) argues that there can be different ways to know the real. This is not just an issue of different civilizations asking different questions, focusing inquiry on their own pressing problems, but rather that ways of knowing are multiple. In contrast, scientists at FFF meetings such as Robert Shapiro (author of The Human Blueprint and Planetary Dreams) argues strongly that science is universal and objective. There is only science, and not feminist or Islamic, or Indian/Buddhist science.  Just as science has evolved to the objective, sociology will move to a behavioral scientific approach instead of its current critical, poststructural – politics perspective. Those who wish not to enjoy science had that right, however.

For social scientists, however, the issue of values, of ethics is at the heart of the matter. Ethics must be explicit within science and not an afterthought. What type of humans are we, do we want, and what are our boundaries, are not merely technological questions but political and moral issues. We have a responsibility to future generations to not create a dystopia – a Brave New World. Indeed, this was a central critique of the presentation by Kaku. His image of the future foreclosed the future, it did not open up alternatives, rather as he said: “ get on the train (of liberalism, science and technology) or forever be left behind.”

Thus for scientists, science is largely value free, and even if leading to awe and wonder, as physicist/cosmologist Brian Swimme (author of The Hidden Heart of the Cosmos: The Universe is a Green Dragon) reminds us, it is generally an enterprise devoid of values. It is precisely this issue that others such as biologist Elisabeth Sahtouris contest. She sees a new science emerging that is value-laden, with reality as complex, chaotic and not divorced from cosmic consciousness. Indeed, at the very root of who we are, of what is real, is consciousness.  As many argued, there are no value-free positions, a value-free science is impossible.  This however does not mean that rigour, systematic inquiry and empirical truths should be abandoned, rather that science must include issues of ethics, public knowledge, alternative ways of knowing as part of its charge, and not as an externality. The meanings we give to the material world (and the epistemes and social structures that frame these meanings) are as important as the material world itself.

What then is the appropriate frame from which to view the future? Can the future be determined by one variable, or is the future far more complex, multi-factorial with emergence (consciousness or new life forms or new solutions) a central possibility? Indeed, this is the critique of geneticist formulations of the future, touched upon above. It is not intelligence that is being measured but the ability to take an IQ test.  There is no one gene for intelligence, rather, there are a combination of factors, genetic, cultural, spiritual, and access to wealth that define intelligence. Thus, imagining a future where gene therapy leads to enhanced human intelligence is trite since other factors are ignored, and the social cannot be held in abeyance. In this sense, assuming that exponential increases in the internet (creating more information) in genetics (creating smarter humans) will reduce human ignorance forgets that ignorance is part of knowledge, and not separate from it. We could find out that new knowledge only expands our ignorance. It is not only that there are wildcards but there are unthoughts.

The framework for knowledge is thus episteme-based. The episteme – the boundaries of what is knowable – is not stable but changes through history. Thus, what seems as complete knowledge to one generation will seem like magic or maya to another. The response then to the long-term future should be one of humility, of an ever expanding unknown, mystery.  In this sense, projecting a world where one particular perspective on reality, whether positivism  (science and technology) or cultural relativism or a particular ideology, liberalism or socialism, claims victory ignores the contradictions of history and future.

This is not to say that insights into human suffering, into identifying the causes of diseases will be necessarily impossible, no luddite position is taken, but rather that truth is context-based.

Population Dynamics

Another central debate was between the majority such as author Michael Hart and Glayde Whitney (Psychologist, neuroscientist) and Arthur Jensen (author of the G Factor) who see overpopulation (as well as illegal immigration to OECD nations) as one of the biggest hurdles facing humanity, and others, such as Sardar, who see population as a symptom of deeper issues.  Less focused on immigration is the environmental position which argues that overpopulation in poor nations and piggish resource consumption in OECD nations damages the world’s ecosystem (a position elegantly argued by Sir Crispin Tickell and Worldwatch Institute editorial director, Ed Ayres). Generally, many believe that overpopulation creates a vicious cycle where the poor and the third world overproduce while the intelligent and the wealthy first world underproduce. Not only is the future racial make-up of the planet in problematic balance, but over the long-term, the stupid will rule the world –the human genome will be damaged. Worse, feared some, genetic technology could be stolen by rogue nations or individuals.

Far less convinced with this argument, indeed, seeing it is foundationally evil, is the argument that population is a symptom of inequity and a fear of the future. Kerala, for example, a state in India, has achieved low population growth, partly because there is a strong social security system. Women have control over their bodies and their futures. Access to wealth, technology is possible, as is human dignity. In contrast in areas where patriarchy is dominant, or colonialism from the centere (whether the dominant ethnic group or colonial power) reigns than the only resource individuals have are other people.

Humans should be thus seen as being endowed with creative potential, who given appropriate social structures can expand their horizons and improve their well-being. While not all will test well in IQ tests, all have the possibility to do well in the sorts of intelligence that matter to them, and the futures they want to create.  Again, this tension of the role of political and definitional power was not resolved in the seminars of the larger conference.

Beyond the planet

But in case the population problem is not solved there is always outer space. Professor Allen Tough of the University of Toronto says moving beyond the planet is a necessary process for commercial, survival, and idealistic reasons (or creating a sanctuary as Robert Shapiro imagined). Already one entrepreneur has begun hiring for a hotel in space. If there is a nuclear winter, at least some of the human family would survive. Space exploration can lead to contact with other sorts of intelligence, which would force us to genuinely reflect on what it means to be human. It would be the social scientist’s dream, finally having something to compare our planetary neurosis’ with.  And if we meet no one in space, then it may be our destiny to go forth and multiply, argues space writer Steven Dick.

Can the future be known?

Most participants at the symposiums cautioned that the future especially the long-term 1000-year future cannot be known. Not only are there too many factors to predict, but there are unknown unknowns. We don’t even know which wild cards to focus on, although writer Fred Pohl argues that science fiction has already given us great insights as to what the next 1000 years may bring us.  Still, just as the long-term past is difficult to pin point, so the long-term future is foggy. Fact becomes fiction and truth becomes fantasy.

The crux of this issue is not predicting the future, but enhancing humanity’s capacity and confidence to create desired futures, and to create participatory processes in which these aspirations can influence local and global policy.

Directed Evolution

However, at another level, a grander level, the issue of participation is not one focused on human concerns of governance but larger issues of evolution.  Argue philosophers that it is directed evolution that could lead to the challenge of creating more capable humans. This does not, however, have to be a debate on genetic enhancement – which will occur nonetheless, given current trends – but a discussion on the creation of wealthier societies so that basic needs can be accessed by all, so that human potential could develop.  Dr. Meng Kin Lim, an aerospace physician from Singapore, comments that it is the Rawlsian moral equation (from John Rawls A Theory of Justice) that is needed – social equality has to remain the most important principle in our quest to enhance human intelligence. Ultimately, this will be what globalization is really be about – a world government or governance system that guarantees a level playing field so that all humans have the opportunity to expand their intelligence.

But what type of governance system will it be? Taking a macrohistorical perspective, there are only four plausible structures. First a world empire run by one nation or civilization. Second, a world church/ummah/temple where power resides in the normative space of one civilization/religion. Third, a world economy, where the flow of wealth, capital accumulation is far more important and politics is located within nation-states, territories organized around history, language, or other categories. In a fourth possibility, there are mini-systems, autarkies. However, the fourth possibility is unstable as empires, churches and economies globalize them, make them universal. Local self-reliant mini-cultural systems are only possible within a context of a world government structure, a strong polity.  Since no one religion or empire is likely to become victorious, a world economy is more likely. However, since the nation-state is increasingly porous, the world economy/nation state model is now unstable. It appears that the latter alternative (a world government with mini-cultural systems) is quite possible in the very long-term.

Survival

As we venture outward into space, as we create new life forms, expand our intelligence and reduce social and civilizational injustice, we should however never forget the precarious nature of life. We may not even survive.  Phillip Tobias, one of the world’s leading archeologists, tells us that 90% of the world’s species have become extinct.  We may be next. However, even as he cautions, by tracing human evolution, he offers a story of hope for the future, of humans learning from mistakes, and proceeding slowly onwards.

While most scientists assert that evolution does not have a direction but is random, others point out that we are already intervening in human evolution, we are already directing the future, we just need to do a good job of it – to make sure we create a better future, not make a gigantic mess of it all.

We must ensure to anticipate the intended consequence of our interventions, to engage in, what in neurobiologist Terry Deacon – who is currently engaged in research using cross-species transplantation of embryonic brain –  calls the simulation imperative.  If we don’t begin to consider the long-term alternative futures ahead, if we don’t create the necessary global institutional foresight to anticipate the future, we may not make it to the next evolutionary step.

Unfortunately, while the FFF seminars are part of many similar conversations throughout the world, they have shown that we are far – at least in terms of leading thinkers – from any shared view of what are the critical factors in humanity’s survival and thrival, indeed, in what is the appropriate framework for embarking on such a project.

However, the points of tension are clearer. To summarize these include:

One factor versus complexity
Social Darwinism versus ethical evolution
One science versus many ways of knowing
Extensive versus intensive evolution
Overpopulation versus gender empowerment
Environmental and cultural catastrophe versus technological salvation
Global ethics versus national rights
Materialistic versus ideational approaches
Consciousness transformation or institutional change

Can these factors be bridged, transcended? Lets hope so!

References

[1] Waldrop, M., Complexity, New York, Touchstone, 1992, p.284.

[2] Stock, Gregory and Campbell, John. Engineering the Human Germline. London, Oxford University

[3] http://research.mednet.ucla.edu/pmts/germline/questions/qwatershed.htm

[4] Inayatullah, Sohail and Fitzgerald, Jennifer, eds.,  Transcending Boundaries. P.R Sarkar’s Theories of Individual and Social Transformation. Maleny, Gurukul, 1999. Bill Halal and Graham Molitor also point to the emergent technologies of consciousness, accessing reality through deeper levels of the mind. In contrast Jo Coates found any discussion of psychic and spiritual consciousness, in any time frame, ridiculous. This of course underlies the integrated (or ideational) versus empiricist tension.

Feminist Critiques and Visions of the Future (1998)

By Ivana Milojević and Sohail Inayatullah

Current trends

One does not need to be an expert to realize that wherever we look, either into our past or into our present, either within our local community or around the world, one fact remains almost universal: society always treats its women worse than it treats its men.

If current trends continue, women will continue to suffer from violence, poverty, malnutrition, legal and economical disadvantages well into the 21st century.  Women will continue to face more difficulties than men in many areas of life, mostly because our societies are still controlled by men and male values. The crucial spheres for “controlling” the future, politics, as well as most institutional and personal decision making processes, will remain out of women’s reach.

According to the United Nations’ future projections, women’s position will improve a bit, but even in the year 2200, women will be far from reaching gender equality.[1]  According to these projections, the percentage of world income received by women will increase from current 10% to 20% in the year 2025, and then further to 40% in the year 2200. The percentage of world property owned by women will increase from the “huge” 1% as it is today, to 3% in year 2025, and 20% in year 2200. In the year 2025, women will still outnumber men as poor (60%), illiterate (55%), refugees (70%), and sick (57%).[2]  Women can hope to still outlive men, as female life expectancy continue to be higher than male’s, although this is not because of our social and “human” efforts to help the disadvantaged, but in spite of them.

However, not all forecasts are pessimistic.  The American optimism of Aburdene and Naisbitt leads them to forecast a much better future for women. In their Megatrends for Women they conclude that we will reach a “partnership society”, fifty years from now, wherein “that ideal is realized in the developed world and actualizing in much of the developing world.”[3]  Before then, not only will there be a woman president in the USA (at the latest in ten years time), but women are changing the world in such way that the “New World Order is also a `New Order of Women’.”[4] In this new world, professional women will become role models for young women (instead of media stars and fashion models), and, in general, women will continue to assume leadership roles, transforming business, politics, health, religion and spirituality. The “Goddess is awakened” and “the balance has finally tipped in women’s favor”, say the authors. While Aburdene and Naisbitt are certainly right in their claim that women’s position in most developed societies has significantly improved, more realistic prognoses, especially those who have in mind the world as a whole, would be extremely cautious in predicting such radical changes in a relatively short time frame (50 years).

Futures studies

Although men and women have always had thoughts about the future, future studies – the systematic study of preferred, possible and probable alternative futures – is a relatively new field.[5] Since most futurists gained their academic training from other disciplines, futures studies is firmly connected with other contemporary social sciences, with their dominant theories and methodologies, and their general framework of knowledge. Therefore, it is to be expected that the field of future studies is burdened with a male-centered bias.  For millennia, men have been in charge of controlling the future so it is not surprising that they are seen as creators of everything that is “new”, radically different and progressive. Just one look at the futures studies field can make us conclude that “the only relevant futurists in the world are a handful of old white American men.”[6] There is also a general assumption in most societies that thinking about the future is not to be found within women’s domain. In general, women are traditionally perceived as conservers, while men as those leaning forward. This is well illustrated in widely accepted symbolic language, precisely in the symbolic representation of women and men. If we examine the male symbol we notice that its main characteristic is a pointed arrow, aiming towards the upright direction, which is also how we draw trends and movements toward the future on diagrams. On the other hand, the female symbol is represented with the circle and cross firmly rooted to the ground.

Elise Boulding explains the lack of women authors in her futures library by the fact that the “creative imagining work of women does not easily fit into the mold of the professional futurist” and that “women are more likely to encounter it in science fiction than in the `serious’ work of spelling our futures.”[7]  For Boulding, this is nothing else then “nonsense”, because “every woman with responsibility for a household is a practicing futurist.”[8] This is, of course, true, not just for women but for every human being, and precisely this ability to think about the future is one of the most distinctive characteristics of our species. But there is one very important fact which divides women and men when it comes to the future. The future most women envision is quite different from the future envisioned by, if not all men, at least their most powerful members. Frankly, it would be difficult to imagine societies run by women where the main effort would be in the “destroying lives industry”. Or societies in which women would considered themselves so utterly above nature that its destruction would not be connected with the destruction of our species and its future generations. Men’s appropriation of technology and its development from the male perspective has led to a general belief that all our problems can be resolved by it. Our most pronounced imaging of the future is still obsessed with technological forecasting, as it can be, for example, seen in science fiction. Men’s “colonization of the future” brings into our mind images the production of babies in factories; men driving spacemobiles and spaceships with women on passengers seats; the destruction of Gaia’s tissue and its replacement with man-made ones; an artificial ozone layer; artificial limbs, organs and even artificial brains; war games with even more powerful weapons and ever more powerful enemies; conquest of the old and new (aliens, cyborgs, clones, mutants or androgynes); and the further degradation of women by their cyber-exploitation, cyber-pornography and the creation of submissive women roles in virtual reality.

Colonizing epistemologies

Male colonisation of the future also includes futures methodologies and epistemologies.[9] Patricia Huckle, for example, stresses that much of future research methodologies is controlled by mrn and male viewpoints.[10]  She points out the male style in the use of “experts” and the way problems are chosen in methods like the Delphi technique or in scenario development. Women would not chose experts but would prefer small groups, working together in an egalitarian environment to solve agreed upon problems. She further claims that not only methods closer to “science fiction” (science-fiction writing is, as she points out, also quite different when writing from a feminist perspective) represent the male point of view, but that trend extrapolation, cross-impact matrices, quantifiable data for identifying alternative future, simulation modeling, simulation gaming and technological forecasting also “suffer from the limits of available data and ideological assumptions”. The questions asked, the statistics collected, the larger framework of knowledge remain technocratic, oblivious to feminist epistemologies and to issues central to women.

In addition, a basic assumption of futures studies, that future outcomes can be influenced by individual choices and that individuals are solely responsible for the future is problematic from a feminist perspective.[11]  While individuals having choice is certainly true at one level, this assumption must be put into a social context, reinforced with the concept of power and the availability of the choices. Otherwise it represents the typical Western and male way of looking at those enpoverished women bounded by tradition, family, society, economy or politics. In its bare form, it further assumes position of power, stability, democratic and a moderately rich environment. Unfortunately, for the vast majority of people the future does just happen to them.

There is also one very specific area in which many feminists see the most danger in having male-dominated future’s research and that is the area of controlled reproduction.[12] Man has been trying to control and dominate women’s participation in procreation at least since the beginning of the patriarchy, and current development of medical science might enable them to gain almost complete control over human reproduction. This would totally marginalize women, as they would be entirely removed from the reproductive biological cycle. Feminists argue that in this crucial area of future of the humanity and human evolution women’s approach is of extreme importance. This is so not only because these are women’s bodies and genes involved, but as well because women have been largely responsible for human reproduction from the beginning of our species’ existence.  Women’s identities have become to a large extent based on this biological history. Of course, cutting this responsibility could be by some seen as liberating for women’s destinies (by escaping childbirth and possibly childrearing), but what is worrisome is that it could further decrease woman’s say in what would be our common future.  Certainly rapid developments in genetics are occuring without women’s voices.  Intrinsic to science is male ideology.  For example, Bonnie Spanier argues in her IM/Partial Science: Gender Ideology in Moecular Biology [13] that even nongendered bacteria are described in gendered terms, often reinscribing dominant/subordinate relationships. Even the building blocks of life (and they are being transformed by new technlogies) are not immune from sexual ideology.

The most recent “developments” in cloning have enabled reproduction without one gender (for species where reproduction has traditionally required both genders). In this instance, in the case of first officialy recorded cloning of mammals, the redundant gender was male. But with the exception of two sheep (Dolly, the clone and the child of an adult female sheep) almost everyone else involved in a process was male. The very essence of cloning represents an achievement within the dominant scientific paradigm, one dominated by men’s worldview.[14]  What is remarkable is that while this paradigm is fundamentally based on control, domination and experimentation with nature and which results in millions of animals tortured and slaughtered, hundreds of thousands (or maybe more) fertilized cells and embryos destroyed, the only ethical question raised was: shall we clone humans too?

While medical science still needs women (their bodies, ovaries and uteruses), it is not very interested in women’s say about meanings and consequences of their research. With the creation of artificial womb, which is probably just a question of time, women’s role in reproduction will be decreased even more.

Furthermore, the new virtual reality technologies promise to further the objectification of women.  Women’s images and selves are being created and valorized in the mind’s of adolescent net-surfers. While the net allows women to play with their gender identities and possibly gives them many new opportunities, but is – with the male-design of the net – a place for the gathering of sexual harassers and pedophiles.

Thus the future portends a world where women will no longer be needed at all, creating the women-less real world and a women-filled virtual world.

Unfortunately, it is not only medicine and biology where women do not have control over the research agenda.  Women’s participation in science in general is still very limited, and so it is in the futures field.  However, this does not have to be so.

Futurist Eleonora Masini argues that women can create alternatives for future better then men because of certain individual (flexibility, rapid response to emergency situations, superimposition of tasks, definite priorities and adaptability) and social capacities (solidarity, exchange, overcoming of barriers). She also shows the impressive range of women’s activities in many social movements such as the peace, human rights and ecological movements. These activities will influence the future, less in terms of obvious revolution and more in terms of “an important, slow historical process of change”,[15] in creating a global civil society.

Feminist visionaries are also making an important contribution in making alternative ways of living and thinking, in describing the transition into this new era. But perhaps the most important contribution to thinking about the future is in feminist utopias. These utopias are both critique of the present and visions of alternative futures.  They contest traditional strategic planning notions of creating the future, since one cannot get to there from here – the framework for planning has to be changed. We have to imagine a different world, first.

Feminist utopias

As obvious from current trends it would take many hundreds, if not thousands of years to achieve most feminist goals. That is why some feminist authors like to “escape” into the utopia where boundaries are limited only by our ability to imagine new and radically different. Utopias can give us a higher sense of freedom, possibility and optimism. In general, people’s optimism tend to increase with the time frame of their prognoses. What is perceived as unreasonable to expect tomorrow, or next year, might happen in 5 or 10, or 50 years, because “anything can happen in that time”.

A common factor in feminist fiction is the questioning of current gender relationships by, for example, imagining the world in which there is more balanced distribution of power among genders. Some feminist fiction writers imagine a world dominated by women, or societies in which there is strict division by gender (women and men living separately), and further contemplate the consequences of such social organization. Others describe a world in which women’s subordination is brought to the extreme, societies in which women have hardly any rights in male-dominated societies, where they can be “kept” for sole purpose of procreation or for satisfying men’s sexual desires. These dystopias represent rather social commentary than a real vision, and definitely not a desirable future for women. Apart from questioning gender relationships, there are some other common places in most feminist novels.

As envisioned, future societies tend to live in “peace” with nature, having some sort of sustainable growth. They are, in general, less violent than the present ones. Families almost never take a nuclear form but are more extended (often include relatives and friends). Communal life is highly valued and societies are rarely totalitarian. Oppressive and omnipotent governmental and bureaucratic control are usually absent while imagined societies tend to be either “anarchical” or with a communal management.  The division of private and public sphere is also commonly challenged, by, for example, patterning society after the family, or by more fluid social roles, higher involvement and greater intersections between those two areas.

The present low status of women’s work is also often criticized and some traditionally “feminine” occupations are revalued and reexamined. In most feminist utopias, education and motherhood are, therefore, extremely respected, sometimes being the main purpose for the existence of the utopian societies. The majority of feminist fiction writers explore not only the way humans act and behave, but also concentrate on the meanings attached to them and how people feel about them.  Writers influenced by postmodernism focus on the disclosure of gender power relations as embodied in language, while others mostly focus on social and reproductive relations.[16] Of course, as there are many different positions in feminism, there would be many different images of desirable future societies.

The consequence is that gender relationships can be imagined in many different and radically new ways. While most traditional utopias tried to imagine future society which would be organized with accordance to human nature, often locking women into their “natural” roles and functions, contemporary feminist utopianism questions not only dominant sexual ideology but gender itself. The other main difference between fictions written from feminist perspective and those based on traditional notions about gender is that women are not pushed into ghettos and examined as one of many topics. In feminist writings, women are everywhere, being portrayed as “speakers, knowers, and bearers of the fable.”[17]

The most important aspect of feminist fiction novels is in message that alternatives to the patriarchy can exist and “that these alternatives can be as `real’ as our reality.”[18] They provide a variety of options instead of having only one, universal and rigid solution for the most important social institutions and activities, such as education, marriage, parenting, health, defence, government, reproduction and sexuality, division of labor and the work people do.

In many ways, feminist visioning corresponds with women’s reality, with life and work of unknown women of the world (which often tends to be local, sustainable, concerned with peace, growth, nurturing, service, helping others, and is children and less-abled centred), but is at the same time trying to question myths about women’s “natural” roles and activities. Its main function is to break and transform patriarchal social and cultural practices. It is extremely important to stress that feminists are very careful not to engage in a creation of definite, clear and rigid image of what our societies are supposed to look like. Most feminists are aware that no “perfect” society can be created, especially not based on ideas coming from the past. As Ashis Nandy notes “today’s utopias are tomorrow’s nightmares.”[19]  Most feminists are, indeed, aware that any rigid imaging could bring future societies in which gender relations might be “equal” but societies would definitely be totalitarian and absolutist. Lucy Sargisson claims that feminist utopias are in particular critical of approaches which emphasize perfection and the ideas that utopias constitute blueprints for the perfect polity.[20] Rather, they are spaces for speculation, subversion and critique, “social dreaming”, intellectual expansion of possible futures, and expression of a desire for different (and better) ways of being. Sargisson further points out that it is often common to find in contemporary feminist utopian literature and theory description of several worlds, sometimes contrasting, none perfect. These worlds, then, play rather speculative, meditative or critical roles rather than as instructions as to how to create a perfect world.  The search for perfection, as women know well, is often at the cost of the most vulnerable in society.  In this light, further described images, by two women futurist should be read: Boulding’s vision of “gentle” and Eisler’s vision of “partnership” society. They are both critics of present gender relations and they attempt to envision better (not best) worlds in the future.

Boulding’s and Eisler’s visions of the future of gender and society

Elise Boulding, peace activist and theorist, feminist and futurist, at several places articulates an image of the “gentle society” which would be situated within decentralist (and demilitarized) but yet still interconnected and interdependent world. While at the moment women are currently the “fifth world” (poorest of the poor) and are now and in history usually invisible, as the “underside”, she believes that we are increasingly moving toward some sort of androgynous society, which Boulding alternatively calls “the gentle society”.  Elise Boulding imagines this society as an exciting and diverse place in which “each human being would reach a degree of individuation and creativity such as only a few achieve in our present society.”[21] Future androgynous humans might have a fluid definition of what constitutes gender but that is not the main issue; rather the issue will be whether by institutionalizing opportunities for the education, training, and participation of women in every sector of society at every level of decision-making in every dimension of human activity, and extending to men the procreation-oriented education we now direct exclusively to women, we will set in motion a dialogic teaching-learning process between women and men that will enhance the human potentials of both.[22]

The creators of the gentle society will be androgynous human beings (she brings examples from history in the images of Jesus, Buddha and Shiva), people who combine qualities of gentleness and assertiveness in ways that fits neither typical male or female roles.  The coming of the gentle society will, according to Boulding, happen through three main leverage points: family, early-childhood school setting (nursery school and early elementary school) and through community.

Education will be very important, and much different than it is today. The role of the children in the society should be, in general, much more important, as children should not be secluded, the way they are today. Rather they would be spending time with adults and we would be able to find children even in government bodies. Every person in society should have some role in education of the young ones instead of transferring responsibility only to “official” teachers. The fourth leverage point will be the domain of contemporary declarations and covenants about human rights. The transition towards the future society has to be peaceful because no violent revolution can lead to the creation of the gentle society. Boulding believes that both women fiction writers and “ordinary” women imagine and work in a direction of creating a more localist society, where technology would be used in a sophisticated and careful way to ensure humanized, interactive, nurturant and nonbureaucratic societies. Through women’s triple role of breeder-feeder-producer women can bring radically different imaging and are therefore crucial for the creation of more sustainable and peaceful world.

Riane Eisler, macrohistorian, futurist and feminist, has articulated her vision about the partnership society in two influential books: The Chalice and the Blade and Sacred Pleasure. Eisler claims that throughout human history two basic models for social and ideological organization have existed. She names those two models as androcracy (dominator model) and gylany (partnership model). According to Eisler, the partnership model has existed in some prehistoric societies until it got swept by androcratic and patriarchal societies. Androcracy has been the  dominating model for millennia but our era is characterized by a renewal of partnership wherein a strong movement towards more balanced types of social organization already exist (most notably in the Scandinavian world). For Eisler, in this nuclear/electronic/biochemical age, transformation towards partnership society is absolutely crucial for the survival of our species.

In Gylany, linking instead of ranking is the primary organizational principle.  Here “neither half of humanity is permanently ranked over the other, with both genders tending to be valued equally. The distinctive feature of this model is a way of structuring human relations — be they of men and women, or of different races, religions, and nations — in which diversity is not automatically equated with inferiority or superiority.”[23] Androcratic societies have not only rigid male dominance, but also highly stratified, hierarchic and authoritarian system, as well as a high degree of institutionalized social violence, ranging from child and wife beating to chronic warfare. Since any society is going to have some violence, what distinguishes the partnership model from androcracy is lack of institutionalization and idealization of violence (the main purpose of which is to maintain rigid rankings of domination), and lack of stereotypes of masculinity and femininity. On the other hand in societies that closely approximate the partnership or gylanic model, we find a very different core configuration: a more equal partnership between women and men in both the so-called private and public spheres, a more generally democratic political and economic structure, and (since it is not required to maintain rigid rankings of domination) abuse and violence is here neither idealized nor institutionalized. Moreover, here stereotypically “feminine” values can be fully integrated into the operational system of social guidance.[24]

Traditional partnership societies were neither ideal or violence-free, but they were developing in a more peaceful and socially and ecologically balanced way and had, in general, a more egalitarian social structure. Today, due to many technological inventions, we, as a species, possess technologies as powerful as the processes of nature, continues Eisler. Since this is happening within the dominator cultural cognitive maps, humans have the ability to destroy all life on this planet. The realization of this fact “has fueled an intensifying movement to complete the shift from a dominator to a partnership model.”[25] This transition will not be easy as the forces of the androcracy are, and will continue, fighting back. However, only by accepting a partnership cognitive cultural map can we realize our unique human potentials. This cannot happen until relations between the female and male halves of humanity become more balanced. The alternative is, of course, dominator cognitive cultural map which will, “at our level of technological development lead to the human extinction phase, the end of our adventure on this Earth.”[26]

While some critics argue that Eisler’s work is overly simplistic, its importance is not its theoretical rigourness but in its ability to reread history and create the possibility of an alternative future – its gives new assets to women and men.[27]  Unlike postmodern writers, Eisler eschews detached irony, focusing instead recovering an idealized past from a male present and future.

Conclusion: A different future

When conceptualising the future of gender relationships, we need, however, to be aware that the gender might be constructed dramatically differently in the future. Feminists in their own ways are beginning to rethink the role of women by remembering historic myths (matriarchy, a cooperative golden era) but also by destabilizing categories like “women” and “men”, categories which were for millennia have been seen as fixed, natural, and in no way to be problematized.  This turn to postmodern futures, while important in undoing essentialist perspectives on gender, should not become an escape into virtual reality where the day to day sufferings of women throughout the planet is forgotten.

Most futurists agree that the future is not predetermined, at least in a sense that there is always some place left for human agency. However, feminist futurists are quick to point out that there is structural inequity in the world. Our visions of the future often reinscribe that inequity. Trend analysis, while letting us know the painful truth of women’s suffering if current conditions continue, does not open up the future. Feminist utopian thinking particularly the works of Boulding and Eisler provide not only a new vision of the future but a critique of the present.  The future is important to all of us – the more women participate in understanding and creating alternative futures, the more enriched men and women will be.

Ivana Milojević, previously Assistant at the University of Novi Sad, Yugoslavia, is currently living in Brisbane, Australia. Her education and interests are in sociology, women’s studies and futures studies. She has completed a book on violence against women, and is, in between taking care of two young children, trying to do research in the area of women’s futures and feminist utopias. She has contributed articles to The Futurist, Futures and various books, including the recently released, Futures Education Yearbook 1998 edited by David Hicks and Richard Slaughter. Most recently she has written: The Book of Colours and Love, a children’s book.

Sohail Inayatullah is senior research fellow at the Communication Centre. Queensland University of Technology, PO Box 2434, Brisbane, Australia. He is on the editorial boards of the journals: Futures, Periodica Islamica and Futures Studies and associate editor of New Renaissance. His most recent book (with Johan Galtung) is: Macrohistory and Macrohistorians (Westport, Ct. and London, Praeger, 1997). Released this year with Paul Wildman is the cdrom multimedia reader, Future Studies: Methods, Emerging Issues and Civilizational Visions (Brisbane, Prosperity Press, 1998).

[1].         George Kurian and  Graham T. T. Molitor, eds., Encyclopedia of the Future (New York: Simon & Schuster Macmillan, 1996), 400.

[2].         Ibid.

[3].         Particia Aburdene and John Naisbitt, Megatrends for Women (New York: Villard  Books, 1992), 326.

[4].         Ibid, 322.

[5].         Roy Amara, “Searching for Definitions and Boundaries”, The Futurist (February 1981), 25; Also see for a more critical perspective, Sohail Inayatullah, “Deconstructing and Reconstructing the Future,” Futures (March, 1990, Vol. 22, No. 2), 115-141.

[6].         James Dator, “Women in Future Studies and Women’s Visions of the Future–One Man’s Tentative View”, in The Manoa Journal of Fried and Half-Fried Ideas (Honolulu: Hawaii Research Center for Futures Studies, 1994), 40. For a more balanced view of futures studies, see Sohail Inayatullah, ed., special issue of Futures (Vol. 28, No. 6/7, 1996). Especially see essays by Elise Boulding, Riane Eisler, Vuokko Jarva, Eleonora Masini and Ana Maria Sandi.

[7].         Elise Boulding, The Underside of History: A View of Women through Time (Boulder: Westview Press 1976), 780. Also see, Elise Boulding, Women: The Fifth World (Foreign Policy Association, Headline series, 1980), 248. Elise Boulding, Building a Global Civil Culture: Education for an Interdependent World (New York: Teachers College Press, 1988).

[8].         Ibid, 780.

[9].         See, Ivana Milojevic, “Towards a Knowledge Base for Feminist Futures

Research”, in Richard Slaughter, The Knowledge Base of Futures Studies (Hawthorn, Australia: DDM Media Group and Futures Study Centre, 1996), 21-40.

[10].       Patricia Huckle, “Feminism: A Catalyst for the Future”, in Jan Zimmerman, editor, The Technological Woman (New York: Praeger, 1983).

[11].       See, for example, Geoffrey H. Fletcher, “Key Concepts in the Futures Perspective”, World Future Society Bulletin (January – February 1979), 25-31;  Richard A. Slaughter, Futures: Tools and Techniques (Melbourne: Futures Study Centre, 1995).

[12].       See, Susan Downie, Baby Making: The Technology and Ethics (London: The Bodley Head, 1988).

[13].       Bonnie Spanier, IM/Partial Science: Gender Ideology in Molecular Biology (Bloomington: Indiana University Press, 1995).

[14].       Carole Ferrier of Hecate: An Interdisciplinary Journal of Women’s Liberation writes that the colonization is so deep that the cloned sheep was named after Dolly Parton. Personal comments, August 30. 1997.

[15].       Eleonora Masini, Women as Builders of Alternative Futures (Report Number 11:, Centre for European Studies, Universitat Trier, 1993).

[16].       Lucy Sargisson, Contemporary Feminist Utopianism (London: Routledge, 1996).

[17].       F. Bartkowski, Feminist Utopias (Lincoln, Nebr,. and London:

University of Nebraska Press, 1989), 38.

[18].       Debra Halbert, “Feminist Fabulation: Challenging the Boundaries of Fact

and Fiction”, in The Manoa Journal of Fried and Half-Fried Ideas

(Honolulu: Hawaii Research Center for Futures Studies, 1994), 29.

[19].       Ashis Nandy, Tyranny, Utopias and Traditions (New Delhi: Oxford

University Press, 1987), 13.

[20].       Sargisson, 1996.

[21].       Elise Boulding, Women in the Twentieth Century World (New York: Sage Publications 1977), 230.

[22].       Boulding, 1977, 230.

[23].       Riane Eisler, “Dominator and Parternship Shifts”, in Johan Galtung and Sohail Inayatullah, eds., Macrohistory and Macrohistorians (Westport, Ct. and London: Praeger, 1997), 143. Also see: Riane Eisler, The Chalice and the Blade: Our History, Our Future (San Francisco: HarperCollins Publishers, 1987); Riane Eisler, Sacred Pleasure (San Francisco: HarperCollins Publishers, 1996).

[24].       Ibid, 143.

[25].       Ibid, 148.

[26].       Ibid, 149..

[27].       See, for example, Kathy Ferguson, The Man Question (Berekely: University of California Press, 1993). In response, see Sohail Inayatullah, “Macrohistory and Social Transformation Theory: The Contribution of Riane Eisler,” World Futures (forthcoming, 1998).

Macrohistory and the Future (1998)

By Sohail Inayatullah

History of social systems

Based on the book Macrohistory and Macrohistorians,[1] this essay links macrohistory with futures studies. It takes the views of twenty or so macrohistorians and asks what do they offer to the study of alternative futures.[2]

Macrohistory is the study of the histories of social systems, along separate trajectories, through space and time, in search of patterns, even laws of social change.  Macrohistory is thus nomothetic and diachronic.  Macrohistorians — those who write macrohistory — are to the the historian what an Einstein is to the run-of-the-mill physicist: in search of the totality of space and time, social or physical. Macrohistorians use the detailed data of historians for their grand theories of individual, social and civilizational change.

Macrohistorians and their macrohistories have much to offer futures studies. While strong at breaking humans out of the present, futures studies is often weak at contouring the parameters of the future possible. Macrohistory, through its delineation of the structures of history: of the causes and mechanisms of historical change; of inquiry into what changes and what stays stable; of an analysis of the units of history; and a presentation of the stages of history, provides a structure from which to forecast and gain insight into the future.

By gaining insight into what has not changed, scenarios of the future can be more plausible.  By understanding the stages of history, we can better understand the stages of the future.  Macrohistory gives us the weight of history balancing the pull of the image of the future.  It gives a historical distance to the many claims of paradigm shifts, allowing us to distinguish between what are mere preturbations and what are genuine historical transformations.  While giving us insights into the human condition, macrohistory also intends to explain past, present and future, and to a certain extent predict the movement of units through time.

Macrohistory, as with future studies, focuses less on details and more on the overall patterns and stages. By examining history and theories of history, it seeks to understand: the relationship between agency, structure and the transcendental; whether history is cyclical or linear or some combined version (spiral or having aspects of both); the metaphysics of time, the metaphorical basis for grand theory; what the future is likely to look like; and the relationship between leadership and historical structure.  While we will touch upon all these dimensions, the focus will be on the future.

Agency, structure and the transcendental

Most social theorists argue back and forth between agency and structure.  However, macrohistorians find escapeways out of these categories. For example, for Vico, history and future, although patterned, are not predetermined — there are laws but these are soft.  As Attila Faj writes:

The famous corsi and ricorsi are both rheological and chorological, that is, circling “softly,” round dancing.  The softness of the law means that the successive figures of this roundelay are not necessarily unavoidable and are not independent of any condition and circumstance.  Each historical stage streams into the following one and gets mixed with it, so we cannot distinguish them sharply. For a long stretch, the stages and everything that belongs to them are mingled like the sweet water of an estuary with the salt water of the sea.[3]

Individuals can exert influence over the future but they exist in larger fields that condition their choices: epistemological, ontological, economic and cultural or class, gender, varna, civilization type, dynasty, cultural personality or ways of knowing the real. Futurists, in general, tend to focus on the individual’s ability to create the future and the values that inform the good society, vision, in question.  But for the macrohistorian, these value preferences in themselves exist within certain structures: biological (the evolution of the species and the environment), epistemological (the historical possibilities of what is knowable and thinkable), social (one’s own culture and its history), technological (the material and social ways through which actions can be expressed), and the economic (basic needs and growth, the realities of the material world).

Cyclical and linear  

As important as tension between agency and structure is the debate between cyclical and linear schools of history. Cyclical theory privileges perpetual change while linear theory privileges equilibrium, although it could be an evolutionary equilibrium as in the case of Spencer.  In cyclical theories change is endemic to the system: through dialectics, the principle of limits (wherein a historical stage by exaggerating its own nature and denying others is surpassed by another), through the Chinese yin/yang principle, or through the Indian Tantric vidya/avidya (introversion and extroversion) principle.

While cyclical theorists have linear dimensions (the move up or the move down), it is the return to a previous stage — however modified — that does not allow for an unbridled theory of progress.

Linear theorists also have cyclical dimension to their theories.  Within the narrative of linear stages, linear theorists often postulate ups and downs of lesser unit of analysis (for example, within human evolution or the evolution of capital, there might be a rise and fall of nations, firms or dynasties), but in general the larger pattern is progress.  Humans might have contradictions (based on the Augustinian good/evil pattern) but society marches on either through technology, capital accumulation, innovation, the intervention or pull of God.

Spiral theorists attempt to include both, having certain dimensions which move forward and certain dimensions that repeat. Spiral theories are fundamentally about a dynamic balance.

Cyclical views of history privilege structure over human agency.  In contrast, revolutionary movements promise a break of structure, an escape from history.  It is this rupture that leads to individual dedication.  The practical implications of grand theories which relocate individual action to determinism is that they lead to a politics of cynicism. Thus the usefulness of theoretical approaches which attempt to acknowledge the cyclical and the linear.

Metaphors of time  

From the view of futures studies, it is the contribution of macrohistory to the study of society-through-time that is of great use. Within macrohistory, many metaphors of time are used. There is the million year time of the cosmos which is useful for spiritual theory but not for social macrohistory.  There is individual timelessness or spiritual time, useful for mental peace but not for social development.  There is also the classic degeneration of time model from heaven to hell, from the golden to the iron (the four stage pattern from Satya to Treta to Dvapara to Kali in classical Vedic thought).  There is the Chinese model wherein time is correlated with the stars, which thus has no beginning nor no end.  There is Occidental time which traditionally started with the birth or some other event related to the life of the Prophet.  It now relates to the birth of the nation-state.

In contrast to the linear model and the four stages model which implicitly use the metaphor of the seasons, there is the biological and sexual model. The rise and fall of nations, dynasties and families can be related to the rise and fall of the phallus.  The phallic movement is dramatic and has a clear beginning and a clear end.  However, men, it can be argued, (using the linear model) prefer the first part of the cycle imagining a utopia where the phallus never declines. The empirical data suggests, however, that endless rise does not occur.

In contrast, not as obvious to men (and those involved in statecraft and historiography), the female experience is wavelike with multiple motions.  Time slows and expands.  Instead of a rise and fall model, what emerges is an expansion/contraction model.  Galtung, for instance, uses the expansion/contraction metaphor to describe Western cosmology.  He also suggests that there might be a relationship between different cosmologies (for example, as Christian cosmology declines, Islamic cosmology might expand).

Expansion/contraction is important as well since the implications are that there are benefits in each phase of the cycle.  In the contraction, for example, the poor do not suffer as proportionally as the rich who have less speculative wealth available (although certainly the wealthy attempt to squeeze the middle class and the poor as much as possible, especially the poor in the periphery).  The expansion/contraction metaphor is also used by Kondratieff and Wallerstein, but for them key variables in the model are prices and the flow of goods, not individuals or social organisms.

Biological time can also be used to understand the future.  Ibn Khaldun uses the idea of generational time to show how unity and creativity decline over four generations (from creativity to imitation to blind following to indolence). For Sarkar each collective psychology has its own dominant temporal frame. The shudra – worker – lives in the present; the ksattriya – warrior – thinks of time as space to conquer; the vipra – intellectual/priest – theorises time and imagines transcendental time; while the vaeshya – merchant – commodifies time.

But the central metaphor used by all cyclical theorists is the lifecycle.  Spengler, in particular, uses this perspective arguing that each individual culture has a unique personality with various distinguishing characteristics.  But the cycle has a downward spiral.  First there is the stage of culture. This stage eventually degenerates into mass civilization wherein the force of the money spirit leads to imperialism and the eventual death of the culture.   For Toynbee, too, civilizations have particular cycles they must go through.  Some elites respond to challenges through their creative faculties and others do not meet these challenges.  The former expand mentally while the latter intellectually decline.  Civilizations that meet challenges expand in size and wealth.  Those that do not meet internal or external challenges slowly decline (unless there is rejuvenation from within, from desert Bedouins, those outside of power, as Ibn Khaldun argues).

The best or most complete macrohistory or history of the future must be able to negotiate the many types of time: seasonal, rise and fall, dramatic, mythological, expansion/contraction, cosmic, linear, social-cyclical as well as the intervention of the timeless in the world of time.  Each type of time could be used as a starting point for the creation of an alternative scenarios of the future.

The future from macrohistory  

What are the contributions of various macrohistorians to the study of the future? To answer this, we take selected macrohistorians and summarize the key variables they use to think about the future. This task can be initially be divided into linear and cyclical categories. From Ibn Khaldun we can use three ideas: asabiya (unity gained through collective struggle), the rise and fall of dynasties, and the theory of four generations .  Our questions then become: who are the new Bedouins?  Which collectivities currently building unity are ready to sacrifice the present for the future?  Which ones have struggled a great deal and still retain the warrior spirit? How long will they stay in power?  One answer to this question is that the new Bedouins are Japan and the tigers.  The Confucian culture provides the unity and hierarchical structure. Defeat in war (and financial crisis) provides the struggle.   How they respond to the current financial crisis will tell us a great deal about the next century.

But moving away from the nation-state analysis, it is the social movements who could be the new leaders: the environmental movements, the women’s movements and the various spiritual movements. Their unity may develop from struggle against the status quo.

Sorokin gives us a pattern for the future from which we can understand the formation of the next integrative phase.  He places this pattern not at the level of the supersystem  but at the level of civilization.  Since Western civilization so strongly corresponds with sensate civilization, that is, since the West has assumed the form of the universal system, Sorokin speaks directly to the future of the West.  The pattern he gives is crises, catharsis, charisma and resurrection.  At present, the West stands in the middle of sensate civilization, awaiting the final two stages of charisma and resurrection.  The West awaits new leadership that can inspire and lead it to a rebirth in spirit and society, mind and body, individual and collective. But then eventually, since each stage is temporary, the next stage (ideational) will emerge from the integrated stage and the pendulum will continue.  But can these categories themselves be transcended?  Given the empirical evidence of history and the structure of the real, for Sorokin the answer would be in the negative, at least at the level of the social system.  Individually one might adopt a view of the real that is neither ideational, integrated or sensate, but nihilistic. This latter view, however, does not lead to a social system.

Sarkar is particularly rich as a predictive and interpretive theory of the future.[4]  From Sarkar, we have his theory of social cycle; his theory of civilization; and, his vision of the future.  Appropriate questions to begin an analysis include?  Which varna will lead next?  Which stage are we in now?  Will the cycle move forward or will there be a reversal?  Which civilizations or ideology will continue and which will collapse or cause oppression?  Certainly from Sarkar’s view the communist (ksattriyan) nations are now moving into their Vipran era.  Will this era be dominated by the church or the university, and how long will it be before these new intellectuals become technocrats for the capitalist era to emerge?  For the nations or groups presently in the capitalist cycle where will the new workers’ evolution or revolution come from?  And what of the centralization of power that ensues?  What will a Ksattriyan (warrior/military) USA look like?  Batra reminds us that historically it is these ksattriyan eras that are often seen as the golden ages — at least for those in the centre of the empire — as they provide security and welfare for citizens and expand wealth.[5]  Ksattriyan nations also expand physically.  Is space the final frontier?

We can also use Sarkar’s theory of civilizations and movements to gauge their possible success.  Do these new movements — feminist, ecological, ethnic, regional, and consumer — have the necessary characteristics to create a new system?  Do they have an authoritative text, leadership, a theory of political-economy, spiritual practices, fraternal universal outlook, and theory of Being/Consciousness?  Are there any ideologies that fulfil this criteria for success? Answering these questions would aid in understanding the long term future of the new movements.

From Toynbee, we can ask which civilizations can meet the numerous technological and ecological survival challenges facing humanity?  Which civilizations will find their development arrested as they are unable to deal with the coming challenges?  Will there be a spiritual rebirth that revitalizes the present? Is a Universal State next?  Or is the next stage a Universal Church?  Who and where are the upcoming creative minority?  Will Western civilization survive or will it go the way of historical declines? If there is a spiritual rebirth, who will lead it and how will it come about?

From Ssu-Ma Ch’ien the economic is not an important variable; rather, questions of leadership and the balance of nature are. For example, who will be the sage leader that will return the tao and restore balance in China-West relations?  Can government and learning be restored so that there is social balance?  How can unity among schools of thought, in the nation and in the family become the dominant trend?  As important, how can we reorder our understanding of history and future so to more accurately to reflect the lessons of virtue and morality?

From Spengler the critical variable or tool for understanding the future is the lifecycle of culture.  Following Spengler we would attempt to locate cultures in the pattern of the lifecycle.  We would ask which cultures are in the final days and which cultures are renewing themselves through interaction with other cultures?  We could also ask which cultures are rising and which new cultures are emerging?  For example, is Islamic culture in its final stages because of the new religiosity, or is it still expanding because of the recent emergence of the money spirit?  Indeed, world fundamentalism could be seen from a Spenglarian view as the last breath of dying cultures.  Given that great souls create new cultures, we can survey the world landscape and speculate which thinkers/activists/leaders might potentially create a new culture.

To Pareto and Mosca the theory of elites is paramount.  What will be the level of elite circulation in the future?  Rapid or fixed? Representations of democracy and widespread participation, notwithstanding, who are the real functioning elites?  Who will the future elites be? Is elite rule the only possible governance design? Also of importance is Pareto’s different types of elites: the innovators and consolidators.  With respect to Mosca, we can ask whether we are moving from a society of the wealthy, to a society of warriors.

From Comte we can ask have we reached the end of the Positive stage?  Or, since only a few nations have completely entered the Positive stage, is there still a long wait until the rest of the world joins in and become developed?  Or, does the collapse of communism and decline of Islam (in political power if not in mass numbers) signify the continued movement of positivism?  Indeed, the present can be construed as a validation of Comte and Smith, among others.  Liberalism has become the dominant ideology; the scientific worldview remains the official global ideology.

From Hegel we search for the location of the Geist.  Which society has solved basic, historical contradictions?  Some argue that the Geist has shifted from the US to Japan as perhaps the Japanese conquered the contradictions of individual and family in the form of their state?  Who will the new world historical leaders be?  And if we follow Hegel’s conclusions, should not we see the ultimate resolution of the Geist in the form of a world state either through the victory of one state or through some type of consolidation?  In the Hegelian view, the variables that we should focus on are the dialectics of the spirit, the power of the state, and rare world leaders.

From Marx (with renewal from Wallerstein) we can ask has the end of communism mainly furthered commodification of the world (the proletarization of Eastern Europe)?  Will the dramatic and total success of capitalism and its eventual transformation lead to socialism?  Are we closer to global socialism than ever before?  Will the new electronic and genetic technologies change social relations, or will they merely further commodify workers?

From Adam Smith it is not only the future of the market as a hegemonic metaphor and a site of economic exchange that we should look for but Smith’s other key category as well: that of love for the other and love for self as the causal mechanism of social change.  Will the future see a society that combines love or self-love or will this combination fail to emerge and lead to civilizational decline?

Spencer’s theory and his biological metaphor predicts a world government which would function as the brain of civilization. This world government would also end the rebarbarization of civilization (the world wars).  Spencer also predicts a new societal stage neither barbarous, militant nor industrial.  He writes: But civilization does not end with the industrial.  A possible future type might emerge.

Different as much from the industrial as this does from the militant–a type which, having a sustaining system more fully developed than any we know at present, will use the products of industry neither for maintaining a militant organization not exclusively for material aggrandizement; but will devote them to the carrying on of higher activities.[6]

In this vision it would be the individual businessman that would lead society onwards.  According to economist Robert Nelson, “in social Darwinism, the successful businessman was among the chosen, now the central agent in the evolutionary progress of mankind.  Herbert Spencer believed that the end result of progress would be a world without government, marked by altruism in individual behavior.”[7]

From Eisler the relevant questions relate to gender.  What might the partnership society look like?  What are its contours and contradictions?  How will it come about?  What are the supporting trends?  What of the contradictory trends which show increased androgyny throughout the planet? Will the partnership society then revert to a cyclical or pendulum social formations or will it continue unabated through the future?

By calling attention to ancient Western goddess myths, the Gaia hypothesis, for example, as well as the softer partnership dimensions in all the world’s religions, Eisler hopes that humans can help create a new story.  Eisler gives us many examples of individuals telling a new story, but her main argument is, echoing Kenneth Boulding, if it exists, it can be.[8] That is, if there are examples of partnership societies either now or in history, we can create a global civilization based on such ethics and values. If it has existed, it can be. By returning to history, she reminds us that such cultures did exist. By foraging through the present and history, she tells us what went wrong, how our pedagogy, our daily actions, our children’s stories, our scholarship, our theories all reaffirm the dominator myth. By envisioning an alternative future she intends to create what can be.

Polak focuses specifically on the image of the future.  Those collectivities with no vision of the future decline: those with a positive image of the future — transcendental and immanent — advance.  Humanity especially now needs a positive image of the future so as to create a new tomorrow.  For Boulding, given the power of human agency, the future cannot be forecasted.  The image of the future cannot be predicted.  As with cultural historian William Irwin Thompson, the image emerges organically at an unconscious mythological level.  Mythology cannot be categorized nor rationally created — it is constantly changing always more than what we can know.  But although the future cannot be predicted we can assert that history follows a rise and fall related to the image of the future.

We can also ask: why do some societies develop compelling images of the future and others do not?  Answering this question would lead to a more complete theory of history.  Like Eisler, Boulding’s view of the future leads her to develop political strategies in which associations attempt to imagine and commit to their preferred future.  A central part of this imagination is faith in the realization of the preferred future.  To develop this faith — a concrete belief in a future possibility — Boulding advocates developing future histories in which individuals after imagining their vision develop strategies for how this vision came to be.  From these timelines, hope that tomorrow can be changed is gained. Agency thus overcomes structure.

Sarkar advocates global samaj (society, people) movements that challenge nationalism, capitalism and the dogma of traditional religions. Locally and globally active, these movements, Sarkar believes, will transform the inequities of the current world capitalist system.  Coupled with spiritual leadership, Sarkar is hopeful that a new phase in human history can begin.

These macrohistorians aid in transforming the discourse away from the litany of minor trends and events to a macro level of stages and grand causes.  While their stages do not provide concrete data for policy making, they provide an alternative way of thinking about the future. Most importantly, they tell us where to look if we seek to understand the future to be. The stages macrohistorians offer also provide the study of the future an anchor, a structure from which debate or dialog becomes possible.  Otherwise thinking about the future remains idiosyncratic, overly values based.

Leadership and structure  

Finally the link between leadership and historical structure is crucial to understanding the possibilities of the future, of the plausibility of creating a different society.  For Eisler, Sarkar, Marx, and Gramsci, leadership can transform historical structure. For others such as Khaldun and Ssu-Ma Ch’ien, even as leaders create the future they are bounded by the structures of history, of the rise and fall of virtue, asabiya, of the pendulum swings of materialism and idealism, as with Sorokin.  For Hegel, leaders appear to have agency but in fact are used by the cunning of Reason. Leaders merely continue the onward march of the spirit. But for Toynbee, leadership in the form of the creativity minority can keep a civilization from decline, moving it from strength to strength. By meeting internal and external challenges, they can avoid becoming a dominant imitative majority. But for others such as Spengler, once culture has degenerated into mass/mob civilization and the money-spirit has become dominant, there is little any leader can do – the lifecycle of the culture cannot be changed, death inevitably follows life.

Unlike futurists, who largely speak of disjunction, of bifurcation, of technology transforming the grand patterns of history, macrohistorians by using metaphors such as the birth and death of the individual and the natural world remind us of what does not change, what cannot change. They impose limits of what can be created in the future. While this might be troublesome to many who think anything is possible through the right mix of capital, technology and organization, for those from outside the Centre, from some of the world’s ancient civilizations, macrohistory is eminently sensible.  Still macrohistory is not static. Indeed, it is the macrohistorian’s theory of change that is often the insight needed to transform self and other.

As with futurists who do not locate their own work with an episteme, macrohistorians often speak from a view outside of history.  While leading to a certain arrogance this also gives the theory a certain legitimacy, a certain empirical finality.  Yet, history is spoken of in dramatic terms, as art, poetry, and as prophecy – not in terms of right or wrong, but in terms of creating a mythic distance from the present.[9] Without this prophetic dimension, this priviledged perspective of past, present and future, there works would be mere academic treatises that reflect upon history but do not recreate it.  Like futures studies, macrohistory is intended to recreate history and future.

[1].         Johan Galtung and Sohail Inayatullah, eds. Macrohistory and Macrohistorians (Westport, CT, London, Praeger, 1997) and a special issue of New Renaissance titled “Rethinking History.” (Vol. 7, No. 1, 1996). Much of this material is drawn from chapter 3, “Macrohistorians Compared: Towards a Theory of Macrohistory” and a longer version has appeared in Futures (Vol. 30, No. 5, 1998).

[2].         The macrohistorians used for this article include: Ssu-Ma Ch’ien, St. Augustine, Ibn Khaldun, Giambatista Vico, Adam Smith, G.W.F. Hegel, Auguste Comte, Karl Marx, Herbert Spencer, Vilfredo Pareto, Gaetano Mosca, Max Weber, Oswald Spengler, Teilhard de Chardin, Pitirim Sorokin, Arnold Toynbee, Rudolf Steiner, Fernand Braudel, Fred Polak, Prabhat Rainjan Sarkar, Elise Boulding, Riane Eisler, Johan Galtung and Gaia herself.

[3].         Attila Faj, “Vico’s Basic Law of History in Finnegans Wake,” in Donald Phillip Verene, ed., Vico and Joyce (New York, State University of New York Press, 1987), 22-23.

[4].         See, for example, Sohail Inayatullah, “Sarkar’s Spiritual-Dialectics: An Unconventional View of the Future,” Futures (Vol. 20, No. 1, February, 1988), 54-65 and Sohail Inayatullah, Situating Sarkar (Singapore, AM Publications, 1998)

[5].         See Ravi Batra, The Downfall of Capitalism and Communism. 2nd Edition. (Dallas, Venus Books, 1990). See, his latest, The Stock Market Crash of 1998 and 1999 (Dallas, Venus Books, 1998).

[6].         Herbert Spencer, Structure, Function and Evolution (London, Michael Joseph, 1971), 169.

[7].         Robert Nelson, “Why Capitalism Hasn’t Won Yet,” Forbes (November 25, 1991), 106.

[8].         In conversation with Elise Boulding. Brisbane, July 9, 1996.

[9].         Ashis Nandy, “The Futures of Dissent,” Seminar (No. 460, December 1997), 45.

Prabhat Rainjan Sarkar’s Social Cycles, World Unity and Peace (1996)

By Johan Galtung, dr hc mult, Professor of Peace Studies;
Universitaet Witten/Herdecke, European Peace University,
Universitetet i Tromsoe; Director, TRANSCEND: A Peace Network

Introduction: On Sarkar at 75

We are honoring a great thinker and a great practitioner. I have chosen to honor him as a great macro-historian, focusing on his theory of social cycles and their implications for world unity and peace. In my view he certainly ranks up there with other macro-historians like Smith and Marx, Toynbee and Sorokin. But, given the ethnocentrism of the USA and Europe Sarkar will not easily make it into textbooks and courses civilization. For one thing, the West quotes itself on matters concerning the West; and Sarkar gets straight to the core of our history with a scheme so simple, unashamedly universal and so evidently inspired more by Indian society and history than by our own. He turns the world upside down: India is supposed to be captured, dissected and understood in our paradigms, he understands us in his. In Sarkar the West is no longer intellectually in command.

Second, Sarkar draws very concrete implications from his macro-history and the philosophical underpinnings: PROUT, the ” progressive utilization theory”. This is the theory of an economic (and political) self-reliant system, spiritually rather than materialistically inspired, cooperative, based on local economies, cooperating like in Gandhi’s “oceanic circles”. In this system money is no longer in command, nor are economists. The goal is not “economic growth” and accumulation of wealth, but true human growth with basic needs satisfied, and unlimited spiritual growth topping that. That alone disqualifies Sarkar a utopian, a person to be marginalized. There is more to come.

2. Sarkar’s theory of social cycles The following is a simplified version highlighting the essential features for reflections on the implications for world unity and peace. I shall make use of the presentation given in Acharya Shambushivananda Avadutha’s excellent book PROUT: Neo- Humanistic Economics, and add some interpretations of my own. The point of departure is the Hindu caste system with brahmins, kshatriyahs, vaishyahs and shudras; in the PROUT tradition spelt somewhat differently. However, I shall use neither the traditional nor that special spelling, preferring Intellectuals (including priests, artists), Warriors, Merchants, People, lamenting that the Excluded, the pariah do not figure clearly in the cycle theory. Each one carries what Sarkar calls a “mental color”, very similar to the mentalite of the French Annales school. A basic axiom is that, at any time, “In the flow of the social cycle one mental color is always dominant”.

Before that point is explored further let us pause for a second and ask: is this not a very Hindu perspective? Caste, yes, but not this division into three types of elites and then the people. Elites have a power problem: how do we steer people? There are generally three answers: by normative, contractual and coercive power; by cultural, economic and military power; by values, carrots and sticks, to use three parallel formulations. Obviously these are the intellectual, economic and military elites respectively, or I, M and W; with three very different ways of steering. And whom are they steering? The people, of course. Hence, what Sarkar is exploring is not Indian history but the general dynamism of what we might call I,W,M,P systems, assuming that at any given time only one of them can dominate. So let us assume that one of them rules the ground alone. How do we predict who is next in line? Yin/yang thinking gives us an answer: the carrier of the mental color most suppressed by the dominant group.

Another approach would be by asking: when X is dominant, which group, Y, suffers most? As we are dealing with three elite and one non-elite group one conclusion is as follows: all elites suffer when the people are in power for the simple reason that they are denied elite status. But when one elite is in power People do not necessarily suffering most. Sarkar does not romanticize People; they are somewhat coarse and crude, materially oriented. Hence, they would generally suffer more when exploited materially by the Merchants than when repressed militarily by the Warriors or brainwashed by the Intellectuals. However, should People manage to get the upper hand through a revolution, then all three elites would suffer so much that they would run to the Warriors, the violence specialists, and demand “do something about it”.

Then, the inter-elite explorations. When the Warriors are in power Merchants may be operating but the Intellectuals less so. They live by the word, not by the sword (and a few words like Stop! Fire!). But Intellectuals in power have a major problem: who pays for their livelihood? In the past the princes, the courts; more recently the state. So they tend to be friendly to the state, including designing economic roles to the great chagrin of the Merchants who live neither by the sword, nor by the word, but by the gold. So: after Warriors the Intellectuals, after Intellectuals the Merchants, after the Merchants the People, W-I-M-P, and then after People the Warriors again.

The process is known as History. History is then viewed as a spiral with History telling the incumbent “time is up” and the next in line “it is your turn”. When any group comes back into power society is not entirely the same, hence a spiral, not a circle. Each group leaves a mark. Sarkar assumes, however, that even given a certain automaticity in this process there is at the center of the spiral some kind of spiritual super-elite, the sadvipras, seeing to it that each elite is used by this process for its positive contributions of courage and valiance (W), creativity (I) and wealth-creation (M), and yields the ground to its successors when the negative aspects become dominant, like repression (W), ritualism (I) and exploitation (M). And for all elite groups: arrogance. Given these four groups, there are, of course, 24 possible representations of the drama of history if we accept the “one mentality at the time” idea.

Sarkar chooses one: W-I-M-P. That is a dramatic reduction, so he adds that [1] cycles may be read backwards, [2] they may be accelerated and decelerated. It is only a rule-of-thumb, but a useful one, as we shall soon see. But first a note on the cyclicity. Of course this is a reflection of the samsara, transmigration, reincarnation cycles for individuals. Non-Western views tend to be cyclical; only the West builds its projet on linearity and the promise of an, even imminent, end-state. This is also what makes the West so dangerous because some people get the idea that the end-state is around the corner, and the utopian tradition is born. The result is Stalin and Hitler and their fight over that end-state in this century. That fight was won by somebody else also claiming “the end of history”, wit globalized markets and free and fair elections.

It will soon prove equally delusionary. 3. Sarkar’s theory and post World War II History. First a comment on asynchronic and synchronic cycles. Sarkar’s theory is about societies, complete social formations. The cycles are not necessarily synchronized like summer-time/winter-time in the Atlantic space. Each society follows its own cycle, logic, dialectic. Of two neighboring countries one may be in the Warrior phase and attack its neighbor in the merchant phase to get goodies, like Vikings did to Russians thousand years ago. Ultimately the Vikings became Intellectuals on Iceland and Merchants, Hansa, elsewhere. Or, they may happen, just happen, to coincide.

For some time. Which does not mean peace: two Warrior states may transform any quarrel into a casus belli to get a war to show their prowess. However, recent world history has produced phenomena with great synchronizing potential, in addition to communication. One of them is colonialism, dominant during the better part of this century. The colonies were denied the warrior phase and the colonial powers exported, and prolonged, theirs to/in the colonies. The colonies were supposed to accept both being suppressed, brainwashed and exploited, by colonial powers and their cooperating elites. In fact, the people reacted, with a vengeance, and in most colonies (as Sarkar would predict) the military took over, also to tame their own populist forces.

Then, another great synchronizer: the Second World War, followed by he Cold War. Warriors became the dominant mentalite all over even if others held the reins of formal power. To win the war, and to deter the war (with military means) became the dominant logic in most societies for half as century (1939-89). The warriors were listened to, and enjoyed discourse dominance. But not forever. The polarization, typical Warrior logic, of the Second World War abated. The Cold War polarization outlasted any war danger; but then it was about serious matters such as property and religion, not just about extermination (the two wars period, hot and cold, shared that concern).

The Intellectuals came into power in the West probably already in the 1960s; hence the student revolt against them, at the end of the sixties, at that time more serious than the peace movement. In the East Poland and Hungary came first, then the Soviet Union (Gorbachev/Gorbacheva), with DDR, Czechoslovakia and Rumania keeping the Warriors/Party in command till the end. And that became their end; had they synchronized they might not have harvested that much popular wrath. Of course the people, particularly when armed with a human rights agenda, can revolt against Warrior/repression, not only Merchant/exploitation. The Merchants suffered, in the West as also in the East. To them “freedom” was the freedom, as the Americans, with their permanent over/under-layer of Merchant mentality, say: “to use private property to make more private property”.

They demand their slice of the cycle, the Westerners among them, with usual lack of realism, forever. There are only two economic systems they proclaimed, capitalism and socialism and socialism collapsed, hence capitalism will prevail forever, q.e.d. Sarkar’s theory would predict otherwise: a popular revolt when the exploitation has come sufficiently far. Moreover, given the global synchronization of the phases, the revolt, violent or not, might also be fairly global. Qui vivra verra, but Sarkar’s theory evidently has some explanatory power. In a sense not so strange: Hindu understanding of the world is so much older. Let us then change focus and try out the theory on the United Sates of America, bringing in geographical regions in addition to historical stages.

The USA can conveniently be divided into four regions: the Yankee Northeast, a Mid-West stretching all the way to the Pacific, a Southeast=Confederacy, and a Southwest from Texas to the Pacific, from Mexico to Utah (by and large the territory taken from Mexico in 1846-48). In terms of mentalities the Northeast has from the very beginning been the intellectual/ideological/brahminic center, with Boston yielding the merchant center to New York (keeping Harvard and MIT). The warrior center was Washington, Virginia and the Southeast in general; after the Civil War the center for the conquest of the Caribbean, the Second Empire (the First Empire came with the conquest of the Native American nations).

The West, conquered in the nineteenth century, was a vast depository of People, essentially a Hinterland of the East Coast. The Northwest remained that way with no clear W-I-M profile. But the Southwest tried all three: as Warriors (center for the conquest of the Pacific, the Third Empire; US Marines, the war industry, war think tanks); as Intellectuals (the UC system, media, Hollywood); as Merchants (Silicon Valley). With considerable success, except for the victims. If we now introduce the Sarkar cycle for the Post World War II period we see the point of gravity of the USA moving with the switch in mentality: from kshatriyah Washington to the brahmin Northwest, and from there to the vaishya (merchant regions); but then to sun-belt Southwest rather than snow/rust-belt Northeast, with the last president from the Northeast murdered in the Southwest, followed by a flow of presidents from there.

But History is like the man in the post office, through with one customer he shouts next. According to Sarkar next in line is People, and with this image of the USA next in focus is the Northeast, the Ecotopia of a famous book with that title. The image today is less positive, as if they are preparing themselves for their role in the Sarkar cycle as a counterpoint to all three elites. The UNA-bomber, and above all the militias stand out. The latter are more American than apple-pie, they are the original intent. In the Europe whence the conquerors (in the USA called “settlers”) came, the aristocrats in general and the monarch in particular had the monopoly on arms as the last argument, ultima ratio regis. Real freedom was the freedom of the aristocrats to carry arms, and the freedom of the merchants to make use of private property to create more private property. For the latter some initial capital is often needed, or at last comes handy; for the former arms to carry arms will do.

The longer the current trend of taking from the workers and giving to the share-holders lasts the more will the American economic dream be lost and the American weapons dream gain in salience. And that is what the militia movement is about. Of course they are not only in the Northwest/Mid-West; the phenomena producing that movement are all over. Their original intent stance does not work on the East Coast, imbued with W-I-M logic. But back-country, far West, up-state it may work extremely well; in fact more so than the sporadic violence of black groups against the white or the yellow (Koreans, LA-1993). Sarkar’s message is very clear: elites cannot it on top of people without the people sooner or later reacting, and they see elections in a democracy mainly as elite rotation.

The world is now becoming a complete social formation, under the slogan of globalization. In that case the post World War II Sarkar cycle for a relatively synchronized world might also have geographical addresses. The world Northwest, the Atlantic region, sees itself as the Warrior-Intellectual-Merchant center in a position to control, to imprint and to the rest. And they certainly did; the pattern was know as colonialism. The world Northeast tried to make a W-I-M counterpoint, the socialist countries of yester-year. Evidently, they took on more than they could carry and collapsed under the burden. The world Southwest were and are condemned to be People, with no W-I-M profile; so they revolt in the way of the underdog, sometimes nonviolently, often violently at unexpected points in space and time, in other words with terrorism.

The world Southeast chose another strategy against the world Northwest: develop M. They did, indeed; and what Japan and then South Korea and Taiwan, Hong Kong and Singapore and then Malaysia managed is nothing relative to what will come when the whole mahayana-buddhist/confucian region comes together as an economic actor. Of course, their power increases as the world Sarkar cycle proceeds from W and I into M where it is today. If the region manages to read the popular revolts and not only to suppress them (Kuala Lumpur 1967, Kwangju 1980, Tiananmen 1989) then they will of course also move full scale into W and I, with considerable counter-power to the Northwest and increasing intellectual power as an alternative source of light.

But watch out: as the Sarkar cycle turns to W and I the Northwest will also be activated, and the region is formidable. 4. Are there exits from the Sarkar cycle? Of course there are. Sarkar has one formula: combine the courage of the warriors, the creativity of the intellectuals, the industriousness of the merchants, the down-to-earth common sense of the people in one person. The sadvipras, similar to the boddhisatvas in some branches of buddhism, serve this function. I have a basic problem with this formula, perhaps two. From early neolithic times we have had the W-I-M division of labor simply because of the size of the social formations and the need for all three types of steering. Certainly, those three elites could be improved; they could, for instance, learn that people are human being and not objects. But I doubt that the division of labor can be abolished except at a cost that is too high for most people: a return to much smaller, less complex social formations, not necessarily hunter-gatherer nomads, but, say, monasteries, communes, sanghas. Excellent for some, but insufficient as a general formula. The second objection is different. Yes, we need people with that quadruple combination, picking the best from W-I-M-P.

But not everybody will manage that; many might even prefer their own simpler ways. That means that the formula becomes a recipe for a new elite, the integrated super-elite, pitted against not only People, but also against the old compartmentalized elites in a three tier system. Plato’s Republic, the Philosopher-King? Do we want that? Or, would it be better to work for democracies that give power not only the W-I-M elite rotation carousel, but to regular people as well? In other words, a polity that gives power to all components of the Sarkar cycle, but at the same time so as to mitigate the single-mindedness of each phase? 5. The Sarkar Cycle, World Unity and Peace At this point comes a more fundamental critique of Sarkar’s macro-history. He focuses on the actors, the W-I-M-P, but not on the deep structure and the deep culture in which they are embedded. W, I, M and P may enter and exit from the limelight but their subsystems, strongly institutionalized and internalized in contemporary modern society, will remain.

The Cheshire cat is known to leave behind a smile. The four groups leave behind their systems when they exit from the stage and everybody else will have to play according to those rules even if the masters of ceremony are not front stage: for the Warriors: the deep structure of the state system for the Intellectuals: the deep culture of the cosmology system for the Merchants: the deep structure of the market system for the People: the deep culture of the nation system We have about as much, or as little. world unity and peace as these systems offer us, meaning not very much. Hence, if world unity and world peace is what we would like to have all four systems will have to be modified, and very much so. In my Peace By Peaceful Means the state system is explored in Part I, the market system in Part III and the cosmology system, including some national cultures, in Part IV. My time is up so I refer you to that. Suffice it only to say that the state system must be liberated from its pathology, narcissism/paranoia inherited from the warrior caste of the European feudal systems, the aristocrats; that some of the cosmologies, including many nationalisms are plainly pathological and we do not know much about possible therapies; and that much richer, more eclectic market formulas can be found than capitalism and socialism.

Framing the Shapes and Times of the Future: Towards a Post-Development Vision of Futures (1996)

By Dr. Sohail Inayatullah

Like the geographer who charts physical space or the sociologist who structures social space, the futurist creates maps of time. These maps can then be used to better understand who we are or more appropriately when we are. They can also be used to make better decisions, create new maps, or use the maps for social transformation. This essay will analyze modes of thinking about the future, chart the shape and time of the future, and conclude with the needed dimensions for a post-development vision for the next century.

DEVELOPING AN INTERPRETIVE COMMUNITY

One purpose of this essay is to aid in the task of developing an interpretive community. According to David Harvey,

‘interpretive communities’ [are] made up of both producers and consumers of particular kinds of knowledge, of texts, often operating within a particular institutional context, within particular divisions of labor, within particular places. Individuals and groups are held to control mutually within these domains what they consider to be valid knowledge.

For researchers concerned with creating new futures, new models of society, polity and economy, our interpretive community has yet to create a consensual model of what constitutes valid or reliable knowledge and how this knowledge can be known, who can participate in this knowledge creation, and what the appropriate sites for knowledge creation are.

At present, futures studies largely straddles between two dominant modes of knowing–the technical concerned with predicting or forecasting the future and the humanist concerned with developing a good society, with visions of what can be. While there are numerous ways to constitute the field, I use a perspective which argues that there are three frames of reference from which to view the future and futures studies. These frames overlap and should be seen more as a continuum then as three exclusive perspectives, with many thinkers and studies simultaneously exhibiting more than one perspective. The first, the predictive, attempts to forecast and control the future, the second, the interpretive, examines how different cultures, cosmologies, discourses approach and create the future, and the third, the critical, makes problematic the categories used to construct the future, asking what are the particular social costs for any approach or view of the future. Deciding which approach one takes is not a philosophical issue in terms of arriving at some view of Truth but a political issue in terms of deciding what should be nominated as legitimate social theory in terms of the approach one takes and the relative importance of actors and structures, of the State and social movements, or the individual and the transcendental, for example.

The type of futures activity one takes is based on these epistemological perspectives. If one forecasts, then convincing policymakers to take into account the second and third order effects of new technologies or providing corporate decisionmakers early warning indicators so as to gain competitive advantage over others would be a likely action. If one is concerned with interpreting the future then working with social movements and others in envisioning desired futures and in understanding the cultural categories of other civilizations would be a likely action. From the critical approach, action is defined as deconstructing text so as to create spaces for other types of policies and understandings.

Each of these views also has a perspective of the world “out there” in which the future can be known (independent of the observer or constituted by the observer, for example). Each of these views also places the act of meaning in different sites (in the speaker or in the episteme that frames discourse, for example) as well as the role of the transcendental (as an emperical cause of social change of the future or as that which inspires agency, for example). The role of language (as neutral or as opaque, for example), what is an appropriate science (focused on the relationship between theory and data or between values and data, for example) and what constitutes the truth (as exclusive and universal or as layered, deep and shallow instead of right or wrong, for example) is also considerably different in each approach.

THE SHAPE OF THE FUTURE

As important as frames of reference and archetypical images of the future is the shape of the trajectory of the future . Derived largely from historical patterns of social change, three are basic shapes ; the linear evolutionary shape of progress (the dominant paradigm of development, the cyclical shape of the life-cycle and the natural world, and the spiral shape that combines progress and tradition. These three shapes are again loosely related to the predictive orientation (linear), the cyclical (cultural) and spiral (a combination of both). The critical view is not so much concerned with a theory of social change but with articulating the assumptions and social costs associated with a particular grand theory, with questioning all unifying and generalizing narratives, and thus in privileging local knowledge.

Traditionally social change theories have been categorized into dialectical and equilibrium theories. In dialectical theories, change is normal and opposites exist in dynamic tension in every stage. Power and domination are often central to dialectical theories. Dialectical theories can be materialistic (Marx) or idealistic (Hegel) in their orientation or some combination of both (Shrii Sarkar). In equilibrium theories stasis is natural and change is incremental. A third dimension is transcendental theories, where the pull of the “God” moves civilization forward.
The linear shape promises more of the same, a “Continued Growth” scenario, but when unabated can lead to a “Catastrophe” scenario. Cyclical shapes promise a return to a prior time, a “Return to the Past” type scenario. The spiral shape has dimensions of both linear and cyclical but promises some other society, a “Transformation” scenario. Epistemologically, linear theories base themselves on the empirical/predictive model of the social sciences whereas as cyclical theories are closer to the interpretive/structural model. The spiral attempts to link the empirical with deep human values. It is this latter pattern that intends to remove the future from the confines of pre-determined history, from the cycle, and to create the possibility for the spiral–an acceptance of structure, but a willingness to transform the suffering associated with history, and to find previous pockets of darkness and illuminate them, to pierce through silences.

A cyclical theory privileges perpetual change while a linear theory privileges equilibrium although it could be an evolutionary equilibrium as in the case of Herbert Spencer. In cyclical theories change is endemic to the system; for example, variously through dialectics, through the principle of limits, through the Chinese yin/yang principle, or through the Indian Tantric vidya/avidya (introversion and extroversion) principle.

In contrast, in linear theories change is often because of external causes. Cyclical historians examine the rise and fall of civilizations while linear historians believe the fall problem to apply to other civilizations (Oriental civilization, for example) while their own civilization (the West) is destined for eternal rise and progress. The formula for progress has been found; the problem now is merely staying the course.
While cyclical theorists do have linear dimensions (they move up or they move down), it is the return to a previous stage–however modified–that does not allow for an unbridled theory of progress, of development. In contrast, within the narrative of linear stages, linear theorists might postulate ups and downs of a lesser unit of analysis (for example, within human evolution or the accumulation of capital, there might be the rise and fall of nation or firms or dynasties) but in general the larger pattern is progress.

However, in a model of progress there can be phases of speed and pause, where a civilization or movement consolidates its power, regains its momentum before the next stage is reached. The metaphor offered by Shrii Sarkar for this is the breathing cycle. Combining this with the organic metaphors of hills, of movement up and down, we have a powerful metaphor of social change. This combination (of the rhythm of the breath and shape of rolling hills) adds a richer dimension to mere upward linearity. For cyclical theorists, however, these two metaphors show that there is no change, each breath is the same as the other breath, the climb up the hill is always followed by the climb down. One model has direction, the other does not.
However, for linear thinkers, society marches on either through technology, capital accumulation, innovation, or the pull of God even if individuals humans might themselves have contradictions (for example, based on the Western good/evil pattern). Recent efforts such as general evolution theory now include information as the key variable that keeps evolution marching onwards. Of course, from the cyclical view, increased information does not lead to attempts to control the pattern of change, but humility in the face of the eternal cycle of history.

Linear thinkers are often seen as optimists (as with Herman Kahn) especially from the viewpoint of the Center civilization. In contrast, cyclical theories are seen as pessimistic by the elite of the Center nation. From the view of the individual, cyclical theorists are seen as disempowering since structure and process prevail over agency. Transcendental theories are empowering in that they inspire individuals to act but they also lead to fatalism since all is in the hands of the transcendental.
Along with a theory of progress, linear perspectives include clear stages of ascension with even clearer theories of how to pull up the backward classes or leave them to die as would Spencer. Cyclical theories of the future focus on structures that do not change or structures keep on rising up. In this view, we cannot escape our history, we cannot escape the past, we cannot create our future.

Of course the basic question in terms of a theory of the future is: Is it possible to have a model that combines linear (evolution and progress, the irreversibility of time) with cyclical (there is a season for everything, ancient ways are important, and the strong shall fall and the weak shall rise) along with a transcendental dimension (superagency, timeless time with teleology) that includes individual agency (humans create the future) with structure (there deep patterns of change, whether class, episteme, or gender that place limits on change)? Spiral theorists attempt to include both, having certain dimensions which move forward and certain dimensions that repeat. This is the most difficult and certainly the most important dimension of developing theories of the future–continuity with change. For Shrii
Sarkar, it is understanding that while certain patterns will always be repeated, that at the level of the physical, there is no fundamental change, there can be progressive change, movement towards the spiritual. The slippery slope down from the mountain top (because of exploitation or imperial overextension) can be reduced, half-way down, there can be movement upwards again if the basic strucuture of society is transformed. Through appropriate social transformation, particularly leadership, the cycle can be modified, but not destroyed.

To have an adequate theory of a spiral shape of the future, one must have a theory of exploitation, to show for example, as Shrii Sarkar does how imperialistic warriors, cunning intellectuals, and clever merchants have historically denied rights to females, peasants, and children, indeed, to the future. Exploitation has occurred through the extraction of labor, ideas and wealth to the center from the periphery.
But one must also have a theory of progress. Economic progress is critical albeit for the purpose of the third dimension: the mystical, the transcendental. That is, if not progress per se, at least economic conditions are progressive, creating the possibility for cultural and spiritual evolution. Evolution can be based on struggle with the environment (the materialist position) struggle between ideas (the idealistic position) and the attraction of the Great (the mystical position) or some mixture of all three, as Shrii Sarkar has asserted.

But just as there is a role for structure, individuals also must play a role. Through struggle, it is individuals who can transform the cycle. The transcendental can have numerous functions–it can be located in the State thus serving to develop a God that plays favorites or it can function as a consciousness that serves to liberate our minds from our own fixations. It creates a new way of knowing, love or devotion, that attempts to break the bonds of family, race and nation.

Most thinkers have remained at the individual level forgetting class and gender relations and merely focused on individual enlightenment. Or they have only focused on structural dimensions forgetting the importance of individual efforts. Those who have had space for both structure and individual have missed the transcendental dimension, the spiritual aspect of humans. What is then needed is a multiple theory of time and space; efficient time, cyclical time, and spiritual timeless time, along with the possibility of Kairos, that is, the right time, the time, the moment in which there is a bifurcation of past and present and the world is made anew–in which, individual and history join together to create the future. A post-development, linear progressive and cyclical return vision of the future is required to resolve the classic antinomies of structure/agency, individual/collective and material/spiritual. In the concluding part of this essay, criteria for such a vision is developed.

THE METAPHORS OF TIME

Along with the shape of the future, the way time is constructed by different cosmologies is of central importance. Within the empirical perspective, time is the unexpressed variable that remains hidden, untouched and unexplained, like language, used to describe the real world but not appropriate for critical examination. Time is considered a universal outside of language and culture. But time is constructed differently by various cultures.

From the cultural view time is constructed differently by various cultures and in historical epistemes. Traditional culture, to be sure, is based on the cycle. These are the seasons, the lunar cycle, and the life cycle. For example, the traditional Chinese perspective of time is considered astronomical, For the classical Chinese thinker there is no recognizable date to human history. Heavenly and worldly time are interrelated. They are endless. By using the model of the stars, Chinese history easily lend itself to a science of society that is not distinct from a science of the stars or a science of the self. History that is based on the stars can never have any real beginning or end, for the stars appear eternal, continuously moving, forward and backward. Society too must follow this pattern: everything has its place and there is a place for everything. In this model, the tao is the unseen force that provides the cohesiveness for the natural and human universes. With the universe knowable, the task for the scholar is merely to fit history and future into this larger pattern. In this regard, the Chinese view is closer to the empirical perspective. However from the modern scientific perspective, the traditional Chinese view does not reflect the data thus it is not true, indeed, merely elegant and ultimately useless.
Indian time also has a cosmic dimension consisting of yugas containing millions of years. Besides the size of the numbers, cosmic time is distinct from historical time in that certain numbers have magical properties. Numbers participate in the real, they are not mere representations: they have an ontological existence. Thus from the classical worldview, time had to relate to Consciousness and the natural/social worlds since the entire universe was mathematically perfect. In this sense, the idea of the future meant something quite different then modern idea of “the future,” as the site of change and innovation. Rather “the future” was integrated into classical cosmology.

In the classical model of time, there is a degeneration of time from the golden era, to the silver, to the copper to the iron. In the golden era, food is shared and all live as Gods. Society degenerates with differentiation (as opposed to modernity wherein differentiation leads to evolution and progress) eventually resulting in the iron age of materialism. Time then decreases in value from the golden era characterized by unity and spiritual development to the iron age characterized by materialism, chaos and confusion. We begin with progress and then degenerate.

But the degeneration does end. At the nadir of the dark iron age, the redeemer sets the world right and the golden era begins again, the cycle continues. Within this view, the goal is not transformation or conscious evolution but the search for a redeemer to end the darkness of the present, to recreate the perfection of the past.

Few visions of futurists, however, focus on the return of the Great leader, the redemption is gained through participation in the conscious evolution of society (or the creation of social and political structures to facilitate community values as with the Green view). Understanding the pattern in itself becomes the way out of the cycle of history. But in the traditional cyclical view, understanding only allows a nominal degree of maneuvering, eventually, over time, there will be degeneration, such is the nature of the universe we live in. Of course, the why of degeneration differs. One exemplary theory of decline comes from Ibn Khaldun. For him there are four stages and four generations in which creativity degenerates into imitation, in which a family’s or a civilization’s fortunes fade. The first generation creates, the second produces by watching the first, the third produces merely through rote (as it does not have access to the original creator) and the fourth does nothing believing that wealth–inheritance–is owed to them. This generation decays losing its wealth and creativity as it does not build strength and marketable skills. Thus, we should always expect culture to degenerate into custom over time and expect cultural revival to come from the periphery, from outside of the official culture.

Similar to the seasonalcyclical model is the biological and sexual model. In this view, the rise and fall of nations, dynasties and families can be related to the rise and fall of the phallus, the fundamental sexual event known to men and women. The phallic movement is dramatic and has a clear beginning and a clear end. However, men, it can be argued (using the linear model), prefer the first part of the cycle, the progressive linear phase, and perhaps imagine a utopia where the phallus never declines. The populist Muslim vision of heaven is a particular example. The historical empirical data suggests, however, that endless rise does not occur. In contrast, the female experience is wavelike with multiple motions. Time slows and expands. Instead of a rise and fall model what emerges is an expansion/contraction model. This model can be used to describe Western cosmology.

Biological time can also be used to understand the future. Instead of using the Earth’s resources for present generations, we should think of future generations, argue ecologists. Policymakers should base decisions on the needs of future outcomes, on the needs of future generations. Contemporary writers, in particular, use this metaphor. Culture then should be forward looking not past oriented, concerned with grand children, not with grandparents.

In contrast to these traditional cyclical views, modernity emphasizes quantitative, linear time. This is the similar to the “time as an arrow” metaphor. It cannot be repeated nor reversed otherwise we could remember the future. Instead of degeneration there is forward development. Time in this well researched model is largely reductionist with efficiency as the primary goal.

Time then has many perspectives. We list a few of these as divided by our earlier structure:

Linear:

1. Quantitative (time as precious, something not to waste)
2. Technical time (efficient, quantitative and scientific)
3. Electric time (linear time of the city, reducing the night)
4. Institutional time (the institutional power context by which an event is bounded)
5. Generational time (saving the future for one’s children)
6. Leisure time (time as abundance)
7. Bureaucratic time (scheduled but delayed)

Cyclical:

8. Death (time as bounded by the awareness of death, running out of time)
9. Lunar/solar time (day/night, menstrual cycle, full to new moon)
10. Biological time (nine month cycle)
11. Sexual time (rise and fall, expansion and contraction)
12. Geological time (stability, shocks then stability)
13. Cosmic time (astronomical)
14. Cultural time (being on time, being late, norms of socially shared reality)
15. Mythological time (fall of time from golden to silver, to copper to iron)
16. Religious time (the birth and return of the Prophet, Messiah)
17. Life cycle (birth to death and for some rebirth)
18. Sociological time (the societal patterns)

In addition there is (1) Spiral time (return of the past but onward into the future)
and (2) Spiritual time (no sense of individual consciousness, only a sense of the transcendent, or infinite)

What time we live in is based on our assumptions of the nature of the world we believe exists and how we believe we know what this world is like. Any adequate theory of the future must be able to problematize time and negotiate the many meanings of time even as it might be committed to a particular construction of time. It must be able to “time” the world in different ways. An ideal theory of the future, besides articulating a rich theory of time, must simultaneously be able use predictive, interpretive and critical perspectives and have linear and cyclical and thus spiral dimensions to it. It must also be able find complimentary roles for the individual, for structure and for the transcendental.

RETHINKING DEVELOPMENT

As important as new or recycled visions of space and time are new or post-development models that integrate a range of futures characteristics. Development has been the dominant paradigm of the sciences and social sciences for the past few centuries. To develop is natural, inevitable and good. The issue has been how do nations and societies economically, culturally and politically develop, why are some rich and some poor or for Marxists why do the poor not stand up and smite the rich. Traditional visions of development can be divided into the following.
The first is the linear evolutionary model. Nations are rich because their citizens work hard, save and invest, develop new technologies, are born with the correct genes, believe that virtue is rewarded now and in the afterlife.

The second is the institutional model which believes that wealth comes from efficient organizations that reward individuals for their ingenuity and provide disincentives for inefficient behavior (social welfare or corruption). This view is weak on social structure and like the first strong on individual initiative, but individuals now become aggregated as institutions or nations.

The third is that development comes from getting materials cheap (through force or cunning) and selling them dear, that is, trade. It also assumes that making goods is even better than digging them since manufacturing leads to social development while raw materials extraction leads to a hole in the ground. Manufacturing uses physical and mental (the ability to transform nature) resources while mere exporting of commodities does not develop the local region. The linear temporal model and the empirical predictive model correlate strongly with these theories of development.

Underdevelopment then is caused by (1) bad genes, (2) bad institutions, (3) bleeding of wealth and (4) inappropriate cultural norms, depending one which theory one buys into.

Development, however, continues the linear shape of the future. Those behind the current stage are judged as inferior, those ahead as models to base economic, cultural and institutional strategies on. Most attempts to envision the future remain tied to the pervasive model of development–often framed as one vision of the future (Continued Growth); one vision of politics (democracy within nations and anarchy in the interstate system, that is, nation-state sovereignty); one vision of self (the scientific, technocratic self); with one vision of community (the chosen nation of God); and one vision of economics (neo-classical). Even alternative futures scenarios must base their structure on the boundaries of development theory calling for a cyclical return to pre-development communitarian visions of the good.

Development frames much of our thinking largely because of the dominance of economism. Economism privileges “rational” individuals; a world where individuals (and nations in the neo-realist model of International Relations) compete for scarce goods: food, power and love.

The first alternative to capitalist development was more concerned with distribution than with growth. However, distribution practices led to the growth of the State sector, and as socialist nations had few options within a sea of capitalist development, they too pursued similar models of growth, of progress, of linearity. Moreover, they emerged as well from Darwinian theories of social evolution: the only issue was who would be the carriers of progress, capital or labor. Linear progress was not contested.

The second alternative has been communitarian models, that have attempted to contest official knowledge and technocracy. This has been anti-development, an attempt to create social conditions where the village, the home, the local were placed ahead of the large Capital. The most recent model of this has been the sustainable development movement, which incorporates an ecological perspective to development as well.

Marxist and communitarian models of development have also been sensitive to how wealth was historically extracted from the periphery, thus shaping the development options of the periphery. Resultant development strategies were thus initially national (to combat the leakage of wealth) and then later local (since the State of peripheral nations extracted wealth from local areas). Both national and local suffer from the globalization of wealth, politics and culture. While national strategies in the periphery have remained entirely in the linear development paradigm, hoping to join the West, local strategies have been cyclical based, hoping to return to conditions prior to contact. However, even though villages might have had a local ecology, there were severe penalties for challenging local power, particularly feudal landowners. The linear model continues technocracy and is unable to deal with issues of spiritual identity and economic well being in the periphery. However, development and technology does allow for mobility. This mobility is nearly unlimited for capital, partly limited by Westernization for ideas and serverly limited by nations for labor). This mobility is not the intimacy of the global village but the anomie of the global city. Local solutions while providing identity and survival are unable to deal with the need for mobility, with challenging patriarchy, fedualism and the tyranny of the collective.

What is needed then are new visions of development that contest both linear and cyclical visions of the future, creating the possibility of an other society. These must be eclectic drawing from many traditions, expand our view of knowledge, and our definition of what it means to be human. They must also find escapeways out of the straitjacket of the dominant paradigm of development.

Among other characteristics, a post-development vision of the future would have the following:

(1) The spiral (progress with history) as its key metaphor, thus some things return but there is a conception of an improvement of living conditions, however, these should not just be material, but intellectual and spiritual as well.
Instead of the linear language of progress, the softer term progressive might be better. While it would be difficult to maintain that we have had progress over the last few thousand years given the world poverty, we cna argue that certain technologies, cultures, economic policies are progressive, creating conditions for the possibility of a better–physical, mental and spiritual–life.

(2) Ecologically sensitive. We can no longer continue to export our problems, our waste, to others. We must find ways to internalize what we don’t like and thus reverse the thousand year strategy of exporting from centre to periphery, from male to women, adult to child, rich to poor, powerful to weak, conscious to unconscious. Ecologically sensitivity means that we need a new ethic of life that gives respect to plants, animals and the cultures of technology. This does not mean we should not have a hiearchy of living but it does mean that we must walk softly on the Earth, recognizing that, like us, is living.

(3) Gender Cooperation. Any vision of the future must find ways in which genders can cooperate. A world with women empowered would be a dramatic different world, where symptoms of the world crisis like overpopulation would not exist. This means finding ways to include women’s ways of knowing the world in science, polity and economy. It also means a post-patriarchical world where women can finally end the many centuries of abuse from all sorts of men and male structures at local and civilizational levels.

(4) Growth and Distribution. We need to implement theoretical models that have found ways to both create economic growth and to distribute this growth. These would be models that encourage incentives but provide for social welfare, and models that create fluid yet integrated forms of; that allow for mobility (for capital, ideas and labor) so that individuals and collectivities can more effectivley choose their paths into alternative futures; that create more wealth (and expand the definition of wealth beyond the merely economic) and ensure basic needs for all. Resources thus must be stewarded and expanded to include material and non-material. It is the use of resources not their overaccumulation or stagnation that would be a central principal.

(5) Epistemologically pluralistic. We need to end the last five hundred years of monoculture and imagine a world where many civilizations co-exist, where there is a grand dialog between cultures, where we live in a world of many possibilities, of many cultures including post-human cultures, such as plants, animals, angels and robots. We must find ways to include the many ways humans know the world: reason, authority, intuition, sense-inference and love, as well as the many ways in which humans learn: scentia (empirical understanding), techne (knoweldge that creates and expands on nature), praxis (action) and gnosis (self-knowledge).

(6) A Range of Organizational Structures. We need to rethink how we organize ourselves. We need to expand our thinking beyond mere vertical organizational structures or only participatory structures to collaborative and tensgrity structures that use tensions and dialectics to enhance creativity. Cooperative structures, for example, where there is efficient management and economic democracy, promise to solve the problems of worker alienation and loss of local control.

(7) Transcendental. We need to return the transcendental to social and economic theory but base it in the individual not the State or group (where it can be used for cultural imperialism). We need to include the idea of the transcendental, the mysterious force, presence in the universe but not in the territorial sense of the nation but in the individual and cosmic sense as the intimate force that gives meaning and is given meaning to.

(8) The individual in the context of collective, we need to envision worlds in which both are balanced, where both cooperate and are needed for each other. This would differn from both market and methodological individuals or State and collectivism. Both must be balanced, seeing, perhaps, the society as a family on a journey, then competing and maximizing individuals.

(9) A balance between agency and structure in the context of a vision of the future. We need to recognize what can be changed and what is more resistant to change, whether because of history or deep structures. Theories that priviledge agency, as in conspiracy theories (for good and bad) make structures (that is, actor and culture invariance) invisible. Structural theories while showing us how episteme, class, gender limit our futures do so at the expense of transformation. While massive social transformation is not always possible, there are periods in history, moments of chaos, where new forms of complexity are possible, where evolutionary struggle resolve themselves in new social, transcendental and individual arrangements. At these times what is needed is not one vision that ends the creative project but visions that promise still more visions.

These nine points provide the basis for a new vision of the next century. There are three organizing concepts in the seeds of the future mentioned above. The first is prama or dynamic balance: balance between regions, balance between the spiritual, material and the intellectual within ourselves and in society; balance between genders, between epistemological styles. And of course this balance must be ever transforming, chaotic. The second is neo-humanism. What is needed is a post-human model of society where rights are given to all, thus flattening centre-periphery distinctions, creating a world where the self is no longer located strictly in religion, territorial nation, or historical race but as part of a co-evolutionary mix of plants, animals, other life forms and technologies. The third is a progressive use of resources and capabilities, individual and group, of material, intellectual and spiritual potentials and their just distribution among each and every one of us.

Central to these points is an overarching concern to find new ways to resolve the classic tensions of the individual and collective; agency and structure; mind and body; science and culture; progress and equilibrium; the material and the spiritual; and ethical, critical and technical thought.

Having begun with a search for an interpretive community, and then deconstructed time and space showing the differences and similarities between and among cultures and individuals, this essay concluded with a will to an alternative model and vision of the future: a vision of dynamic balance for all of us. We close with these inspiring words from Shrii Sarkar, someone who has inspired my understandings of the future. “The body, mind, and self of every individual have the potential for limitless expansion and development. This potentiality has to be harnessed and brought to fruition.”?

Global Transformations (1995)

Sohail Inayatullah

Abstract Sohail Inayathullah examines the changing concepts of nature and technology in an essay on global structural transformations. He argues that the nation, the local, and the global capitalist system are in the midst of a dramatic structural transformation pointing to massive shifts in identity, economy and governance. He suggests ways for these changes resulting from current imbalances to lead to away from global depression  to global transformation.

Something I learned many years ago from cultural historian William Irwin Thompson is that all scholarship is autobiographical, so let me begin with my biases. Born in Pakistan and raised in Europe and Asia, with the last two decades in Hawaii, my approach to issues is often global.  Having never lived in one place for long, and having seen human suffering in all places, I focus more on transformation than stability.

I see us going through three layers of transformation: (1) epistemic transformation in how we know the world, nature and ourselves, (2) structural transformation of the world political and economic system, and (3) short-term crisis. Let us first examine the current,  short-term crises.

Current Crises

The short-term crises include dramatic shortages of drinking water for the majority of the world. Of course, for those who live in that part of the world,  who cares? The crisis will become one–as with all crisis–once the western middle-class cannot find clear water to drink. We can anticipate water wars. The reasons for this crisis is our industrial lifestyle as well as the view that big is better.

The second crisis is intergenerational.  While caucasians at the end of the 19th century represented 50 percent of the world’s population, by the middle of the 21st century,  they will represent less than 10 percent. Quite a turn around. For example, in California, it will soon be 50/50 caucasian/hispanic-asian. However, the caucasian population will be mostly older and employed while the hispanic will be younger and unemployed. California’s scenario will be globally played out, with the Third World being young and the First World being old. Age wars (conflated with race, wealth and geography) is the forecast if presents trends continue. To survive we will need cultural and economic systems that see people as resources, who can physically, mentally and spiritually contribute to society, and not as unemployed dregs that only consume valuable non-renewable resources.

The third crisis is transformations in China, possibly through its breakup, the Balkanization of the Great Wall, if you will. This could lead to a south-west Muslim China, a Northern communist China and a south-east capitalist China. Alternatively,  China could continue to internally consolidate its power, and have occasional forays outward–Hong Kong, Taiwan, and even India could be under threat.

Structural Transformations

Sovereignty

At a deeper level are structural transformations to the interstate system, in predatory capitalism, and global governance.  While the nation state has not withered away, certainly it cannot claim the allegiance it once had.  Neither pollution nor capital respect state boundaries. International organisations, regional associations, and world treaties and unions become daily more important. It appears it is only the passport office that can manage to protect local conditions from globalism.  For even as capital is free to travel worldwide, labour must still pay for airline tickets and visa fees. And if one is from impoverished areas, then travelling upwards to OECD nations is all but impossible save for a select few with skills needed in the First World.

The nation-state, while once an elegant solution to tribalism, to difference, has only managed to delay the issue of larger governance system.  Unities exist in the context of an unequal global interstate system.  Democracy, liberalism, and individuality might be fine nationally but certainly are too radical globally.  Nations might have order within but anarchy is still prevalent outside of them.

The challenge then is to move to a new systemic level, a bifurcation to global  governance.  Unfortunately, in this post-communist period, instead of becoming increasingly open and transforming to a new level of unity, we have regressed, slinked back to tribalism. Local leaders have used past wrongs, the fear of the Other, as a ruse to consolidate power.  Barbarism has come back with a vengeance, making many wish for the stability of nation-states, however inequitable they can be to local communities, to minorities. A police-state after all is stable.

The paradox is that the economy is now global but politics remains national.  Activism at the level of the nation-state in changing human conditions is difficult since labour and ideas are bounded. Leftist, green, and other transformative strategies do not succeed at the national level since nations merely export their problems.  Reducing deforestation in one nations merely means that corporations move to another country. As Hazel Henderson writes: ‘Countries with well-regulated, human labour markets and social safety are uncompetitive as corporate employers move out.’  To tame capital, labour must become global, or localism must become strengthened. However, localism, while somewhat able to deal with issues of community, identity, can also be contaminated by racism. Difference is not tolerated since community is culturally or racially defined.

Globalism, on the other hand, commodifies difference using it to continue the march of capital.  Ideas appear to be free, as information gurus want us to believe, however, ideas often flow directly from the West to the South, it is rare that flows of news, entertainment, and significance both ways.  We do not have dialogical relations. This does not mean that their cosmologies exist in isolation to each other; rather, travel, international conferencing, ‘development’ the lure of western education and the flux of yogis, sufis, and zen roshis westward, all have began to create cultural fusion at many levels, beginning the irreversible (let us hope) process of creating a global civil/spiritual society.  However, while not successful at a grand system level, the counter-culture movements–the anti-capitalist movements, the non-governmental organisations—have began to threaten the citadel of continued economic growth, have began to call into question the universality of the West and of the tyranny in the Third World, that is too easily passed off as post-colonial socialist critique.

Emerging crisis in predatory capitalism

Capitalism, historically successful, because of its ability to adapt, to create destruction, is in the midst of moral crisis.  Capitalism is based on the belief that hard work leads to rewards. That if there is inequality it can be explained by effort. Those who are poor are lazy. This link between work and success is being undone at many levels.  At the level of the stock markets, the question remains, why work when riches can be earned on the speculative markets, through gambling?  Global casino capitalism has begun to undo the moral basis of capitalism. Social movements concerned with justice have undone the positive contributions of greed and have undone the importance of wealth accumulation. Without the moral justification for capitalism, it will collapse as an organising system.

Economist Ravi Batra also argues that the system will collapse but for different reasons. He believes that as more and more money goes into speculative markets, it is only a matter of time before the system collapses. The ratio of the financial economy to the real economy begins to widen– indeed, currently 90 percent of the trillion dollar daily markets are speculative not trade or investment-based–leading to unsustainable (and false) growth. The communist solution, of course, was not much better. Then, the State pretended to pay and labour pretended to work.  In comparison, Third World bureaucracies suffer from a deficit of moral capital.  Why work hard and save when jobs are given to those with the correct genetic connections or those close to the ruling junta. Corruption, while easily rationalised, as a filing fee, devalues a culture’s self-worth, leading to deficit of the soul (and to the rise of the religious right).

The global financial system merely fuels greed and inequity, not development, and not challenge. The result is a global economic and cultural imbalance.  What is needed is not a recovery of the relationship between greed and growth but the creation of a world cooperative economy, where agricultural, industry and services are balanced, where wealth between regions is better balanced, where moral stories of cooperative behaviour have as much currency as stories of instant ‘scratch and win’ millionaires. The nation, the local, and the global capitalist system, while apparently eternal are in the midst of a dramatic structural transformation.  These changes on the daily level often go unnoticed but taken together they point to massive shifts in identity, economy and governance.  Let us hope that changes that result from grand imbalances do not lead to a global depression but a global transformation.

Global Governance

The final level of structural transformation are changes in global governance. With the bi-polar world less possible now–unless China remerges and claims superpower status in opposition to Europe and the US, the possibilities are either for a world with many hegemons or a system of global governance. The many hegemon system will see the US as a major player continuing to spread its influence over the rest of the Americas (and the world); in addition, we will see Europe over Africa; India over South-Asia, Japan over South-East Asia; and China over itself (however defined).  Alternatively, the crisis of the nation-state and capitalism could see the development of a world government in the form of a new United Nations.  Johan Galtung argues for a four house system: a house of nations, a house of corporations, a house of social movements and a house of individuals, direct democracy. Houses would be interlocked with the house of nations gradually weakening as zones of identity move from nation to globe.  Central to this model is the realisation of a new type of leadership, of a spiritual/servant leadership and of legal accountability of current State leaders.  Transparency International and other movements are partly about this, the spread of a worldwide accountability movement.  We certainly cannot be sure which direction the world capitalist system will head in, however, along with the nation-state, it appears in terminal crisis.

Epistemic Transformations

What is occurring is a fundamental change in how we know ourselves.  To begin with, technology is redesigning human evolution itself.  Susantha Goonatilake’s metaphor of technology bypassing culture to recreate the lineage of evolution is fitting.  Imagine a hand, he asserts, wearing a glove, writing with a pen. The hand represents the stability of evolution, our body constant over time; the glove represents culture, our meaning systems, our protection, our method of creating shared spaces and creating a difference between us and nature; and the pen, technology, representing our effort to create, to improve, to change culture and nature. While the traditional tension was between technology and culture with evolution ‘stable’, now the pen (technology) has the potential to turn back on the hand and redesign it, making culture but technique, a product of technology. Thus the traditional feedback loop of culture and technology with biology the stable given is about to be transformed. Equally stunning are the potential impacts of virtual reality, artificial intelligence and robotics.

There are four levels to this epistemic transformation. The first is: transformations in what we think is the natural or Nature.  This is occurring from the confluence of numerous trends, forces, and theories.  Genetics contests the biological order. Soon it may be possible to produce children in factories. With the advent of the artificial womb, women and men as biological beings will be secondary to the process of creation. The link between sexual behaviour and reproduction will be torn asunder.

But it is not just genetics which changes how we see the natural, theoretical positions arguing for the social construction of nature also undo the primacy of the natural world.  Nature is not seen as the uncontested category, rather humans create natures based on their own scientific, political and cultural dispositions. We “nature” the world. Nature is what you make it. There is no longer any state of nature. Eco Feminists point out that they have been constructed by men as natural with men artefactual. By being conflated with nature, as innocent, they have had their humanity denied to them and tamed, exploited, and tortured just as nature has.

It is not just nature that is now problematic but natural rights as well. Arguments that rights are political not universal or natural, that is, that rights must be fought for also undo the idea of a basic nature. The view that nature should have rights, as an argument against exploitation, also assumes that rights are fought after. The view that the non-living should also have rights, as with robots, and the humanly created, as well contests the idea of natural rights.  Finally, nature is seen as romanticised. For example, Hawaii’s forests are seen as natural, as stable, as always. But almost all of Hawaii’s trees are recently planted, after the sandalwood trade led to massive deforestation. Hawaii’s natural environment is very much a human-created environment. Thus, nature as eternal, as outside of human construct, has thus come under threat from a variety of places: genetics, the social construction argument, and the rights discourse.

Related to the end of nature are transformations in what we think is the Truth. Religious truth has focused on the one Truth. All other nominations of the real pale in front of the eternal. Modernity has transformed religious truth to allegiance to the nation-state.  However, thinkers from Marx, Nietzsche, to Foucault from the West, as well as feminists and Third World scholars such as Edward Said have contested the unproblematic nature of truth. Truth is considered class-based, gender-based, culture-based, personality-based. Knowledge is now considered particular, its arrangement based on the guiding episteme.  We often do not communicate well since our worlds are so different, indeed, it is amazing we manage to understand each other at all.

Multiculturalism has argued that our images of time, space, and history, of text are based on our linguistic dispositions. Even the library once considered a neutral institution is now seen as political. Certainly Muslims, Hawaiians, Aborigines, Tantrics, and many others would not construct knowledge along the lines of science, socialscience, arts and humanities.  Aborigines might divide a library–if they were to accede to that built metaphor–as divided by sacred spaces, genealogy and dreamtime. Hawaiians prefer the model of aina (land), the Gods, and genealogy (links with the ever present ancestors).  Not just is objectivity under threat, but we are increasingly living in a world where our subjectivity has been historicized and culturized. The search is for models that can include the multiciplicities that we are–layers of reality, spheres with cores and peripheries.

The end of modernity

The final level of transformation is in what we think is humanity.  Whether we are reminded of Foucault arguing that humanity is a recent, a modern category, and that our image will disappear like an etching on sand, about to be wiped away by the tide, or if we focus on the emergence of the women’s movement as a nudge to humanity as centre, humanity as the centre of the world is universally contested.  While the enlightenment removed the male God, it kept the male man. The emerging worldview of robots—what Marvin Minsky of MIT calls ‘mind-children’–cyborgs, virtual realities, cellular automata, the worldwideweb, microvita as well as the dramatic number of individuals who believe in angels, all point to the end of humanity as the central defining category.

We are thus witnessing transformations coming through the new technologies, through the world view of non-western civilizations, through the women’s movement, and through spiritual and Gaian perspectives.  All these taken together point to the possibility but not certainty of a new world shaping.

Let us say this in different words. We are witnessing the end of modernity. What this means is that we are in the process of changes in Patriarchy (I am male); Individualism (I win therefore I am); Materialism (I shop therefore I am);  Dualism (I think therefore I am); scientific dogmatism (I experiment therefore I know better or I have no values thus I am right) and Nationalism (I hate the other therefore I am). This is however a long term process and part of the undoing of capitalism.  All these connect to create a new world, which is potentially the grandest shift in human history.  We are in the midst of galloping time, plastic time, in which the system is unstable and thus can dramatically transform.

The good news is that transformation is quite possible. The bad news is that previous efforts to transform inequitable, unjust, unbalanced systems have often failed since change-oriented movements can be easily accommodated, or in the process of revolutionary change, agents tire, or the system provides incremental change by exporting structural problems to others. We can no longer export problems to the ‘Other’, victims are becoming scarce. Our problems have become global, knowledge of them is shared and the interactions between events known–the famous butterfly affect. While traditional systems were stable since heredity and status kept the system afloat, modern systems are growth oriented and thus to survive export problems: to nature, to the periphery, to rural, to women, to children.

The most vulnerable bear the burden.  However, globalism as defined as the awakening of the spiritual, of the multi-culturalism, of a planetary civil society contests this export.  New technologies, even as they play out the dark side of postmodernity, also allow social movements to better make their case, to inform others of immediate injustice, to organise against the brutality of national governments.

However, it would be a mistake to believe that postmodernity is the end of history. Postmodernity has a cost of entry. It is primarily for the rich. It is individualistic and unbounded from history. And even while it gives voices to other cultures by undoing the hegemony of western modernity, it does so not in the terms of others–nature, culture, community, all become discards.  Cyberspace, for example, gives the appearance of community, yet without responsibility–there is no face to face interaction.

What then should we do? What are the range of possible responses?

Responses  

(1) One response is Enantiodromia; that all efforts to transform are doomed since we become what we struggle against, what we hate. Our shadow side comes out more as we try and distance our selves from it.  History but is reversal. To rationally plan the future is a mistake, chaos and disorder are the natural states. There really is not much we can do but attempt to get a glimpse of the cosmic forces we are engaged in. This is the time of myths–of progress versus nature, of self versus the other, of the tribe versus the planet. As the drama unfolds, we should sit back and watch, as if we were at a Greek drama. Let us hope that this time the Gods do not have a tragedy in store for us.

(2) Another response is Inner transformation. The main thing to do is meditate, to take care of one’s own family, to shop less. To live simply. Life is cyclical anyway–and controlled by the Cosmos–things will take care of themselves. At the same time, the good actions of many, of numerous individuals engaged in meditation–synchronously and asynchronously–can lead to a critical mass of consciousness. There can be abrupt spiritual transformation. While not all will become spiritual, we can hope society will be more open towards the more subtle dimensions of existence.

(3) The third response often emerges from inner transformation. Here we join others in social movements. While humans cannot do everything, there are specific areas in which differences can be successful.  By finding one’s passion, we focus on a particular dimension of the critique of modernity. We can join the environmental, the feminist, the consumer, the anti-nuke, the meditation, and the cooperative movement. The task is not to conquer the state but to rethink power and politics, to move hearts and work on local detail levels to empower each of us. Neither prince nor merchant nor warrior but the interconnected humanity and planet is the operating myth. The potential success of these movements lies in their globality–linking rich and poor, West and South.  When social movements are only local, then they only export problems from one region to another. Nuclear testing will go on elsewhere or tree killing will happen in the next nation. Ultimately, a think globally and act locally strategy improves one’s own condition but not that of the other.

The larger response is the creation of global civil society. For the consumer movement this means putting information on all products in terms of how it impacts animals, women, the Third World, as well as the aggregate distribution of wages. The challenge is to link these movements and create an alternative to predatory capitalism or authoritarian Statism.  Clearly this has been what the alternative UN global forums have been about.

(4) A deeper response then is Local Globalisms and Global Localisms. What is required are social movements that are both universal and local at the same time. To survive in cross-cultural environments, efficiency cannot be the goal. They must be based on chaotic flexibility not on bureaucratic hierarchy. What is needed are myths and stories of illumination linked by unity of purpose not by institutional infrastructure. We must remember that it is between order and disorder that new ideas, forms of consciousness emerge, new forms of organisation prosper. If we overly focus on order we end up with the iron cage of modernity; if we overly focus on disorder we have lack of coherence, wasted effort, and movement burn-out. Finally, movements should be outside of the imperium, reflecting the view of other cultures and worldviews. Indeed,  most important are non-western movements that are global in scope.

(5) Useful in creating new movements and as a worthy goal in itself is the Search for new metaphors. What is needed are new stories of where we came from and where we are going. Cellular cooperation, Shiva Dancing, Gaia are all excellent beginnings. Metaphors are important in that they deal with the ecology of our mind, with our unconscious frames. Metaphors inspire and create alternative futures. However, we must remember that all stories come from grand crises, from temporal ruptures, from human suffering and transcendence. Merely hoping for a story that unites all stories eschews culture and history. Stories must dialogue but not find their own bases eliminated. The metaphor is that of a global garden where each civilisation, finds its flowers flourishing–each exhalts the other.

(6)  We must deconstruct the present as well as our own alternative politics. We must be sensitive to the politics of language, of power. We need to see all truth claims are power moves, seeing language as discursive is the strategy. We need to see the present as a victory of a particular paradigm or discourse and not as an essentialist or Platonic sense of immovable eternity. This perspective makes the present less rigid, more malleable. The environment too must thus be destabilised and recovered from instrumental renderings. Seeing language as political allows us to see why it is that national policies toward better environment, multiculturalism, and more cooperatives fail, and symbolic words announcing change succeeds. By deconstructing how power uses history and idealism for its own expansion, we will be less impressed with quixotic words, with the rhetoric of ego-politics.

Levels of Transformation

There are thus many levels of transformation. At one level is the epistemic level. This is changing the way we know, attempting to transform civilisation, changing the categories from which we know.  Part of this is the creating of new myths, new stories of meaning, that inclusively and rationally speak to the many selves we are becoming, to our emerging planetary civilisation.

At another level, this is about cultures recovering themselves, the categories they lost from modernisation. Central to this project is the role of the First Earth people, the indigenous groups, who represent a modern history.  That is, we must inquire into transformation from Islamic, Buddhist, Tantric, Confucian and others’ perspectives, asking what can the defeated offer to the future.

At yet another level crucial are gender relations, particularly in fairer treatment to women. This of course as western feminists now concede must include issues of class and culture, there is no final western feminist solution. We must ensure that new technologies include women’s concerns, especially the new genetic technologies.

Creating a new global civil, a global communicative, society to counter tyrannical and secretive power, whether at the feudal level, the corporate level or the State level is a critical dimension of creating a new world system. Without which, social movements will remain only locally effective and ultimately harmful in global social transformation.

The challenge is to create a global community that is multicivilisational and grows through a value-oriented ethical science.

Note

This article draws on material presented at the 1995 Richard Jones Memorial Lecture

November 24, Hobart, Tasmania

 

Evolution and Complexity (1994)

Sohail Inayatullah

Originally published as a review “Life, the Universe and Emergence,” Futures (August 1994), 683-696.

EVOLUTION AND COMPLEXITY

Biochemist and former deputy editor of New Scientist and Research News Editor of Science Roger Lewin gives a tour of theories of complexity based on interviews with leading exponents of this new theory of everything.  Primarily focused on biological and evolutionary theories, Lewin interviews such leading scientists as theoretical biologist Stuart Kauffman, biologist James Lovelock, Artificial Life expert Chris Langton, sociobiologist Edward O. Wilson, geologist Stephan Jay Gould, biologist Brian Godwin, philosopher Daniel Dennett, physicist Murray Gell-Mann, mathematician Norman Packard, and ecologist Tom Ray.

Complexity theory claims to resolve the classic conflict between vitalists who believe evolution is externally caused by spirit or other vital forces and mechanists who believe evolution is bottom up based with survival of the fittest or adaption as the key variable.  In contrast, complexity theory argues that evolution occurs through emergence. New variables naturally develop over time. Organisms, individuals and societies self-organize, that is, they do not need an outside force to guide their growth.  Thus from simple conditions emerge complex conditions.

Complexity takes a dynamic view of life. Indeed, dynamism comes from life itself.  “Biological systems are dynamical, not easily predicted, and are creative in many ways,” argues Chris Langton.[i] “In the old equilibrium worldview, ideas about change were dominated by the action-reaction formula. It was a clockwork world, ultimately predictable in boring ways,” says Langton.[ii]  While boring, such predictability did allow humans to land on the moon.  If these where non-linear systems, Lewin warns us, we would clearly be still on the Earth unable to leave it since our trajectories could not be predicted.

But this does not mean that complexity throws us in a world where prediction is impossible? Not at all. Rather, since all complex systems are based on simple origins, or all simple systems generate complex patters, we can understand these deep patterns and thus better understand biological, environmental and even social change.  While this is obvious to physicists, it is not so obvious to biologists. The thrust of Complexity is a dialogue with the leaders in the field on how complexity theory is changing our understanding of traditional evolutionary theory.

Up to now, through computer modeling complexity theorists have managed to show that emergence can naturally occur, that from a few simple species, a host of evolutionary possibilities can occur.  But for those biologists less enthused with computer simulation, Darwin still reigns supreme.

While some believe that Complexity theory moves towards a theory of everything, others are rightfully more cautious since within different systems–from cellular automata to Gaia itself–there might be different types of complex relationships.

While Lewin attempts to remain objective, it is clear that the one variable that scientists fear is the mystical–that is, an external source that is fuzzy, that cannot be operationalized.  And this many see is the problem with vitalism, the belief that an elan vital somehow plays a role in our biological and social development. The response to this position has been reductionism, as per the work of ant theorist and sociobiologist Edward O. Wilson, who believe that genetic causes are primary in understanding human behavior.

Complexity theory, however, borrows more from ecological theory and the view of the interrelatedness of life as developed by James Lovelock.  The view, for example, that there are links between tropical forests and climate. “No rain, no trees, but equally, no trees, no rain,” argues Lovelock.[iii]  It is this interrelated view that Norman Packard speaks to.  When asked what the implications of complexity theory would be, he answers: “We would see the world as having more unity.”[iv]

Complexity theory attempts to make links between evolutionary systems and social systems as well, albeit in a simplistic way.  Nonetheless they are instructive.  It primarily supports the view like species, societies rise and fall.  There are periods of stasis and then periods of rapid change, or punctuated equilibrium.  In reference to the fall of the Soviet Union, Chris Langton tells us to expect a period of global instability.  “You can see these two species coexisting in a long period of stability; then on of the them drops out and all hell breaks loose. Tremendous instability.  That’s the Soviet Union.”[v] He adds, “I am no fan of the Cold War, but my bet is that we’re going to see a long of instability in the real world now that it’s over.”[vi]   Moreover, what happened to the Soviet Union will happen to liberal capitalism as well, unless of course, one believes that different organizing principles are at work or that the US and USSR were different species.

Complexity theory’s great contribution is showing that the Second Law of Thermodynamics is only part of the story, since some systems tend toward order, not disorder. Within nature, then, there is a deep order. But this order is not caused by the hand of God, complexity theorists are quick to point out.   For physicists this is quite natural but for biologists self-organization still appears mystical, a return to pre-Darwinian theories.

But even as Complexity theory develops its new science, modern molecular biology might make Complexity theory useless, since they believe that with the ability to manipulate and analyze DNA, the process of evolution will be finally completely understood.  In Lewin’s words: “Simply read the messages in the genes, and all would be revealed. …No nod in the direction of the complexities of development. No indication that population biology may play a role in the fate of a species. No suggestion that species are part of ecosystems, which themselves are components of evolutionary history. And, of course, nothing at all about the immanent creativity of dynamical systems.”[vii] Through genetic research our history will be available to us, the causes of the rise and fall of nations will be obvious, right there in our genetic structure.  But while we wait for these remarkable developments in genetics, complexity theorists believe that it is the science of complexity that will lay bare history and the Mind of God. Physicist Heinz Pagels writes: “I am convinced that the nations and people who master the new science of Complexity will become the economic, cultural and political superpowers of the next century.”[viii] Quite a claim and a clear indication that science is not merely about research but about power and control, about comparative advantage.

These grand claims have been made before by Catastrophe theory, developed by Rene Thom, which is now no longer seriously investigated, and by chaos theorists.  Chaos, for complexity theorists, is focused on order and disorder and merely one dimension of complexity since Chaos theory does not explain the mechanisms of change.  Complexity theory is concerned with systems that produce order. However, it is similar to chaos in that both are concerned with non-linear systems, both focus on interrelatedness, both seek for an underlying pattern to all physical and social phenomena.  But the key to understanding Complexity theory is emergence.  Lewin writes, “For an ecosystem, the interaction of species within the community might confer a degree of stability on it; for instance, a resistance to the ravages of a hurricane, or invasion by an alien species. Stability in this context would be an emergent property.”[ix] That is, it arises naturally from the conditions present.  It is not there in the realm of ideas nor can it be merely understood from a part thereof (the platonic and aristotelian positions), rather it emerges.  This is true for economic systems, biological systems, cultural systems, and so forth.  For example, according to physicist Gell-Mann, “In biological evolution, experience of the past is compressed in the genetic message encoded in DNA … in the case of human societies, the schemata are institutions, customs, traditions, and myths.”[x]  Complex systems thus learn from their environment, coding this information in different ways.

Is there Progress?

Complex systems exhibit organizing factors, structures in which the system is drawn to. In cultural evolution these might be bands, tribes, states, and empires, and now nation-states.  Within this model, structures would move towards these various . Sociality is also an attractor, for humans as well as insects. But for ants, for example, the biological attractor of sociality is not dynamic as it is for humans, which have a range of social structures (tribe to nations).    History then has patterns.  But then is it purposeful, is there progress?

For complexity theorists, more complex, more ordered does not necessarily mean the same thing, however.  A complex system might be more likely to collapse, for example. A watch is more complex than a sun dial but less likely to break down. This then counters the Spencerian and Darwinian of the great chain of being, from the simplist to the most complex with humans at the head.  The problem becomes how to measure complexity, by the number of vertebral column among species, perhaps? By this measure, according to biologist Dan McShea, there has been no change at all.[xi]

Are there then better measures of complexity? There is some agreement in the field that computational ability is a measure of complexity.  “There has been a general increase in information processing over the last 550 million years, and particularly in the last 150 million years.”[xii]  Computational ability, where survival is contested, gives the species an advantage.  But then isn’t this progress? Those societies that have a higher intelligence, more information, are not they higher up on the chain of evolution, one could ask.  Normam Packard sidesteps this return of social Darwinism by arguing that “people don’t believe it for sociological, not scientific, reasons. …I don’t impute a value judgement to computational superiority.”[xiii]

But for others, progress is a noxious idea that is not operationalizable and thus not testable.  Progress is noxious not only in the sense of a hierarchy of societies but also in the sense of a hierarchy of species.  For current biologists, the idea of progress brings back racism, the 19th century Western view of life.  At the same time, Lewin argues that “just because a scientific idea is imported into social values–however improperly used–doesn’t invalidate the original idea.”[xiv]

Thus if computational ability does mean progress than Complexity theory might be returning the idea of progress in Western society and science. Indeed, Spencer is believed to be a proponent of Complexity theory. While Spencer had an internal theory of complexity, that is, emergence, he was missing the external factors, such as natural selection, which provide the external variable.  In this sense, Complexity theory unites both Spencer and Darwin, Lewin argues. “The pure Spencerian view of the world, therefore, is that increased complexity is an inevitable manifestation of the system and is driven by the internal dynamics of complex systems: heterogeneity from homogeneity, order out of chaos.”[xv]   This, of course, is the classical position, that history is linear and rational and progressive. It is Man who has the ability to transform nature.  Lewin continues.  “The pure Darwinian view is that complexity is built solely by natural selection, a blind, non-directional force; and there is no inevitable rise in complexity.”[xvi]  Natural selection removes teleology from the scheme of history. However, while biologists may cling to this perspective, most have adopted a neo-Darwinian view, merging Spencer and Darwin.  Complexity theory takes a third approach, however.  According to Lewin, “the new science of Complexity combines elements of both: internal and external forces apply, and increased complexity is to be exacted as a fundamental property of complex dynamical systems.”[xvii]  Through natural selection, adaption and evolution occur. Computational ability increases as species become more complex.  Consciousness then becomes a bottom-emergent phenomena.

This, of course, should be obvious is good dialectical materialism as well.  As Marx reminded us in his laws of dialectics, the complex arises out of the simple.  Consciousness emerges from the material factors of history. There is no God arranging the world nor does consciousness exist hidden in evolution. It is an emergent property.

But from the perspective of Complexity theory, while derived from matter, Consciousness is not central.  Complexity theory does not argue for a brain-centric view of history.  There are degrees of consciousness, of computational ability. In Norman Packard’s words. “The way I see the science is that it’s concerned with information processing throughout the entire biosphere; information processing is central to the way the biosphere evolves and operates. Consciousness is just one part of that larger puzzle, and it’s important to remember that.  Most studies of consciousness focus just on the phenomenon itself, and that’s solipsistic.”[xviii] What then is the unique contribution of Complexity to the study of Consciousness. Again according to Packard, “it is to place consciousness into the larger puzzle of information processing in the biosphere.”[xix]

Gaia:

But what of the planet itself, isn’t it conscious as some proponents of the Gaian theory argue? According to James Lovelock,  the earth itself is a dynamic, self-regulating complex mechanism.  To attempt to prove this Lovelock invented computer models such as Daisyworld which show that there are homeostatic regulating principles at work in the Earth’s evolution–that is that Life, or the biosphere, regulates or maintains the climate and the atmospheric composition at an optimum for itself.”[xx]  The stability of the system, however, does not emerge from Consciousness or some other teleological principle but from the system itself, from its ability to adapt and survive.

While most believe Gaia to be a stable system, from Complexity theory, we learn that given certain conditions (changes in solar radiation for example) there are periods of rapid change, of punctuated equilibrium.  This is in contrast to conventional evolutionary theory which would predict gradual change. In this sense Gaia while its maintain Life at the global level, at the level of particular species, there is stasis and rapid change.  There is dynamic change.  But most important this change is emergent not based on a goddess but emergent properties which act as though they are moving towards fitness or survival.

But then is emergence always the same or are there an infinite number of species and societal possibilities? Simon Conway Morris asks what if the Cambrian explosion  (the beginning of complexity after three billion years of simplicity in which in a matter of a few millions years life exploded on the scene) was rerun? How would creatures look like this time around. According to Morris, the same development would occur and herbivores, carnivores and insectivores would result.[xxi]  But they would not look anything we have experienced.  In this view, our present world is simply one of an infinite number of possible worlds.  For others such as Brian Godwin, the mechanics of embryological development are constrained.[xxii]  Writes Lewin, ” In the language of complex dynamical systems, the space of morphological possibilities is thinly populated by C.”[xxiii] There are only certain possibilities. There are not an infinite range of C.  In this sense if one reran the Cambrian explosion, the world today would not look that different. In this sense there are not an infinite number of possible pasts or possible futures. These are constrained by C, by structures.

THE GRAND UNIFICATION AND THE SEARCH FOR THE NEW LAW

Stuart Kauffman goes far more into scientific and mathematical detail than Lewin’s story. The Origins of Order: Self-Organization and Selection in Evolution is Stuart Kauffman’s life work; a work he hopes will unify self-organization with Darwinian evolutionary theory.  It is the search for the new second law of thermodynamics, one that takes into account the ability of life to self-organize and now move towards entropy. “It is the search for a general law of pattern formation in non-equilibrium systems throughout the universe.”[xxiv] It is the belief that woven into the very fabric of nature is a deep undeniable creative order.  It is a journey  for Kauffman that is based on love, on the Einsteinian view of science–“that science was a search for the secrets of the Old One.”[xxv]  Indeed, as N. Katherine Hayles her nearly brilliant Chaos Bound: Orderly Disorder in Contemporary Literature and Science argues we cannot separate the metaphysics of scientists from their physics.[xxvi]  In this sense both complexity and chaos continue classical physics as the world remains orderly, even chaos now has deep patterns.  It remains a fundamental classical and religious view of the world, a world where God has given us the secrets, we just need to go explore. And at every step of the way, we are given directions. Yet this God is no longer active, he is the blind watchman. Truth is found through connections, serendipity, but the task remains the same, to discover the beauty and elegance of the universe.

Written very much for the scientist and not for the layman, still Kauffman does his best to be communicable by providing succinct intelligible summaries of chapters. In addition, The Origin of Order does attempt to find links to the social and policy sciences.  His goal is simple. “Simple and complex systems can exhibit powerful self-organization. Such spontaneous order is available to natural selection and random drift for the further selective crafting of well-wrought designs or the stumbling fortuity of historical accident.”[xxvii]  And yet self-organization has not yet been incorporated into evolutionary theory. For Kauffman, self-organization is the flip side of natural selection.

But while Kauffman is ever the rigorous scientist, as the case with other complexity theorists who are constantly on the search for new metaphors, for allies in other fields, for lessons learned from other disciplines, he does not suffer from scientism.  Nor he is afraid of sounding mystical.  Indeed the task for his book is to answer the question, “what are the sources of the overwhelming and beautiful order which graces the living world?” [xxviii] Kauffman believes that if his autocatalytic set story is true then he would have a plausible explanation of life.  Life could have emerged through self-organization, life was not an accident.  But it is the aesthetics of it that is the theoretical clincher. Writes Mitchell Waldrop, “The whole story was just too beautiful, Kauffman felt. It had to be true.”[xxix]

But Kauffman is not here to bury Darwin merely to expand upon him, to include the rise of spontaneous order within biological theory.  To do so Kauffman attempts to delineate the sources of order that evolution has to work with, to show how “self-ordered properties, permit, enable, and limit the efficacy of natural selection.”[xxx]

But while the individual scientist may have a moment of awe, theories that evoke non-material factors governing evolution remain inappropriate ala Rupert Sheldrake[xxxi] who postulates morphogenic fields or P.R. Sarkar[xxxii] who believes that our larger Mind, or Cosmic Mind plays almost a Lamarckian role, as species desire themselves into new forms.  Less Sheldrake, more Sarkar, in either case, these theories are problematic not only because they are extra paradigmatic but because they are not testable, that is, operationalizable.  Moreover these theories imply order and structure, something Darwinists cannot understand.  The rise of Darwin has been the rise of a view of organisms as ultimately accidental and historically contingent. More for Sheldrake than Sarkar, while there is emergence, it is Consciousness that is still the key–It is consciousness that communicates not the social organization of species.

The  way out for traditional scientists has been time.  Anything is possible, that is, in terms of questions of the origin of life, if we have two billion years. In traditional theory, time is then the hero, that allows anything to happen.  This allows the variable Consciousness to be controlled for.    Self-organization, while being holistic, does not sponsor non-material approaches to evolution, but it does search for universal laws.  Complex systems are selected because they harbor behavior which is the most flexible and adaptable.  Poised between the boundary of chaos and order, they can best respond to changes in the environment.  Kauffman puts this in the form of a hypothesis, and hopefully for complexity theorists, a law:  “Living systems exist in the solid regime near the edge of chaos, and natural selection achieves and sustains such a poised state.”[xxxiii]  In contrast, writes Kauffman, “systems deep in either the ordered regime or in the chaotic regime are probably neither capable of complex behavior nor highly evolvable.”[xxxiv]  In the ordered regime, mutations cause only slight changes. Conversely in the chaotic regime, slight changes cause dramatic changes in behavior.  It is on the edge of chaos that evolution then is possible.

But for this to happen, organisms at the edge of chaos, they must “Know their worlds. Whether we consider E. coli swimming upstream in a glucose gradient … or a hawk diving to catch a chick, organisms sense, classify, and act up their worlds.”[xxxv]  But how do they know their worlds.  Here Kauffman takes an expanded definition of the word, classify. “The capacity to know a world requires that sufficiently similar states of that world be able to be classified as ‘the same.'”[xxxvi] It is this definition that allows Kauffman to generalize his argument to Boolean networks and even business firms. E. Coli it knows its world because a wealth of molecular signals pass between a bacterium and its environment.  In this, Kauffman and other complexity theorists are looking at systems and structures, attempting to find similar classification schemes, much as Parsons has done for sociology.  We see this clearly in his jump from bacteria to the economic sphere. Just as

a colony of E. coli integrates its behavior … the organisms of a stable ecosystem for a functional whole.. The niches occupied by each organism jointly add up to a meshwork in which all fundamental requirements for joint persistence are met. Similar features are found in an economic system. The set of goods and services making up an economy form a linked meshwork of transformations. The economic niches occupied by each set allow the producers of that set to earn a living and jointly add to a web in which all mutually defined requirements are jointly met. Both biological and technological evolution consist in the invention of slightly or profoundly novel organisms, goods and services which integrate into the ecological or economic mesh and thereby transform it.  Yet at almost all stages, the web retains a functional coherence.”[xxxvii]

At this point we can be mislead into thinking that this is Spencerian evolutionism or Parsonian structural-functionalism, but as well shall see, it is the ecological metaphor where the individual is nested in the larger environment that provides the framework to Complexity theory.  Self-organization allows for a dynamism that is missing from traditional evolutionary thought.  The metaphors and policy implications of complexity theory are not those that favor equilibrium oriented politics; rather, they favor transformation and change, they favor variety and diversity, they favor interconnectedness not reductionist isolationism.

It can thus be argued that changing one part of the system can radically transform the entire system. While this is used to understand the fall of communism, in Waldrop’s Complexity, the same argument is used to predict that the US system might transform itself as well, since one of the functions of Americanism was to stem the Soviet tide.  With the fear of the enemy gone, either Americanism must transform or find a new enemy. Clearly, however, Iraq and South Korea have functioned as a way to keep the equilibrium of the US going.  But we should expect disequilibrium since the world itself is in chaos.  After chaos then what. Complexity and evolutionary transformation, what else.

The Social and the Biological:

Instead of moving to poststructural thought and the larger framing category of episteme, Kauffman use the term regimes of grammar.   To answer the question, what is a functional whole and how does it transform when its components are altered, Kauffman develops this alternative metaframework. In grammar regimes, “the objects of the theory are strings of symbols which may stand for chemical, goods and services, or roles in a cultural setting.”[xxxviii] Remember, we are searching for an overall language for a theory of everything from the smallest to the largest, from the biological to the societal to the astronomical. Using this model, Kauffman hopes to lay down a theory of that is appropriate for the biological and social sciences.

Among the features we shall find are phase transitions between finite and potentially infinite growth in the diversity  of symbol strings in such systems.  As we have seen, the phase transitions may well underlie the origin of life as a phase transition in sufficiently complex set of catalytic polymers. Similar phase transitions may underlie “takeoff” in economic systems, such as the Industrial revolution, once the systems attain a critical complexity of goods and services that allows the set of new economic niches to explode supracritically, and may provide models for the conceptual explosion wrought by the redevelopment of science three centuries.[xxxix]

The critique should be obvious, and this is not only because of the obsessive search for links between the biological and the social–again we saw this earlier in Spencer–but the problem is obvious.  How to explain the necessary exploitation that was needed for the industrial revolution? How to explain the slave trade, the massive appropriate of wealth from India, the extensive plundering of the colonies; in two words: brutal exploitation.  But while complexity theorists are concerned about the environment, exploitation and of the colonies of the other does not enter their dialogue. But within the evolutionary framework they can explain take-off.  That is England was poised at the edge of chaos while India was either too chaotic or too stable–too many regions vying for power after the weakening of the Delhi Sultanate or too stable after centuries of fatalistic Hinduism.  In either case the conditions that were ripe for self-organization were not there.  But perhaps more accurately, they already lived in ecological communities that were locked into positive cycles.  It was military and cultural power that destroyed them, and thus allowed for the Industrial revolution.  But this is merely survival of the fittest. India deserved to lose because she could not adapt but now not only could she not adapt she could not self-organize and lock into positive cycles of increasing returns.  Again this is the central problem of all evolutionary through that has progress immanent in it. Progress forces one to create a great chain of being from the lowest to the Highest.  While the scientific bases for this great chain of being is no longer valid, the image maintains its mythic influence on us. But instead of species we have nations.  This is what those committed to the Complexity model cannot understand;  That information does not always lead to the best possible result, that there is a qualitative difference between information and wisdom, between knowing what is possible and doing the right thing, that is, ethics.  Fortunately, as we see from Waldrop’s Complexity when one is less focused on evolution, we can make arguments for diversity and not linear progress, not selection and adaption.  Kauffman while brilliant at biology and mathematics, does not consider the politics of his epistemology, and of theory building.

Planning:

However, He does give us some useful insights into planning He shows that since the risk for planning far into future is greater than the risk for short term planning (since there is a greater chance one can be wrong). And yet the planner needs to think into the future, “the further she thinks ahead, the more an optimal plan can take account of the highly valuable goods and services which can be constructed from the renewable resources.”[xl]  Thus, rather than thinking too far into the future, it pays to only plan so far ahead where risks and rewards are met. This is what he calls bounded rationality.

For forecasting what this means is having overly complicated models does not allow for generalization while overly simple models with too few variables and data points overgeneralizes.  Kauffman also includes the idea of self-fulfilling prophecies.  He writes “adaptive agents may persistently alter their models of one another’s behavior. Once an agent adopts a changed model of another agent, then his own decision rules, and hence behavior, will change.” [xli]  Now comes the key: “it follows that such agents much coevolve with one another using changing models of one another’s behavior.” [xlii] What this means is that evolution, research, indeed, all activities are done in an holistic integrated sense. This coevolution can be orderly, chaotic or at the edge of chaos, that is, self-organizing.  The site of emergence is at the edge of chaos.  The edge of chaos is more than a simple boundary become disordered and ordered system, indeed it is  a special region to itself.  It was Chris Langton through his computer simulation programs that convinced Kauffman of this.  This realization allowed Kauffman to say that “living system are not entrenched in order systems but are in the area of phase transition, where things are looser and fluid.”[xliii] Natural selection then pushes systems to the edge of chaos, forcing them to adapt, to emerge, to find new solutions as they move around in their fitness landscape.

But forecasting, adaption, transformation is different at the three phases.  As the amount of data increases of other agents (again: political systems, economic agents, or organisms), models of the behavior of other agents becomes more complex.   In evolutionary language, they live on more rugged fitness landscapes.  These models drive agents into more chaotic regimes. More complex models are better able to predict small alterations in behavior.  But in chaotic regimes, models are less complex because change is prevalent, thus moving agents into more ordered regimes. Thus instead of the invisible hand or rational expectation models of behavior, Kauffman posits a model based on coevolution. Agents coordinate their behavior based on the phase they are in and in turn move to other system phases.  “If correct, [this model] may help us understand that E. coli and corporate executives build optimally complex, boundedly rational, models of the other agents constituting their worlds.”[xliv]  Thus Kauffman’s grammar models allow the study of linked processes, he believes, thus turning biology into a science that is law-like.  In his words: “Coevolving adaptive agents attempting to predict one another’s behavior as well as possible may coordinate their mutual behavior through optimally complex, but persistently shifting models of one another. Again, we suspect, the deluge of chaos will be obtained. we may find that E.coli and IBM do indeed know their world in much the same way.”[xlv]

As it has turned out IBM did not know its world well.  It did not move towards a chaotic phase nor to a complex phase.  New revolutions in technology merely forced IBM into an ordered stable organization, that did not lock into changes in computer technology. Instead of increasing returns as the case with Microsoft, it had diminishing returns. It stayed as the large hierarchical organization that did not lock into the future, it did not know its environment.

But Kauffman is not arrogant in his attempt to create a physics of biology, yet his wanderings into a sociology of biology are often trite and overly burdened by the system paradigm. By removing values and ethics at one level but keeping the linear, progress, equilibrium base values of Spencerian systems theory, Kauffman does not add to discussions in the sociology of knowledge or grand system building. His contribution is his effort to develop grammar regimes, to show how self-organizing systems can mathematically emerge, and to expand the discourse of Darwinian biology.

But Kauffman’s main thrust is to show that one can have self-organization without Creationism. We do not need a divine watchmaker.  His effort is to find the laws of biology, “to suspect with quiet passion that below the particular teeming molecular traffic in each cell lie fundamental principles of order any life would reexpress.”[xlvi] But again this does not mean that Kauffman ia religious. Indeed, once his computer model showed the possibility of emergence, he knew he had come “face to face with the secret of the Old One.[xlvii]  In Kauffman’s words, “I had a holy sense of a knowing universe, a universe unfolding, a universe of which we are privileged to be a part….I felt that God would reveal how the world works to anyone who cared to listen..I knew that God had revealed to me a part of how his universe works.”[xlviii]

INCREASING RETURNS AND SYSTEM DYNAMICS

Unlike Kauffman’s detailed accounts, Waldrop’s narrative is similar to Lewin’s in that it is a story of a group of male scientists (with an occasional female colleague but usually wife) discovering the world.  As with Lewin the story is written like a detective novel, where we see how initial assumptions and expectations change over time. We read about the personal frustrations of these men in their search for legitimacy, fame, and acceptance.

In between long discussions of economics, biology, and computer simulation, Waldrop follows the careers of Brian Arthur, Stuart Kauffman, John Holland and others telling stories of academic life, as for example the case of Warren McCulloch, Kauffman’s mentor.  “Former students who had lived with McCulloch told stories of leaving the house through the upper bedroom window to avoid being trapped. McCulloch would habitually follow Kauffman into the bathroom while he was taking a shower, flip down the toilet seat, and sit there happily discussing networks and logical functions of various kinds while Kauffman was trying to get the soap out of his ear.”[xlix]  A men’s club indeed.  But Waldrop does not a paint a picture of emotionally imbalanced scientists or only of happy times. Waldrop shows Kauffman’s suffering when he loses his daughter through an accident.  He also devotes considerable time to Chris Langton’s accident and how through it he suddenly understood that the universe was alive, that self-organization did exist.

Unlike Gleick’s Chaos [l] where discoveries are made in solitary settings, Complexity is a story of an institute, the Sante Fe Institute.  Waldrop traces how it began as a dream of multidisciplinarian institute with the aim putting complexity on the map, its struggles to obtain funding, to keep its research agenda open from any one person’s  politics. The goal was to create “a kind of 21st Century Renaissance Man … starting in science but able to deal with the real messy world, which is not elegant, which science doesn’t really deal with.”[li]  But as we might expect, the goal was not a universal renaissance–even if founders believed it to be–as we can tell by the fact that they wished to call it a new Athens, or par with the city state that gave the world Socrates, Plato and Aristotle.  The problematic nature of that old Athens (the role of females, slaves, young boys) would be something one would hope a holistic perspective like complexity could account before, but these are, after Western scientists, deeply entrenched in their own mythology even as they attempt to deny it.  Nevertheless, the story is exciting as ideas from economists, geneticists, biologists, information specialists all bounce off each other, and from the simple emerged the complex.

While Lewin, like Kauffman, is more concerned with biology, Waldrop follows more closely the life of the Institute, the lives of George Cowan, the long time president of the Sante Fe Institute, Murray Gell-Mann, and John Holland.  But the central figure in this tale is Brian Arthur, an economist who brings back into economic discourse the idea of increasing returns.  Of course those of us in the social sciences or students of political economy are struck by the idiocy of most economists, especially the ones who have won noble awards. But increasing returns does not make sense if one lives in conservative economistic world where the market does work, where monopolies do not emerge. But if the economist were merely to leave his office, he would see how new firms create new goods and ideas–often inefficient–and how these become locked in structures.  But for Arthur finding colleagues who knew something about the real world, instead of merely about that which could be mathematized was nearly impossible.  It was at the Sante Fe Institute however where he found his home.  It is here that Arthur eventually finds himself moving into philosophy and metaphysics. Indeed, in the final section of Waldrop’s Complexity, Arthur concludes comparing complexity to taoist thought in contrast to traditional science and economics which he compares to Newtonian Christian thought.

But while the end of the book is impressive for its metaphysics, the first hundred pages is stunning for its naivety.  Waldrop describes a major revolution in thought when Arthur and colleagues discover on a trip to Bangladesh that women have many children to increase their life chances, that is, that there are social and cultural reasons to population growth and control. Fortunately, he was not awarded a noble for this miraculous discovery.   He also discovers the politics to his and his field’s approach to modeling, that is, let us make the world less messy and use science and mathematics to run the world more rationally.  “Most people in development economics … believe that they are missionaries of this century. But instead of bringing Christianity to the heathen, they’re trying to bring economic development to the Third World,” says Arthur.[lii]  The trip to Bangladesh confirmed Arthur’s view that neo-classical economics had nothing to say to the real world most women and men live in.  The obvious truth that economics is intertwined with history and culture was not made available to Arthur.  But he is humble enough to say that even though the lesson is obvious, “I had to learn it the hard way.”[liii] Arthur, like futurists, began to understand the importance of models that bring in variables from many perspectives yet have deep underlying patterns.  Indeed after reading the struggles of those within classical disciplines one develops a deep appreciation for futures studies–its temporal focus, its attempt to be multidisciplinarian, to find patterns in social, cultural and evolutionary processes and systems.  But what is so obvious to the futurist is not so for the economist or the systems engineer.  Culture is soft, it cannot be mathematized and is thus not real.  Fortunately for Arthur, he went to Bangladesh to meet real people, who do not live in the computer simulations of scientists or the rational irrationality of economists.

The Economy as a Self-Organizing System:

After reading Prigogine, Arthur understands that the economy is a self-organizing system.  While neo-classical theory assumes that there is a negative feedback, the tendency for small effects to die away, system dynamics theory, Chaos, assumes that small effects get magnified under certain conditions.  Diminishing returns means that no monopoly can result, that market conditions can lead to the ideal system, to equilibrium (and if there are problems the State can always step in and fix things).  But increasing returns is based on the idea that a slight chance, a random occurrence, allows a particular product to get more buyers, which then locks in self-producing cycles, until the product has huge advantages over other products.  The VHS versus Beta for vcrs is one example. This was also the case with the QWERTY typewriter. It was designed to reduce type speed but eventually became the standard. As it was mass produced, more people learned it, and thus more were sold and produced–until the industry became locked in.  Microsoft’s operating system is another example.  New software may not be better but if by chance results, or  a few people see a commercial and buy (clever marketing), soon it becomes the standard.

In Arthur’s vision, the new economics would be based on biology, the system would be constantly unfolding, there would be no externalities since all would be part of the system, and the economy would be constantly dynamic, with structures constantly coalescing, decaying an changing. Individuals in this new economics would be part of the economic ecology, where they were complex.

But this type of economics would not be able to accurately predict the future, since one variable could through the equations off. In this sense the legacy of Chaos theory is that although their are deep patterns, these are in effect unknowable, the world is more unpredictable.  But we can understand the world. Good theory helps us explain how we act, how ideas relate to each other, helping us search for similarities in structures and fields.

But as might expect in the Reagan years, these view were not popular and Arthur was challenged to show examples of technologies that humans are locked into. That the question was even asked is part of the problem.  The example that best showed this is the gasoline engine. In its infancy, gasoline was considered the least promising source of energy, with steam the most likely, it was safer and familiar. But as it turned out, gasoline won largely by accident.  Because of the breakout of hoof-and-mouth disease in North America, which led to the withdrawal of horse troughs, where steam cars could refill, gasoline power became locked in, and we lost the chance to have a world with considerably less pollution, argues Arthur.[liv]  Of course, when Arthur gave talks in Russia, economists there countered that this would be impossible in communist countries.

Where Waldrop is useful to the social scientist–if one can still read on and not be amazed at the simple mindedness of biologists, economists and physicists–it is his policy implications, which are full of insight.  For example, according to standard economics theory,  Japan has been successful because of it low cost of capital, powerful cartels, the need to use technology in the absence of commodities.  However, low cost of capital means a low rate of return, and thus no reason to invent, cartels are inefficient, and most economies are weakened when raw materials are scarce. At the same time theories that look at culture and social structure also do not suffice, collective decisionmaking can slow action down, for example.  Japan has been successful because, “increasing returns make high tech markets  unstable, lucrative and possible to corner, and Japan understood this better and earlier than other nations.”[lv] Unfortunately, for the US high tech industries were treated like low-tech industries and thus no industrial policy was articulated.

The next step for Arthur was to develop computer programs to show dynamical economic systems, to show how different set of historical accidents can cause radically different outcomes to emerge.  However, even with this information increasing returns remained antithetical to the politics of the free market since saying that maximizing individual freedom might not lead to the best possible result but to monopolies and inefficient systems was unacceptable for non-Marxists economists since it made problematic the entire neo-classical framework.

From Arthur, Waldrop moves to many of the themes that Lewin discusses, focusing on proofs of emergence at the level of cellular automata. Initial workshops at the Sante Fe institute were full of excitement and the beginnings of a shared language.

In particular, the founding workshops made it clear that every topic of interest had at its heart a system composed of many, many’ “agents.” These agents might be molecules or neurons or species or consumers or even corporations. But whatever their nature, the agents were constantly organizing and reorganizing themselves into larger structures through the clash of mutual accommodation and mutual rivalry. Thus molecules would form cells, neurons would form brains, species would form eco-systems, consumers and corporations would form economies, and so on. At each level, new emergent structures would form and engage in new emergent behaviors.[lvi]

The challenge, of course, as we see from Kauffman’s The Origin of Order, was to find the fundamental laws of emergence. To do this one could not have just physicists or biologists or economists, one needed experts in many fields. Bringing them together was the purpose of the Sante Fe Institute.  For futures studies the lesson is obvious, we need agreement on some larger project of futures studies. Thus while conferences are wonderfully multidisciplinarian they have no focus, no problem to solve, no vision to make law-like.

But it is this multidisciplinarian perspective that makes the writing of complexity rich. We learn how Kauffman is stunned at how static the neo-classical world is. We see how when physicists and economists meet at the Sante Fe Institute, it is hard for physicists to take the dismal science seriously, how so little of what they do relates to reality.  But we also learn about how similar technological systems are to ecological systems.

Moreover, these technological webs can undergo bursts of evolutionary creativity and massive extinction events, just like biological ecosystems. Say a new technology comes in and replaces and older technology, the horse. Along with the horse go the smithy, the pony express, the watering troughs, the stables, the people who curried horses, and so on. The whole subnetwork of technologies that depended upon the horse suddenly collapse … But along with the car come paved roads, gas stations, fast-food restaurants, motels, traffic courts and traffic cops, and traffic lights. A whole new network of goods and services begins to grow, each one filling a niche opened up by the goods and services that came before it.[lvii]

Unfortunately instead of seeing these as isomorphisms among different metaphorical systems, Complexity theorists often fall into the trap of misplaced concretism and confusing metaphor with objectivity.  They forget to take the language of one theory within its own complex context.  The larger cultural context for each theory, each discipline is inaccessible to them.  As is culture in general.  Complexity theorists do not understand that cultures too are destroyed by new technological systems. And like the horse which become ceremonialized in weddings and coronations or reduced to leisure, cultures become museumized. But some cultures do fight back. Fundamentalism is one cultural form that sees its niche being taken away. Its agents–mullahs and priests–attempt to find ways to battle these new technologies.  National sovereignty too can be seen in this light, as a system which, while on the verge of disappearance is trying to find ways to reassert itself. But this part of the problem, for both physics and neo-classical economics have agents that do not make decisions, do not suffer, one is merely following universal laws, the other rational greed, neither exists in a web of cultural complexity, as complexity theory suggests. It is culture that then that is the variable that remains silent in the language of Complexity theory; and paradoxically, it is Complexity theory that show how culture emerges.  Indeed, emergence is about the creation of culture.  The numerous systems that theorists hope to find a general law–evolution, economy, physics–for are all culturally nested within each other. And as Arthur astutely points, the method of investigation is founded on a cultural metaphysic as well as a psychological type of scientist.

Still there are useful policy implications.  With respect to global economic policy, Complexity theory does not restate liberal economics but it does not throw out the idea of growth either.  Indeed, innovation leads to innovation, and after a certain level of complexity, a new economy emerges that is autocatalytic.  The policy prescription is diversity, manufacturing and not dependent on the selling of raw materials.  Trade then between economies can leader to higher complexity but not if one system is undeveloped and the other developed. In the latter case, the developed or more complex nation will merely feed of the former. The former will go extinct, it will not be able to move up the fitness landscape.  But the problem of exploitation is not one that Waldrop discusses rather the issue for them is transformation. For example, how “injecting one new molecule into the soup could often transform the [system] utterly in much the same way that the economy was transformed  when horse was replaced by the automobile.”[lviii]

But John Holland does have a place for exploitation in his theory of complex adaptive systems. For him, complex adaptive systems–the brain, the economy, the ecology, computer programs, firms, individuals, nations–have more than one niche, which can be exploited by other agents. Thus the economic world has a place for programmers and plumbers and the rain forest has a place for crocodiles and butterflies. “The act of filling up one niche opens up more niches–for new parasites, for new predators and prey, for new symbiotic partners,” writes Holland.[lix]   Each change creates new opportunities and failures.  Complex adaptive systems are always in a state of flux, equilibrium is death.  Agents can never optimize a system, they cannot optimize their utility, their fitness. Finding an optimum is impossible, all one can do is change, and one cannot predict this change since agent is part of a larger ecology, a web of interrelationships.

It is this type of talk that has led Arthur to write that the metaphysics of Complexity theory is based on Taoism. God is not the watchmaker, there is no inherent order–as postmodernists as well argue–what is, is always in a state of flux–as Marxists would tell us.  In Arthur’s words, The world “is like a kaleidoscope: the world is a matter of patterns that change, that partly repeat, but never quite repeat, that are always new and different.”[lx] The neo-classical world view is a world of ordered order, fundamentally Christian.

What results then is a worldview based on accommodation and coadaption. There is no duality between humans and nature since human are part of nature.  We are part of the system, although an arrogant part. Optimization assumes that humans are first, as in the case of environmental cost-benefit studies.  They assume that we are outside nature, and nature is inside a store–the shopping center model.   More productive are institutional-policy analysis, where the actors are interactive and where culture, environment and intrinsic to the system not externalities.   In this sense typically phrases like “the optimization of policy decisions concerning environmental resources” become absurd.  They assume a static hierarchical world.

Amazingly, this type of think leads traditional economist Arthur as well as others of the Sante Fe Institute into the realm of much of what is current in futures studies: the politics of metaphor.   They argue that bad policymaking usually involved a poverty of metaphors, of ways of constituting reality.  For example, it may not be appropriate to think of a drug war, with assaults and guns, since each nation is complicit in drug use, drug production, drug culture, and the definitions of drugs themselves.

For Arthur, while one way to understand the new science of complexity is to look at metaphysics, the other is to look at psychological types. One type of scientist needs order and stasis, the other is comfortable with messiness and process.  The first spend their effort trying to make systems go back to equilibrium, the second are less Platonic and Newtonian and more influenced by Heraclitus who argued that the world is in a constant flux. What complexity adds to Heraclitus, is that this flux can become self-organized, allowing consciousness to emerge.

For biologist and artificial intelligence specialist Chris Langton, the metaphor is not the clock but the growth of a plant form a tiny seed or, more specifically the unfolding of a computer program from a few lines of code (indeed, much of this book is about  the effort to create such a program where life is not deigned in the program but emerges spontaneously).  It is the emergence of lifelike behavior from a simple rules.   This is the realization that reality cannot be captures by simple minded logic, that messiness–or metaphor–is intrinsic to the system, this is what Kurt Godel, Alan Turing in computer programming, chaos theoreticians, and postmodernists with respect to language have managed to suggest, if not show.

Thus instead of optimal solutions or utopias are viable solutions or eutopias, good places.  The task is to focus on robustness in the face of an ill-defined future.  That, believes Arthur, “puts a premium on becoming aware of non-linear relationships and causal pathways the best we can.”[lxi]  It is thus attempting to bring economics from the 18th century of Darwin and Newton to the 20th century.

What is needed then for Holland, is to understand how to adapt in conditions of constant change and unpredictable, conditions at the edge of chaos.  In this the debate about sustainability is a mistake from the view of complexity theory. A sustainable society can become a dystopia where our lives are controlled, with few freedoms, and a loss of cultural diversity. What is needed. believes Murray Gel-Mann, is a “society that is adaptable, robust and resilient to lesser disasters, that can learn from mistakes, that isn’t static, but that allows for growth in the quality of human life instead of just the quantity of it.”[lxii] But this then is the paradox, what is needed are general principles on a world solution to pressing problems, that allows for mistakes and cultural tolerance.  We have to find ways to avoid the large avalanches of change (to use the language of Chaos theory), such as nuclear disaster, world war 111 or environmental or economic disasters.

Specifically, Complexity theory allows us to understand and explain (not predict, and in this sense it is a departure from traditional sciences and social sciences) why the Soviet Union collapsed.  The system was not flexible enough and got locked into negative cycles, not positive lock ins. It was too ordered. Anarchy on the other hand is to chaotic, too fluid. But unlike Alex Argyro’s, A Blessed Rage for Order: Deconstruction, Evolution, and Chaos[lxiii] in which he concludes that the American system of checks and balances, of liberal economics of individualism, is the best of all worlds (since it is self-regulating and self-learning system that combines chaos and order), theorist Farmer argues that laissez faire systems also fail as they are too chaotic.  “Like a living cell, they have to regulate themselves with a dense web of feedbacks and regulation, at the same time they need to leave plenty of room for creativity, change, and response to new conditions.”[lxiv]  Evolution thrives at the edge of chaos, where neither chaos or order are dominant, this allows for gradual controlled change, where flexibility can emerge. It is learning and evolution that pushes a system to the edge of chaos, into complexity.  Perpetual novelty is about moving around at the edge of chaos.  For many this might be too much, what is needed is periods of transformation, and then new levels of organization and order.  Stasis and transformation not just continuous revolution.

Clearly then complexity is a slippery concept with some general agreement but with theorists using it in different ways, some from a Spencerian-Darwinian background, some from a more Taoist perspective, and some from an artificial intelligence background.  They come at from different areas as well: from computer simulation models, through years spent studying a fruit fly, and through economic analysis.  What is missing are perspectives from the humanities, from myth.  Arthur begins to make these connections as he investigates the metaphysics of complexity and the scientific enterprise they are caught in. But in their effort to make the analysis of emergence less focused on the divine hand of God, they forget that their efforts to are part of a political-historical web. That is not an accident that chaos and complexity are central topics in the late 20th century, as modernity has exploded from within and without. Indeed, they too are part of the pattern of evolution, a natural emergence from previous scientific enterprises.

But all said and done, the problem of Consciousness remains.  All self-organization gives us is a free lunch, from nothing, again something arrives. Even Spencer had his absolute principle, the end of evolution.   It is this that perhaps they miss. The attraction of the Great, or the divine, or the idea of paradise, the idea of perfection.  Their contribution of complexity theory is to show that life no longer is in the material nor in the spiritual but in the social organization of organisms. If one posits a prior principal, whether consciousness or an initial programmer, one has not explained anything, merely pushed the analysis elsewhere. “This is Darwin’s …insight, that an agent can improve its internal models without an paranormal guidance whatsoever.”[lxv] Clearly elegant, clearly part of the story, an important part of it. But the key is that complexity does not require a strict theory of progress, new systems are not necessarily better since this definition is problematic. And given the fluid nature of the real, we can go back in past and pick up past forms, and adapt them to novel conditions.  Politically, it gives up to those battling the status quo, those hoping for change. The task for them is to move the system they inhabit to the edge of chaos, where new social structures can emerge.

At the same time, complexity is also about understanding the future of life on the planet. While much of research into emergent systems is based on computer simulations, wherein one can argue that computer virus may indeed be alive (they can reproduce, they can store a representation of themselves onto another computer, “they can command the metabolism of their host to carry out their own functions”[lxvi] (such as real viruses), it is the creation of artificial human life that the new sciences must address.  Chris Langton writes that “Not only the specific kinds of living things that will exist, but the very course of evolution itself will come more and more under our control.”[lxvii]  Of course, since changes in initial conditions may dramatically change outcomes, as Chaos theory would assert, what new life forms might emerge at the edge of Chaos is not clear.  As other Complexity theorists, Langton believes that these issues must be publically, and globally, debated. Yet he remains positive.  “With the advent of artificial life, we may be the first creatures to create our own successors…. It is quite possible that, when the conscious beings of the future look back on this era, we will be most noteworthy not in and of ourselves but rather of what we gave rise to. Artificial life is potentially the most beautiful creation of humanity.”[lxviii] A new type of emergence, a new level of complexity that emerges from the present chaos.

But as we might expect, this new open world where new life is being created is fundamental Western. Even as it approaches integrated Taoist perspective–Arthur’s vision but clearly not Langton’s–it is linear.  The Sante Fe Institute would gain by opening up their definition of science and asking what isomorphic theories might emerge from alternative conceptions of science.  Examine an alternative Indian view which also attempts to reconcile emergence with evolution.  In this view, evolution is cyclical beginning with infinite Consciousness to Cosmic Mind and then to matter. We quote extensively from psychologist and physicist Rudreshananda. “From matter, individual mind emerges, evolves and finally merges back into Cosmic Mind and the Consciousness, completing and “cosmic cycle of creation.”[lxix]

But exactly how is matter formed from Cosmic Mind, and how does individual life and mind emerge from matter? In this perspective, there is an intelligence that links Cosmic intelligence to the world of relativity of time, space, and form.  Microvita are responsible for the creation of matter, life and individual minds in the universe.  They are conscious, living entities, so small that millions of microvita form a single electron, while billions form a carbon atom. Microvita move throughout the universe creating bodies and minds. Microvita are responsible for organizing energy to create matter with mass and its other properties.  Energy requires intelligence to become organized and that intelligence is supplied by microvita. Microvita are responsible for the origin and evolution of life as well. Evolution is not random but guided by desires, the environment and cosmic intelligence, which guides any changes desired collectively by a group of organisms. Microvita provide the genetic information to create species evolution by organizing new genetic chemicals such as DNA and RNA required for evolutionary transformations. The emergence of mind from matter (composed of microvita originated from cosmic intelligence) is also guided by microvita which help organisms express greater physio‑psychic potentialities during their evolutionary development.[lxx]

Merits aside of the truth of these statements, they are clearly contentious and problematic–for example how are created? To assert that the Infinite creates them merely pushes back the problem–is that here is another attempt to rethink evolution that does not lead to simple Creationism, nor does it attempt to maintain a secular view of the world, in fact, one can see how dialectics, emergence, and microvita can combine together.  However, as science it is not acceptable since its hypothesis can not be presently tested.  But what is important is that from an Indian thinker we gain a cyclical view of the universe and evolution.  Metaphysics gives us our physics.  But the task for those involved in microvita research is to develop some type of tests, proofs, arguments that move microvita from mere cosmological speculation to a theory with some agreement among a community of scientists.

Still Waldrop’s Complexity should be lauded even though it is myopic in its inability to understand the cultural and political, and for its naivete in taking seriously the neo-classical economic discourse.  Nonetheless there is an attempt to examine the metaphysics of complexity. There is an attempt to examine the lives of the men who have founded this new field.  And as we see from Kauffman’s The Origins of Order this effort is one based on humility.  Lewin shows us the exactness, the rigor, the grand debates within this area. At the same time, he attempts to tackle the problem of progress, as well as the links between Complexity theory and Gaia theory.  All writers also attempt to develop the policy implications of this new science, they understand that science exists with an policy environment, a policy community.  What makes both Waldrop and Lewin especially interesting is that they tell a story, and succeed in making science a story as well.

Notes

[i].   Roger Lewin, Complexity: Life at the Edge of Chaos (New York, Macmillan, 1992) page 190.

[ii].  Ibid.

[iii]. Ibid, page 118.

[iv].  Ibid, page 192.

[v].   Ibid, page 196.

[vi].  Ibid.

[vii]. Ibid, page 180.

[viii].     Ibid, page 10.

[ix].  Ibid, page 13.

[x].   Ibid, page 15.

[xi].  Ibid, page 135.

[xii]. Ibid, page 138.

[xiii].     Ibid, page 139.

[xiv]. Ibid, page 143.

[xv].  Ibid, page 148.

[xvi]. Ibid, page 148.

[xvii].     Ibid, page 148.

[xviii].    Ibid, page 171.

[xix]. Ibid, page 170.

[xx].  Ibid, page 114.

[xxi]. Ibid, page 72.

[xxii].     Ibid.

[xxiii].    Ibid.

[xxiv].     M. Mitchell Waldrop, Complexity: The Emerging Science at the Edge of Chaos and Order (New York, Simon and Schuster, 1992) page 299.

[xxv]. Ibid, page 103.

[xxvi].     N. Katherine Hayles, Chaos Bound: Orderly Disorder in Contemporary Literature and Science (Ithaca, Cornell University Press, 1990), pages 91-102.

[xxvii].    Stuart A. Kauffman, The Origins of Order: Self-Organization and Selection in Evolution (New York, Oxford University Press, 1993) page v11.

[xxviii].   Ibid, page xiv.

[xxix].     Waldrop, op cit, reference 24, page 125.

[xxx]. Kauffman, op cit, reference 27, page xiv.

[xxxi].     Rupert Sheldrake, The Presence of the Past: Morphic Resonance and the Habits of Nature (New York, Times Book, 1988).

[xxxii].    P.R. Sarkar, Microvita in a Nutshell (Calcutta, Ananda Marga Publications, 1993).

[xxxiii].   Ibid, page 232.

[xxxiv].    Ibid.

[xxxv].     Ibid.

[xxxvi].    Ibid, page 233.

[xxxvii].   Ibid, page 370.

[xxxviii].  Ibid.

[xxxix].    Ibid, page 371.

[xl].  Ibid, page 399.

[xli]. Ibid, page 401.

[xlii].     Ibid.

[xliii].    Waldrop, op cit, reference 24, page, 303.

[xliv].     Kauffman, op cit, reference 27, page 402.

[xlv]. Kauffman, op cit, reference 24, page 404.

[xlvi].     Ibid, page 645.

[xlvii].    Waldrop, op cit, reference 24,  page, 133.

[xlviii].   Ibid, page 133.

[xlix].     Ibid, page 115.

[l].   James Gleick, Chaos: Making a New Science (New York, Viking, 1987).

[li].  Waldrop, op cit, reference 24, page 68.

[lii]. Ibid, page 26.

[liii].     Ibid, page 27.

[liv]. Ibid, pages 40-41.

[lv].  Ibid, page 43.

[lvi]. Waldrop, 88.

[lvii].     Ibid, page 119.

[lviii].    Ibid, page 126.

[lix]. Ibid, page 147.

[lx].  Ibid, page 330.

[lxi]. Ibid, page 334.

[lxii].     Ibid, page 351.

[lxiii].    Alex Argyro, A Blessed Rage for Order: Deconstruction, Evolution, and Chaos (Michigan, University of Michigan Press, 1991).  Also see Sohail Inayatullah, “Chaos in Myth, Science and Politics,” in Mika Mannermaa, Sohail Inayatullah and Rick Slaughter, eds., Chaos and Coherence (Turku, Finland, Finnish Society for Futures Studies, 1994).

[lxiv].     Waldrop, op cit, reference 24, page 294.

[lxv]. Ibid, page 198.

[lxvi].     Ibid, page 283.

[lxvii].    Ibid, page 283.

[lxviii].   Ibid, page 285.

[lxix].     E-mail transmission. Based on Rudreshananda, Ac., Microvita: Cosmic Seeds of Life (Mainz, Germany, Microvita Research Institute, 1988).

[lxx]. Ibid.

Complexity: Life at the Edge of Chaos

by Roger Lewin. New York, Macmillan, 1992, 208 pages.

The Origins of Order: Self-Organization and Selection in Evolution

by Stuart A. Kauffman.  New York, Oxford University Press, 1993. 709.

Complexity: The Emerging Science at the Edge of Order and Chaos by M. Mitchell Waldrop. New York, Simon and Schuster, 1992. 380 pages.