Alternative Futures of Korea: Beyond the Litany (1996)

By Sohail Inayatullah[1]

Final days but hedge your bets

In Papua New Guinea, farmers are refusing to plant numerous crops, convinced that the world will end in two years. In the year 2000, when the world will not end, not only will they face humiliation, they will face starvation.

Lee Jan-Rim, 44, leader of Mission for Coming Days, was sentenced to two years for swindling $4.4 million form his followers.  It was one of several sects to predict that the world would end in October, 1992.  Lee, however, had bought large amounts of bonds and maturities that extended beyond the October 28 date which was to mark the end of civilisation.

Either Lee was practicing alternative futures or hedging his bets. 20,000 Koreans were caught up in this doomsday craze. Several killed themselves and others deserted their homes, schools and jobs.

The future matters

The future does matter, we constantly act on our views of the future.

Another obvious example is the world economy, our explicit and implicit belief in progress, in the upward rise of economies leads us to invest in certain ways.  When things do not quite turn out the way we envision, fear results.

While few believe they can predict the future, there is general agreement that

(1)        One can often discern emerging issues or trends;

(2)        One can predict the future by creating it, by colonising it;

(3)        Unless one interrogates the future, unless one decolonises the future, others will control and create it;

(4)        A range of alternative futures, scenarios can be posited, which can (a) bound and reduce uncertainty, (b) provide a distance from the present and thus allow for the creation of a new present.

Future generations

In recent times, the study of the future has undergone a tremendous transformation through the paradigm of future generations studies. Instead of predictive-technical concerns, the approach is focused on the

  1. (1)        Family, particularly the extended family,
  2. (2)        Time is seen as repeatable, as cyclical – taking care of ancestors is thus considered critical seen they have ensured that present generations are alive – the future in this sense is very much past based, and not linear as in conventional Western futures
  3. (3)        As important as ancestors are futurecestors or future generations
  4. (4)        The moral/ethical basis of what the future can or might be like are crucial.
  5. (5)        Moral leadership is seen as central in creating a different future

This type of futures studies I believe will be far closer to the East Asian sensibility. Part of the lack of the growth of thinking about the future has been that it has been located in narrow economistic readings and power based international relations perspectives – ie only state configured futures and scenarios are real, issues of culture, gender, myth are avoided.

But future generations thinking allows us to consider the future of the family, the role of cyclicity in human and social systems, the role of the wise leader, and the role of ethics/morality in creating desired futures.

Research on the future of Korea

The literature on the futures of Korea is surprisingly not immense. Whereas a web search  (through yahoo, hotbot and excite) normally lead to dozens to thousands of findings, entering the phrase “the futures of korea” leads to nothing.

A search in the literature in futures studies leads to similar results.

The type of articles that do appear only use the 21st century as an inspiring signifier or forecast narrow and short term economic trends.

There is a UNESCO report titled Korea 2000 but that too is mostly concerned with immediate trends.

Papers on south korea in general focus on economic trends, pointing to growth in its economy, its rise from underdeveloped nation to industrialised nation, all in one generation, with Japan’s present as South Korea’s likely future.

There exists an implicit view of the future of Korea. It is based on the belief that the following: Unification will occur; Korea will continue to development economically, becoming a fully developed nation in not to distant future.  The key to creating a bright future is hard word, strong family ties, sacrifice for the nation or collectivity and han – both as beauty and as resentment against the other. Finally, there is a belief that the future can be modern without being western – there can be an asian way to progress.

Scenarios of Korea’s Futures

Of peculiar interest is a paper by international relations writer Susmit Kumar[2] – quoting the director of the CIA, Kumar argues for three scenarios for the future of North Korea. (1) Peaceful existence, (2) Explosion and (3) Implosion.

The first scenario is the most hopeful and the dream of South Koreans and possibly many North Koreans. The issues in this scenario that are to be resolved are largely economic. They include the following questions: Will the south be willing to allow economic investment in the north if it became too obviously exploitative of wage differentials?  Can the south live with the enslavement of relatives for 10‑20 years `while living standards approach those in the south’?

In the second scenario, North Korea explodes onto South Korea, leading to a full scale war, the devastation of Seoul, and concluding with the total annihilation of North Korea – its removal from the world geographical map.

In the third implosion scenario, the current crisis expands to the degree where the state breaks down and South Korea takes over. The costs to south korea will be high.  Kumar write that it will not follow the West Germany/East germany model since North Koreans have no knowledge of the outside world, or even other parts of their own country. But while many believe, the costs will be too difficult for the south korean, the Confucian “nature” and idea of extended family will make sacrificing for the long term more bearable.

Keun Lee, professor of Seoul National University writes that unification will have to be a slow process – partial unification (some type of federation), economic integration and then complete unification. He calls this the soft landing scenario. He believes this will take about 15 years or so.[3]

Other shorter editorial pieces point to the changing nature of the Korean political- economy – more transparency, more democracy, less corruption, to mention the more obvious trends, and the problems associated with moving to a more western culture. However, these perspectives, more than say anything about the future, say more about the present.

Indeed, the entire unification discourse is very much about the present.  There is already a growing army of political scientists and government officials trying to deal with the nuts and bolts of unification, however, what is not asked is: what will Koreans from the south do when their distant cousins from Pyongyang appear on their doorstep one morning, unannounced.

World futures

Part of the problem in thinking about “out of the box” scenarios is being overly focused on trends.  I argue that we need to take a grander historical perspectives. We need to take  a step back and (1) locate this speculation within a model of forecasting and (2) locate korea’s futures within broader world futures.

At the World Futures level, the most important trend or scenario is that of an asian renaissance led partly through the economic miracle but also through the leadership of ecumenical thinkers as Anwar Ibrahim.[4] He and many others take a perspective of critical traditionalism. They imagine an Asian Century but are not committed to modernism, rather they see religious tradition as the centre point for a postmodern non-european world.  They also do not have an emotional gut reaction against the West or indeed, against any particular civilisation as they have not undergone any personal trauma.  They remain committed to creating a new future that is not a simplistic reaction to the West nor do they play identity politics with dogmatic traditionalists/nationalists.

The counter to this scenario is deep social maldevelopment – as in the case of Thailand, leading to an asian schizophrenia.[5] In this scenario, the costs of hyperdevelopment – loss of tradition, move from traditional society to postmodern society – are internalised.  Identity is no longer anchored, there is nothing to hold on to, only inferiority towards the West and towards others. The result is violence towards others and when that is difficult, violence towards the self and weaker societal members, nature, women and children.

Some questions that can be derived from this scenario include the following.  They are offered by Professor Jay Lewis.[6] What are the costs of the antidote offered by excessive narcissistic nationalism?  Does an over emphasis on `Korea first and best’ lead to distortions in relations with other nations?  Can we expect that the Korean identity is already so strong that we need not worry about schizophrenia, but rather, free people to engage with the emerging world cultures and give them creative license to develop new contributions that are not strictly Korean but hybrid, such as we’re seeing already in fashion?  Is that where the future Korean Nobel Prizes are to be found?

A third scenario is based on the rise of China, not just another market player, but the biggest player in human history. Jay Lewis,[7] asks the following. How will Korea’s world view, its security position, its manufacturing (including sources of leading, value-added technologies) and trading strategies change when China is the largest manufacturing and consuming market in the world?  Will Korea (say, reunified) be willing to `offer tribute’ to China?  Will sadae (`serving the greater’ or paying ostensible tribute to a hegemonic power to pacify it and keep it out of your domestic affairs) re-emerge as Korean policy towards China?  What will that mean for Korea’s relationship with the rest of the world?  Will China’s economic hegemony produce a cultural hegemony?  What would that look like and what would be Korea’s role in that hegemony?  Would it be similar to its traditional role of taking Chinese culture and fashioning something even better or at least purer? Where is the Korean identity then?

In contrast, Professor of Urban Planning, Karl Kim argues that the road to peace, to peaceful reform is through China – the north-south border is too militarized and in a cold war vise – through projects such as the Tumen River project. Unfortunately the US needs a militarized North Korea so that it can keep its own military there.

The fourth scenario is perhaps overly influenced by the current crisis – it is the collapse and the transformation of the world capitalist system and a return to more localised economies where growth is more nature based, more local based, more concerned with meeting basic rights – housing, food, identity and less with the dazzle of bigger is better.  This is a localised world at the economic level and a globalized world at the political level – at the level of governance.  Given this possibility, what will happen to Korea Inc. then?

Beyond the litany

While scenarios reveal horizontal space, they do not give us insight into levels of reality. To do so, we need to move outside of the litany of forecasts. My own method is less to forecast the future and more to create spaces within current discourse to open up the future to alternatives.[8]

(1)        Litany – economic trends and in Korea’s case the vision of surpassing Japan as well as unification.

(2)        Social levels – social and cultural development – issues of social cohesion, education, health (diet, alcohol, cigarettes)

(3)        Worldview – will the idea of Korea change – ie how will it redefine itself – also what is the role of confucianism, shamanism, buddhism and christianity.

(4)        Myth and Metaphor. What is the significance of Han and other central metaphors[9] Will `han’ be used as a reactionary concept that might lead to exclusivism and xenophobia just when Koreans need more contact, openness, and interaction?  What are some other metaphors that differently define Korea’s futures.

Another very important point here is to remind ourselves of how an absurd future can quickly become an obvious one (the fall of communism being the obvious overused one) and how a desired future can become a nightmare.  Dator writes in his work on the futures of Korea that since the unification of Germany, Korean unification is seen more fearfully now ie since North Korea is far poorer.

And even more significantly, what is not thought of, is after unification – what then, what will and should be the desired image propelling us forward. To move forward, we need to go deeper, into worldview and myth and metaphor.

Deep transformations

Tae-chang Kim,[10] a leading korean futurist, believe that the most important way to understand the futures of korea is to not focus on the surface level, but at the deep transition Korea and other asian nations are part of – this is the post-postmodern shift.

This includes a questioning of:

1. Westernism (and favoring the non-West)

2. Monism (and favoring an ecology of faiths)

3. Rationalism (and favoring humanism)

4. Centrism (and favoring the peripheries)

5. Logicism (and favoring values)

6. Anthropocentrism (and favoring the environment)

7. Patriarchy (and favoring gender balance and cooperation)

8. Technologism (and favoring human creativity and innovation).

While Kim sees Confucianism as the wave of the future – ie as the vision of the future he favors, he is quick to point out that the treatment of women is its achilles heal. Lewis argues that equally damaging is its conservatism and willingness to sacrifice present and future generations to preserve the past.  A living sage is not nearly as important as a dead one.

In my own work on dramatic trends changing the future, I focus on four epistemic changes.[11] These are (1) changes in reality (with the drivers being advances in virtual reality,  and postmodernism), (2) changes in nature (with the drivers being advances in genetics and poststructural thought critical of essentialism), (3) changes in truth (with the drivers being deep civilizational multiculturalism, feminism, and the discovery of the other) and (4) changes in sovereignty (with the drivers being global capitalism and cultural capitalism).

These interrelated epistemic changes, I believe, are more important than global demographic changes in favor of the Third World; globalism in favor of capital; and environmental destruction created by presentism; the delinking of the financial economy with the real economy; among other megetrends.  The obvious question is how will these trends impact the futures of Korea? What will Korea look like in a postmodern world? Or can Korea leapfrog this end stage of modernity and offer a non-exploitive Confucian/global ethics?  These and other similar questions remain pivotal if we are to gain any understanding the complexity of the future ahead of us.

Macrohistory and macrofutures

Lastly and most importantly, we need to look at the deep waves of the past, the patterns of history.[12]  They can help structure the trends we see creating the future ie the contour what is possible.

(1)        World systems perspectives would see East Asia as the new centre with the new technologies creating the next long wave of growth (through genetic, nano and other technologies)

(2)        Sarkar sees history as the rise and fall of particular ways of knowing – these include the worker, the warrior, the intellectual and the merchant. History moves through each era, and then the cycle ends when there is a worker revolution at the end of the merchant era.  But instead of leading to a classless society, the cycle keeps on moving.  In Korean history, this is evidenced by the ancient era of communal living, when wealth accumulation was difficult.  The ksattriyan era came about with the rise of the first states and their unification in the 7th century when dynamic and authoritarian leadership was the only way to achieve military success. The vipra domnation was from the 7th-19th centuries when unification was not in question. The warrior classes were diaparaged and buddhism and then neo-confucianism were central. In this century, this has led to the merchant worldview which while bringing untold riches have also barbarized the other classes.

Next then for Sarkar is the shudra era, with a return to collective/cooperative     ownership.  Most likely this will come about through a global depression and      linked environmental disastors. In contrast to this historical dynamic, Eisler             focuses on gender and power.

(3)        Eisler sees history as a pendulum of dominatorship and partnership. For her, Asian cultures are now moving out of their dominator mode and entering a world where women and men work in partnership together. There is of course just a nascent movement, but within 50 years, it should be the main wave.

The importance of these perspectives is they give us a much broader brush to imagine and think about the future – they give us new variables and a new shape of the future instead of just the linear arrow of progress.  They give us the cycle and the pendulum.  They also do not reinforce the hierarchy of nations worldview.  For example, part of current Korean future thinking is the goal of surpassing Japan.  However, this reinforces the idea that the future of another country represents one’s own present, either it has to be followed as in development thinking or somehow surpassed, in either case, the future is fixed – nation-centred and without authentic creativity.

Thus in thinking about the future, we need to not only create alternative scenarios in horizontal space but as well vertical scenarios, that move from the litany to the myth level.

Conclusion

Essentially these tools are to help us not just forecast the future but to imagine a different future.

Certainly if Lee Jan-Rim took such an eclectic view of time and the future, he would not be in prison today. He might argue instead that the world will not come to end, even if we are in the final days of the modern world.

What is needed:

Primary research on: images Koreans have of the future; empirical forecasts/expert forecasts of the future; group visioning exercises – empirical and interpretive research on Korea’s futures.


Notes

[1].         Sohail Inayatullah is senior research fellow at the Communication Centre, Box 2434, Queensland University of Technology, Brisbane, 4001. Tel: 617-3864-2192. Fax: 617-3864-1813. Email: S.inayatullah@qut.edu.au.  This speech was prepared for the conference, Understanding Korea Society and Culture, Korea Studies Centre, University of Auckland, November 18-19, 1997.

[2].         Susmit Kumar, “North Korea’s Fragile State,” Global Times (July/August, 1987), 27-33.

[3].         Keun Lee, “South and North Economic Integration and New Economic System for the Unified Korea,” in National Development Strategies Toward the 21st Century and Choices for Korea (Seoul, NDI, 1997).

[4].         See Anwar Ibrahim, The Asian Renaissance. Singapore, Time Books, 1997.

[5].         For more on this, see Sohail Inayatullah, “Frames of Reference, The Breakdown of the Self, and the Search for Reintegration” in Eleonora Masini and Yogesh Atal, eds., The Futures of Asian Cultures. Bangkok, Unesco, 1993.

[6].         Email Transmission, October 29, 1997 from Jay Lewis, Oriental Institute, Oxford.

[7].         Email transmission, November, 1, 1997.

[8].         See, Sohail Inayatullah, “Methods and Epistemologies in Futures Studies,” The Knowledge Base of Futures Studies, Vol. 1. Melbourne, Futures Study Centre, 1996, 187-203.

[9].         Han is a difficult term to translate into English as its meaning has not undergone extensive analysis.  Its definition is continuously evolving and the meaning of han remains controversial.  Nevertheless, han has been translated in numerous ways: for example, it has been seen as resentment, lamentation, hatred, and regret.  According to the noted professor of Women’s Studies and Korean Literature, Kim Yong-suk, the fundamental factors that contribute to han can be grouped into five: (1) predominance of men over women and the way of samjong ; (2) inequality of education; (3) emphasis on virtue in women and prohibition of remarriage; (4) concubinage; and (5) the kisaeng system.

Han is more than merely the lack of fulfillment in an unhappy situation.  Han can also bring delight or joy in an unhappy situation.  Han is like an instrument which transcends grief, which comforts oneself.

[10].       Tae-Chang Kim, “Toward a New Theory of Value for the Global Age,” in Tae-Chang Kim and Jim Dator, eds., Creating a New History for Future Generations. Kyoto, Institute for the Integrated Study of Future Generations, 1995, 319-342.

[11].       See, for example, Sohail Inayatullah, “Islamic Responses to Emerging Scientific, Technological and Epistemological Transformations,” Social Epistemologies (Vol. 10, No. 3/4, 1996), 331-349

[12].       See Johan Galtung and Sohail Inayatullah, Macrohistory and Macrohistorians. Westport, Praeger, 1997.

Handcuffed to History and Chained to the Future (1995)

Distant Futures and Alternative Presents for South Asia

By Sohail Inayatullah

In Search of Truths

A saffron robed monk trudges up the mountains of Nepal in search of a great guru.[i] He finally reaches the enlightened One only to find the room full of other seekers.  He patiently waits his turn until he is invited up to the rostrum. There the guru tells him about the future.  India’s future is bright but there will be a period of great difficulty.  First, Pakistan will attack India, possibly with nuclear weapons. China, seeing its opportunity, will follow suit.  To the rescue will be first, Russia, and then, the United States.

The lesson is not that we have been given privileged information–the future is far more mysterious than what mystics or technocrats can imagine–but how the dominant model of international relations, neo-realism, can shape our understanding of current and future events.  Not only are we handcuffed to the past, but we are also chained to the future. Breaking free of these temporal boundaries is not an easy task.  Our language, our theories of the real, our understanding of daily events constantly force us into a fabricated present.  To begin to undo this tapestry of reality, we first develop a working model of the South Asian theory of knowledge and then by moving into the future –through preferred and probable scenarios of South Asia-— we make the present remarkable, that is, we allow it to be seen as a functioning discourse instead of an essentialized reality.[ii] We develop visions and scenarios, not with the concern of predicting the future but with creating the possibility of another space, and thus to open up the present.

The future then becomes a tool to rethink the present.  The future also allows discussion since our identification with a possible future is less intense; we are less likely to hold onto positions and will be more concerned with negotiating possible realities. Finally, in this quest to distance ourselves from the present –that is, to see ourselves from an epistemological site outside of the immediate– we analyze South Asia using the exemplar of present day Yugoslavia, particularly focusing on the problematique of Kashmir.  By moving into the future and moving comparatively in international space, our intention is to undo the chains that create our configurations of South Asia today; chains that, we argue, are complicit in creating war, poverty, and stultifying bureaucracy: state and military.

The Epistemological Boundaries

To begin with, we need to deconstruct the eyes from which we see South Asia, the knowledge frame of reference, the modern episteme from which South Asia makes sense to us today.

As shown by the above allegedly divinely-inspired intuitive forecast, our arena of reference creates the categories from which we know reality.  Thus, even as the mystic is far above reality, his upbringing represents conventional views of international relations in India with Pakistan and China as enemies, Russia as a lifetime friend, and the US –now that India is potentially moving into semi-periphery status– as the new friend to be.  Moreover, the future is not given to us through spiritual categories of reality (categories focused on service, justice, consciousness and compassion), but from a vision which reinforces States and the territories they occupy.  What is important then is what States do (security and economic development) and not how humans act or how ideas can transform history.

Within this State-oriented framework, the essential category is power, framed as a zero-sum game, that is essentially coercive.  Reality is the battle between States, and it exists in the relationships between States.  Strategy is defined in technical rationalist terms with the future seen as a useful arena of study if it can help predict the behavior of other States, and if it can lead to instrumental advantage for a particular State. The future as a site for transformation, for reconceptualizing who we are, how we live, and what we can be is rarely investigated.

The dominance of neo-realism and the loss of mutual trust can be explained by external variables as well. The most important of them is the event of partition –the alleged break from colonialism– that has dominated intellectual efforts. With more than a generation of mistrust, hate and fear, creating alternative futures, new utopias and eutopias not dominated by the partition discourse has been nearly impossible[iii].  The trauma of partition is both used as justification for the strength of this particular accounting of reality but also used as revisionist history; for example, to argue that Pakistan, Kashmir, Bangladesh or even India have existed eternally as nation-states.  States then occupy real territory not imagined social spaces. This territory is metaphorically related to the body. Thus for Pakistanis, losing Kashmir is like death, and for Indians, it is only amputation.

Central to discussions of partition are colonial categories of thought (again, largely nation-state, bureaucracy oriented, with power as essentially administrative and military). Conceptual travel outside of British influence is difficult and cultural, economic, military and psychological colonialism and categories of thought remain in South Asian internal structures and representations of the self.  Knowledge from this perspective is then expert knowledge; it is not critical, rather it is based on the famous five year plan.  Knowledge practices that are more critical of historical categories appear by and large as unnatural acts as they remove the control of knowledge from experts and make problematic the official “one nation, one leader, one path” view of the future. Neither feudal lords, civil service administrators, military strategists nor religious leaders find alternative critical renderings of history, present or future, of great utility since they do not help maintain a coherent center, and have little instrumentalist value.

Being handcuffed to the future means that one ascribes to a view that is expert-based (bureaucracy-driven) in terms of knowledge, state-oriented in terms of the parameters of what is real, and realpolitik-driven in terms of the possibilities of what can happen.  Alternative rendering of the real by peoples and organizations that exist outside State formations (local, national, regional and global), different accounts of power –spiritual, women’s, critical, visionary, for example– are all seen as escapist, idealist, and impractical since they do not conform to the vision of the state planner or his academic counterpart, the Harvard or Oxford-trained economist. Of course, the viewpoint of groups outside of the State nexus is that State power and epistemology imprisons us in a limited view of the world, while those at the periphery –by understanding the dominant view and their own view– have a broader as well as emancipatory view of knowledge.[iv] Statecraft then from a women’s view is merely Mancraft, creating a world where only functionaries and bureaucrats matter, where the value of women and future generations are diminished if not erased.

The South Asian academic discourse has thus remained focused on historical investigations and mired in feudal social relations.  The future, in particular, has become fugitive and, when apprehended, it is made trivial as in the case with the five year plan.  Again, this is largely because of the style, content and structure of South Asian colonial and post-colonial intellectual/State relations.  This has been by and large administered by the civil service wherein appeasing the chief minister is far more important than independent intellectual inquiry. It is the State that gives academic discourse legitimacy since it is the State that has captured civil society.  The paucity of socioeconomic and political resources for the Academy exacerbates, if not causes, this situation.

The South Asian intellectual style is strong on philosophical inquiry (debates over the various schools of Indian philosophy, for example), on history (the dynastic rise and fall of leaders) and commentary (on religious texts and the works of others) but weak at social sciences (hypothesis development, correlation, causation and critical debate) and futures studies (as well as peace studies, ecological studies and women studies). Creativity, as might be expected, is also a non-process in educational sites; memorization of facts (with little attention paid to the social, historical and epistemological context which creates these “facts”), and memorization of particular texts (The Quran or the Vedas) is more important than the meaning that these facts and texts embody.  Their literal memorization does not allow their internalization, thus keeping power in the hands of authority, traditionally the mullah or Brahmin and more recently, the bureaucrat or technocrat.

While most believe that it is the myths of religion that bind the creative and independent mind, the mythology of Statecraft and dynastic oriented colonial history are equally damaging.  This colonial history has produced an overarching paradigm –of neo-realism and developmentalism–that even the interpreters of the hadith and Vedanta must relinquish their authority to.  Caught in a battle of ego expansion and self-interest, nations function like self-interested egoistic individuals. Economic development can only take place at the national level with communities (and thus the traditional ecology of ethnic and religious groups) absent from participation.  Only real politics with hidden motives behind every actor and action makes sense in this neo-realist discourse. The task then is explaining the actions of a nation or of functionaries of the State.

Envisioning other possibilities for “nation” or “state” and their interrelationships, that is, the assumptions that define what is considered eligible for academic discourse, remains unattempted.  Structural analysis such as center/periphery theory (a step beyond conspiracy theory) is intelligible but only with respect to the West not with respect to internal structures or with respect to how minorities within each South Asian nation are brutally suppressed. Attempts to recreate the paradigm of international relations, strategic studies and development theory through women studies, world system research, historical social change analysis, peace studies, participatory action research or the social movements are considered naive and too idealistic.   We are truly chained to the past, present and future. Our categories of the real and their representation in the world of politics make sure of our imprisonment.

Yet idealism does exist, but, in the quest for modernity it has been marginalized.  Visions remain limited to evening prayer or meditation or personal peace, and they have no place in politics or structural peace, except at the level of the State which uses religious practices to buttress its own power and control over competing classes.  The State appropriates visions into its own strategic discourse.  When non-modernist visions do enter politics, they enter in modernist frameworks creating “mullahism” and syndicated “hinduism,” thereby once again reducing the plurality of thought and action.

Finally, because of the dominance of the international relations and national development models of the social, only two types of legitimate texts are possible in the South Asian discourse. The first is the definitive history that explains partition or independence (in India, texts of India’s ancient history are also acceptable); the second is the text that explains the causes of economic underdevelopment.  In Pakistan, doctoral dissertations must travel along the path of national integration, asking the same tired questions: Is Pakistan an eternal state or is it recent? Why has national integration been so problematic? It is the text that defines Pakistani politics and academic life; all other texts remain within its contours.  Those writing in a more technical manner (economics or development) must write on the causes of underdevelopment.  A book on the future, unless it is framed by realist strategic politics or development policies, would be unfamiliar.  To break out of our handcuffs, among other exercises we need to disturb power relations and official representations (and loyal critiques) of the real as reinforced in official and educational texts.  An epistemic change is needed.

The disappointment of post-colonial society has already worn heavy on the South Asian psyche.  Betrayals by leaders and calls for more sacrifices from the people for yet another promised plan are unlikely to transform the weight of the past and the abyss of the present.  But to unchain the future from past and present, visions must not only be able to reconcile the past with the future, but they must also be able to point out the structural limits of change while allowing for the possibility of radical transformation.  Visions must be contextual even as they challenge the context they emerge from; they must spring from metaphor and deconstruct their metaphorical basis. The future, that is liberated, must be a continuous process; it must neither give into cynicism nor succumb to simplistic positive thinking.

Visions of the Future

Fortunately, there are alternative visions for South Asia[v] outside of conventional categories as we show by summarizing the perspectives of various South Asian futurists.

Q. K. Ahmed[vi], for instance, envisions a South Asia based on sustainable development model with economic equity and people’s participation –especially, women, youth and NGOs– in creating indigenous knowledge and action models.  This vision includes increased power for communities and villages as well as basic rights: a right to peace, to work, to education, to housing, to technology, to health services, to information, and to a clean and safe environment.  For Ahmed, political and economic power must be democratized.  If not, we can anticipate continued violence from the unemployed and from ethnic minorities whose voices are not heard, who must be forcibly integrated into the nation-state.  Rights, Ahmed argues, should not be given in “a patronizing sense of providing ordinary income earning opportunities through certain governmental and non-governmental programs, leaving aside the question that they are in reality the source of all power.”[vii]

Other writers have continued this vein but focused primarily on the environment. For example, Barun Gurung[viii] believes that the Himalayan region’s already fragile ecosystem will be ruined by commercialization, development interventions and the resultant population growth.  This will in turn lead to further destruction of Bangladesh as well as northern India. However, Gurung believes that through a radical Buddhism an ecological ethic could develop. The future is not pre-determined and individuals can transform the trends.  For Gurung and others such as Ashis Nandy, it is not religion that is the problem; in fact, it is the secular state in its commitment to develop individuals and regions that has created a violent State.[ix]  What is needed then is a critical traditionalism; a new balance between the secular and the religious, one where the State is fair to all parties and does not privilege the Secular.

Sri Lankan community activist A. T. Ariyaratne[x] envisions a future that links the spiritual and the material.  Ariyaratne sees development as an awakening process that takes place in socioeconomic and individual realms. Individuals remain caught in the State and Developmentalist paradigm and become cynical of what is possible because power remains in the hands of the national and international elites. Ariyaratne’s way out of the present is through social movements focused on community development, self-reliance, and cultural strength. “A simple lifestyle is particularly relevant when the limits to the planet’s capacity to sustain an extravagant materially affluence lifestyle has become clear.”[xi] As with Gandhi, Ariyaratne’s vision of the future then is a global community of villages marked by full participation and the welfare of all.  “Millions of self-governing communities will emerge and to a large extent they will be self-sustaining.”[xii] In this context of awakening, the need for coercive governments will disappear.  Political parties will not attempt to use violence to stay in power and reduce the electoral territory of others.

In Pakistan, for example, there are at least five possibilities.[xiii] The first is a “Disciplined Capitalist Society” in which the military and a strong centrist civil service create the conditions for the development of a national bourgeoisie.[xiv]  The second scenario is “Islamic Socialism” in which basic needs are met through State control of the economy but not State control of cultural and religious life–these remain syncretic and personal.  While populist and egalitarian, this view is still industrial, demanding sacrifices from the people so as to create rich developed nation.

The third scenario is the “Return of the Ideal,” the original intention of Pakistan as a land of the pure and the search for the ideal Islamic polity that existed at the time of the Prophet. While this has remained the ideal, the cognitive dissonance between the Ideal and the reality of vicious politics, ethnic violence, and political corruption has led to a deep cynicism.  Part of the problem has been the nature of the Islamic State. The search for perfection and its unattainability is of course the central problem of Islamic political theory.  Muslims believe that they did have a perfect State and society, and to recover just that becomes the present task. Instead of rethinking the impossible ideal, or developing structures to balance one-man power, advice is given on how to tolerate tyranny.  The result has been an overdeveloped (too much power) State and an underdeveloped civil society (not enough public participation).  Modernity has added to this duality by making the cynicism even more pervasive.

The fourth scenario is the “End of Sovereignty” through military intervention by India, cultural intervention from the U.S., and internal breakdown of the nation into many states.  This fearful perception often leads to extremist renderings of reality, where local culture is saved at the expense of basic human freedoms. The fifth scenario is “No Change” or the continuation of the grand disillusionment, the general malaise, with escape from South Asia as the only rational response.  The poor and middle class travel to the Middle-East while the rich flee to the United States.  The problem is fundamentally moral: how to live with one’s own moral failure when morality is central to personal and social valuation?

Ways out of these particular chains in Pakistan and South Asia might revolve around three vectors; (1) an acceptance of differences instead of a forced unity, (2) decentralization of power and economy, and (3) social design of the future, that is futures where identity and social purpose are reimagined.  The challenge is to create a culture of tolerance, where politics is about negotiating desired futures instead of efforts to paint the Other as the national enemy, as less than pure.  Once the Other becomes the enemy, then the chains of history, of difference, become a noose that daily tightens until all others are the enemy, until no one is quite Muslim or Hindu or Buddhist enough.

But even as we create new visions, the day to day reality is structural constraints imposed by external world authorities.  World Bank enforced privatization, for example, argues B.M. Sinha[xv] only make the chaos of India’s present worse. What is needed are futures focused on social movements that are committed to developing cooperatives, women’s rights, animal rights, and protection for the environment. Without dramatic changes such as limits to land and wealth ownership, new models of growth and distribution, and a balance between spiritual and material life, India will plunge into a massive chaotic and violent revolution.  Sinha looks to new social movements and ideologies, such as P.R. Sarkar’s Progressive Utilization Theory and his samaj (or cultural and bioregional) movements for the answers to the future.  He argues that the city Ananda Nagar, designed by Sarkar, is one example of appropriate ecological and social development, of economic democracy.

However, while these visions offer us hope and inspiration, we need to remember that more than other group it is women who are handcuffed, often by governmental power. Most visions of the future do not recognize how women know the world, their categories of reality, their particular histories, or their alternative visions of the future.  For example, activist Nandini Joshi[xvi] reminds us that it is women who have suffered the most in South Asia.  While changing social attitudes are important it is productive employment for them that would lead to their liberation–to economic security, social status and individual dignity. Without empowering South Asian women, South Asia’s future is bleak.  Joshi’s particular future is Gandhian, specifically she calls for the local manufacturing of cloth in small scale hut industries.  By remaining in the village and recovering traditional local economies, the family can be maintained and women seen as Goddesses not as commodities.

But we do not need to be committed to her particular view of women, which some might argue is Orientalist.  Womanist writer Shivani Banerjee Chakravorty[xvii] believes that a return to a village economy is too simple a solution as it denies the pervasiveness of modernity.  Moreover, the village community does not necessarily guarantee a better future for women as it too is male dominated and vertically structured.  Merely weaving cloth will not create a new future for India or South Asia, more dramatic steps are necessary.  Among them, a reconstitution of women in South Asian thought outside of the nationalist discourse (as in “Mother” India) is a necessary first step. For Chakravorty, women must confront modernity and in collaboration with men create new social structures where women are neither commodified nor deified.  “This is a society where women have not lost the depth and strength of their cultural heritage, but have been able to acquire new strengths from the process of development and are able effectively to transform their quest for gender justice into establishing gender justice with the cooperation … of men.”[xviii] This means seeing women as real people not as archetypes existing primarily in myth.  At the same time, this requires men to find their own place. However, given that South Asia is in a disadvantaged position in the world capitalist economy, meaning unemployment is rampant, it is often easier to blame and abuse those that are the most defenseless–women and children. Gender and power must be reconceptualized in neither modernist nor traditional frames of meaning.

Sensitive to postmodern articulations of power/knowledge, men/women, secular/religious, Sankaran Krishna[xix] has argued for an alternative approach to the task of imaging the future of South Asia, particularly India.  For him, we need to imagine other structural possibilities rather than the peculiar nation-state divisions that presently exist.  However, Krishna does not call for a particular vision rather he seeks to open up conceptual space for a range of new South Asias.  He does however criticize the nationalist discourse. For Krishna continued efforts to protect national sovereignty at the cost of endless human lives is clearly not a preferred future. In the name of national security and identity–most recently in Kashmir–all sorts of violence are committed.  We thus need to radically redefine security and sovereignty and create a world where dissidents can safely walk the streets.  However, this effort is often literally laughed out of course since “national security is serious business … best left to the hard headed, amoral, rational and ever-watchful realists.[xx] Being called idealist is one thing, but often the charge against those who create a counter discourse to national security is that they are traitorous.  Charged such, the debate ends and the discourse of nationalism continues.

But while postmodern visions provide us with theoretical comfort, we cannot forget the visions of war ahead, as in the Yugoslavia exemplar we develop below.  For example, peace researcher, Johan Galtung[xxi] has compared South Asia, particularly India, to the emerging European Community.  This intriguing perspective gives some distance and allows unexpected similarities to emerge.  Both have a memory of past glories, both have a social structure that can carry this mantle and both have a national culture which can provide legitimacy for leadership. Galtung thus sees the future of South Asia as strongly India dominated with Pakistan, Bangladesh, Sri Lanka, Nepal as peripheries.  Galtung however does not stay in the International Relations discourse as he reminds us that as with all rises to superpower status, the decline is not too far way either.  The cost of the rise, however, will be untold suffering for many and glory for the few as territorial or economic expansion always comes at a cost. While the structural and cosmological reasons for this scenario are evident, certainly this projection of South Asia’s future is one that only center elites would prefer.  Galtung asks, “Does that drama … that prison … have to be enacted again? Why don’t we ever learn?”[xxii]

For Zia Sardar,[xxiii] South Asia is trapped by its past.  Its imagination fitted into an imitative mould.   But equally dangerous is an active and instrumental modernity. South Asia “does not know which way to turn: all roads to the future, it appears, pass through the valley of death … the Indian subcontinent is in the imminent danger of being killed by its own progeny.”[xxiv] Both traditional ideology as well as modernist rationalist fabrications of identity and State must be dealt with. Doing so would unleash the creative imagination that sustains the mythologies of the culture that is South Asia.  The first step in doing needs to be some sort of partnership between South Asian nations and traditions. They must find a place to meet, to transform their recent past and recreate their present. Sardar’s concludes his essay with two words: “come together.”[xxv]

Scenarios

To break out of the past and present, we first need to rid ourselves the socialist state/collective centered model and the market nation/individual centered model as well as the ideologization of religion and tradition.  In terms of alternatives, we have a range of possibilities, as described in the nine scenarios below.  These scenarios should be seen not as predictions but as points of discussion, as reflections on what might happen given various historical trends, and as calls for transformation. They serve as points of possibility and points of warning.

The first is continued chaos and collapse–ethnic violence (and possible fission into many small nations), war, poverty, and powerlessness. This is the Yugoslav situation with ethnicities finding themselves in intractable wars.  Kashmir, for example, has been constructed by all parties as necessary for their national survival, without which national identity is at stake.

The second is hegemony by one actor (India) or by one gender (men) or by one model of economy (market industrialization), and one form of politics (bureaucracy-led with various levels of military intervention).

The third is a return to a communitarian form of life: based on universal spiritual values; local knowledge and endogenous models of development; local forms of economic exchange, and the safeguarding of the environment.   Each culture is able to find spiritual values from their own traditions and use it to recover an ecology of tolerance, of meeting basic needs.

The fourth is some type of dramatic transformation or rupture, whether through a new confederation of South Asia, a new identity, or a new theory of growth/distribution, knowledge/science, and history/future. In this scenario, it is not merely a return to an imagined past, but a creation of a new future. This means that both realism and history must be challenged.

The above visions above are different from the present optimistic mood held by governments, which believe that South Asia will become one the new tigers.  In this fifth scenario, through free trade, smaller more efficient governments, exports will rise and a new South Asian middle class will emerge.[xxvi] This growth leads to an economic confederation (an expanded SAARC), the only way South Asia can survive economically (against the EC, Nafta, APEC) and forth.  It is business with its economic incentives that reduces the power of national identity, thus weakening the link between self, nation and territory.  This could lead to the peripheralization of the smaller nations or could lead to positive lock-ins and increasing returns and growth for all areas: a positive cycle of growth.  Thus a bourgeois revolution would help create a new class more committed material comforts and educational opportunities than tired historical mythologies.  At the same time, such a revolution, while creating a middle class, would further erode the conditions of peasants and proletariat.  Environmental degradation would worsen, and as in the West, the future would be robbed from future generations.

A sixth scenario is that of nuclear war.  This is given great attention to in Western texts[xxvii], although far less in South Asian texts since nuclear weapons occupy privileged nationalistic space.  But to argue against nuclear weapons is to locate oneself as a traitor; one who has betrayed independence, even if going nuclear is certainly the road to economic bankruptcy[xxviii] (As Zulfikar Ali Bhutto promised and accurately predicted: Pakistanis will eat grass to gain nuclear power).

A seventh scenario that is perhaps more creative, certainly less bounded to historical experience, is a Village high-tech model.  In this model, modernity is bypassed and South Asia enters the post-industrial society through computer intelligence, genetic engineering and other sorts of dazzling but miniature new “appropriate” technologies.  Further negative affects of modern industrialism are then minimized.  Not only does a bourgeois revolution occur but it does so without the traditional costs of development–the loss of community.

A related but not as dramatic eighth scenario is focused less on economic or political factors and more on the ability of culture to both destroy and recreate the traditional.[xxix] In this scenario, cultural intertwining through television, videos, connections of South Asian overseas, a type of cultural renaissance from Hong Kong to Abu Dubai led perhaps by Asian VTV and Star Television all create a fundamentally new Asian culture.  This might mean a loss of cultural uniqueness, a loss of cultural integrity, and the commodification of religious and tribal culture but it also might lead to innovativeness and new types of cultural forms such as Bangra Rap, leading to intensified economic activity (for example, new wave, punk, rock and rap are billion dollar industries for the US and England).

In our final ninth scenario, we anticipate a breakdown of South Asia from its present national structures into numerous states.  Each nation within itself would become more of a federation, allowing more rights for minorities.  This is different than the first scenario in that the tension between the local and global is peacefully resolved; economy, culture and polity becoming decentralized but rights becoming more universal.  An independent Kashmir or Khalistan or the division of Sri Lanka might begin such a trend, forcing nations to address the concerns of minorities.

Unfortunately while visions help us out of the present, we are often too soon returned to the national.  The emphasis on mutual hate and fear of the Other continues to dominate discourses on the future and make efforts at critical thought to merely appear as idealistic words, fine for poets and philosophers but inappropriate for the important task of politics.

But our concern is not so much in creating scenarios for their theoretical or aesthetic elegance but in finding ways in which South Asians can increase intimacy among themselves, that is, to create a personal ecology wherein many histories and many futures can co-exist (and thus challenge the nationalist “monology” of unity and fear as the co-drivers of South Asian personal and community identity).  Scenarios are neither true nor false but points of departure which should help us reframe the present.[xxx] The first step in creating an Other is in imagining its possibility. Can we imagine an alternative South Asia where we do not live in such a situation of heightened epistemological distance?  The tragedy remains that Pakistanis and Indians continue to ask each other what does the other look like?

Our effort above has been suggestive, in creating possible pathways out of the present.  To return to intimacy, we can either unlock the handcuffs in history, that is return back in time, or we can go forward in time, to an alternative future.

The question to ask is what might each scenario mean across different variables–how would it affect the State’s coercive power, how would family relations change, how would tradition and culture be transformed?  And more importantly if we believed in a particular vision, if we believed that a scenario could transform reality, we could ask how would that change one’s policy prescriptions, one’s day to day actions? Finally, we could assume a particular scenario had occurred and then backcast into the present, conjecturing on what trends, events, and movements allowed for the victory of one particular discourse.  Backcasting, while useful, in filling events and trends that shape the future, also has an empowering utility, as it helps individuals see that the impossible is often possible.

Spatial Distance

Another way out of the straitjacket of historical and realist discourse is to not move temporally but to move spatially.  We can ask, for example, what can South Asian learn from the breakup of Yugoslavia?  In many ways, Yugoslavia’s present is South Asia’s past: ethnic cleansing, the break-up of a larger State, continued violence between segments of the former State, and extensive outside interference were realities and continue to be concerns for most South Asians since independence from the British.  Yugoslavia can perhaps best learn from the failure–as evidenced by continued violence, poverty cycles, and betrayal of the peoples by the leadership–of South Asian political structures.  But there are important lessons for South Asia as well, particularly with respect to Kashmir, which remains contested cultural, geographical and identity terrain for Pakistan and India as well as Kashmir itself.  To draw out these lessons, we need to first examine the similarities between the two.

Both nations were constructed by outside forces, Western Europeans.  Both regions are cultural diverse, multi-civilizational, multi-religious.  Both have an ancient sense of history but many of their ethnic problems are recent, created by political parties in search of nations rather than nations in search of a State, as the case with indigenous movements such as the Hawaiian sovereignty movement.  While certainly one can take a historical view to understand primordial ethnic urges, often is local political leaders who use the politics of ethnicity, of difference, most easily noticeable in ethnicity, to gain their own political power.  In underdeveloped polities gaining State power means gaining economic power, military power and identity power.  Creating ethnic consciousness then is the first step towards political victory (and eventual suicide) as Milosovic in Yugoslavia and untold many in South Asia have found out.  Ethnic consciousness is further conflated with religion, once again with easily recognizable difference. History is used to create a pure mythology of greatness that others cannot enter: the myth of the Orthodox Serbian people (who resisted the Other of Turkey) or of Pakistan as the purest land of Muslims.

If we examine the present crises in both areas, we see a loose structural correlation. Croatia, it can be argued, is similar to Pakistan, as both are carved out from the larger and more powerful nation, India and Serbia.  Both have sordid pasts: Croatia’s collusion with the Nazis during the second world war and Pakistan’s despicable actions against Bangladesh during the 1971 war.

Using this analogy, Kashmir and Bosnia are both isomorphic. In both cases, the majority are Muslim but there are real minorities.  The Croation bosnians are similar to Kashmiris who want to join with the Pakistanis and the Kashmiri hindus are like the Bosnian serbs who want to join with the mother land, India and Serbia.  That these similarities emerge is not accidental: the politics of nation-state formation, the artificial boundaries created among ethnicities, the playing of religious groups for power by politicians, the interference by external powers, all join to create isomorphisms. The brutality of the Serbs towards the Bosnian muslims and the Indians towards the Kashmiri muslims is similar.  And as can be expected, both justify their actions by arguing that they are merely trying to keep their rightful boundaries in tact; they do not want to lose their land, their nation-state, their sovereign state.  Serbian leader Milosevic did not want a confederation because he feared a breakdown of Yugoslavia.  The Indian argument is the same as was Pakistan’s when East Pakistan wanted more provincial autonomy.  And yet, paradoxically and perhaps causally, each group is intimate with the other (Bosnian muslims with Serb orthodox and Croat catholics in the former Yugoslavia and Muslims with Hindus in India) and each has lived for periods in a peaceful and thriving local ecology. The enemy is both intimate and distant: love and violence stand in proximity to each other–with often only the fragility of civil society, of cultural power, of an ethos of a larger humanity allowing the former to remain.

Finally, many of the problems of these two regions have been externally created by centuries of colonialism, of the external creation of difference.  Turkish rule over Yugoslavia and British rule over South Asia helped create many of these ethnic and religious differences.  Yugoslavia at its independence, however, attempted to create a federation of Serbs, Croats, and Slovenians while India’s independence immediately led to the breakdown of the Indian State into the new State of Pakistan (and then Bangladesh).

Each group as well has a history of believing it is oppressed. Serbs believe they were oppressed by Turkish muslims and now by the world community.  Hindus believe they were oppressed by Mogul muslims and then by the British. Both Serbs and Hindus have looked to outside powers for safety: Serbs and Hindus with Russia (and the breakaway states have forged alliances with the traditional rivals of these powers; Pakistan with the USA and Croatia with Germany).

There are fundamental differences as well and thus we should not push this analysis too far. For example, Pakistan is far more similar to Bosnia, as both are intended states, whose identity has been recently invented, unlike Croatia, Serbia, and India, who have much longer “national” histories.

Clearly, these are different regions, with different histories, and much of the similarity is correlation not causation based, albeit given the history of nation-state and the suppression of ethnicities in this development, and given both nations location in an asymmetrical world-economy, we should not be surprised to see so many isomorphisms. In any case, the purpose of this analysis is to open up possibilities of new frameworks not become bogged down in a search for similitude nor to develop a comparative theory of nation building and nation failing.

Futures and Kashmir

Given these structural similarities what can we deduce about possible policies with respect to the peace in the regions’ future? That is, what can we learn from the breakdown of the Yugoslav state in understanding and potentially diffusing the current crisis in Kashmir.  Kashmir is important, particularly for Pakistan and India, in that it is the symptom of perpetual crisis, the rallying cry used to gain weapons of horror, of diverting funds from education to war, of creating a syndicated Hinduism and an extremist, hard Islam.  Solving the problem of Kashmir would then begin a process of reconciliation, of peace, and thus the creation of positive cycles of trust, cultural exchange, and economic interdependence.  What follows are a series of policy prescriptions that might aid in minimizing the loss of human life and help in keeping the future open in Kashmir in particular and in the region in general.

(1)        Early recognition without peacekeeping forces is a mistake. The world community should not recognize an independent Kashmir without strategically located peace forces. Recognition will invite a free-for-all far worse than the present battle between Pakistan and India.  As with the Yugoslav case, it will increase violence and almost certainly lead to a prolonged three or four nation war.  However, if there are enough reasons for recognition then peace forces must be first activated.

(2)        But before peace forces can be activated one needs peace building.  Much of the violence in Yugoslavia could have been averted if people’s organizations, women’s groups, and other social movements were stronger. We need to encourage transnational peace groups, women’s groups, human rights groups, spiritual groups and others outside the nation-state fabric to build bridges, to create possibilities for intimacy within Kashmir and between India and Pakistan. Doing so would allow for alternative futures then present. However, one might argue that it is already too late given the escalation of violence. Certainly this is largely the case, but the question remains: is it possible to build peace through people’s organizations not wedded to state-centered solutions that deny women, labor, child and human rights as an explanatory framework and as a basis for policy formulation in Kashmir? Certainly Statist solutions merely expand the crisis: from Kashmir to Sindh, for example in Pakistan. Military solutions merely strengthen the military bureaucracy creating a discourse from which escapeways continue to narrow.[xxxi]

(3)        At the level of theory development, we need to remember that ethnicity and religion are not Platonic categories but categories used by political parties to gain electoral power. In this sense they are recent.  Milosevic was victorious because he promised that Serbs would never again be oppressed.  He used ancient Serb identity–suppressed by Tito’s communism–to increase his own power (as with the BJP, for example).  These efforts must be intellectually resisted and we must create alternative renderings of history that see ethnicity as politically and socially created. Localism in the form of economic incentives for local groups to, for example, resist international capital and the drainage of wealth and ideas that follow needs to be encouraged. But localism must be based on a larger universalism, committed to enhancing material benefits.

(4)        Finally, U.N. economic sanctions against any of the parties is a mistake. In case Indian brutality increases, sanctions should not occur. They only reproduce nation (uniting India against the outside Other and hardening positions that might previously have been negotiable) and ethnicity and succeed in only destroying the power base of the local opposition Party (since it is now seen as counter to national interest).  The main economic result is the impoverishment of the elderly, women and the middle class and the creation of a new class of international smugglers. Sanctions represent a failure in developing creative solutions to the problem of aggression against minorities and against other States.  We need to find other forms of “sticks” and “carrots” examining not only military and economic power but people’s and cultural power. We also need to understand that leadership in most states is not representative of the “will” of the people.  Elections are often fraudulent and coercive measures are used by the ruling Party so it can stay in power–Milosevic and Saddam Hussain are prime examples. Sanctions do not create help in dislodging an unpopular ruler; they merely lead to more extreme positions, creating a psychosis of fear.

The policy and theoretical task is both to keep the past and future open and be cognizant how both can be used by various political forces for their own gain.  Opening up past, present and future allow for a more negotiable future, however, it also allows for fictions of natural superiority to pollute the discourse. The opening of temporality must be done in the context of a humanistic ethics, of understanding the categories and reality of the Other.

We thus need to find ways to keep the future open in Kashmir and South Asia in general.  Part of this is a struggle of             developing competing understandings of the real: of the problematic nature of ethnicity, representation and democracy, and of finding ways of legitimating alternative histories and futures into popular discourse.

Conclusion

Given the visions, scenarios, and comparative analysis above, can we narrow our prognosis? Are there chances for positive peace ahead?

For South Asia, economic and cultural confederation based on sustainable development and rights for all minorities is preferred–since it promises peace and cultural interaction–but given the present paradigm: how national identity is structured, how history is taught, and the dominance of the language of statecraft, it is unlikely.

At the same time, cultural history (an agreed upon origin) and cultural authenticity is far more problematic with sovereignty threatened from above and below. Thus, while there are strong reasons for the continuation of the present, the breakdown of history and culture, from the globalizing forces of technology (modern technologies and postmodern ones such as genetics, virtual reality, and robotics) and capitalist development make the present problematic, indeed, unlikely.

Globalization can lead to another possibility for the entire region: a fundamentalist future.[xxxii] Fundamentalism occurs when change is too quick, when religious authorities lose their traditional place in society, when knowledge is no longer hierarchical, that is, when the place of traditional experts in society is dislodged.  However we have had twenty years of this in Pakistan and few years of this process in India.  In Pakistan’s case, the bourgeois forces may prove much stronger than fundamentalist or feudal forces as the brief success of Moin Querishi hinted at.  While India, Sri Lanka, and Bangladesh have not been as fortunate to have a South Asian leader who had a career outside national political power, who was in power to leave official power, similar forces are operating there. However, this is not to argue that these States will continue along a simplistic Western modeled secular path, rather a new configuration of the religious and the secular has to be forged–this will be an indigenous good that has some transcendental appeal much as Western democracy, i.e. the separation of the civil and the religious, has had in the last few hundred years.  Creative futures for South Asia will depend on that type of alternative political and social theory.  Without these visions, with the present unlikely and the trends towards peace difficult, if we are not careful then continued war will be our future.

Our purpose has been to make past and present more porous, to use the future to rethink the past and the present. There are always many pasts, many presents and many futures.  We need to find ways in which we can peacefully negotiate them. But it will be difficult to break from history and conventional images of the future.  Deep animosities exist among South Asians.  Just as the Serbs feel that Bosnian muslims are double traitors, since they converted to Islam and now to a new State, Indians have the same perception of Pakistanis.  At some time in history, muslims left some hindu sect and then finally left the nation itself.  This feeling of betrayal takes time to heal and understand.

For Pakistanis, far more important than national integration is the need to place faith on human rights, economic justice, on differences between themselves instead of using India as an enemy to create national unity. This type of unifying strategy is only successful for the short run.  In the long run it creates an inner enemy, an inner demon, that destroys one’s mind and heart leading to the deep betrayal of civil society; a betrayal India and Sri Lanka are now discovering.  Hopefully by looking forward and by looking around we can avoid this type of future and instead create one based on difference and unity, on creative renderings of history and of the local and the universal.

This means committing ourselves to the needs and concerns of future generations, of taking policy steps, of finding theoretical frames that allow for more open pluralistic futures; futures that can then be enjoyed by our children and their children, whether Pakistani, Indian, Sri Lankan, Bangladeshi, Nepalese, or Bhutanese. Whatever the local identity of future generations, let us hope that they are first of all humans who happen to live in South Asia and act in ways to preserve and expand our essential humanity.

Notes

[i] This story was told to me through e-mail by Acharya Prasidananda Avadhuta, who has with all such stories, heard it from another monk.  E-mail transmission, 1993.

[ii] See Sohail Inayatullah, “Deconstructing and Reconstructing the Future,” Futures (March 1990).

[iii] As one Pakistani professor born in the 1930’s commented: “We are the lost generation, with no hope or vision, only the inhumanity of a world war, the bitterness of partition and the mockery of post-colonial society. We cannot create the future.”

[iv] Joyce McCarl Nielsen, “Introduction” in Joyce McCarl Nielsen, ed. Feminist Research Methods.  Boulder, CO: Westview Press, 1990.  P. 10.

[v] These are based on a special issue of Futures (November 1992) guest edited by Sohail Inayatullah. See, Sohail Inayatullah, “Introducing the Futures of South Asia,” Futures (November 1992).

[vi] Q.K. Ahmed, “Policies and Strategies for sustainable development in Bangladesh,” Futures (November 1992).

[vii] Q.K. Ahmad, “South Asia: Economic Growth and Human Development with Equity, Security and Sustainability–National and Regional Perspectives,” 15 in Sohail Inayatullah, Alternative Futures for South Asia (forthcoming).

[viii] Barun Gurung, “Towards Sustainable Development: A Case in the Eastern Himalayas,” Futures (November 1992).

[ix] Ashis Nandy, ed., Science, Hegemony and Violence. Delhi: Oxford University Press, 1990.

[x] A. T. Ariyaratne, “A Society Based on Eternal Laws,” in Sohail Inayatullah, ed., Alternative Futures for South Asia (forthcoming).

[xi] Ibid., p. 21.

[xii] ibid., p. 26.

[xiii] Sohail Inayatullah, “Images of Pakistan’s Future,” Futures (November 1992).

[xiv] “Born to Rule,” The Herald (June 1991), pp. 31-33.

[xv] B.M. Sinha, “India Towards a Social Revolution,” Futures (November 1992).

[xvi] Nandini Joshi, “Women Can Change the Future” Futures (November 1992).

[xvii] Shivani Banerjee Chakravorty, “Can Women Change the Future?” Futures (November 1992).

[xviii] Ibid., p. 941.

[xix] Sankaran Krishna, “Oppressive Pasts and Desired Futures: Re-Imagining India,” Futures (November 1992).

[xx] Ibid., p. 865.

[xxi] Johan Galtung, “On The Way to Superpower Status: India and the EC Compared,” Futures (November 1992).

[xxii] ibid., p. 928.

[xxiii] Zia Sardar, “On Serpents, Inevitability and the South Asian Imagination,” Futures 24/9 (1992).  pp. 942-949.

[xxiv] Ibid,. p. 942.

[xxv] Ibid., p. 949.

[xxvi] Lee Kuan Yew has made a case for this possibility.  But to achieve this vision there needs to be land reform, and then technology and investment from an external dynamo (perhaps south-east asia), complimented with a long term focus on technical education (and not the hereafter), as well as consensus politics.  See Lee Kuan Yew, “The Vision for Asia,” The Muslim, 20 March 1992, p. 2.

[xxvii] See, for example, Richard Lamm, Mega-Traumas. Boston, MA: Houghton Mifflin, 1985.

[xxviii] See Dr. Inayatullah, “The Nuclear Arms Race Between Super Powers: Some Lessons for Pakistan and India,”(Paper Prepared for Pakistan Social Science Forum, 1993).

[xxix] For a series of essays that develop this perspective by authors such as Zia Sardar, Ashis Nandy, and Susantha Goonatilake, see Yogesh Atal and Eleonora Masini, eds., The Futures of Asian Cultures. Bangkok: UNESCO, 1994.

[xxx] For further analysis of this position, see Sohail Inayatullah, “From Who am I to When am I” Futures (May 1990).

[xxxi] Dr. Inayatullah, “Creating Order Without Law and Justice: An Elusive Chase,” (Paper Prepared for the Pakistan Social Science Forum, 1992).

[xxxii] For more on this, see Sohail Inayatullah, “Why Khomeni Wants Rushdie Dead: Understanding the Postmodern World,” Third Text (Summer 1992).

United We Drink: Inquiries into the Futures of the World Economy and Society (1995)

Sohail Inayatullah

“United We Drink: Inquiries into the future of the World System,” Prospectiva (April 1995, No. 3), in English, and Catalan as Bevem Units: estudis sobre el futur mundial de l’economia i las societat, 4-31.

UNITED WE DRINK

In a United Airlines commercial, we are told that from the outback of Australia we can see Rio, from Thailand we can see the Rhine and from Mt. Fugi we can see the Golden Gate Bridge. It is United that helps us visualize this new world, a united world, a friendly world. Coca-Cola’s advertisement, played during the 1992 Winter Olympics at Albertville, is equally important. Coca-Cola proudly announced that it was sponsoring Olympic teams from every nation, the US team being one among them. This is a first in the history of the Olympics and perhaps even the history of civilization. We are united not by our mutual love, we are united not by one ideology, or even by one God, but by our mutual desire to drink Coke. It is the logos of Coca-Cola that stands tall above the planet, the rays of sun glimmering off the bottle, and bringing joy to the world. The world is not evil but friendly, United has made it that way.

In the early 1980’s, Johan Galtung, Professor of Peace and winner of the Right Livelihood Award gave a speech in which he reminded us that the coke bottle also makes a great molotov cocktail. Well those days appear to be over. In the battle of ideologies, capitalism has won–communism and Third World nationalism are in ruins, now only waiting for eager anthropologists to study this failure in civilization building.

The only recent threat to world capitalism was Saddam Hussein. Imagining a global Islamic polity, or at least an Iraqi empire in the Middle-East, and challenging the US backed Saudis and their territorial and cultural claims on the holy land, Hussein moved into Kuwait. He was like the wild gunslinger from the Old American West. Brave but brutal. But the Sheriff did not blink and Hussein’s vision of an alternative world, neither Western nor Communist, but dynastic and Islamic, died. He was unaware that the wildness of Iraq was no match for the technological sophistication of the West. The Sheriff might not have had the fastest hand but he did have global satellites.

The end of Islam as an alternative world system appears to now be complete. While the inability of Israel to unite the Arab world was one indication, the misuse of OPEC funds was far more serious. Instead of using billions for Third World development projects, the money was immediately reinvested back into US banks which then was loaned as transformed petrodollars to third world nations. All gained but the poor in the first and third world. But it was in 1981/82 when Hussein attacked Khomeni–the legitimate challenger to the Western worldview in that he did have an alternative to the modern world–that Islam began crumbling from within. Instead of attempting to reconstruct Islam, to make it relevant for the next century–that is, focus on rethinking philosophy, science and technology and serving the poor–Hussein, propped up by the CIA, focused on military power. Instead of developing an Islam that had a strong material growth dimension and a commitment to distributive justice, as well as articulating the fundamental values of Islam so as to contribute to global issues of environment, knowledge and development, particularly outside of the discourse of national sovereignty and instrumental rationality, Hussein turned his gaze on old dynastic disputes. While he failed miserably in conquering Iran he did manage to destroy the Iranian claim to the future. The West enthralled at his version of modernist Islam showered him with praise and funds. It was this same West that was quick to abandon him when Hussein turned his attention to their puppet state, Kuwait.

The Gulf War if not a World War was certainly a global war. Like other global projects, this war united the world. Even though George Bush’s manliness was on the line, it was the United Nations that was fighting, even if merely as an extension of the US State Department. The victor, however, was Cable News Network, with individuals in real time able to judge themselves who was right and wrong, who was winning and losing. The world was now united in a new mythical polity of electronic nerves . While Internet is in its infancy, it remains the planet’s larger undertaking, the grandest social and technological innovation, promising to not only create communications among individuals and NGOs and thus in-between State structures but also to provide the vehicle for the Earth as a Shopping Center.

But internet had not yet reached Iraq and thus it was only through CNN that news could be constructed. Still while CNN left out numerous images for global visual consumption, the brutality on Iraqi citizens, for example, we saw more than in the Chinese revolution. In that instance, Deng saw that the workers had joined the students and that real socialism, economic democracy, instead of a State monopolized economy was being vocalized. A few students he could tolerate but workers actually wanting people’s socialism was too much. In the guise of Tiananmen Square, workers’ associations were crushed. The attack on the Chinese State was defeated and notwithstanding idle trade threats from the United States, from either Bush or Clinton, the Chinese GNP has continued to expand. The message to capitalists everywhere is that your money is safe in China. Our State is strong; labor is weak. Deng knew that Coca-Cola would win. He was merely afraid workers might want a greater piece of the action, of China’s political and economic future. And now as China sends its satellite (funded by Turner Broadcasting, among others) into the sky, limiting sovereignty to 19th century visions of the nation-state will not suffice. Even if receiving the signal remains illegal, this temporary shutting of the gaze of the Chinese to the external world will not succeed, for MTV, CNN, Sky News have already entered Chinese social and cultural space (in Taiwan and Hong Kong). And as Deng well knows the Chinese are first of all a people, bounded not by Western articulations of the modern nation-state but by the historical family State. Lee Kuan Yew’s moral prescriptions may work much better in managing the paradoxes and contradictions of the emerging world social, spiritual and technological orders than the legislation of the individual gaze.

GOOD AND EVIL: EVIL AND GOOD

In many ways, we have taken significant steps toward the global civilization “new age millennium seekers” and others have been envisioning for at least the last hundred or so years. But paradoxically these changes have not come about from goodness as the humanists among us would want us to believe, rather they have in many cases come about from our “evil” actions . Indeed, it is the thin layer of American culture that is universal . It is global pollution that unites us. It is the depletion of the ozone layer that unites us. It is the fear of nuclear holocaust that unites us. It is the unstoppable march of consumerism that unites us, for we are all shoppers now.

It is Coca-Cola that unites us. In an age when many are reverting to nationalism, and renewing vicious historical agendas long suppressed by the materialism and technocracy of modernity, it is Coca-Cola that gives us the message of the new world. And, intriguingly, it is the evil empire, the previous USSR, that saluted not its own national flag but the Olympic flag and anthem when it won medals–perhaps a minor moment in the history of the expansion and contraction of the Russian empire, but nevertheless ripe with poetic charm.

But how has this come to be. This modern world that is now breaking apart began to take shape a few centuries ago. As R.B.J. Walker writes:

The claims of Church and Empire, the obligations of feudal modes of socioeconomic organization, as well as the categories of philosophical and theological speculation all rested on a hierarchical understanding of the relation between the collective and the particular, the universal and the specific. With the massive transformations of early modern Europe, these hierarchical formulations no longer provided a plausible account of this relation. It is in this context, for example, that we usually understand the emergence of new conceptions of the individual and nature as radically distinct from each other, of the Cartesian ego set apart from the objective world. It is in this context also that the most fundamental questions about political identity had to be posed anew.

In the battle between Church and Empire–between intellectual expansion and territorial expansion, in the battle between two very different sorts of civilizations, one inward looking the other outward looking, one feudal in its economic mode and the other tributary in its economic mode–both lost. It was not the king or the knight who won. It was not the priest, or the advisor, the minister, the serfs or the slaves. Rather outside the castle wall (but not in the fields where the peasants toiled), but in the trader-led marketplace began the emergence of the world capitalist system (and then exported through the power of naval and military technology).

This was the birth of capitalism, the beginning of a five hundred year trend. Central to the new social formation was a system in which the capitalists were at the top, farmers and workers at the bottom and intellectuals/priests and warriors, the military in the middle, existing at and for the will of the capitalists.

Instead of empire, it was now a system of not-so-equivalent nation-states. Liberty, fraternity, and equality, the cry of the French Revolution, eventually became the goals of “civilization” but only in the context of, only in the boundaries of the nation-state. The strength of the West was making its particular “civilization” universal, thus becoming the measure of all other civilizations.

The universalization of a particular civilization further exacerbated the tension between center and periphery, indeed, Western civilization and modern capitalism thrives on this distinction. However, what is good for the center is not good for the periphery for the periphery structurally exists for the benefit of the center. The first stage in this process was the slave trade, the second was the theft of raw materials, the third was the dismantling of the periphery’s manufacturing abilities and the fourth was the creation of a world intellectual space in which the other was culturally inferior, that is, uncivilized. The fifth has been the paradigm of development, of relinquishing the last bit of local knowledge for universal models of economic and political development that implicitly carry on the value structure of social Darwinism, of Spencer and Comte.

This has not been difficult to accomplish as most cultures themselves make this important distinction between the inner and the outer: between the racially pure and the barbaric. Once the definition of the West as modern was accepted, the rest quickly followed . By the end of this century, it has become quite clear who is Center and who is Periphery. Simple indicators such as how we date history (BC, AD), time (GMT), how we see beauty (Paris) and those in the periphery see the West (streets of gold and lanes of sex), and the dominance of “development” (we must develop the natives, the poor, the rural, women, the Other) as the paradigm of science and social science tell us a great deal.

We see this most noticeably in the recent Disney movie Aladdin. The magic of traditional Araby are replaced by images of Iowa, of secularization, and of the categories of humor of Hollywood. Aladdin no longer resembles an Arab but a mid-western American. In the beginning of the movie he is called Aladdin–the servant of God–but by its end he wants to be known as just plain “Al.” Instead of categories of humor based on the Arab world, we are given mindsets that emerge from American situation comedies. The sophistication of the technology, the brilliance of the editing make an alternative Aladdin a luddite joke. Thus instead of a story of a young boy’s dream of spiritual renewal, of challenging the power of the Vizier, we enter a world where all of us become just plain Al. And what does Al do after the movie: he buys Aladdin and Yasmeen dolls. What does that do to the innocence of young children who live in the Arab world: it leads to self-hate since they know they are no longer Aladdin nor can they move to Iowa and become plain “Al.”

Wars over material wealth as well have continued the peripheralization process. World War I destroyed the old empires and created the possibility for the American economic miracle. Standardize and buy: Mix and Melt. Destroy Nature. Create Technology. Destroy History. Create Movies (and now virtual Reality). Destroy tradition. Create obsolescence.

World War II also destroyed the idea of world unity based on the victory or the superiority of any particular race. But it created the possibility of world unity based on a particular nation. America claimed the mantle previously held by the Portuguese, the Spanish, the Dutch, and the British. But now the arena of power has moved from the riverine, to the Mediterranean, to the Atlantic and now with the rise of the Japanese (and South-East Asia) to the Pacific.

Even having debt denominated in one’s own currency (just print more money, one doesn’t have to worry about exchange rates) has not made up for high military expenditures and the costs of being a global policeman. Caught within its own paternal and expansionist cosmology, the US can but take itself too seriously. The American image is that of a global division of labor where the US provides power and high finance, the Pacific manufacturing, and Asia and Africa raw materials and labor. But as the Japanese have most recently shown, humans are so not because they are spiritual or reflect on the world, but because they can improve on nature.

Using the following indicators , we can better understand what has happened. Their c/n ratio was even higher than the America’s (c/n is culture over nature, value added manufacturing), their quality/price ratio was also higher and they understood (having few commodity resources) that they had to be self-reliant. Working together, again family as State–state and business, labor and management, high tech and artisinal–they created a system of vertical integration where each level, from multinational, to local suppliers, to labor, was provided security. Moreover with Mahayana Buddhist and Confucian culture there existed the prerequisite ethic to allow for a view in which heaven had to be created on earth. The vertical structure of its culture was isomorphic to a bureaucracy and an industrial organization while its horizontal structure also allowed for distribution for all . Unlike hindus who resorted to karma, the acceptance of the will of god, East Asia wanted to improve upon God. Understanding that high-tech markets were chaotically dynamic and that once buyers and suppliers became locked into a new technology, profits would create a positive cycle of growth also helped accelerate the miracle economy.

But like the US, Japan has one economic ratio that does not bode well. This is the f/r ratio: the finance economy to real economy. This is the relative amount of money that one can make through speculation versus the amount of money that one can make through labor, manufacturing and services. For example, why work when there are millions to be made in the speculative markets. It is this speculative bubble, this misuse of money–money which does not work, that takes money away from reinvestment, from science and technology, from redistribution and demand–that leads to cultural and economic decline. The markets go up not because of industrial expansion (because of fundamental value) but go up when the real economy goes down because interest rates fall. Ultimately the two economies disengage, concentration of wealth goes to record highs, money does not roll over and a deep economic crisis sets in.

However, the Japanese seeing their real economy slowly delinking from the finance economy have tried to cool things off and instead of a spending spree they have been on a building spree, mostly in East Asia. Like others, they know that the US is a sinking ship, and it is time to get off.

In the third world case it is the not f/r ratio that accounts for financial crises but the c/r ratio–the corrupt economy to the real economy. Individuals feel hopeless since economic rewards go neither to the speculators nor to the hard workers, rather they go to who has caste, class, or family advantage, to those in the bureaucracy. The wave of privatization is partly about reducing the power of bureaucrats and creating an emerging entrepreneurial class. This, however, does not give labor a better or new deal, as the Japanese have managed. Labor remains local, while capital is global and mobile.

But from the Japanese corporate perspective, national capitalism is only one stage. According to the President of Canon Corporation, capitalism is ready for its final phase, having traversed the earlier three.

Phase 1-Jungle capitalism, survival of the fittest in Spencer’s terms. If you are poor, you deserve to be miserable. God’s smile has not touched you.

Phase 2-Modified capitalism. Labor is as important as management. Treat labor well for they provide demand, they buy goods too. Moreover, well treated labor is loyal and works hard. The goal is to reduce the ratio between the wealth of the manager and the laborer, not 80 to 1 as in the US but say 20-1.

Phase 3-National Capitalism. In this third stage, the State enters the economy so as to provide discipline to money. It is the State that should protect so that corporations do not suffer from “quarteritis” as Loy Weston argues, so the long term, that is market share is kept in mind, not merely short term profits. The State also ensure that labor does not suffer from the cycles of growth and recession. But the nation is limited in mobility and corporations can do a better job at giving identity anyway. In short: the new world of the corporate world government.

Phase 4–World corporations. In this final stage, corporations finally gain sovereignty and individuals identify with them first, nations and race, second, and families, third. They work directly with people and with consumer associations, and other types of NGOs. States mainly create an environment where corporations can thrive (without hurting the system as a whole) and the State sets limits when battles between corporations hurt the common good, for example, when they damage the global environment.

This then is the future: a world led by corporations, where our sense of identify is linked to companies. Will they issue passports, why not ? Do we need nations? Only for the short run, in the long run a world government that can aid in capital accumulation would be better. The world government would have a military force needed when a particular group reverts back to racism and nationalism or feudalism (Hitler or Bush or Hussein).

NEITHER FEUDAL NOR CAPITALIST OR COMMUNIST

But this is not the only vision of the future. Another very important vision comes from, among others, Indian philosopher P.R. Sarkar. In his view we are in dramatic times, when time itself changes shape and begin to “gallop.” In the language of Ilya Prigogine , we are not in a stable situation, we are a state of flux, in a state of chaos, a time of bifurcation when the actions of a few can change the world system. In these times, the action of a few can change the direction of history. Human agency does matter.

Sarkar approaches identity in a dramatically different way than conservative or liberal traditions. For him, we can associate with our ego, which we often do or we can expand to our family. Then onward to our nation, then often our race, and for a few of us, humanity. But there is a step further which the Japanese model of growth, which the Coca-Cola model of the future forgets. This is that nature is alive, we can improve upon it but everything in the world is alive, animals, plants and humans. Everything is an expression of the supreme consciousness. Humans, of course, are special not because they can produce hierarchy but because they have purpose. In a recent show of Star Trek: The Next Generation, everyone suddenly finds themselves without identity. One character suggests that we will know who we are once we know our mission, our purpose. Another says we will know who we are once we know our enemy, we are here to fight. A third response is we will know who we are once we know our rank, where we stand in the hierarchy of humans. Who are the ruled and who are the rulers becomes the key question. A fourth possibility not developed in the show is that of examining our pockets, to see how much we have in our wallet or bank account and then locate ourselves.

For Sarkar it is purpose that makes us special, this ability to reflect on consciousness, and following classic Indian thought to become that consciousness through meditation on it, since our individual mind is essentially the same as the universal mind, universal consciousness.
What results are strategies to save the whales, dolphins, rare plants, to protect global life and diversity. But Sarkar is not merely focused on the concern for the Other, he also understands that a civilization cannot stand unless it provides for the economic vitality of its people. But unlike the language of material resources which ends up commodifying everything, for Sarkar the task is to create conditions where we can use physical, mental and spiritual potentials to the utmost. Humans have all types of potentials that are not used: land, labor, but especially imagination and spiritual wisdom. Our global poverty is not only a result of the concentration of wealth but also because of the lack of use and misuse of our various potentials. Moreover, these resources are rarely used for the global good, instead wealth remains in the nation. Can the model of the family be extended beyond the nation, to the global itself; instead of, Japan inc., World inc.?

However, while the spiritual potentials are endless mundane potentials have limits and their overuse and abuse hurts the planet as a whole. Thus in Sarkar’s model there would be limits to wealth accumulation. These would be tied to minimums placed in the context of basic needs–survival needs, housing, air, water, health, education, food. The largest part of the economy would be the people’s economy run as cooperatives with management and labor working together. In this needs-based economy, new technologies would reduce hours of work. Economic projects too large or complex could be run by large organizations, corporations or government. And projects too small should be run by individuals in a market economy.

Where the communists went off track is that they placed labor value at the center of everything, forgetting the value of capital, imagination, and spiritual development. Where capitalism is incomplete is that it minimizes the value of labor placing the accumulation of capital at the center. One totally attempts to place land in the hands of the collective, the second in the hands of the individual. Certainly humans have a desire to own some land and wealth but we neither need nor can afford unlimited land for everyone, nor should we place wealth in the hands of a central authority run by bureaucracies (as in the nationalizing industries model).

Sarkar also understands the value of research and development, of entrepreneurship, for it is this which leads to new wealth, which increases our potentials, which leads to growth. There should be incentive structures! Humans, after all, learn from struggle. Following Indian philosophy, there is no end to history as with communism where all ends with the perfect state or with capitalism where all the rich end up in heaven. It is the individual in the context of the planet that is paramount; the economic vitality is a prerequisite for creating an environment where enlightenment is possible. Social perfection is not possible since central to the Indian experience is diversity; individual perfection, in terms of spiritual enlightenment, however is not only possible but central to one’s life mission.

But most important is that these principles should be applied differently in different places. But given Sarkar’s neo-humanism, of the placement of our identity in the cosmos, what of our local conditions, what of our local environment and our sense of territorial place? For Sarkar, these local units should be our basic economic units, decided on local languages, bioregions, and historical cultures not on the category of artificial nations (created largely by departing colonial masters. (Rwanda being the latest Western export to the US). As each unit becomes self-reliant it will expand its trade until there is a world economy. Sarkar does not argue against trade, however, as third world nations know, when you sell your raw materials, in the long run you become poor. The prices for commodities fluctuate, but the prices of manufactured goods go up. Also with raw material there are no automatic multiplier effects. With manufacturing there is learning as the challenges of development are met. Schools and other industries grow up around manufacturing centers. But where should these centers be? Where the raw materials are, that is in the countryside, not in the city, argues Sarkar. Thus for Sarkar local economic development is critical as it leads to economic vitality, especially when based on economic democracy.

But this is not localism based on race as many would define it during economic downturns (blame those that look or talk different is the easiest strategy for the politician who wants to rule, as Slobodan Milosevic of Yugoslavia knows very well). Localism is based on where one puts one’s wealth. One is local if one uses money for the area’s growth, not use it to make profit which is sent far elsewhere; if one contributes to the area’s social and cultural development.

Sarkar gives us another model of economic growth. Compatible efforts include community development projects, cooperative centers and on a larger scale through the activities of the Green Movement. But Sarkar develops the most comprehensive, eclectic model. His model gives us a real alternative to that of world capitalism or coporatism that challenge identification with the logos of Coca-Cola.

But then who is right? Which way will it turn out? In the short run clearly realpolitik will determine the future, that is, new models that threaten traditional order are often resisted intellectually and if that strategy fails, through physical force. But in the long run a model succeeds if it is complete. To begin with, a new model will have to bring economic wealth. But it will also have to satisfy the needs of the French revolution which have all but become universal, that is, equity, liberty and fraternity. And it will have to satisfy some basic spiritual needs.

To better understand this let us frame this in a simle two by two table. The top left square is survival needs. The top right square is for well-being needs. The bottom left is freedom needs and the bottom right is identity.

Capitalism and liberalism have been strong on freedom: the right to travel, the right to mobility (especially for capital, less so for ideas (monopolized by Western categories of thought) and less for labor (bounded by nations and now larger economic blocks). Even with these boundaries, one could still leave the farm, go to the city and make a million dollars. One could buy a house and ensure that one’s children were not laborers, that their life was better off. Of course this worked better for the center than for the periphery. Africa which lost it male population because of the slave trade did not fit so well into this model. Recently General Ibrahim Babangida, former president of the Federal Republic of Nigeria, argued that debts would be written off because the billions and billions of units of wealth that was lost because of the slave trade . Indeed, the West should be paying reparations to Africa because of the slave trade. This was true for India as well where Indian weavers had their hands chopped off if they dared weave clothes and defy the East India Company.

Thus capitalism does well in survival and well being categories at the center but not at the colonies, for it is the colonies that provide the raw materials, that provide the labor, that provided the gold. For instance, imagine the opium wars if they were held today. Can one imagine if the cocaine cartel attacked the US and forced Americans to become addicts. Impossible and yet this was China’s fate not too long ago.

The community development model provides identity (localism, the local group, often religion), provides well being, but only for a few and at modest levels of wealth. It is excellent at survival, there is employment, but is weak at freedom in terms of mobility. It works at the local level but is more difficult at the national or global level. What is needed are models like Sarkar’s that attempt to bridge this gap borrowing the best from the socialists, the capitalists, the Japanese. Freedom, however, in terms of the accumulation of capital and land is limited.

The presence of the periphery underscores the crisis within global capitalism for not only won’t the periphery go away but it has now seeped into the Center, in a kind of reverse globalism. Among other, Robert Nelson understands that there is a crisis within capitalism. He reminds us that it is theology that gave legitimacy to capitalism. However, capitalism has lost its ethical bases. It has not won! The critique of inequity that television world travel show to all is no longer hidden. And people know, especially women, that you can’t blame the victim; there are social structures that create victimhood. You thus can’t blame females for rape. Nor can you blame the rape and genocide of the third and fourth worlds on those worlds themselves. With terms such as structural violence becoming more current, then we should not be surprised that the idea of progress is in trouble. For as Nelson argues, capitalism might be efficient but it hasn’t caught people’s imagination. Remember, economic growth was once linked to bringing heaven on earth. At one time greed was harmonious with the predestined elect. It is no longer. Self-interest was harmonious with the Newtonian worldwide since the world was perfectly ordered and lawful (but relativity has made that problematic). Spencer raised corporations to the top of evolution and although many are still riding the crest, they have yet to deliver. Even Pope John Paul II reminds us that while capitalism might be efficient, investment choices are always moral and cultural. While the world has rejected socialism, it has not rejected egalitarianism and environmentalism.

Of course what John Paul was saying was that people want markets, the free exchange of ideas, goods, and services but not, but not, monopolies, excessive greed. For Nelson, if capitalism is to survive, it needs new moral arguments and spiritual dimensions, a task for theologians not economists. Unfortunately or fortunately, Coca-Cola has not hired any theologians, and Disney only hires people who believe in animism.

Again what is needed are theories and practices that create a new blend of spirituality, environmentalism, distribution and growth. What is needed are systems of thinking, like Sarkar’s, wherein there is not one right or wrong, but there are layers of reality, as with Spengler and Buddhism, deep and shallow. Most of us exist at the base levels of intellect and body. But great inventors and artists enter the realm of intuition, while prophets go deeper into super rational realms in which the unity of being is prima facie evident.

DIVERSITY AND UNITY

The last important criterion point is the ability to be diverse as significant as survival, well being, identity and freedom. One must be able to respond to the problem of philosophical diversity. There are a range of positions available. (1) one could argue that there is only one truth and others are false. History and the diversity of humanity have not supported that view. (2) One could be zen like and argue that all positions are useless since they are created by the intellect and we must thus transcend philosophy. True, but creating structures and theories is what humans do. Entering a zen frame of mind will not change that. (3) One could argue that only the material world is real and culture and spirituality are not important. (4) Or one could argue that only the spiritual world is real and the material world is not important. We have seen civilizations focus on either of these directions and obviously both are true from different vantage points (as Pitirim Sorokin argues). However, overly materialistic perspectives lead to crises of faith and overly spiritual civilizations result in a loss of economic vitality. There are a host of mid range positions that are more useful, for example, the view that all cultures are trying to approach some type of truth but are seeing different fragments of it or there is one absolute truth and the material world is a representation of it, not eternally true but relatively true. In this latter case the relationship between the infinite and the finite needs to be worked on, however. But what the ecological movement has shown us is the importance of diversity. It is crop rotation that preserves the land and leads to greater wealth. To this Sarkar adds prama or balance between the individual and the collective, between body/mind/spirit, between inner and outer directed activities.

As important as ontological diversity, the nature of the totality of reality, is epistemological diversity, the ways in which we know we know. A balanced perspective would acknowledge multiple epistemological perspectives: logic/reason, sense inference, authority, and intuition. It would also include love or devotion as not merely an emotion but as a central way of knowing and changing the world. Most theories or perspectives focus on one or two of the above but rarely do we have attempts to include all of these epistemological perspectives.

One can thus judge the future based on the ability to meet freedom needs, identity needs, well being needs and survival needs as well as diversity (ontological and epistemological) needs. At the same time as important are visions that blend the inner with the outer, the need to bring heaven to earth and earth to heaven, that is those that provide a moral and spiritual theory to our material dimensions and a material dimension to our idealism. Socialism has failed. Capitalism has united the world but cannot it lead us further. Most likely it is efforts such as Sarkar’s Prout and other similar efforts, that are both authentically based on a civilization’s categories, the local, and try and transcend these categories through dialog and borrowing from other cultures, the global. It is this link between the local and the global that will provide the next model of the next century.

Postmodernity, Chaos, and Civilizational Stages

While we await new models of sustainability and transformation, the present can be characterized by the end of systems. There is a pervasive sense that things no longer make sense, that is the world is no longer familiar. One possible accounting for our sense of homelessness is that we are in between epochs. Sorokin is useful in helping us understand this transition stage. He argues that the range of type of possible systems can be understood by answering the question, what is real. We answer this question either as matter or idea or both, or nothing is real, or believe the question itself is meaningless, that is, we can never know what is real. The first answer leads to a materialistic type civilization, what he calls sensate, the modern world. The second leads to ideational type civilization based on the transcendental, the middle ages, for example. The third type leads to a brief period where both mind and body are real, where both heaven and earth are considered important. The fourth type cannot lead to any type of civilization and the fifth leads to despair since there is no ground to stand on. Writing much earlier, in the 1960’s, Sorokin believed that we are at a time where sensate civilization is in its final era and a new civilization is starting. Thus the world does not make sense because the bases of the world is changing. Sorokin predicts we will now enter the idealistic, both mind and body, golden era.

But we could also move to a new ideational civilization. This was the attempt of Iran to move an essentially spiritual religion civilization run by the clerics. This is the effort of evangelical Christians where the key question is not how much one has saved but is one saved? This is fundamentalism–religious and scientific–a return to the original text, uninterrupted by history and uninterpretable by those not chosen. For the fundamentalist, we should live in a world without metaphors but with the utterances of the original text since they were truth and will always remain so. Interpretation is not considered problematic since there is only one cosmology (Islamic or Western or Sinic or Scientific) anyway. The problem is what is the status of the Other: are they barbarians, their text but shadows of the real book, the real science. Thus fundamentalism sees the future of a diverse world, a world of many cosmologies, and evokes not the ancient world when language was magic but the dying modern world wherein language neutrally describes reality, where language is unproblematic. Seeing a vision of many, it returns with vengeance to a world of One.
Others see the future and argue that we need new metaphors that break us out of the universalizing and civilizing project of modernity. Joseph Campbell certainly based his career on examining traditional representations of reality across many cultures, arguing that it was time for new mythic stories. Others ask: is it possible for civilizations to engage in a grand conversation of who we are and what the future for all of us can be?

Equally significant are postmodern writers such as Michel Foucault who argue that we cannot know what is real since the real is always mediated through language and culture. Everything is politics since language is not transparent, it does not merely describe the real, but it creates the real. This goes a step further than Noam Chomsky who argues that language participates symbolically in creating the real by reference to deep structures. It also does not return us to the magical world of the mantra where the utterance of the right word can unite us with the Other, be it God, nature or self. For Foucault and other postmodernists, deep structures and ancient mantras are in themselves metaphors. In the postmodern view, nothing indeed is really real since all is representational. While this move certainly avoids the reification of power to any particular vision, ideology or metaphor, it does not help in creating possibilities and models for economic growth, for sustainable development, for even as it opens up spaces for alternatives, it refuses to allow these new spaces to be filled by possibilities of a different world, of an alternative praxis. As Sorokin would say, one cannot base a civilization when nothing is really real. We need some anchor point, some point to place hand, heart and head as we move onwards into the next century.
But again, Coca-Cola and United Airlines represent the world far better than social scientists or revolutionaries. Through drinking Coke we can participate in the soon to be global civilization; we participate in a deeper emerging global structure. Helping every Olympic team is not the act of traitors but the act of those who are truly patriotic to the world–that market share goes up doesn’t hurt either.

CULTURES OF TECHNOLOGY AND TECHNOLOGIES ENDING CULTURE

But not only are discussions of reality changing our world whether from chaos theory or postmodern politics so are the rise of the new technologies: physical, mental, spiritual and social. While change has always been destabilizing, a few new technologies in particular promise to change how we know ourselves and which categories of the real we will inhabit.
Through virtual reality, we will be able to practise safe travel and safe sex. Indeed it is the potential for pornography that will drive this new technology. With the ability of expanded computer technology, we will be unable to differentiate the real from the imaginary. An image of a world leader promising prosperity might just be an image constructed by a few hackers. Fidelity to traditional notions of representation will be broken. The problem of the original text especially for fundamentalists will be further complicated since distinctions between types of reality will be blurred. Will religions then offer virtual reality experiences of their image of God. Perhaps the redeemer, whether Jesus, the Mahdi, the taraka brahma, is returning and might be available to all, at all times. Reality will never be same again (of course, postmodernists tell us, it never was other than peculiar, it was always based on the episteme, the epistemological boundaries of the time). However, now we will be in many epistemes, which will grow perhaps by each technological innovation cycle. What then will be fundamental?

Equally damaging our traditional notions of reality will be advances in genetic engineering. But instead of ending the real, genetic reconstruction will end the natural. While genetic engineering will start out quite harmless since all of us want to avoid abnormalities, or various genetic diseases, thus we will all want to be checked by our family genetic engineer. But soon this will lead not to disease prevention but capacity enhancement. Intelligence, memory, body type and beauty will be open for discussion. Birthing will eventually be managed by State factories and we may potentially be the last generation to produce children the old fashioned way. It will be the final victory of the feminists and their final defeat. The biological cycle will have been terminated by technology and women will essentially be not any different than men once their reproductive capabilities become unnecessary. The causes of alarm are there (since the most likely scenario will be one where it will be managed by the few for the profits of the few with our genes moving from personal space to the marketplace) but perhaps in latter stages when everyone can be beautiful it will be moral and spiritual potential that will matter the most. Perhaps then with fewer genetic diseases, our differences will become once again charming instead of attributes that keep us from uniting as humans. Perhaps genetic engineering will paradoxically lead not to sameness but to difference and to a greater humanity.

Development in robotics and artificial intelligence will potentially not only transform the labor movement and our definitions of work but also our conceptions of humanhood. We can foresee a time when they will have legal status . Perhaps not the same as humans but certainly some type of legal category will be found or will develop that gives them protection as well as culpability.

To begin with, the best way to eradicate the exploitation and drudgery of labor (and to tame labor as well) is to increase the use of technology. In capitalist structures this means layoffs, under cooperative structures such as Sarkar’s this means more leisure and time for philosophy and play; politics and love. Eventually, a robot will injure a worker and will be found culpable since it will be argued that the manufacturer and owner should not be found liable since the robot learned, since the robot is alive. While the initial drive will be juridical, concomitant with ways of thinking that see everything as alive, like quantum physics, Buddhism, animism and Indian thought, and with advances in artificial intelligence it might be that we will develop a new ethic of life where humans are only one life form among many. Their utility value will be surpassed by their existential value. While a robot uprising is unlikely, the move from robots as represented as machines, to be seen as dumb but lovable animals and then to gaining similar rights as children is quite easy to imagine.

What results from a view in which everything is alive, that the real has numerous dimensions, is a perspective that frames technology not only as material but as mental and spiritual as well. The first stage of this results from the human potential movement. If we assume that most of us use less than a percent of our brain and geniuses use two percent, then technologies whether concentration and meditation exercises or those that merge the brain with type of brain enhancement physical technology should take off. A more balanced worldview (body and mind) would encourage these types of developments more than chemical based ones. These might also change our theories of the nature of science as we search for unities that are both mind and body. Sarkar, for example, posits that there exists microvita, basic “energies” that carry information, viruses and can create life. They link perception and conception and are thus both mental and physical not either material or ideational as we have historically tended to view the subatomic world. The basic substance of what is then is no longer dead matter but living bottles of energy that both use us and can be used by us in a variety of ways.

Less concerned with holistic technologies, Freeman Dyson believes that we need to move away from metal-based technologies to biological-based technologies. Among other suggestions, he has introduced the idea of the Astro-Chicken: a space ship that is biologically grown instead of engineered. We already have life substances that eat up bacteria, that among other uses, can help deal with pollution spills as well as provide food. His central argument is that we are looking in the wrong direction for the future. Equally far reaching is the work of Eric Drexler on nano-technologies. These are minute technologies which in effect would break down matter and recreate it in any shape or form we want. Instead of growing food, we could create food by simply rearranging molecules.
These new areas of technology then promise to change the world. They certainly at one level make the vision of a small community, of local spaces, less possible. However once these new emerging cultures transform us, it could be that we might return to a more intimate tribal lifestyle but choosing not only our tribe but our genetic make-up, our version of the natural and of the real. These new intended communities could be on Earth, in our minds, or we could be hurtling through the stars either with or without our bodies.

Unlike most spiritual thinkers, for Sarkar, these new cultures of technology provide us with great possibilities to create a better future. Properly controlled, that is used for needs not profit, and delinked from instrumental rationality (if that is possible!) they can help create a planetary society. For capitalists these new technologies promise a renewal, rejuvenation from the exhaustion that has set in. They promise to revive the idea of progress. Thus, it is not theologians who will provide the new spiritual basis for capitalism, but hackers, lab experts, and new age visionaries. These new technologies pose the most dramatic problems for those of us who consider the natural as fixed instead of as constantly changing and in the process of recreation. Fundamentalists, in particular, will find the next twenty or thirty years the best and worst times for their movements. The best because the forces of tradition will flock to them; worst because the technological imperative and humanity’s struggle to constantly recreate itself and thus nature will not be easily forced back. Even biological spills will most likely not be controlled by State regulations but by new technologies themselves. The answer to these types of problems may be in newer advanced–physically, mentally and spiritually–technologies. Technologies in themselves will be redefined in this process as not merely material processes but mental and spiritual processes embedded in particular cultures. Our notions of the natural, the real, of truth, of the technological will no longer be fixed but porous just as United and Coca-Cola have made the idea of sovereignty deeply problematic. Fundamentalists will attempt to dam these leaks through appeals to the classical words: God and nation. Humanists will look to citizen control groups to stem the technological avalanche ahead and scientists will stand in stunned silence at the world they have helped undo.

And unlike the evening news which has numbed us to fear, the emergence of a world without a concrete notion of truth, natural, life and good is cause to fear and rejoice. In the chaos ahead, we may begin the slide down into a long depression. Center/periphery distinctions could worsen. Genetic technology or biological technology could yield new viruses, new types of life that end our life. The planet itself, however, might not care. Gaia , argues James Lovelock, is a self-regulating mechanism that keeps life alive, humans might not be needed, just an experiment that went wrong. She might “choose” rabbits instead of monkeys this time. Out of this disaster instead of world church, or world capitalism, we might end up with a world empire again with restrictions on freedom, survival, identity and well being. Mad Max and The Terminator instead of the Jetsons or Ecotopia. Or more likely an Internet system that feeds directly into our brains as we imagine we are feeding into its nervous system.

However, we can hope that in this postmodern chaotic period, a new world will emerge that will have not one center but numerous centers, with many civilizations in dialog with each other, with many forms of cultures and life, rich with diversity but with some sense of unity, of enchantment with a larger vision of basic values that we have willed ourselves to: of dignity for all forms of life; of the right to basic economic, cultural and spiritual needs for all of us on this planet.

However, in the meantime, the logos of Coca-Cola hangs above the planet. But once we have drunk from the bottle, it is empty, and we need replenishing. While spiritual perspectives remind us that only consciousness is the real thing, local community efforts would have us switching to juice or local forms of drink. The new technologies promise to recreate drink itself so that imagining the real thing will be as tasty as the real thing. Fundamentalists would remind us that the real thing came only once and it cannot be symbolized as it exists outside of culture and history. A balanced response might go ahead and drink the real thing but when finished would search for consciousness and would question how it was produced, would examine the economics and politics of distribution and growth. A balanced approach would also want to make sure there was enough air, food, family, community, education, health, and mobility for everyone. Neither God nor economy or culture should be scarce. Like visions of the future they should be abundant.

Global Transformations (1995)

Sohail Inayatullah

Abstract Sohail Inayathullah examines the changing concepts of nature and technology in an essay on global structural transformations. He argues that the nation, the local, and the global capitalist system are in the midst of a dramatic structural transformation pointing to massive shifts in identity, economy and governance. He suggests ways for these changes resulting from current imbalances to lead to away from global depression  to global transformation.

Something I learned many years ago from cultural historian William Irwin Thompson is that all scholarship is autobiographical, so let me begin with my biases. Born in Pakistan and raised in Europe and Asia, with the last two decades in Hawaii, my approach to issues is often global.  Having never lived in one place for long, and having seen human suffering in all places, I focus more on transformation than stability.

I see us going through three layers of transformation: (1) epistemic transformation in how we know the world, nature and ourselves, (2) structural transformation of the world political and economic system, and (3) short-term crisis. Let us first examine the current,  short-term crises.

Current Crises

The short-term crises include dramatic shortages of drinking water for the majority of the world. Of course, for those who live in that part of the world,  who cares? The crisis will become one–as with all crisis–once the western middle-class cannot find clear water to drink. We can anticipate water wars. The reasons for this crisis is our industrial lifestyle as well as the view that big is better.

The second crisis is intergenerational.  While caucasians at the end of the 19th century represented 50 percent of the world’s population, by the middle of the 21st century,  they will represent less than 10 percent. Quite a turn around. For example, in California, it will soon be 50/50 caucasian/hispanic-asian. However, the caucasian population will be mostly older and employed while the hispanic will be younger and unemployed. California’s scenario will be globally played out, with the Third World being young and the First World being old. Age wars (conflated with race, wealth and geography) is the forecast if presents trends continue. To survive we will need cultural and economic systems that see people as resources, who can physically, mentally and spiritually contribute to society, and not as unemployed dregs that only consume valuable non-renewable resources.

The third crisis is transformations in China, possibly through its breakup, the Balkanization of the Great Wall, if you will. This could lead to a south-west Muslim China, a Northern communist China and a south-east capitalist China. Alternatively,  China could continue to internally consolidate its power, and have occasional forays outward–Hong Kong, Taiwan, and even India could be under threat.

Structural Transformations

Sovereignty

At a deeper level are structural transformations to the interstate system, in predatory capitalism, and global governance.  While the nation state has not withered away, certainly it cannot claim the allegiance it once had.  Neither pollution nor capital respect state boundaries. International organisations, regional associations, and world treaties and unions become daily more important. It appears it is only the passport office that can manage to protect local conditions from globalism.  For even as capital is free to travel worldwide, labour must still pay for airline tickets and visa fees. And if one is from impoverished areas, then travelling upwards to OECD nations is all but impossible save for a select few with skills needed in the First World.

The nation-state, while once an elegant solution to tribalism, to difference, has only managed to delay the issue of larger governance system.  Unities exist in the context of an unequal global interstate system.  Democracy, liberalism, and individuality might be fine nationally but certainly are too radical globally.  Nations might have order within but anarchy is still prevalent outside of them.

The challenge then is to move to a new systemic level, a bifurcation to global  governance.  Unfortunately, in this post-communist period, instead of becoming increasingly open and transforming to a new level of unity, we have regressed, slinked back to tribalism. Local leaders have used past wrongs, the fear of the Other, as a ruse to consolidate power.  Barbarism has come back with a vengeance, making many wish for the stability of nation-states, however inequitable they can be to local communities, to minorities. A police-state after all is stable.

The paradox is that the economy is now global but politics remains national.  Activism at the level of the nation-state in changing human conditions is difficult since labour and ideas are bounded. Leftist, green, and other transformative strategies do not succeed at the national level since nations merely export their problems.  Reducing deforestation in one nations merely means that corporations move to another country. As Hazel Henderson writes: ‘Countries with well-regulated, human labour markets and social safety are uncompetitive as corporate employers move out.’  To tame capital, labour must become global, or localism must become strengthened. However, localism, while somewhat able to deal with issues of community, identity, can also be contaminated by racism. Difference is not tolerated since community is culturally or racially defined.

Globalism, on the other hand, commodifies difference using it to continue the march of capital.  Ideas appear to be free, as information gurus want us to believe, however, ideas often flow directly from the West to the South, it is rare that flows of news, entertainment, and significance both ways.  We do not have dialogical relations. This does not mean that their cosmologies exist in isolation to each other; rather, travel, international conferencing, ‘development’ the lure of western education and the flux of yogis, sufis, and zen roshis westward, all have began to create cultural fusion at many levels, beginning the irreversible (let us hope) process of creating a global civil/spiritual society.  However, while not successful at a grand system level, the counter-culture movements–the anti-capitalist movements, the non-governmental organisations—have began to threaten the citadel of continued economic growth, have began to call into question the universality of the West and of the tyranny in the Third World, that is too easily passed off as post-colonial socialist critique.

Emerging crisis in predatory capitalism

Capitalism, historically successful, because of its ability to adapt, to create destruction, is in the midst of moral crisis.  Capitalism is based on the belief that hard work leads to rewards. That if there is inequality it can be explained by effort. Those who are poor are lazy. This link between work and success is being undone at many levels.  At the level of the stock markets, the question remains, why work when riches can be earned on the speculative markets, through gambling?  Global casino capitalism has begun to undo the moral basis of capitalism. Social movements concerned with justice have undone the positive contributions of greed and have undone the importance of wealth accumulation. Without the moral justification for capitalism, it will collapse as an organising system.

Economist Ravi Batra also argues that the system will collapse but for different reasons. He believes that as more and more money goes into speculative markets, it is only a matter of time before the system collapses. The ratio of the financial economy to the real economy begins to widen– indeed, currently 90 percent of the trillion dollar daily markets are speculative not trade or investment-based–leading to unsustainable (and false) growth. The communist solution, of course, was not much better. Then, the State pretended to pay and labour pretended to work.  In comparison, Third World bureaucracies suffer from a deficit of moral capital.  Why work hard and save when jobs are given to those with the correct genetic connections or those close to the ruling junta. Corruption, while easily rationalised, as a filing fee, devalues a culture’s self-worth, leading to deficit of the soul (and to the rise of the religious right).

The global financial system merely fuels greed and inequity, not development, and not challenge. The result is a global economic and cultural imbalance.  What is needed is not a recovery of the relationship between greed and growth but the creation of a world cooperative economy, where agricultural, industry and services are balanced, where wealth between regions is better balanced, where moral stories of cooperative behaviour have as much currency as stories of instant ‘scratch and win’ millionaires. The nation, the local, and the global capitalist system, while apparently eternal are in the midst of a dramatic structural transformation.  These changes on the daily level often go unnoticed but taken together they point to massive shifts in identity, economy and governance.  Let us hope that changes that result from grand imbalances do not lead to a global depression but a global transformation.

Global Governance

The final level of structural transformation are changes in global governance. With the bi-polar world less possible now–unless China remerges and claims superpower status in opposition to Europe and the US, the possibilities are either for a world with many hegemons or a system of global governance. The many hegemon system will see the US as a major player continuing to spread its influence over the rest of the Americas (and the world); in addition, we will see Europe over Africa; India over South-Asia, Japan over South-East Asia; and China over itself (however defined).  Alternatively, the crisis of the nation-state and capitalism could see the development of a world government in the form of a new United Nations.  Johan Galtung argues for a four house system: a house of nations, a house of corporations, a house of social movements and a house of individuals, direct democracy. Houses would be interlocked with the house of nations gradually weakening as zones of identity move from nation to globe.  Central to this model is the realisation of a new type of leadership, of a spiritual/servant leadership and of legal accountability of current State leaders.  Transparency International and other movements are partly about this, the spread of a worldwide accountability movement.  We certainly cannot be sure which direction the world capitalist system will head in, however, along with the nation-state, it appears in terminal crisis.

Epistemic Transformations

What is occurring is a fundamental change in how we know ourselves.  To begin with, technology is redesigning human evolution itself.  Susantha Goonatilake’s metaphor of technology bypassing culture to recreate the lineage of evolution is fitting.  Imagine a hand, he asserts, wearing a glove, writing with a pen. The hand represents the stability of evolution, our body constant over time; the glove represents culture, our meaning systems, our protection, our method of creating shared spaces and creating a difference between us and nature; and the pen, technology, representing our effort to create, to improve, to change culture and nature. While the traditional tension was between technology and culture with evolution ‘stable’, now the pen (technology) has the potential to turn back on the hand and redesign it, making culture but technique, a product of technology. Thus the traditional feedback loop of culture and technology with biology the stable given is about to be transformed. Equally stunning are the potential impacts of virtual reality, artificial intelligence and robotics.

There are four levels to this epistemic transformation. The first is: transformations in what we think is the natural or Nature.  This is occurring from the confluence of numerous trends, forces, and theories.  Genetics contests the biological order. Soon it may be possible to produce children in factories. With the advent of the artificial womb, women and men as biological beings will be secondary to the process of creation. The link between sexual behaviour and reproduction will be torn asunder.

But it is not just genetics which changes how we see the natural, theoretical positions arguing for the social construction of nature also undo the primacy of the natural world.  Nature is not seen as the uncontested category, rather humans create natures based on their own scientific, political and cultural dispositions. We “nature” the world. Nature is what you make it. There is no longer any state of nature. Eco Feminists point out that they have been constructed by men as natural with men artefactual. By being conflated with nature, as innocent, they have had their humanity denied to them and tamed, exploited, and tortured just as nature has.

It is not just nature that is now problematic but natural rights as well. Arguments that rights are political not universal or natural, that is, that rights must be fought for also undo the idea of a basic nature. The view that nature should have rights, as an argument against exploitation, also assumes that rights are fought after. The view that the non-living should also have rights, as with robots, and the humanly created, as well contests the idea of natural rights.  Finally, nature is seen as romanticised. For example, Hawaii’s forests are seen as natural, as stable, as always. But almost all of Hawaii’s trees are recently planted, after the sandalwood trade led to massive deforestation. Hawaii’s natural environment is very much a human-created environment. Thus, nature as eternal, as outside of human construct, has thus come under threat from a variety of places: genetics, the social construction argument, and the rights discourse.

Related to the end of nature are transformations in what we think is the Truth. Religious truth has focused on the one Truth. All other nominations of the real pale in front of the eternal. Modernity has transformed religious truth to allegiance to the nation-state.  However, thinkers from Marx, Nietzsche, to Foucault from the West, as well as feminists and Third World scholars such as Edward Said have contested the unproblematic nature of truth. Truth is considered class-based, gender-based, culture-based, personality-based. Knowledge is now considered particular, its arrangement based on the guiding episteme.  We often do not communicate well since our worlds are so different, indeed, it is amazing we manage to understand each other at all.

Multiculturalism has argued that our images of time, space, and history, of text are based on our linguistic dispositions. Even the library once considered a neutral institution is now seen as political. Certainly Muslims, Hawaiians, Aborigines, Tantrics, and many others would not construct knowledge along the lines of science, socialscience, arts and humanities.  Aborigines might divide a library–if they were to accede to that built metaphor–as divided by sacred spaces, genealogy and dreamtime. Hawaiians prefer the model of aina (land), the Gods, and genealogy (links with the ever present ancestors).  Not just is objectivity under threat, but we are increasingly living in a world where our subjectivity has been historicized and culturized. The search is for models that can include the multiciplicities that we are–layers of reality, spheres with cores and peripheries.

The end of modernity

The final level of transformation is in what we think is humanity.  Whether we are reminded of Foucault arguing that humanity is a recent, a modern category, and that our image will disappear like an etching on sand, about to be wiped away by the tide, or if we focus on the emergence of the women’s movement as a nudge to humanity as centre, humanity as the centre of the world is universally contested.  While the enlightenment removed the male God, it kept the male man. The emerging worldview of robots—what Marvin Minsky of MIT calls ‘mind-children’–cyborgs, virtual realities, cellular automata, the worldwideweb, microvita as well as the dramatic number of individuals who believe in angels, all point to the end of humanity as the central defining category.

We are thus witnessing transformations coming through the new technologies, through the world view of non-western civilizations, through the women’s movement, and through spiritual and Gaian perspectives.  All these taken together point to the possibility but not certainty of a new world shaping.

Let us say this in different words. We are witnessing the end of modernity. What this means is that we are in the process of changes in Patriarchy (I am male); Individualism (I win therefore I am); Materialism (I shop therefore I am);  Dualism (I think therefore I am); scientific dogmatism (I experiment therefore I know better or I have no values thus I am right) and Nationalism (I hate the other therefore I am). This is however a long term process and part of the undoing of capitalism.  All these connect to create a new world, which is potentially the grandest shift in human history.  We are in the midst of galloping time, plastic time, in which the system is unstable and thus can dramatically transform.

The good news is that transformation is quite possible. The bad news is that previous efforts to transform inequitable, unjust, unbalanced systems have often failed since change-oriented movements can be easily accommodated, or in the process of revolutionary change, agents tire, or the system provides incremental change by exporting structural problems to others. We can no longer export problems to the ‘Other’, victims are becoming scarce. Our problems have become global, knowledge of them is shared and the interactions between events known–the famous butterfly affect. While traditional systems were stable since heredity and status kept the system afloat, modern systems are growth oriented and thus to survive export problems: to nature, to the periphery, to rural, to women, to children.

The most vulnerable bear the burden.  However, globalism as defined as the awakening of the spiritual, of the multi-culturalism, of a planetary civil society contests this export.  New technologies, even as they play out the dark side of postmodernity, also allow social movements to better make their case, to inform others of immediate injustice, to organise against the brutality of national governments.

However, it would be a mistake to believe that postmodernity is the end of history. Postmodernity has a cost of entry. It is primarily for the rich. It is individualistic and unbounded from history. And even while it gives voices to other cultures by undoing the hegemony of western modernity, it does so not in the terms of others–nature, culture, community, all become discards.  Cyberspace, for example, gives the appearance of community, yet without responsibility–there is no face to face interaction.

What then should we do? What are the range of possible responses?

Responses  

(1) One response is Enantiodromia; that all efforts to transform are doomed since we become what we struggle against, what we hate. Our shadow side comes out more as we try and distance our selves from it.  History but is reversal. To rationally plan the future is a mistake, chaos and disorder are the natural states. There really is not much we can do but attempt to get a glimpse of the cosmic forces we are engaged in. This is the time of myths–of progress versus nature, of self versus the other, of the tribe versus the planet. As the drama unfolds, we should sit back and watch, as if we were at a Greek drama. Let us hope that this time the Gods do not have a tragedy in store for us.

(2) Another response is Inner transformation. The main thing to do is meditate, to take care of one’s own family, to shop less. To live simply. Life is cyclical anyway–and controlled by the Cosmos–things will take care of themselves. At the same time, the good actions of many, of numerous individuals engaged in meditation–synchronously and asynchronously–can lead to a critical mass of consciousness. There can be abrupt spiritual transformation. While not all will become spiritual, we can hope society will be more open towards the more subtle dimensions of existence.

(3) The third response often emerges from inner transformation. Here we join others in social movements. While humans cannot do everything, there are specific areas in which differences can be successful.  By finding one’s passion, we focus on a particular dimension of the critique of modernity. We can join the environmental, the feminist, the consumer, the anti-nuke, the meditation, and the cooperative movement. The task is not to conquer the state but to rethink power and politics, to move hearts and work on local detail levels to empower each of us. Neither prince nor merchant nor warrior but the interconnected humanity and planet is the operating myth. The potential success of these movements lies in their globality–linking rich and poor, West and South.  When social movements are only local, then they only export problems from one region to another. Nuclear testing will go on elsewhere or tree killing will happen in the next nation. Ultimately, a think globally and act locally strategy improves one’s own condition but not that of the other.

The larger response is the creation of global civil society. For the consumer movement this means putting information on all products in terms of how it impacts animals, women, the Third World, as well as the aggregate distribution of wages. The challenge is to link these movements and create an alternative to predatory capitalism or authoritarian Statism.  Clearly this has been what the alternative UN global forums have been about.

(4) A deeper response then is Local Globalisms and Global Localisms. What is required are social movements that are both universal and local at the same time. To survive in cross-cultural environments, efficiency cannot be the goal. They must be based on chaotic flexibility not on bureaucratic hierarchy. What is needed are myths and stories of illumination linked by unity of purpose not by institutional infrastructure. We must remember that it is between order and disorder that new ideas, forms of consciousness emerge, new forms of organisation prosper. If we overly focus on order we end up with the iron cage of modernity; if we overly focus on disorder we have lack of coherence, wasted effort, and movement burn-out. Finally, movements should be outside of the imperium, reflecting the view of other cultures and worldviews. Indeed,  most important are non-western movements that are global in scope.

(5) Useful in creating new movements and as a worthy goal in itself is the Search for new metaphors. What is needed are new stories of where we came from and where we are going. Cellular cooperation, Shiva Dancing, Gaia are all excellent beginnings. Metaphors are important in that they deal with the ecology of our mind, with our unconscious frames. Metaphors inspire and create alternative futures. However, we must remember that all stories come from grand crises, from temporal ruptures, from human suffering and transcendence. Merely hoping for a story that unites all stories eschews culture and history. Stories must dialogue but not find their own bases eliminated. The metaphor is that of a global garden where each civilisation, finds its flowers flourishing–each exhalts the other.

(6)  We must deconstruct the present as well as our own alternative politics. We must be sensitive to the politics of language, of power. We need to see all truth claims are power moves, seeing language as discursive is the strategy. We need to see the present as a victory of a particular paradigm or discourse and not as an essentialist or Platonic sense of immovable eternity. This perspective makes the present less rigid, more malleable. The environment too must thus be destabilised and recovered from instrumental renderings. Seeing language as political allows us to see why it is that national policies toward better environment, multiculturalism, and more cooperatives fail, and symbolic words announcing change succeeds. By deconstructing how power uses history and idealism for its own expansion, we will be less impressed with quixotic words, with the rhetoric of ego-politics.

Levels of Transformation

There are thus many levels of transformation. At one level is the epistemic level. This is changing the way we know, attempting to transform civilisation, changing the categories from which we know.  Part of this is the creating of new myths, new stories of meaning, that inclusively and rationally speak to the many selves we are becoming, to our emerging planetary civilisation.

At another level, this is about cultures recovering themselves, the categories they lost from modernisation. Central to this project is the role of the First Earth people, the indigenous groups, who represent a modern history.  That is, we must inquire into transformation from Islamic, Buddhist, Tantric, Confucian and others’ perspectives, asking what can the defeated offer to the future.

At yet another level crucial are gender relations, particularly in fairer treatment to women. This of course as western feminists now concede must include issues of class and culture, there is no final western feminist solution. We must ensure that new technologies include women’s concerns, especially the new genetic technologies.

Creating a new global civil, a global communicative, society to counter tyrannical and secretive power, whether at the feudal level, the corporate level or the State level is a critical dimension of creating a new world system. Without which, social movements will remain only locally effective and ultimately harmful in global social transformation.

The challenge is to create a global community that is multicivilisational and grows through a value-oriented ethical science.

Note

This article draws on material presented at the 1995 Richard Jones Memorial Lecture

November 24, Hobart, Tasmania

 

Rethinking Tourism (1995)

By Sohail Inayatullah

Unfamiliar Histories and Alternative Futures  

DECONSTRUCTION  

This essay seeks to deconstruct tourism.  We ask: what are the futures of tourism and how does the idea of the tourist circulate in the discourse of modernity?  We are not concerned with providing empirical data or giving futuristic projections, rather our task is to make the underlying scheme–the boundaries of knowledge that make the idea of tourism intelligible–problematic.

We seek then to disturb our normal notions of what it means to be a tourist. We do not seek to give yet another plan, a list of policy implications that are to be debated, rather the effort is to take a step back and a step forward.  By moving through time, we hope to make the present less familiar, to take it out of its essentialized, concrete quality, and perhaps make it somewhat liminal–to make it less frozen, less impossible to change. We seek then to transform the present.

Our move into history is to make present notions of tourism peculiar, not universal.  Our move into the future is to distance ourselves from the present, to see the present afresh in light of what can be.  These futures, while derived through various methodologies, are important not because they might occur but how because they force us to reconsider the present.  This is especially important as we have been in the 15th century for over 14 years now (within the framework of Islamic temporal dynamics), and already the freshness of the future has become stale.

THE TRAVELLER/PILGRIM  

Staying within Islamic perceptions of travel and time, perhaps the best classical tales of tourism are the accounts of Ibn Battuta, Travels in Asia and Africa: 1325–1354.  There were no tourists then but there were travellers or pilgrims.  Within this world, the Islamic world, all muslims had to travel, they had to make the pilgrimage to Mecca. Indeed, travel or the accumulation of wisdom was the essence of Islam.  Traveling, visiting wise people, finding holy sites, was an integral part of life. “The pilgrim on his journey travelled in a caravan whose numbers increased at every stage. He found all arrangements made for his marches and his halts (what we now call the travel agent), and if the road lay through dangerous country (that is bad food and rude visa officers), his caravan was protected by an escort of soldiers (immigration personnel and information booths).  In all large centers as well as many intermediate stations were rest houses and hospices where he was hospitably welcomed and entertained out of endowments created by generations of benefactors” (Battuta, 4).

There was then an ecology of travel, where previous generations took care of future ones.  While “this was the lot of every pilgrim, the [wise person] received still greater consideration” (5). Islam then provided an incentive to travel unknown in any other age or community–as it was said, “my house is your house.”  Of course, Hawaiians had a similar system but the response by the West was “first, your house is my house, and then: get out, this is my house!”

Travel for Ibn Battuta was about learning differences. In Ceylon, the idolaters (the Buddhists) served him rice on banana leaves and leftovers were eaten by the dogs and birds.  However, “if any child, who had not reached the age of reason, ate any of it, they would beat him, and make him eat cow dung, this being, as they say, the purification for the act” (94).

While in Turkey, Ibn Battuta, met the Christian Emperor George, who after being satisfied that Ibn Battuta knew something about the holy land, was given a robe of honor.  “They have a custom that anyone who wears the king’s robe of honor and rides his horse is paraded round with trumpets, fifes and drums, so that the people may see him” (157).

This was an era where the Idea of the transcendental was supreme, where there was an integrated code of ethics: a clear sense of the self, a clear sense of the text which gave the world meaning, and a clear sense of what happened if one did not fit into the system.  The self travelled to gain spiritual knowledge.  The traveler, poor or rich was respected, since traveling was fraught with difficulties. Traveling indeed was isomorphic with the spiritual journey of the Self.

Of course today in Mecca, the modern planner has entered. In an attempt to make the pilgrimage more efficient–the long walk between religious sites–a huge highway was installed. Instead of increasing efficiency, the highway is now flooded with buses and cars, making it still easier to walk, although the noise and pollution from the traffic is an additional burden the pilgrim must bear.

Moreover the idea that travel itself leads to the broadening of the mind is not so certain.  As R.J. Scott has argued in his paper, “The Development of Tourism in Fiji since 1923.”

Today, travel, far from broadening the mind is actually contriving to shrink it. Along with the benefits of efficiency and labor saving that the package tour concept has brought, with it comes the concomitant danger of stultifying sameness. As our people in Fiji go about their daily task of serving the visitors we see an endless  succession of the same little old ladies, with the same blue hair rinses, spending the same life insurance money and speaking in the same accents of the same things which have penetrated their similar perceptions.  And what of little old ladies? As they climb in and out of their same cars, their same planes, their same hotel beds, as they eat the same foods, drink the same drinks and buy the same souvenirs is it to be wondered that many cannot tell form one day to the next which country it is they presently visiting?  These people travel the world like registered parcels, blindly unaware of the local populations, their aspirations, problems and tragedies. Instead of promoting mutual understanding they promote mutual contempt (212).

WHO ARE TODAY’S TOURISTS  

But more than retired old ladies are four types of tourists. They are the merchants–the business class in search of the ultimate deal. Travel for them is the perfect hotel and relaxation afterwards–local sex and alcohol. They are the warriors–the military bases with relaxation not nightly but during R&R periods–Bangkok and Manila reflect that social practice. They are the intellectuals–going from conference from conference, creating a conference culture, taking photos of sacred spots, sometimes in search of spiritual adventure, but often in search of the Other that their own culture cannot provide. While intellectuals often notice the contradictions of their conference culture, finding ways to include the local with global information culture, except as a site for research, has proved more elusive. And last of all they are the middle-class and workers–mass tourism.  Joining package tours that minimize risk and difference, they travel to forget their daily lives, leaving convinced that they have met the Other and equally delighted that McDonalds and Coca-Cola have entered all local spaces.

THE CULTURAL DIVISION OF TOURISM  

What then is the larger framework to understand the present of tourism?  Just as there is a global division of labor, there is also a global division of tourism,  Asian nations provide raw materials in the form of the environment (jungle and beaches, although this because of environmental crises is becoming less available) and raw bodies (in terms of prostitution and the erotic although this too is becoming problematic because of AIDS) and most importantly they provide premodern culture (which again is becoming less available because of the homogenization of global culture). The premodern is necessary for the West as it provides evidence of Western superiority, of the linear flow of history from caveman to Cambridge. It also gives hope to the West, providing a communitarian alternative to the fatigue of Western individualism.

The West manufactures rationality creating Asia and Africa as the Other–the land of the exotic and erotic–as the irrational.  It exists to be studied by social scientists, developed by international policy experts, and visited by tourists. In search of traditional culture, the West also helps transform culture into custom, creating “museumized” cultures where living culture is frozen so as to best present it to the tourist.  Culture as resistance, appearing on the margins of official and conventional definitions of reality, is lost in this representation of history.

The West also manufactures tourism services and the idea of Tourism itself, which we have suggested is not a universal concept but a particular idea by a specific culture.  It also provides the high-end dimension of tourism, the post-modern artificial intended world–Disneyland.  While tourists go to Asia to seek the premodern, god and sex, tourists go to the West to seek the future of high technology and postmodernity.  Western tourism is the high-tech museum, the theme park, where space and time are appropriately compressed since there is so much to see and so little time to see it in.  Space has become unbounded, easy to commodify, and inversely time has become rapidily scarce, diminishing by the moment.

Tourism development or research on tourism policy is merely the effort of nations to move up and down the tourism division change, by for example, having their own airline, reducing leakage of profits, and by reducing the social costs of tourism (eco-tourism, tamed tourism or tourism on our own terms).

Tourism then fundamentally is part of the broader development paradigm first articulated by Herbert Spencer.  Tourism is merely the last and latest effort in becoming rich through appropriating the categories of “women,” “labor,” “history,” “culture,” and “environment,” and using them to extract surplus value from the periphery to the center.

DEVELOPING A CRITERIA FROM WHICH TO EVALUATE TOURISM

But of course many of will disagree, arguing that tourism is necessary for cultural exchange, for jobs, for creating a cosmopolitan city, for becoming modern.  Maybe, Maybe not.  For planners and policymakers the problem is that there is little consensus on the value of tourism, there is of yet not agreed upon criteria from which to judge tourism.  What follows is one effort.

(1) How does tourism affect the distribution of wealth?  Can we develop tourism that increases the wealth of the poor? Can tourism profits be indexed to a ceiling and floor system, with the limits to profit accumulation changing as the floor rises, as workers increase their wealth?

(2) Does tourism created conditions where economic growth is sustaining that is where there are numerous multiplier effects for the local and regional economy?

(3) Does tourism reduce structural violence (poverty, ill-health, and racism caused by the system) or does it contribute to the further impoverishment of the periphery?

(4) Does tourism reduce personal direct violence? Can we create types of tourism that enhance individual and social peace?

(5) Does tourism create the possibilities for cultural pluralism, that is conditions where one culture understands the categories of the other culture–time, language, relationship to history, family, transcendental, and land? Can knowledge of the Other reduce intolerance, creating the possibilities of a multi-cultural peaceful world?

(6) Does tourism help create economic democracy, that is, where employees participate in creating visions of tourism, where they might even own part of the industry?

The values above are: distribution, growth, structural peace, personal peace, cultural pluralism, and economic democracy. Drawing from these and other divergent values, what is needed is a dialog in the tourism policy community to help develop an index of tourism sustainability.

THE FUTURES OF TOURISM

However, the problem with this criteria is that it assumes that the idea of the tourist will remain stable. But just as Ibn Battuta could not imagine the transformation from traveler/pilgrim to tourist, we cannot easily imagine new categories that will displace tourism.  But by using emerging issues and current images of the future, we can attempt to break out of the present.

(1) Virtual Reality

Assuming that developments in virtual reality continue, we may soon be able to don a helmet and practice safe travel (through various information highways) and safe sex.  Iindeed it is sex that will bring computers in our homes in the next century, not banking, nor games, but virtual reality sex.  Technology will have finally captured nature–making it obsolete. Why travel, when reality and imagination are blurred anyway?

Traditional tourism was there to forget.  Eco-tourism or the sophisticated tourist is in search of more varied experiences. The postmodern self is empty, the task is to fill it with cultural, environmental experiences of the other. The ancient traveler travelled to remember–he or she went to the place that reminded one of one’s place in the cosmos. In the virtual self, there is no longer any place, we are all homeless, nor is there any self to hold on to.

(2) Genetic Engineering

While genetic developments will start out quite harmless, but since all of us want to avoid abnormalities, various genetic diseases, we will insist on being examined by our family genetic engineer.  But soon this may lead not to disease prevention but capacity enhancement.  Intelligence, memory, body type and beauty will be open for discussion.  Birthing will eventually be managed by State factories and we will be the last generation to produce children the old fashioned way.  The biological cycle will have been terminated by technology and women will essentially be not any different than men once their reproductive capabilities become unnecessary.

What will tourism be like in this world? Will we find a tourism gene?  Will there be mutant centers we go to visit? Will culture be totally destroyed? Homogenized? Or will we become the museums which the genetically born come to see?  Will traditional human society become the exotic that the post-humans come to stare at?

(3) World Travel and World Governance

Travel has begun the process of creating a narrative in which there is no longer any allegiance to a particular place. We are becoming deterritorialised, delinking ourselves from land and the nation. The loneliness that results from this discontinuity with history might be resolved not through the search of one place but the realization that the planet in itself is home.  Tourism is then about moving onward to sites not seen, perhaps even other planets.  In the meantime, a world government with no visa requirements would enhance the further universalization of travel and tourism.  We would all be perpetual immigrants forever traveling and never fearing deportation.

(4) Spiritual-Psychic Travel

A few argue that we will soon be able to pyschically travel.  It will be similar to virtual reality, but through enhanced mental powers.  Or we may be able check in our body, and let our mind travels through technologies that merge mind and body.  Travel becomes not body based but psychic based, perhaps like the imagination that comes from reading, but more visceral.

ALTERNATIVE FUTURES OF TOURISM

Given these emerging trends what are some scenarios of the future?

(1) Gradual Growth

Tourism stays the same but grows. Government and community organizations buffer the negative economic impacts of tourism (through dialog, developer fees, low cost housing, reciprocity), and reduce the negative cultural impacts of tourism (through community development and through “authentic” cultural events).

(2) Technological Transformation

Tourism is transformed through new technologies. Virtual reality, telecommuting, new brain/mind drugs, even spiritual practices lead to decreased travel since one can be home and elsewhere at the same time. Tourism disappears from our social constructs.

(3) Structural and Epistemological changes

Tourism is transformed as both the structure of tourism (corporate, hierarchical, and capital-intensive) and the epistemology of tourism (fragmented selves in search of wholeness or defeated selves desiring to forget) are transformed. Tourism employees participate in the ownership of tourism centers (and thus create real aloha), small scale centers where the traveler or pilgrim reemerges, and selves expand through cultural interaction and renewal.  Tourism volume declines but becomes more enriching for workers and local population.  Changes in the inter-state system leads to less reduced national sovereignty (a borderless world for capital and labor) with travel a basic right.

(4) Tourism Collapses

Environmental crises such as changing weather patterns, an economic depression, and violent resistance from local cultures cause tourism to decline. Tourism becomes too costly and dangerous except for the very few.

Will then the future tourist be the voyager or the eternally homeless or the satisfied homeful?  While we cannot predict the future, these scenarios alert us to the range of possibilities ahead. Developing criteria for analysing tourism futures can help us create our own preferred visions of tourism.  Within each one of these scenarios we can develop separate criteria for tourism.  Tourism policies would need to shift as futures changed. In a depression, Hawaii, for example, might be desperate for any type of money–to becoming the Las Vegas of the Pacific to the Bangkok of the Pacific.

What we can be sure of then that tourism in the future will be dramatically different from tourism today, just as the tourist of today is dramatically different from the traveller of yesterday. Technology, social relations, the construction of the self all will be quite different in the near future.

In the meantime, we need to develop and find consensus on criteria from which to judge tourism.  Our criteria focuses on a tourism that (1) enhances distribution of wealth and cultural meanings, (2) that creates conditions for innovative and dynamic growth at local levels, (3) that reduces structural violence, (4) that does not increase personal violence, (5) that leads to authentic cultural encounters where cultures learn how each constructs the Other, among other issues this means adopting the categories of the host culture, and (6) that transforms the local political economy to one based on economic democracy–that is, the cooperative structure.

STRATEGIES FOR TRANSFORMATION  

What about strategies for transformation? There are many levels to this.  First is supporting alternative community development models of tourism–giving funds and publicity, if they desire it.  Second is working towards an alternative model of culture, knowledge and transactions–individually, intellectually and through the institutional government system.

But beyond agency, change comes about through long-term structural changes. These are the macro historical cycles: Sorokin’s sensate to ideation, Eisler’s patriarchy to matriarchy, Sarkar’s four stage theory of history of worker, warrior, intellectual, capitalist and then revolution.  For there to be an alternative form of tourism, predatory capitalism must be met head on.  While this might be impossible at the national level it is possible at the local level and at the global level: that is, a new world governance system with a new model of economics.   While this might be hard to believe, let us turn to another muslim traveler, Ibn Khaldun, who lived six hundred years ago. Having seen transformation in Europe, Africa and Asia and the Middle-East, he offers us these words.

At the end of a dynasty, there often also appears some (show of) power that gives the impression that the senility of the dynasty has been made to disappear.  It lights up brilliantly just before it is extinguished, like a burning wick the flame of which leaps up brilliantly a moment before it goes out, giving the impression it is just starting to burn, when in fact it is going out (246).

We should expect the fantastic and be ready to create it.

REFERENCES

Ibn Battuta, Travels in Asia and Africa: 1325–1354. London, Talk & D Paul,1929.

Ibn Khaldun’s Muqaddimah ed. N.J. Dawood, trans. Franz Rosenthal. New Jersey, Princeton, 1967.

R.J. Scott, “The Development of Tourism in Fiji since 1923,” Suva, Fiji Visitor’s Bureau, 1970. See also Sinoe Tupouniua, Ron Crocombe, Claire Slatter, The Pacific Way. Suva, South Pacific Social Sciences Association, 1975.

P.R. Sarkar, Prout in a Nutshell. Calcutta, AM Publications, 1990.

______________________________________________________________

This essay was originally given as a speech to the annual meeting of the Hawaii chapter of the American Planning Association at Tokai University, Honolulu, Hawaii. April 20, 1993.  Dr.  Sohail Inayatullah is a political scientist/futurist curently at the Communication Centre, Queensland University of Technology. Brisbane 4059

An Introduction to Futures Studies Alternative Global and South Asian Futures (1994)

By Sohail Inayatullah

Introduction

The task of this article is to introduce futures studies methods using as data, alternative global and regional futures.  I will first touch upon the history of futures studies, compare futures studies to planning and policymaking, propose a typology of futures studies, present a range of methodologies and then conclude with scenarios for the futures of the world and South Asia.

In most cultures humans have had a deep interest in what will happen. Glossing over human history, we can identify three types of attempts to understand the future.

(1)  Astrology: In this view, life has patterns as evidenced in the stars.  The basic ontological position was: as above, as below; heaven and earth should match.  Not only could the world within be predicted but so could the world without.  By and large, astrology helped individuals avoid dangerous circumstances by providing an early warning system.  However, it helped to believe in the system since warnings and forecast as well as psychological analysis were of a general nature.

(2)  Prophecy: Prophecy assumes that certain individuals have access to deeper levels of mind, thus allowing them to see the future–to give glimpses of not only might be but more importantly, the seer as social change activist, of what can be. The world for the few, those with higher, or more complete mind, can be predicted. Unlike astrology, prophecy was not based on the relationships between stars or other criteria, rather it was visionary in nature, used to create new systems, new worlds, rather than predict specific events. Prophecy was often located in one individual or a group of individuals.

(3)  Forecasting:  While astrology and prophecy are given less credence by the moderns, it is forecasting that has become the technique par excellence of planners, economists and social scientists.  Behind this is a perspective that desires to make the world more stable, to control the future.  The assumption behind forecasting is that with more information particularly more timely information decisionmakers can make wiser decisions.  Having more information is especially important now since technology has broken with or cultural life; since the rate of change has increased; and since the world is controlled by powers that seem larger than us. Because of these factors, we need to determine what might be, the strategic future environment.

In recent times, futures studies has particularly grown. It has been modernised and adopted by corporate planners, policy institutes and government planning bureaus.  Futures studies has become linked with short and long range planning. But there are some real differences between futures studies and planning.

Planning and Futures

When compared to planning, in general, the futures approach is (1) longer term, from five to fifty instead of one to five (2) more concerned with creating the future instead of predicting the future, (3), committed to authentic alternative futures where each scenario is fundamentally different from the other while planning uses the language of alternatives but scenarios are often mere deviations from each other, (4) is less located in a particular bureaucracy, for example, in the Ministry of Economic Development; (5) committed to multiple interpretations of reality (role of unconscious, of national mythology, of the spiritual, for example, instead of only views of reality for which empirical data exists); (6) futures is more participatory attempting to bring in all types of stakeholders instead of only powerbrokers; (7) futures is more concerned with working together with different stakeholders so as to build legitimacy in a plan and the planning process, which is, if not more so, as important as the elegance of the plan itself; (8) is less instrumentalist, concerned with more than just profit or power; and, (9) while a technique, like planning, futures studies is also very much action oriented. It is as much an academic field as it is a social movement.

From the planning discourse, futures studies is merely one approach among many in creating a good plan. Planning can have many dimensions of which four are critical: Problem Orientation (challenges ahead), Goal Orientation (what we want, objectives), political orientation (to assuage the administration or leader) and futures orientation (long term). Futures studies is useful as long as it aids in planning for the future and not in making problematic the politics of planning and policymaking.

Policy Analysis, Planning and Futures Research

The growth of futures studies is also a result of the desire of government to find information that can aid in making better policy, specifically toward the long term and toward projects that might have second or third order affects.  For many, futures research is merely long term policy analysis or research.  But from our perspective, there are real and important distinctions between futures research and policy research/analysis. Some of these are: (1) While policy analysis is short range, futures studies is long range in its theoretical and action orientation; (2) Instead of choosing one policy, examining the range of futures is the focus of futures studies.  However, as with policy research, the goal is not only to create new organisational directions but clarify current management decisions.  While we may not know the future, we can determine what we want; (3) Futures studies is much more concerned with making basic assumptions problematic. Through what-if questions and scenarios, the intention is to move us out of the present and create the possibility for new futures. Policy analysis is concerned with analysing the viability of particular policies not calling the entire discussion or the framework of decisionmaking into question.  Like planning, policy analysis is more technical in its orientation; (4) Futures studies is more vision oriented than goal oriented (which is central to policy analysis and planning). Futures studies attempts to move from goals to visions.  Visions work by pulling people along. They give individuals and collectivities a sense of the possible. They also inspire the noble within each of us by calling individuals to sacrifice the short term for the longer term, for the greater good.  Finally, they help align individual goals with institutional goals. Moreover, while goals or objectives can be operationalized, visions cannot. An organisation or nation or civilisational will decline without a vision as Fred Polak as argued in his The Image of the Future.  A vision thus must be extra-rational, must include a leadership dimension, a spiritual dimension and a material dimension. This clearly is more than the traditional planner or policy analyst is willing to consider in his or her planning process. (5) The role of the policy analyst/planner and futurist in an organisation often differs. Within most planning exercises, plans are written so that the nation or organisation can appear modern, so it can give the appearance that the future is under control.  The futurist might want actual fundamental transformation while the planner might want to fulfil economic targets that the Leader or Chief Executive Officer has set out to reach. (6) While futures studies attempts to acknowledge the different ways individuals construct the world, policy analysis often takes a limited view of knowledge approaches. For example, individuals behave quite differently in learning situations, whether at conferences or boardroom meetings. Some are creative; some are critical; some are practical; and others are passive.  Different strategies mean different things to different people.  There are different knowing styles and different leadership styles.  To gain consensus in any policymaking process it is crucial to acknowledge these differences.  This is especially important when placed together in one room are those who want to get something done today; those who want create a new future; those who want to criticise past, present and future; and those who want to do nothing.  Good planning, policy analysis and futures research needs to acknowledge contributions from all these sorts of people.

In general, in planning and policy analysis, the future is often used to enhance the probability of achieving a certain policy, the task is to make the future less certain.  The future becomes an arena of conquest, time becomes the most recent dimension to colonise, to institutionalise and domesticate.  Futures research, however, intends to liberate time for strict technique, from instrumental rationality.  It asks what are the different ways one can “time” the world?  How, for example do different cultures, groups, organisations imagine time?

Of course policy analysis itself is a dynamic field.  For example, new models of policy development have attempted to go beyond muddling through (as needs or problems come up), rational-economic decisionmaking (material goals) and satisficing (do what you can given limitations), arguing primarily that these strategies are not useful during times of rapid change and dramatic crisis.  Muddling through, in particular, is not useful during times of rapid change since incremental policy change does not help the organisation or nation transform to meet dramatic new conditions.  The rational-economic model is useful at setting and achieving objectives but it does not into account extrarational efforts. It is overly dependent on quantitative factors, reinscribes self-interest and national self-interest (balance of powers). Satisficing, while getting the job done, does not ask was the job worth doing?  Interest in finding ways to include the possibility of discontinuous change, of forecasting trends before they emerge, has been a natural progression in the evolution of the policy sciences.  Futures studies fits well into the effort of finding better ways for government and business to incorporate the unknown within dicisionmaking.

Policy researchers and planners believe that the forecasts and visions of futurists are often not useable.  Among other suggestions, the following are given to make forecasts more useful.

(1)  The forecast must be credible, the policy must be achievable or if apparently unachievable, research into what shifts might increase the probability of the event occurring need to be determined.

(2)  Forecasts need to give adequate time for the desired      outcome to be achieved or the undesired event to be avoided–enough lead time is a crucial criteria for a useful forecast.

(3)  Feedback and monitoring need to be including in the policy impact cycle so as to be able to judge the accuracy of forecasts as well as to determine if organisational responses to emerging issue were effective.

(4)  The forecaster needs to be aware of the limitation of the methodology employed.

(5)  Forecasts must be clear and in language that the policymaker can understand.  The language should be accessible to the policymaker.

(6)  The structure of the forecast should be compatible with the politics and the culture of the organisation.

(7)  The forecast must create an image that will inspire and challenge the organisation or nation if it is to be of use to more than those in the Planning Office.

However, by and large, futures research is often less concerned with predicting the future than with attempting to envision novel ways of organising how decisions are reached and who participates in these decisions.  It does this by asking participants to envision their ideal organisational world, and then aid in creating strategies to realise that world.

The Politics of Forecasting

Moreover from a critical view, to suggest that policy futures statements must be clear to the policymaker is at some level, just banal.  Institutions create obscure language because that language serves particular interests.  It is the analysis of those interests (and the mechanisms which they employ to seek and maintain power) which becomes the vehicle for investigating what images of the future are possible and which likely to achieve reality.  In this sense, how to make better policy or more future oriented policy without investigating the political interests of certain policies is equal banal.  Organisations stay focused in the present as bureaucrats and others are served by the present structure.  Attempts to create new futures can undermine present power structures.  Administrators agree to consider the future only to gain new political alliances or to achieve modernity (gain funding or prestige)  but rarely to make structural or consciousness changes.

Furthermore to assume that better forecasts, or more information, will lead to better decision and policymaking forgets that policies are often made irrespective of the “facts.”  Often what is needed is a will to decisionmaking not a ingenious plan or forecast.  When decisions need to be made, a consultant, provides the legitimacy or the information to make that decision because of lack of legitimacy, courage or for local political reasons.  Thus futures studies and policy analysis needs to be located in a discourse that makes problematic information and its distribution and not in one that posits that information is neutral or that its circulation in institutional settings is apolitical.

To summarise the above positions, it is useful to envision policymaking, planning and futures process as having three dimensions or types.  The first is predictive, the second is cultural/interpretive and the third critical.[ii]

In the predictive, language is assumed to be neutral, that is, it does not participate in constituting the real, it merely describes reality serving as an invisible link between theory and data.  Prediction assumes that the universe is deterministic, that is, the future can be known.  By and large this view privileges experts (planner and policy analysts as well as futurists who forecast), economists and astrologers.  The future becomes a site of expertise and a place to colonise.  In general, the strategic discourse is most prevalent in this framework with information valued because it provides lead time and a range of responses to deal with the enemy (a competing nation or corporation).  Linear forecasting is the technique used most.  Scenarios are used more as minor deviations from the norm instead of alternative worldviews.

In the cultural, the goal is not prediction but insight.  Truth is considered relative with language and culture both intimately involved in creating the real.  Through comparison, through examining different national or gender or ethnic images of the future, we gain insight into the human condition.  This type of futures studies is less technical with mythology as important as mathematics.  Learning from each model–in the context of the search for universal narratives that can ensure basic human values–is the central mission for this epistemological approach.  While visions often occupy centre stage in this interpretive view, the role of structures is also important, whether class, gender, or other categories of social relations. Planning and policy analysis rarely practice an interpretive cultural form of goal setting or impact analysis.

In the critical, futures studies aims not at prediction or at comparison but seeks to make the units of analysis problematic.  We are concerned not with population forecasts but with how the category of population has become valorised in discourse, for example, why population instead of community or people, we might ask?  The role of the State and other forms of power in creating authoritative discourses is central to understanding how a particular future has become hegemonic.  Critical future studies asserts that the present is fragile, merely the victory of one particular discourse, way of knowing, over the other.  The goal of critical research is to disturb present power relations through making problematic our categories and evoking other places, scenarios of the future.  Through this distance, the present becomes less rigid, indeed, remarkable.  The spaces of reality loosen, the grip of neo-realism, of the bottom line, of the predictive approach widen, and the new is possible.  Language is not symbolic but constitutive of reality.  While structures are useful, they are seen not as universal but particular to history and episteme (the knowledge boundaries that frame our knowing).

Ideally, one should try and use all three types of futures studies.  If one makes a population forecast, for example, one should then ask how different civilisations approach the issue of population and finally one should deconstruct the idea of population itself, relating it, for example, to First World consumption patterns.  Empirical research then must be contextualised within the civilisation’s science of which it emerges and then historically deconstructed to show what the particular approach is missing and silencing.

In the first type of futures studies (most comfortable to planners and policy analysts), by and large techniques such as linear regression, multiple regression, factor analysis and econometrics are used.    All these assume that the future is based on the linearity of the past.  They all assume that the empirical world can be known and that the universe is fundamentally stable, with reality primarily sensate.     But given that specific events can throw off a forecast, futurists re-invented Delphi, or expert forecasting (done in many rounds so as to gain consensus and done anonymously so as to reduce the influence of a particular opinion maker).[iii]      To link events and trends, futurists developed cross-impact and policy impact analysis, to see how trends might change the probability of particular events. These are run numerous times.  Policy impact examines how the legislation of a new policy, special economic advantages for certain groups, for example, might impact other social or economic trends.

Values

While these models can be useful, they do not include values.  They also assume research is conducted in an isolated setting, that is, research is divorced from the institutional and epistemic framework all of us exist in.  Researcher disinterest becomes critical.  However, what questions one asks, how one asks them, as well as the larger issue of what one considers of value are much more important in understanding the future.  Moreover, as participatory action research informs us, subject and object, theory and data, should be interactive, dynamic. We cannot and should not remove ourselves from the research environment.

Chaos

As general agreement has been reached that the empirical is not stable, chaos theory has become paramount as an attempt to manage disorder as well. The goal is to create a stable world, with the hope to transform social structures by a precise effort, by acting upon a few attractors, a few variables. Even though chaos theory appears to be a break from traditional social sciences, in fact, chaos is a version of ordered empiricism. Chaos has become important not because its metaphors make more intuitive sense or because it validates classic myths, Siva dancing, for example, but because it can be used as a forecasting tool to predict the future.[iv]

Thus, most forecasting remains technically rich not meaning rich. It continues the vision of instrumental rationality, the metaphors of modernity, of the West but not only the West as provider of wealth, but also as owner of time itself.

Using the cultural framework, to expand our vision of how we can think about the future, we need to try some other avenues.  To begin with, if we assume that how we think can influence how we act, then we need to investigate what our basic concepts of space, time, self and value are.

Guiding Metaphors of the Future

One way to open up the future, to investigate preferred and possible futures is to examine the metaphors cultures and individuals use to describe the future.  In this method, one begins with conventional Western (because they are “universal”) metaphors of individual choice and rationality.

The first image is that of the dice.  It represents randomness but misses the role of the transcendental. The second is the river leading to a fork.  It represents choice but misses the role of the group in making decisions. The third image represents the ocean. It is unbounded but misses the role of history, deep social structures, and direction. The fourth image is that of a rapid emersed with dangerous rocks.  It represents the need for information and rapid decisionmaking.  It does not provide for guidance from others: leadership, family, or God. Less tied to Western images, other useful metaphors (from Fiji, the Philippines, India. among other sites) include the coconut tree (hard work to gain rewards); coconut (useful in many ways and having many purposes); onion (layers of reality with the truth invisible); snakes and ladders game (life’s ups and downs are based on chance, the capitalist vision); and being a passenger in a car where the driver is blind (sense of helplessness).

What is important in this method is to find relevant metaphors based on the policy community’s own cultural and historical experience and use these metaphors to construct an authentic vision of desirable and dystopic futures.

Emerging Issues Analysis

While metaphors help create an indigenous futures, they are less useful in predicting what might be ahead and in disturbing conventional views of what is likely.  Most futures researchers use trend analysis to determine what issues are about to become public.  However, prior to becoming a trend, is it possible to identify a nascent issue, an emerging issue?  According to James Dator,[v] emerging issues are those that have a low probability of occurring but if they emerge, will have a dramatic impact on society.  However, since these issues are often undeveloped, Dator argues that one indicator of knowing that an issue is really an emerging issue instead of a trend or problem, is that it should appear ridiculous.  Issues should thus be disturbing, provocative, forcing one to change how one thinks, especially in challenging assumptions about the nature of the future.  Besides searching for emerging issues among those individuals and groups outside of conventional knowledge boundaries (the periphery, for example), to identify emerging issues it is first important to scan the available literature.

Scanning

In scanning one has to digest vast amounts of literature and be able to determine what is within the paradigm, and what is outside, and what can transform the paradigm.  Where are the leakages? What doesn’t it make sense?  Issues that straddle these boundaries, that are outside conventional categories often have the potential of becoming emerging issues.  Some examples of emerging issues are:  Rights of Robots; genetic engineering ending sexual reproduction rights; denial of sovereignty to certain nations; a new UN (house of nations, house of NGOs, direct citizen election, house of world corporations and a world militia); the end of capitalism. All these issue are generally seen as unlikely but if they occur they will have a dramatic impact on society.  But merely being unlikely or having a high impact are not sufficient conditions, there also must be seeds, drivers, reasons as to why one thinks the issue is emerging.  Emerging issues analysis is different from fantasy production, it is searching for small ripples that might one day become grand waves, tsunamis.

What-if Questions

Equally useful in breaking out of conventional categories are “What-if” Questions.  These questions ask one to develop implications of an issue that most would currently think is unlikely or absurd.  It is useful that there is some element of possibility for the issue especially if one is concerned in its predictive value.  Even so, the most useful issues are those that create new categories of thought.  For example, what-if Genetic engineering developments led to the banning of sexual reproduction?   What-if South Africa became a world economic and cultural centre? What-if Pakistan became a world intellectual centre? But more important then the actual possibility of becoming a centre is that it begins to call into question the universality of the West as the educational base for the rest of the world. In addition, the implications of this possible event force one to examine issues of culture, travel, and self-understanding.  They also force one to think of alternatives to traditional models of education.  Should Pakistan be a centre in all fields or only in Islamic education, for example?

Age-Cohort and Age Grade Analysis

Equally useful in forecasting the near term future is age-cohort analysis.  This method begins to touch upon the idea that the future is cyclical, not linear, that is, more like a pendulum, than a race track or a highway with offshoots.  One asks what are the main age grades that constitute a business, organisation or nation?  How might institutions change as a particular age group matures and gains status and power?  How will the volume and type of crime change as a group matures. Like class, age grades serve as an organising concept.  For example, we know that Japanese and Western populations are mostly aging while third world populations are much younger.  By 2050 some estimate that less than 10% will be “white” in the world.  Clearly that will have an influence on world culture, politics. Will current Western institutions continue their domination?  Has the rest of the world internalised their categories?

Layered Causal Analysis

However, the methods above do not adequately explore the levels or layers of an issue.  Layered causal analysis asserts that how you frame problem changes the policy solution and the actors responsible for creating transformation.  Borrowing from the work of Rick Slaughter[vi], we argue that futures studies should be seen wholistically and not just at the level of trends.

The first level is the Litany (trends, problems, often exaggerated, often used for political purposes) usually presented by the news media. In the case of global politics it might be news on the Failure of UN  (the UN’s financial problems and its failures in Bosnia, Somalia and Rwanda).  Events, issues and trends are not connected and appear discontinuous. The result is often either a feeling of helplessness (what can I do?) or apathy (nothing can be done!) or projected action (why don’t they do something about it?).

The second level is concerned with social causes, including economic, cultural, political factors (and short term historical).  It is usually articulated by policy institutes and published as op-ed pieces or in not-quite academic journals.  Causes in the UN example include lack of supranational authority; no united military, and the perspective that UN is only as good as its member nations.  The solutions that results from this level of analysis are often those that call for more funding or more power.  In this case, the UN needs more money and power. Often, deeper historical reasons such as the creation of the UN by the victors of WW II are often articulated. If one is fortunate then the precipitating action is sometimes analysed.  At this stage, taking a critical view one could explore how different discourses (the economic, the social, the cultural) do more than cause the issue but constitute it, that the discourse we use to understand is complicit in our framing of the issue.  This adds a horizontal dimension to our layered analysis.

The third level is deeper concerned with structure and the discourse/cosmology that supports and legitimates it.  The task is to find deeper social, linguistic, cultural structures that are actor-invariant, such as centre-periphery relations and the anarchic inter-state system.  The analysis of current UN problems shifts to not the unequal structure of power between UN member states but to the fact that eligibility for membership in the UN is based on acquiring national status. An NGO, an individual, a culture cannot join the National Assembly or the Security Council.   The solution that emerges from this level of analysis is to rethink the values and the structure of the UN, to revision it. One could at this level, develop a horizontal discursive dimension investigating how different paradigms or worldview would frame the problem or issue. How would a pre-modern world approach the issue of global governance (consensus, for example)? How might a post-modern?

The fourth layer of analysis is at the level of metaphor or myth.  These are the deep stories, the collective archetypes, the unconscious dimensions of the problem or the paradoxes.  In the case of the UN, it is the issue of control vs. freedom, of the role of individual and collective, of family and self, of the overall governance of evolution, of humanity’s place on the Earth. Are we meant to be separate races and nations (as ordained by the myths of the Western religions) or is a united humanity (as Hopis and others have prophesied).

Layered causal analysis asks us to go beyond conventional framings of issues.  However, it does not privilege a particular level.  Moving up and down layers, and horizontally across discourses and worldviews, increasing the richness of the analysis.  In addition, what often results are differences that can be easily captures in alternative scenarios.

Grand Theories of Social Change

This dimension begins to touch upon the grander issues of social change.  Among the most useful approaches to futures studies are grand theories of social change. Of interest is how macrohistorians from different civilisations have attempted to answer the question: what changes? what is constant? As well as questions that ask if the drivers of change are internal or external to the system? And, what are the stages of change? What is the shape of history? Is it cyclical or linear or a combination of both?[vii] Of particular use are the following writers.[viii]

Pitirim Sorokin, for example, believes we are in-between historical stages and about to enter an integrated phase of human history where both the spiritual and material co-exist.

From Ibn Khaldun we are reminded that over four generations power declines. Those in power lose the sense of unity they gained from the struggle to enter into leadership positions. Over time, leadership degenerates and new groups, often in the periphery make a claim to power.

From P.R. Sarkar we are reminded that there are four types of power: worker’s, military, intellectual and economic. Each power represents different types of social classes and stages in each history. From a worker’s era, follows a martial, and then an intellectual, concluding with a capitalist. Each era has a rise and fall. Each class exploits the others which leads to its downfall. During the capitalist era, exploitation is at its worse. This eventually leads to a worker’s revolution or evolution followed once again by a centralisation of power in military elites.  But more than power, these phases represent our “collective psychology” the dominant mental wave (to use non-empiricist language).

For Toynbee, the most important variable is how the creative minority responds to civilisational challenges. Are they met? Moreover, are we about to re-enter a world State or a world church or is there some other global configuration of power ahead.

From Comte we are lead to believe that modernity is the final stage in history. That science will solve all the problems, ideology is a premodern idea that hinders the creation of a good society.

Spencer as well confirms this and believes that it is world corporations that will bring on the next ladder of human evolution.

And finally from Marx, what is important is how new technologies change social and power relationships.  Clearly these grand thinkers change the locus of discussion, away from trend analysis or five year plans to grand civilisational patterns. The project is not to determine if there work is  empirically true but to ask how they can lead us in the right direction for social research.

The Politics of Time

As we can see forecasting has political and value oriented dimensions, particularly in terms of the politics of time.  What images are valorised? Who owns it?  How it circulates in society?  Central to cultural colonisation is adopting the time of another culture?  Different visions of time lead to alternative types of society.  Classical Hindu thought, for example, is focused on billion year cycles. Within this model, society degenerates from a golden era to an iron age. At this juncture, there is spiritual leader who revitalises society.  Classical Chinese time is focused on the degeneration of the Tao and its regeneration through the sage-king.

Much of current debates is how about the ownership of visual space and temporal space.  One important futures method is to ask how different individuals and cultures “time” the world.  For example, women’s time is often seasonal and lunar. Bureaucratic time is based on the ability to make others wait. Educational time is divided into a nine month and three month pattern. There is also the stages of life time: from birth to death, with in-between stages devoted to the accumulation of knowledge, wealth, enlightenment, or pleasure depending on one’s cultural location. For example, the Indian vision of student, householder, social service, and  sanyassi is considerably richer than the vision of study, work and die or retire in Florida that represents mainstream American culture.

In Corporate time, the higher the one is in an organisation, the grander the vision of time. For example, the CEO is responsible for 25-50 years; the VP for 25 years, the branch president for the next year; the branch manager for monthly quotas, the plant or office manager for weekly projects, the clerk for daily activities and the secretary for hour to hour projects.  The level of activity is also more precise the lower one goes down in the pay scale.  Many misunderstandings occur among individuals and groups when they have different temporal expectations of each other.  At the global political level, power is about convincing the other to adopt one’s notions of time, whether this is AD or BC or GMT. Time then is not universal but largely particular.  Futures research attempts to investigate different visions of time, asking how they are constructed and politicised and what is the organisation’s or group’s preferred view of time.

Futures and Deconstruction

Continuing to make the future less universal are techniques drawn from poststructuralism. As alluded to earlier, the task in critical futures studies is to make the universal particular, show that it has come about for fragile political reasons, merely the victory of one discourse over another, not a Platonic universal.  To do that one needs discursive genealogies which attempt to show the discontinuities in a history of an idea, social formation or value. Through genealogy and deconstruction, the future that once seemed impenetrable is now shown to be one among many. As such it is replaceable by other discourses.  Deconstruction then becomes a method of unpacking a text (broadly defined) and showing  the discourses that inhabit it. Genealogy historically traces how a particular discourse has become dominant at the expense of other discourses. The shape and type of future (instrumental vs. emancipatory for example) is often different in each type of discourse.

Scenarios

To help in this process, scenarios are the favourite tool in futures studies.  For some they help predict the future. For others, the clarify alternatives. For us, scenarios are useful in that they give us distance from the present, allowing the present to become remarkable, problematic.  They thus open up the present and allow the creation of alternative futures.  Genealogy and deconstruction not only open up the future and present, they also open up the past, showing history to be interpretation. The task then is to create alternative histories, to show histories that did not come about, that could have come about if a certain factor had changed.

Scenarios also have an important visionary task, allowing us to gain insight into what people want the future to be like–the desired future. These are important in that instead of merely forecasting the future, individuals create the future.

Often scenarios have four dimensions. The first is the Status-Quo. This assumes that the present will continue into the future. More of the same, then.  The second is the Collapse scenario.  The results when the system cannot sustain continued growth, when the contradictions of the first model lead to internal collapse.  The third scenario is a Return or Steady State.  This is a return to some previous time, either imagined or real.  It is often framed as a less industrial, quieter, slower, and less populated society–the good old days, if you will.  The fourth scenario is Transformation, or fundamental change.  This can be spiritual, technological, or political and economic.

For Third World nations, in contrast to the First World, Continued growth usually means a dual society, where one part grows and the other stagnates. Collapse refers to either natural disasters, or wars with neighbouring nations, or from too quick modernisation.  Ultimately, the collapse scenario is the failure of nation-building.  The Return scenario means  going back to a simpler village, communitarian, religious, life-style, often before technocracy and imperialism destroyed the local. Transformation means true sovereignty or nationhood, joining the world’s wealthy on one’s own terms.

But we can also devise scenarios with different assumptions. For example, we can create scenarios of world politics based on alternative structures of power. The first would be a unipolar world, a continuation of the present.  The second would be a collapse of the inter-state system, leading to anarchy within States and between states. The third would be the creation of a multi-polar system, with numerous hegemons, such as the US, Europe, Japan, China, India, Turkey or Indonesia.  A corollary would be a return to a bio-polar world but with different actors.  A fourth would be a world government structure.  Policies would be created at the global level while implementation would be local.

We can choose other drivers as well. In the following scenarios for South Asia we look at levels of integration, at the tension between the local, regional and global.

(1) South Asia becomes an integrated regional economy.  Privatization leads to a flourishing of corporate and small scale capitalism.  This bourgois revolution weakens the power of the feudal class.  The Other ceases to be less frightful as friendship between NGOs and businesses develop.  NGOs continue to work on softening the contradictions of export-led growth. (2)    South Asia continues wasting wealth on military expenditures. Politics continues to become criminalized.  Not only Kashmir but Sindh and Kalistan vie for independence.  The nation-state project totally breaks down. Poverty and extremism remain.

(3)  Power and economy move to the village throughout South Asia.  Traditional models of problem-solving, of health, of argiculture begin to flourish.  The feudal class becomes more enlightened in its policies towards the landless, but still remains in power.

There are thus a range of ways in which one can construct scenarios. Besides having clarity in consistency of actors, one should ensure that contradictions within scenarios are not left out. Scenarios are not meant to be perfect places but possible places.

Scenarios should not only focus on nations but on individuals, communities and peoples associations. Using the ideas of layers of reality, what is missing are the role of ideas, of the Earth itself, of women, of alternative ways of seeing the world, of non-statist nominations of reality.  Scenarios then should not only find alternative routes out of the present, they need to configure the present differently, using radically foreign and unfamiliar notions of the future.  This is what makes future research different from routine social science or policy research.  The task is not only, for example, to imagine alternative futures for the United Nations but rethink governance, power and structure, to call into question current notions of how we organise our social and political life.

From this perspective we can imagine an alternative model that is (1) Sensitive to the role of the transcendental (in terms of inspiration and in providing a direction); (2) Includes a range of economic organisations (coops, small businesses, and large state/private run efforts); (3) is committed to a layered theory of representation, a third world vision of democracy, that has vertical (authority) and horizontal (participatory) elements; (4) has a different balance between the individual and group; (5) creates a culture that locates the environment as nested within human consciousness; and (6) attempts to balance spiritual and material factors believing both are basic factors in creating a good society including as social change drivers.

To conclude, futures research should then only ask what is missing from a particular analysis and it should–through metaphors, emerging issues analysis, layered causal analysis, deconstruction and genealogy–create the possibility of alternative worlds.

Notes

[i].   Dr. Sohail Inayatullah, The Communication Centre, Queensland University of Technology.

[ii].  For an elaboration of this theme, see Sohail Inayatullah, “Deconstructing and Reconstructing the Future,” Futures (March 1990) and Richard Slaughter, Recovering the Future (Clayton, Australia, Monash, 1985). For the more conservative position, see Roy Amara, “The Futures Field,” The Futurist (February, April and June 1981).

[iii]. For an excellent delphi study (in the South-East Asian context), including its limitations, see Pacita Habana article “Building Scenarios for Education in South-East Asia,” Futures (Vol. 25, Number 9, 1993).

[iv].  For more on this see, Mika Mannermaa, Sohail Inayatullah, and Rick Slaughter, eds. Chaos and Coherence in Our Uncommon Futures, Turku, Finland Society for Futures Research, 1994.

[v].   Jim Dator, Emerging Issues Analysis in the Hawaii Judiciary. Report published by the Hawaii Judiciary, Honolulu, Hawaii, 1980.

[vi].  Richard Slaughter, “Probing Beneath the Surface,” Futures (October 1989), p. 454.

[vii]. Sohail Inayatullah, “From Whom am I to When Am I: Framing the Shape and Time of the Future,” Futures (April 1993).

[viii]. See, for example, Johan Galtung and Sohail Inayatullah, Macrohistory and Macrohistorians. Forthcoming, 1995.

Frames of Reference, the Breakdown of the Self and the Search for Reintegration (1993)

By Sohail Inayatullah

Some Perspectives on the Futures of Asian Cultures

Published in Eleonora Masini and Yogesh Atal, eds., The Futures of Asian Cultures (Bangkok, UNESCO, 1993

March 15, 1993

ABSTRACT

Using culture in a variety of ways–culture in opposition to neo-realist views of economism and power; culture as essentially alive, always more than our definition of it; culture as fundamentally an essence, the original state of affairs; culture as an original state of affairs that declines over time and culture as a social practice–we explore a variety of cultural futures: (1) The unravelling of the traditional Asian self, (2) The breakdown of the self and culture, the schizophrenic model of reality, (3) Women’s cultural futures particularly the role of resentment as the emotion of future; (4) A new cultural renaissance from the periphery; (5) the rise of East Asian sensate culture; (6) Technological cultures from virtual reality, genetic engineering, and robotics; and, (7) Conflicts between types of time and a search for a cultural frames that incorporate a diversity of “times.”

Introduction:
Now considered the last unified discourse, culture is believed to be the voice of community, of a coherent set of meanings and relationships, the core of the Good Society, of humanity. Culture appears to be the last hope standing in counter point to the inequity of the market and the obtrusive power of the State. Through the language of civil society–globally and locally–culture presents us with the ideals of love and tolerance; peace and beauty; hope and vision. In this humanist model of society, culture is the last remnant of the past not infiltrated by technocratic capitalist market relations. Culture is then the voice of the past and the hope of the future.

Living cultures put on the way side of the linear march of history are now studied and celebrated (from Ladakh to Indian tribals) because we believe them to have a coherent voice and vision, to exist in a society where social relations stand before instrumental relations, where the transcendental is placed before the secular, and where the body has yet to have been placed in the surveillance grid of modern society. Asian cultures (south, east and south-east) in particular are believed to represent this traditional or ancient relationship with earth and heaven. But this may no longer be the case, for the Asian voice has begun to unravel. Travel, television, video, Westernization, modernity, and independence–as well as the reaction to the oppressive strength of feudal and hierarchical forces of the past, whether Confucianist, Hindu or Muslim–all have made problematic a unified Asian self. New technologies, forms of music, patterns of resistance and post-Asian visions of the future may make Asia’s contribution to the future of culture far more unexpected in form and content, more like a novel (a text of many voices) than a serious piece of non-fiction (a consolidated text, often a sermon, with a clear author). To begin our analysis we need to first distinguish between local, Center and pseudo culture. Local culture is often strong at providing identity but weak at intellectual, social, capital and physical mobility. Center culture (the culture of the dominant power) in contrast is weak at identity but strong on capital and individual mobility, that is economic growth. Local culture has survived because of its relationship to the land, in helping members meet basic needs. However, local culture has not been able to compete with modernity’s promise of providing economic rewards, of the glitter of city life, where one always hears of someone winning the lottery. Communism provided basic needs but not identity and mobility. Modernity, however, provides unity and identity in the idea of Man–Man as consumer and producer. Instead of the logos of God standing benevolently above the skies, it is the new symbols of Coco-Cola and McDonalds that provide global participation.
Modernity succeeds largely by creating a bridgehead based on pseudo-culture between Core and local culture, leaving local culture ridiculed, weak, and most importantly–inferior. Local’s judge their beauty, mind, history from the eyes of the foreign culture. Bengali activist and social philosopher Sarkar says it like this (1982: 53-54).
The subtler and sweeter expressions of human life are generally termed “culture.” Human culture is one, but there are some local variations in its expression. That particular community which is motivated by socio-sentiment (race, groupism, nationalism) to exploit others tries to destroy the local cultural expressions of other communities. It forcibly imposes its language, dress and ideas on other communities, and thus paves the way for exploitation by paralysing those people psychologically. So if some people by virtue of their wealth impose (their culture) on others, this will break their backs, they will become paralysed … If the cultural backbone is broken then all their struggles will end in nothing.

This is pseudo-culture. However–and this is where we differ from traditional humanists–efforts to transform pseudo-culture or to criticize colonial culture are often based on an idealized past not an ideal or alternative future. These are attempts to resurrect myths before the changes wrought by colonialism. But rarely are there efforts to envision alternative futures (that take dimensions of traditional and modern yet yearn for a different voice, a post-Asian voice, if you will), except, of course, for more recent efforts by the peace movements, the ecological groups, the women’s groups and a few spiritual movements–the anti-systemic movements.

Culture then as the voice of humanity against the technocratic State machine of late capitalism may tell us more about a particular idealized past then the futures ahead. While culture as a coherent voice of sanity–the voice of humanity against the technocratic State machine of late capitalism–may be the illuminated side of the darkness of the present, reflecting the bold vision of the renaissance humanists, of the moral philosophers, it tells us very little of the chaos ahead, of the new forms of cultures emerging, of transformations ahead. As Frantz Fanon (1967) has written, culture often deteriorates into custom losing its critical innovative edge, its spiritual vision and inspiration. Paradoxically, it is after culture has lost its edge that it is glorified and then “museumized.” However, even as a particular form of culture may lose its critical edge, there are always new forms of culture challenging dominant models of reality, of political-economy, of State power. Living culture then is often a step ahead of our mapping abilities, our attempts to rationalize and locate it.

In discussing the futures of Asian cultures, we take a variety of approaches. Beginning with an epistemological approach in which we look at how the “cultural” is constituted, particularly official culture, we move to an analysis of culture, gender and structure. We then examine the futures of cultures from the model of schizophrenia, using it as a way to comment on peripheral challenges to center and pseudo-culture. We also examine the impact of new technologies on traditional images of culture. We conclude with an analysis of the cultural construction of time.

Towards a Critical Futures Studies:

Before we can enter into a discussion of the futures of cultures, we need to ask as a preliminary, what are the frames of reference, the meaning boundaries from which this question, this investigation gains eligibility into our discourse? How is it that we can ask that question: what is the futures of cultures, specifically in a socially imagined place called Asia?

Futures studies itself, to begin with, can be understood in many ways. Roy Amara, for example, uses the division of preferable, probable and possible (1981). We take an alternative route and use the division of: predictive, interpretive and critical (Inayatullah, 1990).

The first aims at controlling and taming the future and thus making uncertainty less fearful. Finding empirical–accurate, valid and repeatable–indicators of culture and cultural futures is the task in this approach. Culture in this perspective is segmented, merely one more variable in a complex cross-impact scenario analysis, that is, culture along with economy and polity. The second is not concerned with predicting the future but with understanding the meanings we give to the future. This view assumes that the future is constructed in distinct ways by different cultures; cultural comparison and diversity in interpretations is the key here. The task for research is not to know one particular future but to explore a range of alternative futures–to expand the discourse on what can be and what has been! The third view goes perhaps a step further and asks, what are the knowing boundaries of what can be? From this view, futures research aids not in shedding more light, in giving more answers, but in making events, trends, scenarios and others tools of the future problematic, by asking how is that we accept conventional categories of analysis in the first place. Michel Foucault (1984), for example, did not seek to predict the future of societies but instead asked how is that we have become a population instead of a subject or a community or a people. The task is not so much to compare or predict, that is to conduct an analysis based on a prior agreed upon definition, but to bring into the discourse different possible meanings. Culture then ceases to be an essentialized reified category but becomes a particular way of knowing that has historically come about at the expense of other possible cultures. Even though we may construct culture in humanist terms as our possible savior, no culture is innocent, every reality displaces another possibility.

This third view then looks for the social costs, the politics of a particular culture. In exploring the futures of cultures, we could then ask what knowledge interests does a particular social formation serve? How does one vision of the future or one view of the future privilege a particular episteme (historical boundaries of knowledge) and favor a particular interest group or particular class.
Most important even while most discussions of the future of cultures rightly attempt to move culture outside of economistic categories, “culture”–within this critical framework–exists centrally in the “political,” the ability to define what is important and what is insignificant; what is real. This takes culture out of frivolous discussions of eating, dress, and smell (although these too can tell us a great deal) or even values and habits, to culture as resistance.

Defining culture as resistance leads to a more critical analysis of the location of culture in social change. In Hawaii, for example, local people have developed a language of resistance called pidgin-English. While ridiculed by U.S. Mainland Americans as poor English, more than anything else, pidgin-English serves to differentiate outsiders and insiders and to help insiders gain some advantage in an Island that has increasingly lost control of its own future through integration into the world capitalist system (particularly US Mainland culture). Through local resistance efforts–language, music and dance, as well as efforts to regain lost land–Hawaiian culture intends to return to its traditional cosmology, and thereby cease to represent a romanticized Orientalist narrative of cultural harmony, the land of swaying coconut trees and hula girls. The recovery of Hawaiian cosmology then becomes the best defense against modernity’s commodification of the native (Agard and Dudley, 1990).

Within the critical framework, we do not abandon scenarios, focusing only critical analysis. Rather, scenarios become textual strategic tools to distance us from the present, to gain a fresh perspective on cultures. This is important for as Franz Kafka has warned us, our consciousness may be more our enemy than our ally, since there is no world out there waiting for us to apprehend. Rather, we are complicit in creating the reality that is us. In Kafka’s story “The Burrow,” the creature digging the burrow cannot tell to what extent the danger it experiences is created by outside enemies or by its own digging.

Eventually, the creature becomes aware that the sole evidence of the existence of its enemies is noise. Beginning in a romanticized state of silence and tranquility, as its efforts to create an impregnable burrow proceed, the creature draws disparate conclusions about the whistling it begins to hear in the walls. Its inability to determine whether noises are produced by its own burrowing or by a predator can be read allegorically as pertaining to interpretation in general (Shapiro, 1992: 123).

How then to distinguish the act of knowing from that which is to be known? One cannot simply look up culture to find its definition. There is no transparent encyclopedia in which the real is cataloged for us. Indeed, the catalog, the index, in itself frames that which we are in search for; the index is complicit in our definition of culture. Ultimately there is no culture existing out there for us to discover, we are part of the process of discovering, even though we are often ignorant of our own site of understanding.

The humanistic response to this has been a plea for creating the conditions for enhancing cultural diversity, for situations wherein the Other culture can reveal things in us that have remained hidden. While this is important, two additional perspectives are needed. One is that “we” ourselves within this plea for cultural diversity exist in a larger (unknowable to us even as we self-deconstruct) matrix of the real–the historical boundaries of knowledge, the societal constructs of intelligibility that frame our questioning and knowing. At the same time, we need to find an anchor from which to interpret, from which to focus our gaze lest we become lost in a sea of endless relativities with no knowing or positive action at all possible. The futures of Asian cultures, for this essay, will be our ground, the landscape in which we hope to create some cultural fruits.

Within this critical framework, we can then attempt to imagine alternative societies (and create) not merely to predict or forecast the future but to gain distance from the present, so as to see it anew. We can ask a range of what-if questions to loosen the bounds of the present, to shift through our terrain and find different spaces of intelligibility. For example, what would a society look like that had no culture? What would a society look like if it was entirely cultural ? Or entirely acultural? What would a culturally rich society look like? Culturally poor? We could also more specifically ask: what would world culture be like if Manila instead of Paris was the cultural capital of the world? These types of questions could lead to a range of dialogues and useful scenario building. At the same time, the empirical view is important in that we have a context from which to enter the future lest scenarios be idiosyncratic reflections of the future. History and structure should guide but not bind our explorations into the future.

State/Airport Culture: Korea’s Intangible Asset Program

In our attempts to examine the futures of cultures, we often assume that culture is discernable through our rational mind. But if we assume culture has unconscious mythological/epistemic aspects, that is, culture is an unconscious process–less visible to official Power and more evasive the closer we seek to define it–then we need to find other avenues of inquiry into the futures of cultures.
As an important case study, both North and South Korea are conscious of the possibility of losing their culture. Japanese imperialism and Westernization (pseudo-culture) have made it imperative to save culture, to collect it for the future.

Culture has become a central strategy in moving forward and competing on the world stage, the Seoul Olympics as the most obvious example. As with other third world nations (conscious of becoming significant actors on the world field) culture has been given official status, sponsored much as in the feudal era when a wealthy merchant would sponsor an artist. But in Korea this is more than merely creating an Institute for the Arts, to spur creativity, rather culture is seen as a national asset, part of the drive towards full sovereignty.

South Korea has gone even further having established an Office of Cultural Assets which designates certain individuals as Intangible Cultural Assets. Upon designation a numeral is assigned to them. Upon death of the asset, the senior most student is given intangible asset status (Howard, 1986).

If we examine a brochure from a recent performance in Hawaii, we gain insight into one dimension of the future of Asian culture. For example, Ms. Yang studied with the grand master Kim Juk-Pa, who was recognized as the Intangible Cultural Asset No. 23 by the government of Korea. After the death of her teacher, Ms. Yang was assigned by the Korean government in 1988 as the Exclusive Candidate for Intangible Cultural Asset No. 23. She is expected to be officially named an Intangible Cultural Asset when she turns 50″ (Center for Korean Studies). Also from the same performance brochure, we learn of Mr. Bark who is designated as “the preserver of the Important Intangible Cultural Asset No. 5” (Center for Korean Studies).

It is the State then that bears the onus of cultural preservation. Of course South Korea believes that it is only in North Korea where culture has been “officialized;” in the South it has tradition that is being kept alive. Yet the contradictions are obvious. Pansori, for example, or story telling cannot be preserved through State power. It is a living form of entertainment–community culture–based on ridiculing authority, uncovering duplicity in morality, and of frank sexual talk. Attempts to make it eternal do so at the risk of losing the edge, the creative innovativeness, of the art. Art and culture as vehicles of limiting power or enhancing cultural resistance become resituated in the context of the State. In addition, while traditional Confucian culture was community based, in the Intangible Asset Program culture has become individual based, the group dimension of the art having been re-represented as the Korean State. Ultimately, this is not that different from North Korean efforts to develop an art and culture based on the glorification of Kim Il Sung.

In defense of South Korean preservation efforts, without State support there is fear that culture will become modernized–fast music and commodified culture–and local dress, food, and music marginalized.

Even if official recognition preserves the past it does so at a cost for it forces artists to endear themselves to the special board that decides who will become a cultural asset. Art becomes technical, patterned itself after recent successes, not creative but imitative. Thus, intangible assets remove themselves for that which they claim to represent, the history of the people. Culture becomes museumized even as individual artists gain recognition. Culture then is seen either as Western or traditional Korean, efforts to develop other forms of art have no space in this binary opposition–moreover if a Post-Asian art or culture developed would we be able to recognize it as art or culture?

The logical extension of State art is what is commonly seen as Airport Culture: a few icons representing past, present and future, to be consumed quickly before one’s flight is called. Hawaii has excelled at this with hula girls, leis and music to greet disembarking passengers (far more indicative of actual culture would be not the hula but immigration warnings, custom’s procedures, dogs in search of contraband, as well as other entry requirements).

Commodification and officialization then are the two main trends in the future of Asian culture. In the first recent Western categories of beauty and culture are imported and Asian categories of thought denied. In the second, culture is controlled by official boards, art is necessary to unify a nation, to use to cast a distance, a measure of sovereignty from other cultures. Extrapolating we can imagine a scenario in which all the world’s cultural assets are lined up and numbered. With instant access video technologies, we will then be able to easily locate a nation and call for Intangible cultural asset number 4500 and have it played for us. But then by that time, real culture will again have spontaneously developed outside of conventional discourse, in other places. Culture then is not State owned or State run, it is resistance, constantly slithering out of attempts to capture it and escaping the Official discourse. The Korean word for that is “chôki.” It means somewhere else, a place we don’t quite know where, but somewhere else. Intangible. Not realizable nor quantifiable. Quite different from the State Intangible program which in its attempt to preserve that which is considered intangible–art, beauty–has left the world of metaphor and interpretation and entered the economic and political discourse. Even dissidence might find itself being allocated an cultural asset number. Of course, the positive side is that culture is protected from the commodification of capitalism, from the market–a market which would prefer electric guitars to kagyam. But which cultural period, which Korea, should be protected. Korea, for example, was matriarchal (shamanistic), then Buddhist, then Confucian and finally modern. During the Japanese occupation, traditional Korean ways were sloganized but these were of the medieval Chôson period, a time of considerable oppression of women. Nationalist leaders did not choose to recover the social relations of the shamanistic or Buddhist period, rather they took the more State oriented and hierarchically rigid Chôson period to use as a defense against Japanese imperialism. Each nation or collectivity then has many pasts, many cultural histories which can be appropriated in the creation of a future. While through the recovery of the Confucian Chôson, a strong nation based on “Korean ways” was created, the cost was the suppression of women’s rights and labor participation in the political-economy: the championing of one cultural history meant the suppression of another.

Dorothy and the Return to Oz:

We learn more about the problematic nature of culture from the American movie Return to Oz. In this movie Dorothy of Kansas returns to Oz finding it captured by the Gnome King (who is made of solid rock, indeed, is a mountain). To rescue her friends she must go through a range of hazards. In one scene she tries to escape the wicked witch. To do that, her friend the pumpkinhead tells her of a mysterious life creating potent he has seen the witch use. By using a moosehead, some palm leaves, a old couch, she creates a flying mooseplane. To bring it to life she sprinkles the magic potent on the moosehead. Nothing happens. She asks the scarecrow what has gone wrong. He says there must be a word that enlivens the potent. She asks what is it. He responds how could he know since he wasn’t alive at the time that it was used on him. And that is the problem, much of what we want to know, the secrets of life, the grand philosophical questions, the nature of God, the structure of the superconscious are outside of our knowing boundaries (or answers to them are bounded by the episteme that formulates the rule of eligibility). Dorothy’s resolution of the problem of Being and Knowing (We are always more than we know ) is simple. She reads the ingredients and says the magic word. The mooseplane takes off. For us as well, the answer to our desire to transcend our problems, to remove our fears is obvious. We read the magic words of Text and the world is made right. Evil disappears and Truth stands firm. Whether Bible, Talmud, Quran, Sayings of Mao-tse Tung or Mantra, reading re-represents the world to us, we enter the flight of the metaphor and reality no longer appears as concrete. We can fly! We have entered cultural space.

After Dorothy defeats the witch, she travels to the mountain of the Gnome king. It is he who holds the others in captivity, in concrete. Again, she uses the mantra, the magic word of “OZ” to bring the kingdom to life. The Gnome king is defeated when he accidentally swallows a chicken egg. As biological life enters him, he falls apart and the world comes alive again. The word represents her Being and when uttered the battle is won and the earlier conditions, the earlier romantic biological–indeed women’s culture–is regained. All is fine. Culture has defeated evil, metaphor has defeated literalism, and women’s biological power has defeated male power.

Structure, Gender and Culture:

While Dorothy raises issues of Being and Knowing, metaphor and literalism, providing us with a way out of our quandaries, in a recent Chinese movie it is structure (patriarchy) that overwhelms culture. In Raising the Red Lantern, we gain further insight into the interrelationships between culture, gender and structure. Sold by her poor countryside father, the newly married wife finds herself as mistress number four. During the first nine days of marriage she has the husband all to herself, but on the tenth day, like the other wives she must stand outside in the courtyard to find out who will receive the red lantern. Not only does the red lantern mean a night with the husband as well as a foot massage but the right to choose the menu for the next day as well. When she asks why things are done in this way, the new mistress is told by the elderly first wife that these are the family traditions, the family culture. In the span of two hours we see how the architecture of the house and the structure of four vying for one creates competition between the women. Hysteria results. The husband keeps all the women in line by switching the red lantern to whomever is most obedient. But above the visible household structure is another invisible room. Located on the side of the roof, near where the women can meet away from the man, is hidden a small room, where other women who attempted to reverse the patriarchal structure have met their violent death. The new wife tries to look inside but the door is padlocked. Access to this reality is denied. Meanwhile, wife number three having understood the male structure develops a secret lover. This is her only way out of the competitive world the husband has created (she increases the supply of men). Wife number two–who has gained the confidence of the other wives by pretending to be sweet and nice–discovers the affair and tells the husband, hoping to gain some leverage. Wife number three is immediately hanged. The newly married mistress upon seeing this cannot keep her self together and she breaks down, unable to explode outwardly (to change patriarchal relations) and unable to violate morality by finding her own lover (as she is the from the traditional village), she implodes spending the rest of her life aloof from her previous self, the self created by the male structure. She is now free in the misery of her madness. We are vividly shown the points where culture and structure meet. Culture ceases to be self-evident and is shown to be mediating through various social forces, in this movie, male social and architectural structures. The movie ends with wife number five arriving asking who is that mad women there. We should not be surprised at this ending as in male culture there is an endless supply of vessels of pleasure. More rooms can always be built, although only room is needed far above to keep the entire structure concrete. Resistance then is impossible; cooption to patriarchy is the only possible future. But in the long run, the costs of cooption is the breakdown of the self.

Schizophrenia as the Model of the Future:

This movie then gives us insight into the most important trend of the future: the rise of cultures of schizophrenia, of madness. This the breakdown of any coherent self, leading to a variety of selves that are not integrated by any sense of culture, history or any imposed structural self, the self of the modern world, for example. As a metaphor, schizophrenia helps in deconstructing the real and opening up spaces that the modern world has closed. However, while romanticized by movies and by postmodernists, as a disease it remains one of the most painful human conditions known to humanity, AIDS appears like a relief when compared to schizophrenia. An epistemologically open pluralist self or system with some level of integration is still distant.

An example of a movie that romanticizes mental illness (while making some very important points about work and play, violence and peace) is The King of Hearts. In the opening scene a French town is abandoned by the retreating Germans. The townspeople rush out as well when they find out that the Germans have left behind a bomb that will explode at midnight. A Scottish officer is sent by the liberating allied forces to remove the bomb. When he gets there, the lunatic asylum has been opened and now the schizophrenics have taken the roles of the townspeople (showing again that it is structure that creates selves). One is a duchess, the other a Madame, the third the General, the fourth a barber. Life to them is a game. Time is immediate. Play is central. The Scottish officer desperately tries to warn them of the impending danger, their death. They respond by showing him the whimsical nature of life, its fleeting nature. Finally, when the British and Germans march back into the town, discovering each other, they immediately open fire and all the soldiers are killed. At that point, one of the schizophrenics comments: “They seem to be overacting”– taking their roles too seriously forgetting that the Self is liminal not solid. It is only when the townspeople return, that the lunatics rush back to the asylum understanding that they can no longer freely create time and space, the social construction of reality now has fallen back to normalcy, the rigidity of common sense has returned. The Scottish officer now must decide to stay with the army and continue fighting (have a fixed self) or enter himself into the asylum. He strips off his clothes leaving behind the self of society and joins the alternative self of the mad. While others have phrased this battle between the self of the desert and the self of the city, the self of the mystic versus the self of the institution, in King of Hearts it is the schizophrenic who has seen modernity and rejected it. The Scottish officer leaves the modern world, the modern self, to an earlier historically playful self (or indeed a post industrial self outside of the bondage of work). However, as he walks into the asylum we see him holding a bird in a cage, reminding us that the soul is still imprisoned even in the relative freedom of madness.

While apparently a European movie, the story told is equally valuable for understanding Asian culture. However in the Asian setting, the schizophrenic has been located less in the medical discourse and more in the mystical discourse. Like classical Hindu and Buddhist texts, the schizophrenic has understood that life is suffering but instead of transcending the suffering and creating a new self that is enlightened, the self breaks down neither normal nor enlightened. In the Asian version of the movie, there would be an enlightened soul pointing out the third alternative ; neither the world of madness nor the world of normalcy but a third supramental consciousness where reality is viewed as layered–shallow and deep–the deeper layers less gross, less material, more ideational and spiritual. The enlightened individual would not remark that killing was overacting but comment instead that death is temporary for the souls lives on with killing a result of ignorance, greed and fear. The schizophrenic unable to transcend ignorance and fear, yet critical of conventional models of Reality, opts out for an earlier time when life was simple (our mythological vision of traditional society) and everything was play acting. Thus the final scene in an Asian rendering–Taoist, Buddhist, Hindu, or Sufi–would have the Scottish officer suddenly realize the incompleteness of both worlds–the world of the insane and the world of the normal. Furthermore in the Asian view, more open to many ways of knowing, schizophrenia would be able to find a place to stand in the world with many possible paths, with the 99 names of Allah and a 1000 renderings of Brahman and the eternal return of the bodhisattva.

While this movie shows the contradictions of the neo-realist paradigm –of individuals and nations seeking to maximize self-interest–the mistake it makes is to believe that schizophrenics would be able to create a conflict-free community of the mentally ill. Like the humanist vision of culture, it is constructed with a coherent past based on a romantic voice of the Good. This perspective reiterates the image of the native or of traditional Asian culture where man lived in harmony with each other. Unfortunately, outside of the movie world there would be many kings (and sovereign nations) with no consensus creating so as to create a community of the mentally different. Each would make claims for leadership and fear the other, at least in the short run. In the long run with no concrete Self to provide a persistent and consistent Self, peace and non-violence would reassert itself. In any case, in romanticized renderings of mental illness (as with renderings of the traditional Asian self) while the pain of normal society is laid bare, the pain of mental difference, the pain of mental illness is not. The asylum then becomes our representation of culture outside of the instrumental and violent voices of the modern world.

Moving away from this treatment of schizophrenia, we can speculate on what the world would be like if schizophrenia was the dominant psychological model. To begin with, like the future, we are uncertain as to the nature of schizophrenia, but we know that it demands our attention. There are many discourses that are used to describe both schizophrenia and the future: the technocratic, the biological, the genetic, the spiritual, the social, the political and the economic (Torrey 1988, 1992).

Schizophrenia then can be seen in many ways. Most people view it as a brain disease, something that can be cured with the right drug, the technological discourse. Others see it as a dietary problem, previously many saw it from the psychological discourse–bad parenting, conflicts between parents and so forth. While there is a great deal of literature in this area it appears that the biological-chemical discourse has won out. But despite this victory, schizophrenia can also be viewed from a cultural perspective, helping us see what each culture thinks as normal and as abherent behavior. Schizophrenics, for example, confront us with our fears. Sensitive, misunderstood, with nothing to lose, they remind us that the king and queen are naked. Unfortunately for those of us in polite society, they show us by undressing themselves.

But while they show us our reality, they do some from a position of paranoia (an exaggeration of fear) not metanoia (a transcendence of fear). For example, they believe they are God and the rest of us are not. At the same time the breakdown in the self of the “mentally ill” is (as shown in the King of Hearts) is partly a response to the irrational self of the modernity or Westernization from the Asian perspective. The self breaks down for it cannot make sense of irrational paradoxes: why is there is so much wealth amidst so much hunger; why is there democracy within nations but not a world democracy; why do some people achieve so much wealth so quickly and others don’t; why is there is so much killing by those who claim the Good, the True and the Beautiful; why don’t the poor rise up and smite the rich? While most of us can find rational(ized) explanations to give meanings to these paradoxes, schizophrenics do not. They remain caught, trapped and instead of breaking apart the problem through logic, or living the sensate existence of “eat, drink and be merry,” many of them find their self breaking apart, thereby becoming many people. As Asia continues to modernizes and Westernizes we can but expect increased occurrences of this type of lunacy. And with traditional knowledge systems breaking down (or modernizing and adopting Western scientific models) thereby reducing epistemological pluralism and the family losing its strength, schizophrenia will become “medicalized” as in the West. Urbanization, unemployment, cultural penetration from the http://aic.org.uk/cialis-generic/ West will further unravel the Asian self creating the broken down mind; a mind that can be described by schizophrenia, as in the following quote from Louis Sass’ Madness and Civilization.

Schizophrenia results in detachment from the rational rhythms of the body and entrapment in a sort of morbid wakefulness or hyperawareness. Schizophrenic individuals often describe themselves as feeling dead yet hyperalert–a sort of corpse with insomnia; thus one such patient spoke of having been ‘translated’ into what he called a ‘death-mood’ yet he also experienced his thoughts as somehow electric–heated up and intensified (Sass, 1992: 7-8).

Colonialism has created the feeling of death while modernity has created intensity, and when put together has led to a culture of corpses with insomnia. Traditional time, cyclical time has broken down yet modernized time in Asia remains a caricature of the Westernized model. Few have attempted to create a post-Asian model of time, one that includes cyclical, spiritual (timeless), structural, linear, efficient, and women’s time (Inayatullah, 1993).
Like postmodernists, schizophrenics understand that the real world is one particular construction of the universe, having no order, fundamentally unintelligible. They contest the real world, the bottom line, the final cut, making reality much more mysterious, unclear, uncut and unfortunately for them frightening and horrifying. Like eskimos, who answer, “we do not believe, we fear”–that is, fear is not mediated by external forms such as a global media, pop futurists and other fear mongers (Shapiro, 1992: 126). Fear becomes an epistemological category not something one experiences on the news. For schizophrenics, as well, who might spend a week locked in a mortal combat with a cockroach, fear is not an indulgence, it crawls into one’s back, up the urethra, and into one’s eyes.

While historically schizophrenics had their space–existing in the cultural ecology of the Asian village–now in the city, we fear them. Their laughter is not in step with our humor. Often for long minutes they may break out into uncontrollable laughter. We can only withdraw our gaze, hoping that they will fall back into conventional behavior, before we are confronted with our own proximity to madness. If common sense is culture then their defiance illuminates the rational. Laughter is fine but only in reference to another’s comment. There is a regime or discipline to laughter that we unconsciously follow. As he or she does with other daily events, a schizophrenic makes that regime problematic, often leading for calls to have the mentally ill “policized,” to be removed from the premises. Those in any society, whether feudal or bourgeois, have rules of where we can stand, how we should act, what type of questions one should ask (questions must be coherent within an intellectual framework, for example). But schizophrenics do not exist in that regime of common sense and culture, they exist in alternative intellectual and social space. They might, for example, respond to “would you leave” by wood ewe leaf, thus speaking intelligently but from a different way of knowing.

Through colonialism and modernization, the historical Asian self has broken down, adopting a foreign self, foreign categories of reality. More than from the anthropologist or the philosopher it is from the schizophrenic that we can learn a great deal; we can learn about our cultural norms by watching how they disturb us. Among other insights, they show us the tightening grid of the State, of the straitjacket of conventional reality.

But from the viewpoint of modernity, schizophrenics exist in a world of metaphor not burdened with day to day data. Living in a world without boundaries, they are postmodernists with a vengeance, moving in and out of metaphor until the metaphor ceases to relate to the empirical world or the ideational world, merely become an extravagance until itself.

If the battle between the future is between those that exist in metaphor and thus search for “better” (more peaceful or more enabling) not truer model of reality and those that exist in the literal world (living in the objective and true) then schizophrenics offer a third alternative outside of metaphor and literalism. They exist in both but with an extremism, outside the edges of our reality, living in and out of metaphorical relativity and literal truth.

Are we moving to such a global culture where there is no one model of reality but many individual models with no way to communicate, with inter-subjective reality terminally delinked? Schizophrenics when denied their reality, however, do not merely smile. They attack our reality often with anger and violence, at the same time, they create new versions of their own reality. If the schizophrenic is a king, after our denial, he becomes an emperor.

Like the international relations model of the nation-state, each denial leads to an escalation of demands, of desires for further power over reality and the territorial and epistemic expansion of our own particular reality (Shapiro and Der Derian, 1989; Walker and Mendlovitz, 1990). Imagine then the world if schizophrenia was the model of social relations. Or is it already? Don’t we already exist in common sense theories of this reality: realism, neo-realism, political science, economics, that makes sense of this world such that its extremism, its particularity, its utter madness is inaudible to us.

What voices are we hearing? What are our hallucinations? Leaders fear other Presidents, each thinking they should rule the world. The other nation becomes the enemy. It is the structure of the world system that creates a schizophrenia wherein one can be democratic inside ones borders but totalitarian outside. One can practice voting inside but war outside. The hallucinations of the schizophrenic become isomorphic with the desire of State leaders for power over others. Increasingly in this structure of power, it becomes difficult to distinguish what is cockroach, what is dragon. All is inflamed and nothing is left but terminal madness.

Within this world system the rational comes to be defined by the epistemological model of the dominant powers, as one goes down the scale from core to periphery, knowledge systems are increasingly seen as irrational. Just as in the present world economic system, where the periphery provides raw material to the core, in the world cultural system, the periphery provides the cultural, the exotic, to the Core. The Core uses culture then to devise theories of existence and humanity, to explain its sordid past to itself. Semi-peripheral regions are those then that have elements of the irrational and the modern, the rapidly developing East Asian nations, for example.

But most people do see through the ability of the powerful to define the rational (to see Asian cultures as irrational or in loyal opposition as the seat of all wisdom). The common response to international relations and world politics is, “It is all crazy.” Is the system to difficult to understand or does it defy common sense leaving only conventional theories of politics (or rationalizations) to buttress it? Or does the international system violate our basic sense of decency and human culture? Clearly it is crazy. We feel the chasm between the ideal and the world we live, between our theories and world they contend to explain.
Instead of a world capitalist system, we can also talk (loosely) about a world system based on schizophrenia. Each nation sees paranoia all around, delusions of fear and delusions of grander, voices of all around–the idea of an integrated self or an integrated world system without individual selves or nations, but a unity of humanity or even Gaia remains unreal, instead the real world remains the world of the schizophrenic, fragmented, filled with unintelligible voices and flooded with illusions and delusions.

One possible scenario for the future then is a world where we are all schizophrenic. Without any dominant model of the real, and in the midst of the end of the modern world, with the post-Asian yet shaping (ideally an integrated schizophrenic perspective), no coherent vision of self, culture or future exists. Unlike other eras where there was a authoritative discourse (a agreed upon worldview), there exists a plethora of discourses of selves, each vying for supremacy. At one level the end of Stalinism reduces the hallucinations, at the same time the global self is less focused as that which give unity–the binary structure of East-West relations-has disappeared. For the patient the villain has disappeared, either one can search for a new enemy or implode within–structural transformation, reintegration at a higher lever, is of course the preferred by elusive dream.

Crime and Self:

At the level of the individual, Richard Ball (1985) has argued in “Crimes Problems of the Future,” that the key trend of the future is the lack of a responsible self, the end of any integrated set of experiences and functions. For Ball there is a direct relationship between criminality and individuation. Early women and men lived in a condition where the group was more real than any self. Indeed according to Julian Jaynes in the Breakdown of the Bicameral Mind, the brain in itself was not joined, early man located his or her thoughts not as internal voices but as external sounds of Gods and Goddesses. It is in modernity that the self has become integrated causing Michel Foucault (1971) to argue that we are more recent than we think. It was with Freud that criminality became biological with social constraint largely concerned with sexually deviant behavior. In the media dominated modern world, instant gratification has created people without any essential self. Without an essential self, any combinations of beliefs can be readily be abandoned for another are being created. The real self of antiquity (the communitarian self of the voice of culture) has been displaced by temporary selves of modernity. Communications becomes impression management, law and order cease to provide social limits since the self conducting the illegal act is disconnected with the other self–in one word: cultural schizophrenia. Within this context, with the breakdown of the self and no self to apprehend, the key problem for society in the future is that of criminality. Self anyone? The Asian self, as we have argued above, is particularly susceptible, as it is caught between conflicting cultural demands (tradition, colonialism, nationalism and globalism), between rapid economic growth and rapid impoverishment, between the breakdown of the traditional Asian self and the lack of a new self. Of course we would expect this to resolve itself differently in East Asia, China, South Asia, South East Asia, and West Asia as the cultural forces are varied in these regions.

But while Foucault (1971) argues that we are recent and like a sand castle likely to disappear with the next epistemological wave, grand social theorists like Sarkar or Khaldun or Sorokin or Ssu-Ma Chien remind us that a breakdown in the self (and a search for the self of the prior era) is a predictable occurrence when a society is in between eras–there is no reality to hang on to, total skepticism or agnosticism hardly being an integrated worldview (Galtung and Inayatullah, 1993). For Sarkar (1984) the world is at the end of the capitalist system and waiting for the next social cultural cycle. No authoritative discourse exists rather there is a struggle for the creation and acceptance of a new worldview. For Sorokin (1957) as well we are in-between his stages of ideational, sensate and idealistic, the break when the sensate world disintegrates, when the world is turned upside down, and the new synthetic era begins. For 14th century macrohistorian Khaldun (1967), unity among and within groups disappears and the world awaits a new authoritative discourse, usually from the periphery not from core political economic or social structures, or selves that are centered, rather from those outside the vortex of the immediate and of the powerful –the social movements, the women’s movement, in our interpretation. For ancient Chinese philosopher Ssu-Ma Chien (1958), this cultural decline is part of the natural decline in dynasties when learning and tao disengage and loose opinions spread, that is, when there no longer exists a unified theory of knowledge. Thus the future consists of breakdown at all levels: self, epistemology, economy and polity and the search for a new integrative model; whether this model will be the recovery of a particular past–ancient, classical or feudal–or the creation of a Post-Asian model remains to be seen.

Han and Resentment:

An alternative to the schizophrenic breakdown at the individual level or at the global level of humanity is internal repression, a path followed largely by women, especially Korean women. In Women and Han in the Chosôn Period, Young-hee Lee (1992) argues us that the rigidity of the neo-Confucian structure of male dominance did not give females an escape valve–what resulted was han, or deep resentment. This is the inability to transform present conditions leading to deep inner resentment towards Power, particularly male dominance. With further justification from Buddhism, women were told to accept their suffering and live with their karma, while men could escape the rigid family structure through kisaeng (dancing girls) and mistresses, women could not. Like the wives in Raising the Red Lantern they had no way to express their frustration. While Korea is known as the land of the morning calm, underneath this calm lies centuries of han. Men too enter the han discourse but not from the problems of daily life but from the shame of many defeats to the Chinese and Japanese; it is a territorial han based on lack of national sovereignty (now further exacerbated by the division of the Koreas).

Out of this han, this sustained suffering, came new fields of women literature and women’s expression. Because women had no way to stay in touch with their families they developed letter writing (also they were compelled to by their in-laws) and special literature and songs called naebang kasa (court songs) and minyo (popular songs). Because of han, a great albeit invisible cultural renaissance resulted.

Is this then the world future, not structural change or implosion but deep repression and resentment?. Even Shamanism (which has allowed for occasional individual transcendence) and Christianity (which has energized women into social groups but without changing the male neo-confucian social structure) has not succeeded in transforming han in the Korean context. The feminist women movement has often been sidetracked by nationalist efforts, as the case in Korea, where women’s resistance to the Japanese became far more important than the transformation of patriarchy (Bonnie Oh, 1982). Moreover in the larger Asian context, feminism has been seen as a Western force, the search for a women’s movement authentic to the history and categories of Asian women is still in its formative phase (Jayawardena, 1986). With further Westernization (in the form of East Asian capitalism) we should expect increased han, especially for women, unless an Asian women’s perspective (a post-feminist voice) combining ancient shamanistic principles and modern social organization can transform women’s condition.

From the Asian women’s perspective, han then is the dominant cultural formation of the future. Han could also be a precursor to the breakdown of the self especially as Westernization and travel intensify the resentment women experience. While a united Korea might lead to an attempt to undo thousands of years of han for male Koreans, a transformation of patriarchy still seems far off.
In any case the main point is that any discussion of the futures of Asian cultures must deal with women’s experience of their social reality and their efforts to negotiate patriarchal social relations. In addition, Asian strategies in dealing with power–whether colonialism and developmentalism–have a strong han component: the face shown, for example, to the colonialist (the lazy worker image in the Philippines) is markedly different than the face shown to one’s same class and ethnicity.

Part of the return to the shamanistic past will be a recovery of not spirituality (the search for unity of the self with the cosmos) but of spiritualism, a search for connectedness with the dead. This alternative then is the search for new forms of association. With the breakdown of modern society and with the inability of modern spaces and categories of thought to give answers, it is then too other worlds where we will flock. Whether these are ancestral spirits, souls claiming to represent the Anointed One Him or Herself, or nature spirits is unclear, but as the self breaks down and as answers to change and transformation and our world problems become increasingly immediate and pressing–channeling (not changing channels as in the modern response) will be one of the waves and the ways of the future. While this has begun in California and throughout Asia, we should expect new sources of self-sustenance, primarily those from the spirit world. At the same time, we should anticipate increased and more potent women’s movements working alone and tied into ecological, cooperative, and consumer associations. A new Asian women’s culture might emerge from these efforts.

Culture as Resistance:

If it is through resistance that new cultural forms will rise, then we need to look at the periphery to better understand the future of cultures. These are the anti-systemic movements, the counter civilizational projects, the spiritual, ecological and social movements that hold the keys for our potential futures. One former periphery is East Asia. While previously Western culture was paraded before the rest of humanity as the standard, oriental culture has received high marks in recent years. Considered closer to the Nature, less rigid then Western epistemology–more open to contradictions existing in an ecology of truth statements–and closer to traditional culture when the cosmos, society and individual were in harmony, before commodification, developmentalism and center-periphery structures were not the universal drivers.

But what aspects of Oriental culture might become universal in the next century? Vegetarianism (most likely because of the politics of health and food production), taking shoes off at the door (again likely as ceremonialized politeness), complex social relations in which discourse is understood not by what is uttered but by who utters it and when it is uttered (far less likely, too difficult for others cultures to gain entry into this social network), spiritual practices (from zen to yoga, again likely, since they can be easily appropriated). Finally, what type of icons might become universal? Most likely stories from the village, the Indian cow (instead of the American mouse), the village well (instead of the shopping mall), and the bodhi tree (instead of the highway). One can imagine a drama with all these symbols coming to life, interacting with each other, creating an East Asian form of universal cultural representation. How quick Disney will buy these Asian experiences out is easy to guess.

But what are some less likely scenarios? One can easily imagine a Manila-Calcutta-Bombay-Dubai link as a next major center of culture in the next century. Besides having been oppressed (and thus creating the possibility for the return of cultural pendulum), factors such as sophisticated and deep mysticism, a rich artistic heritage, an advanced intellectual climate providing the high culture; in addition there is Bombay, as the center of movie audiences, providing the mass culture. For instance, on one side there is someone like the late P.R. Sarkar–developing on Gandhi and Tagore–with his thousands of spiritual songs, a range of new indigenous theories of science, society and culture, numerous social movements as well ecological centers to create a new society, and artists and writers associations to legitimize and enliven in and on the other side the filmi mass culture that provides a voice counter to the “pop” of the West. All these combine to provide the necessary ingredients for cultural revival.

The other contender would by Hong Kong and Star TV, basically some level of Asian creativity but still developed within the overarching cultural categories of the West. The question then is: Hong Kong or Calcutta?

A resurgent Philippines also is a possible scenario. Centuries of resistance, of failed revolutions, of cultural eclecticism, of mysticism and pseudo-culture make it a potential cultural center. This is more likely than the present rich Asian states, where modernity and the victory of the official discourse has produced wealth but at the expense of trimming of deviance–Singapore as the obvious example. Islam as a cultural force is possible but again since politically it is in a decline, this may force a rigidification of culture, a straightening of diversity so as to uphold the State and the Text. Conversely, if decline leads to inner reflection and self-criticism then cultural renewal and creativity is possible. Islam then would have to reconstruct itself as a cultural epistemological force and not as a political Statist force. With the breakdown of the USSR and the potential breakdown of China, we could then easily see a cultural renaissance in three areas: an Islamic south-west, a Westernized Hong Kong (or Taiwan after 1997) and a Manila-Calcutta-Bombay-Dubai crescent.

Fitting into the Hong Kong Star TV scenario, is the rise of a sensate Asia. Lee Kuan Yew wondered if there was any solution to the rampant sexuality of East Asians. With a new Hong Kong Chinese MTV (music television) developing, we can assume that sex is the future of East-Asia. This is possible with Confucianism providing the commodification of women, (women as servers of men), Buddhism removing any guilt related to sex. Instead of 1 billion consumers of coke, we can well imagine one billion sexually repressed Chinese waiting for a modernist China with fast time, fast sex, and fast music. East Asia then would be the center of modernist music, art, and sexuality for the next century, taking over the exhausted West. Only AIDS and virtual sex stand in the way. With developments in the latter, we could see dramatic transformations in both Bangkok and Manila, sex having moved to the virtual mind instead of the bodies of young village girls.

Technology:

So far we have focused on social and political forces, but how mights advances in technology transform asian cultures? Developments in Virtual Reality, Genetic Engineering and Robotics all promise to dramatically alter our perceptions of culture and the cultural. These new technologies will have far wider impact then television and video. In some ways they will intensify Westernization and in other ways they will transform it. These technologies to begin will transform our understanding of social reality, Nature (or mother nature) and human culture, displacing all three. New forms of resistance against the technologies will also result. As with electronic culture where faxes, videos and electronic viruses can be used again official government sponsored reality, these technologies will lead to attacks on the “artificial” world they have created and of the way that life will be managed through genetic engineering, for example. At the same time, just as television and the video bring us the new electronic family hearth, united not by conversation but by viewerism, but at least still united, these new technologies will create their own paradoxes. We will first review these potential transformations and then discuss the cultural implications resulting from them and embedded in them.

Through Virtual reality we can don a helmet and practice safe travel, safe sex (indeed it is this that will bring computers in our homes in the next century, not banking, nor games, but virtual reality sex). Technology will have finally captured nature–making it obsolete. The problem of the original text especially for fundamentalists will be further complicated since distinctions between types of reality will be blurred. Will religions then offer virtual reality experiences of their image of God? Perhaps the redeemer, whether Jesus, the Mahdi, the taraka brahma, is returning and will be available to all, at all times. Will culture then become miniaturized and available to us all in our virtual reality cassettes–Travelog but with the sensual experience of the place we are traveling to. It would be real since we would (could) not distinguish between the two. Of course, the important job will be creating the miniaturized culture. And the most important question for futures researchers is: what will be the resistance to “virtualized” cultures–a return to natural cultures? But how? And will virtual reality centers be the next museums, the final effort to carry the seeds of the past into our journey to strange new world ahead?

While experiments in genetic engineering will start out quite harmless since all of us want to avoid abnormalities, or various genetic diseases, we will soon all want to be checked by our family genetic engineer. This will soon lead not only to disease prevention but to capacity enhancement. Intelligence, memory, body type and beauty will all be open for discussion and interpretation. Birthing will eventually be managed by State factories and we will be the last generation to produce children the old fashioned way. It will be the final victory of the feminists and their final defeat. The biological cycle will have been terminated by technology and women will essentially be not any different than men once their reproductive capabilities become unnecessary. The causes of alarm are there (and the negative scenarios almost infinite: increasing inequity between north-south, between rich-poor and the tightening grid of the surveillance State and the managed genetically engineered self) but perhaps when everyone can be beautiful it will be moral and spiritual potential that will matter the most. With fewer genetic diseases our differences will become once again charming instead of attributes that keep us from uniting as humans. Perhaps genetic engineering will paradoxically lead not to sameness but to difference and to a greater humanity. Of course, as developed within the present regime of science and center-periphery nations, genetic engineering means only one thing–the final end of peripheral culture–and the reversal of demographic patterns that are seeing the rise of Asian and African population and a decrease in American and European populations.

But cultures need not be human, they can also be robotic, robots can be sentient creatures potentially living with humans and potentially displacing humans. Japanese society, for example, already has glorified Mr. Roboto. Often seen as friendly, a helper, it would not be too long before we are engaged in discussions of the rites and rights of robots. Concomitant with ways of thinking that see everything as alive (quantum physics, Hawaiian cosmology, Buddhism, animism and Indian thought) and with advances in artificial intelligence, we can envisage a time when robots will be seen as alive. Their utility value will be surpassed by their existential value. While a robot uprising is unlikely, the move from robots as represented as machines, to be seen as dumb but lovable animals and then to gaining similar rights as children is quite easy to believe. Conversely, it may be that the robot mind will become the metaphor for our brain, and thus the despiritualization of the self. While it is doubtful if robots will pray five times a day, facing Mecca will be easy but will they feel the unity that this act implies?
For capitalists these new technologies promise a renewal, a rejuvenation from the exhaustion that has set in. They promise to revive the idea of progress and push back cultural revival, ethnic history, and local knowledge. Thus, it is not cultural humanists who will provide the vitality to the dying modern world but the new technologies and the cultural codes embedded in them. These new technologies pose the most dramatic problems for those who consider the natural as fixed instead of as constantly changing and in the process of recreation. Fundamentalists, in particular, will find the next twenty or thirty years the best and worst times for their movements. The best because the forces of tradition will flock to them; worst because the technological imperative and humanity’s struggle to constantly recreate itself (and thus nature) will not be easily reversed. Even biological spills will most likely not be controlled by State regulations but by new technologies themselves. However, the answer to these type of problems may be in newer advanced–physically, mentally and spiritually–technologies. It is important to remember that technologies in themselves will be redefined in this process as not merely material processes but mental and spiritual processes embedded in particular cultures. This redefinition will come about from non-Western renderings of science (Inayatullah, 1991; Rudreshananda, 1993; Sardar 1984; Sheldrake, 1992).

Genetic technology or biological technology could yield new viruses, new types of life that end our life. The planet itself, however, might not care, Gaia, argues James Lovelock (1988) is a self-regulating mechanism that keeps life alive, humans might not be needed, just an experiment that went wrong. She might “choose” rabbits instead of monkeys this time, thus ending human culture as we know it or removing the supremacy of humans, making us just one more sentient life form that quietly inhabits the planet with all other creation (Jones, 1989). But this fate is unlikely, as “humanity” then will be caught in a battle against its new creations, the West now competing not only with its own social periphery, but with its own created periphery.

But while the values behind genetic engineering and robotics are based on competition–on linear models of evolution and time–we can hope for models of the future coming from cooperation. Scientist Lynn Margulis writes that while competition might be natural at the level of mammals, at the microlevel of the cell, an ecology of cooperation where differences lead to higher unity is normal. The cells need each other, through each other they can transform. The success of our cellular system might be a far better model for giving us cultural hope than the failure of the war and competition model. In her words: “Destructive species come and go but cooperation increases through time. Mitochondria peacefully inhabit our cells, providing us with energy in return for a place to stay. Evolution either evokes challenge or cooperation” (Margulis, 1992: 27). Once again, while the model of cooperation provides an alternative more hopeful vision of Asia, new technologies promise to continue the process of the unraveling of the Asian self and Asian society and to create the conditions for a Post-Asian culture as well as new forms of cultural resistance. Among the forms or resistance we can expect is a return to the classical life-cycle or seasonal aspects of Asian time. Part of the recovery of culture project is regaining the traditional sense of time–time as friendship, of sitting around a tree and placing relationships ahead of economic gain or personal ambition, of living in the way God meant the world to be. New technologies, however, enter traditional time disrupting local culture. The automobile is an excellent example. Pakistanis drive as fast as they can to reach a place–even as far as driving on the sidewalk–where they then wait for hours for friends to show up or for a bureaucrat to arrive. Or one rushes to get to tea time where one ritually relaxes. In the car then modernity becomes pervasive, the signifier of miles per hour stares at the driver (there is no sun dial or images of the seasons or other historical symbols), the car is a an imported technology with no local meanings to it.

With modernization we should expect decreased emphasis of the classical model of time, of the degeneration of time from the golden era to the iron age. In this model society degenerates with differentiation (as opposed to modernity wherein differentiation leads to evolution) eventually resulting in the iron age of materialism. Time then decreases in value from the golden era characterized by unity and spiritual development to the iron age characterized by materialism, chaos and confusion. At the end of the dark iron age, the redeemer sets the world right and the golden era begins again. The search then is for a redeemer to end the darkness of the present, to create a new future. Decolonization and political independence was to be the beginning of the golden age with the national founders the redeemers. But this has not turned out, leaving the individual unto him or herself.

In recent news, Jesus was to return on October 1992, according to Bank-ik Ha, one of the young prophets allegedly predicted by the Bible (Honolulu Star-Bulletin, 1992: A-39). The mark of evil is the computer bar code for it mathematically represents the Beast (666) with the unification of Europe as the final sign before Judgement Day. In Korea, the State in itself attempted to intervene as households left the work force in preparation for the final days. While these might be the final days of the modern world, claims that this is the end of the world are far more problematic. In any case, we still have until 1999 before Judgement day. As it turns out the Prophet was arrested for even though he claimed that the world was to end in October 1992, he had recently purchased bonds that would expire in the year 2000.

Modernity then emphasizes quantitative, linear time. Instead of the appearance of the redeemer to bring on the golden age, it is Confucian capitalism that will herald the new era. Time then in this model cannot be repeated or reversed otherwise we could remember the future. Instead of degeneration there is forward development. Culture as a response to the economism of modernity is precisely about time pluralism, about living in many types of time without allowing any one to dominate, particularly linear time. Others see cultural revival as part of a return to a more natural type of time cognizant that all societies rise and fall, all economies go up and down, what is most important then is one’s relationship to nature, community and the transcendental.

When thinking about the futures of cultures, particularly Asian cultures, we should expect increased diversity in the models of time. For the schizophrenic, modern linear time ceases to be important, seasonal and timeless time are far more central to his or her worldview. We should also expect increased conflicts between types of time and efforts to synthesize different constructions of time. Clearly an ideal society would be able to find ways to negotiate the many types of time: seasonal, rise and fall, dramatic, mythological, expansion/contraction, cosmic, linear/efficient, social-cyclical as well as the intervention of the timeless in the world of time. These must be associated with notions of social structure: individual and transcendental agency. In what ways is time personal, in what ways do macrostructures give us time, and how does the role of the transcendental reshape time? The ancient cycle alone leads to a culture of fatalism and the linear pattern alone leads to cultural imperialism wherein particular collectivities can be placed along the ladder of economic success. Transcendental time alone leads to focus on the cosmos and neglect of economic progress and social development. While it is joyous, the bills must still be paid. For an empowering theory of the future, all three are needed.
But few manage to include all these characteristics ; rather, we privilege certain types of time and avoid or marginalize others. Developing a theory of society that coherently integrates the many types of time alluded to above is not any easy task and would be an important task in a global emerging culture. Having an enriched theory of time would be a necessary criteria in an alternative theory of cultural development.

If we wish to understand the futures of cultures than among the most important areas of investigation is conflicts and contradictions between types of time. Modern time versus traditional time; spiritual time versus deadline time; cosmic time versus linear time, for example. We also need to imagine new forms of time as well.

Conclusion:

Finally to conclude we have used culture in many different ways: (1) Culture in opposition to neo-realist view of economism and power (competing individuals and states);
(2) Culture as always changing, creating new forms of society and technology, as essentially alive, always more than our definition of it;
(3) Culture as fundamentally an essence, the original state of affairs;
(4) Culture as on original state of affairs that declines over time (whether because of internal reasons, creativity to imitation or external reasons, conquest by colonial forms); and,
(5) Culture as a social practice, we “culture” the real; there is not intrinsic “culture” to be found.

We have also discussed many possible cultural futures, to list the important: (1) The unravelling of the traditional Asian self, (2) The breakdown of the self and culture, the schizophrenic model of unending differences, (3) Women’s cultural futures particularly the role of resentment as the emotion of future, (4) A new cultural Renaissance from the periphery; (5) The rise of East Asian sensate culture; (6) Technological cultures from virtual reality, genetic engineering and robotics; (7) Conflicts between types of time and a search for a cultural frames that incorporate a diversity of “times.”

But when we move away from our critical analysis, what is important is a vision of new cultures, not visions that take away the possibility of new cultures, but visions like the Renaissance which created ever new visions. In this sense finding unity within our differences still remains crucial: the imagery of roses in a bouquet (with some of the roses virtual, some genetically grown, and others grown through the soil) symbolizing individual cultures and planetary culture still remains an important integrative dream–a Post-Asian dream perhaps.


 

[i]. Sohail Inayatullah is an independent political scientist. Recent articles on the futures of cultures include, “Why I Hate Visas and Passports,” and “Sex, Mullahs, and Bureaucrats.” Among others, I would like to thank Noman Inayatullah for the observations contained in this paper.

[ii]. For more on this, see Johan Galtung, “Cultural Violence,” Journal of Peace Research (Vol. 27, No. 3, 1990) and Development: Goals and Processes (forthcoming).

[iii]. I have benefitted greatly from conversations with Peter Miller of the University of Hawaii on this subject.

[iv]. I am indebted to Ashis Nandy for this insight. Certainly it makes readings of culture far more interesting than the Orientalist anthropological discourse they have traditionally inhabited.

[v]. American culture is believed to be non-existent according to the rest of the world, but it could also be argued that American culture–food, efficiency, language, music icons and, in general, a sensate worldview–has become universal such that we are all American now. Americans are believed to have culture-less because their culture is ubiquitous.

[vi]. Perhaps the Balinese saying best describes this formation: “We have not art; We do everything the best we can.”

[vii]. Perhaps, modernity.

[viii]. Unfortunately, in their efforts to become important they are forced into a situation where they adopt the categories of the Core cultural power, defining importance not within their own tradition or creating new forms of significance but staying within the structural boundaries of Core definitions.

[ix]. Indeed, in one American television show, Cheers, one of the main characters spends his week of vacation at the airport since that is the hub of cultural interaction.

[x]. From these we can learn how a nation sees the Other and discover who can enter freely and who is searched.

[xi]. I am indebted to Marshall Pihl of the University of Hawaii for this term.

[xii]. I am indebted to Ashis Nandy for this intriguing point.

[xiii]. Traditional Korean instrument–a zither.

[xiv]. Cultural historian, William Irwin Thompson’s works have developed this. His titles give us a sense of the direction of his work: At the Edge of History, Evil and World Order, and The Time Falling Bodies Take to Light.

[xv]. Ashis Nandy in his “Shamans, Savages, and the Wilderness: On the Audibility of Dissent and the Future of Civilization,” Alternatives (Vol. 14, No. 3, 1989) points un in the direction of the shaman. The shaman exists on the fringe of respectable society and respectable models of knowledge. His or her existence itself is subversive to institutionalized power.

[xvi]. Neo-realism assumes that we are self-interested individuals and nations seek to maximize our interests at the expense of others. Real hard headed economics and politics is the only possible result. The voices of the spirit, of the future, of peace, of the movements outside of the nation-state are immediately silenced–they have no space in this hegemonic paradigm. See Sohail Inayatullah, “Subverting the Hegemony of the International Relations Paradigm in Pakistan,” (forthcoming, 1992).

[xvii]. The symbols of modern time might be there, for example, an airline office claiming to open at a specific time yet rarely doing so. Or a post office having special windows for electronic mail but few employees to handle the postage window even though most of the business is for stamps. Both these cases are explained by the traditional feudal structure for it is only office clerks that have to wait and their time is not highly valued, so why be efficient. The “saabs” do not do such menial tasks.

[xviii]. As one schizophrenic put it: “All I see is the verisimilitude of reality, not reality itself. I’ve lost access to reality … my memories are just memories of themselves … memories of memories of memories … I no longer have the original (Sass, 192: 336). And another: “My gaze is fixed like a corpse, my mind has become vague and general; like a nothing or the absolute; I am floating, I am as if I were not (Sass, 1992, 68). Or as stated more theoretically by Jean Baudrillard, “Illusion is no longer possible, because the real is not longer possible (Sass, 1992: 291).

[xix]. Confucianism providing the basis for modernization and taoism/shamanism providing the irrational.

[xx]. As the case with the counter-culture.

[xxi]. The bedouins in his social history.

[xxii]. Conversely, William Irwin Thompson has argued that it is from the secular that the spiritual takes birth. It is from discoveries of scientists such as Margulis and others that the bases of a new cooperative transcendental civilization is possible. See William Irwin Thompson and David Spangler, Reimagination of the World. Sante Fe. New Mexico, Bear and Company, 1991.

[xxiii]. Of course neo-Confucianism and its oppression of women might have something to do with this. The exact quote is “the libido of the sex crazed yellow races.” I am indebted to John Cole for providing this surprisingly racist quote, although the source has yet to be confirmed. But for more on Lee Kuan Yew, see his speech, “The Vision for Asia,” The Muslim (20 March 1992).

[xxiv]. Susantha Goonatilake (1992) argues that these technologies are now merging becoming one evolving whole and thus, “the historical sequence of biology giving rise to culture, giving rise to artefact (information associate with machines) … becomes changed. The artefact now reaches back and changes culture or gene, the glove turns back and changes the hand. Instead of a unilinear sequence, a recursive loop is established. … An entirely new history begins (11-12).

[xxv]. See James Dator, “Its Only A Paper Moon,” Futures (December 1990). He writes, “We must understand that we already live in a largely, and increasingly, irreversibly, artificial world. “Nature” and the “natural world” (in the sense of an environment, or parts of an environment, uninfluenced by human activity) scarcely exist anywhere and cannot possibly be “preserved” or “restored” (indeed, to attempt to do so would of course itself be to render “nature” artificial), (1086).

The title of this very important article is from “an old 1940s song which went something like this:

It’s only a paper moon

Floating over a cardboard sea.

But it wouldn’t be make-believe

If you believed in me,” (1096).

[xxvi]. For Jean Houston, the cell membrane is a metaphor for how we differentiate the world, the basic binary distinction between me and the other. In her hopeful model this is breaking down and “we are about to join into one collective organism, planetary humankind … We have allowed our complexity to create another form of culture.” Jean Houston, “Stretched Tight to Breaking,” Edges (Vol. 4, No. 3, 1992), 23.

[xxvii]. Historian Sarkar (1987-1991) is useful in that he uses many types of time in his theory. There is the cosmic cycle at one level, the generation, degeneration and regeneration of time; and at another level, there is the individual escape from time and entrance into no time or infinite time. Finally there is social time (his spiral) where the time of exploitation can be reduced through social transformation thus in the long run allowing for the increased possibility of individual escape from time. Sarkar is on the right track attempting to build a model of time that has multiple avenues, that gives meaning at different levels.

[xxviii]. Other criteria would be: (1) a growth dimension (2) a distribution dimension (3) gender balance, (4) ecology balance (5) epistemological diversity (6) a cooperative organizational structures and the (7) central role of social and civil movements.

Towards a Proutist View on the Gulf War (1991)

Sohail Inayatullah (Written in 1991)

Coming to terms with the present Gulf crises is a difficult task for an inhabitant of this planet as well as for the planet and her eco-system as well.  It is especially difficult for Muslims and those sympathetic to civilizations who have found their meaning systems cannibalized by various colonialists.  To even begin to understand this crises in the Gulf one must, I believe, approach it from multiple perspectives.  The Proutist perspective1, in particular, offers a richer explanatory scheme then either the Iraqi, Arab, or American/Allied positions.

First, is the obvious factual level of the present.  Here Iraq has attacked and occupied another nation.  Whether Iraq was justified is not the issue: the issue is that naked aggression has occurred. This aggression has caused untold suffering on Kuwait citizens. From a Proutist view, this action must be deplored: ahimsa has been transgressed.

But this is not the only level of analysis.  There is the historical level.  And it is this level that the analysis becomes far more complicated.  Salient factors are the decline of the Ottoman Empire, the Western promise to give Arabs nationhood if they fought against Germany, the arbitrary division of borders by Western powers and, of course, the creation of Israel (an ethnically, religiously exclusive state).  Given this history then understanding the Iraq-Kuwait conflict is far more problematic.  While American foreign policy finds these variables spurious, from the Proutist view they are critical in that even while Iraq has committed violence against Kuwait (and earlier Iran) at the same time, the situation Iraq has been placed in is directed related to a history of colonialism and Orientalism (in which Arabs and others see themselves not through their eyes but through the eyes of the colonial masters).  Here Prout as a social movement against colonialism is far more sympathetic to the Arab cause, especially the goal to be heard, to be of significance to the world community.  And while Prout does not endorse any particular religion as it intends to support and nurture the spiritual dimension of all religions while discouraging the “ideological” dimensions, it does understand that Islam while at one level is an ancient religion that must be reconstituted to make it relevant to the next century, Islam is, nonetheless, an important balancing voice to the materialism, nationalism, and anti-ecological industrialism of the West.

However, while sympathetic to Islam as an anti-systemic movement–and this brings us to our next point–Prout does recognize the right of Israel to exist.  And, given, this history of this struggle, Prout also recognizes the right of the Palestinians to their homeland.   The way out of the contradiction moves us to the next level of analysis.  The Future level.  While the Gulf crises certainly is reinforcing the nation-state has a unit of organization, this war is partly about the end of the nation-state.  Among the possible new Gulf orders that might emerge from this is the redivision of these nations along geographical, bioregional and cultural lines not along religious lines.   Besides their own history it is the structure of imperialism that makes Jews and Muslims see the other as enemy.  They do not speak to each other rather they speak through other superpowers: powers who have constructed these boundaries themselves.  Thus while Prout acknowledges the nation-state and its present boundaries, it makes contentious their historical creation, and urges a new order based on alternative divisions.  It while recognizing the three religions that have developed from the Middle-East, seeks to encourage the spiritual similarities between the three (spiritual practices, universalism, global fraternal outlook, family/cooperative oriented economies).

How does Prout view the actions of the allies.  To begin with, Proutist thinking makes analytic differences between types of Peace–static peace and sentient peace.  This first is embedded in injustice while the latter emerges from a struggle in which injustice and oppression are rooted out.  Thus, while it is admirable that the world community is aiding Kuwait in rooting out the imperialism beset on them at the same time are justice and peace the motives of the Allies, particularly the US and Great Britain or are the true motives Oil, support of the Arms industry (in terms of testing out products) and the creation of new economic and cultural zones for future economic and political colonialization.   Given the history of these two nations (their own invasions, their rather global definition of their own national interests, their historical war mongering throughout the world), it appears that it is not sentient peace that the Allies want but a new static peace; one that favors their cultural, political and economic interests.  Saudi Arabia is also complicit in this.  The untold wealth created in the Middle-East in the last thirty years did not go towards third world economic development rather it went to stock markets in the West and in luxury consumptions.  Some trickled down to South Asian countries through labor imports.  Prout favors intervention in nations when the the goal is sentient peace, however, often the reasons for intervention are merely the replacement of one static peace, one imperial colonialist with another.  In addition, should the United Nations be used to legitimize this effort.  While Prout supports a world government and a world militia, it does not support the present inequitable power structure of the United Nations (favoring the superpowers).  It supports an internal transformation of the United Nations leading to a more equitable global system of governance.

Thus, the Proutist view does not merely support the Arab or the Allied rather its examines the present Gulf war from a multiplicity of perspectives.  The Proutist view looks forward to a new world order emerging from this crises; one that encourages a redrawing of present national boundaries, one that encourages peace with justice; one that while addressing historical issues attempts to comes to term with them through the development of economic, cultural and spiritual similarities.  At the same time, Prout understands the need for a world militia (or peace keeping forces) and the need for strength to ward off aggression of one individual, nation or nations be they Iraq or the Allies, small or large nations.

Finally, central to Prout is empathy for individuals who are hurt by war as Sarkar has stated “war is the darkest blot in humanity’s history.”  This empathy also includes the planet and her ecological system, that is, plants and animals and other life forms.  War is waged by powerful humans against other humans but it is the weak in the form of children and the environment that are hurt the most.  War is also a male practice.  As one feminist recently wrote: “there is a toxic level of male testosterone on the planet today.”  Solutions to the crises should come from outside of male hegemonic voices; from voices where the care of human beings is central.  The feminist view reinforces the spiritual view that this crises has many levels, most of them structural, geo-political and historical, but some also personal.  At one level it is a battle of egos: of leaders of State who are spiritually imbalanced within their own minds.  Their own inner violence and fears are outwardly expressed into the social world causing fear and violence to millions.

Given the tendency of war to produce such violent results even while Prout insists of peace with justice (sentient peace) it hopes for non-violent agreements and negotiations (cultural, economic, political) among and within individuals, small groups, associations, and economic organizations and nations instead of war.  Solutions to these crises exist at many levels then; the present, the historical, the desired future at individual and social sites.

The above analysis has been an attempt to develop a Proutist view on the Gulf crises.  While we analyze this other crises to come, it is also important to remember the metapicture, to not remain merely in the geo-political discourse.  We need to remember that we are in revolutionary temporal times in which the nature of time itself changes, when human evolution is disjunctive; when reality and the meanings we give to it is transformed.  From the Proutist view, the transformation of the Gulf geo-political map is but one indicator of the emerging new global order.  There are many more indicators to come.  Unfortunately, in the short term those in the periphery will feel the brunt of these indicators.

1.       PROUT (the Progressive Utilization Theory) was articulated by the late P.R. Sarkar in 1959.  In the 1960’s and 1970’s numerous Prout social movements were initiated throughout the world.  Prout seeks to develop an alternative political-economy in the context of an alternative spiritual and social ecology.  See the numerous writings of P.R. Sarkar for further elaboration.

The Rights of Robots (1988)

Technology, Culture and Law in the 21st Century

By Phil McNally and Sohail Inayatullah*

INTRODUCTION

In the last five years, the Hawaii Judiciary has developed as part of its comprehensive planning program, a futures research component.  Initially futures research was largely concerned with identifying emerging issues; that is issues that are low in awareness to decision makers and high in potential impact.1

At present the Courts futures program is engaged in a variety of activities.  Researchers study the impact of possible legislation on the Judiciary, forecast future caseloads, publish a newsletter of emerging issues, trends, and research findings2, and provide research information to decision makers as to the future of technology, economy, population, management and crime.

However in the past few years of concentrating on short and medium term futures, we have remained fascinated by one long term emerging issue‑‑the Rights of Robots.

The predictable response to the question: should robots have rights has been one of disbelief.  Those in government often question the credibility of an agency that funds such research.  Many futurists, too, especially those concerned with environmental or humanistic futures, react unfavorably.  They assume that we are unaware of the second and third order effects of robotics‑‑the potential economic dislocations, the strengthening of the world capitalist system, and the development of belief systems that view the human brain as only a special type of computer.

Why then in the face of constant ridicule should we pursue such a topic.  We believe that the development of robots and their emerging rights is a compelling issue which will signficantly and dramatically impact not only the judicial and criminal justice system, but also the philosophical and political ideas that govern our societal institutions.

In the coming decades, and perhaps even years, sophisticated thinking devices will be developed and installed in self‑propelled casings which will be called robots.  Presently robots are typically viewed as machines; as inanimate objects and therefore devoid of rights.  Since robots have restricted mobility, must be artifically programmed for “thought,”lack senses as well as the emotions associated with them, and most importantly cannot experience suffering or fear, they, it is argued, lack the essential attributes to be considered alive.  However, the robot of tomorrow will undoubtedly have many of these characteristics and may perhaps become an intimate companion to its human counterpart.

We believe that robots will one day have rights.  This will undoubtedly be a historically significant event.  Such an extension of rights obviously presupposes a future that will be fundamentally different from the present.  The expansion of rights to robots may promote a new appreciation of the interrelated rights and responsibilities of humans, machines and nature.

With such an holistic extension of rights to all things in nature from animals and trees to oceans comes a renewed sense of responsibility, obligation and respect for all things.  Certainly these concepts are foreign to the worldview of most of us today.  The burden of this paper is then to convince the reader that there is strong possibility that within the next 25 to 50 years robots will have “rights.”

CULTURAL PERSPECTIVES 

The definition of rights has been historically problematic.  In part, it is an unresolved problem because there are numerous disparate definitions of what constitutes “rights.”  These fundamentally different views are largely politically, institutional and culturally based.  Those in or with power tend to define rights differently then those out of or without power.  In addition, cultures with alternative cosmologies define notions of natural, human, and individual rights quite differently.

Historically, humanity has developed ethnocentric and egocentric view of rights.   Many notions of “rights” reflect the 16th century views of Newton’s clockwork universe and Descarte’s rationality as well as the emerging Protestant ethic.  The impact of such views upon thinkers of the Enlightenment like John Locke, Jean Jacques Rousseau and Thomas Hobbes was profound.  In Leviathan, Hobbes vividly illustrated the problem of existence.  For Hobbes, life without legal rights (as provided by governing institutions) was one of “continual fear, of violent death; with the life of man, solitary, poor, nasty, brutish and short.”3  With the development of Western capitalism and rationality, suddenly man assumed dominance over nature and replaced God as the center of the universe.  Thus natural rights of man became institutionalized, bureaucratized and formalized and like legal systems developed along rational lines so as to provide the necessary stability and predictability for the growth of market capitalism.

In addition, this Western capitalistic notion of governance led to the loss of individual efficacy as well as the elimination or subjugation of rights of nature, women, non‑whites, and religious groups.  For capitalism to thrive, for surplus to be appropriated, a division of capital, labor and resources must exist; that is there must be capitalists who exploit and the underclass‑‑the environment, the internal proleteriat and the external colonies‑‑who must be exploited.  To provide an ideological justification of exploitation, it was necessary to percieve the exploited as the “other” as less than human, as less then the agents of dominance.  Thus, nature, those in the colonies and the underclass within industrialized nations (women and the proleteriat) had to be deined certain rights.  The denial of rights for nature, in addition, found its ideological justification from Christianity and the classical Cartesian separation in Western thought between mind/body, self/environment and self/nature.   Similarly and unfortunately from our persepective, the possibility of robotic rights in the future is tied to the expansion of the world capitalist system.  Robots will gain rights only insofar as such an event will lead to the further strengthening of the capitalist system.  Most likely they will gain rights during a system crisis; when the system is threatened by anarchy and legal unpredictability‑‑a condition that paradoxically may result from developments in artificial intelligence and robotics.

Other cultures however provide a different if not fresh perception of the meaning and purpose of rights that is in marked contrast to the historical and present Western position.  For example, American Indian Jamake Highwater states in The Primal Mind, “whites are extremely devoted to limiting the rights of individuals and preventing anarchy, which is greatly feared in individualized cultures…by contrast the Indian, generally speaking, does not recognize the individual and therefore has not formulated strict regulations for its control”4

The Indian recognizes the collective.  This collective is more than the aggregate of individuals in his his tribe.  It is rocks, trees, sacred grounds, animals‑‑the universe itself.  Thus for the Indian, there exists a harmony between Nature and the individual; a relationship characterized by sharing, caring and gratitude, not dominance.

Social philospher, activist and mystic P.R. Sarkar states in Neo‑Humanism: The Liberation of the Intellect5 that we must develop a new humanism that transcends the narrow outlooks of the ego.  We must transcend our attachments to our nation, to our religion and to our class.  In addition, humans must include animals and plants and all of life in definitions of what constitutes “real” and ” important.”  We cannot neglect the life of animals and plants.  Of course, this is not to say there should not be hierarchy among species especially as human life is rare and precious; still our economic development decisions, our food decisions must take into consideration plants and animals as participants. The rights of technology is a legitimate concern from the Eastern perspective because all‑that‑is is alive. The universe is alive.

Sarkar also forecasts the day when technology will have “mind” in it.  While this may seem foreign to the Western notion of mind, for Sarkar “mind” is in all things.  Evolution is the reflection, the development of this mind towards total awareness, towards Godhood, Self‑realization.  Humans in general have the most developed mind, animals less, plants even lesser and rocks the least.  Once technology can develop and become more subtle, then it, like the brain, can become a better carrier of the mind.  Mind is constantly “looking” for vehicles to express itself.  Nothing is souless, although there are gradations of awareness.6

The Buddhist notion is similar to this.  For the Buddhist, the self is always changing: evolving and deevolving.  Defining humans as the sole inheritors of the planet at the expense of other sentient beings leads to hubris and evil.  Again, the Buddha, nor any of his future disciples, developed an explicit rights for robots; however, his perspective certainly involves seeing All as persons not as things.

From the American Indian, Yogic Sarkarian and the Buddhist perspective, we must live in harmony with nature, with technology‑‑things do not exist solely for our use as humans, life exists for itself, or as a reflection of the Supreme Consciousness.  Animals and Plants, then, as well as robots, should have rights not because they are like humans, but of what they are, as‑themselves.

Chinese cultural attitudes towards the notion of rights also offer a decidedly different approach than that of the West.  From this perspective, the legal norms of rights, established by man, are held as secondary to natural rights.  Clarence Morris in The Justification of the Law argues that for the Chinese, harmony instead of dominance is more important.7  For example, “few Chinese scholars prize law in general or the imperial codes in particular: most of them hold that proper conduct is consonate with the cosmic order and therefore is determined not by law but by natural prppriety.”8

Morris continues in the vein of natural law noting that “we live in an unsuperstitutious world‑‑in which enforceable legal obligations (are) human artifices, and the laws of nature, in themselves, (do) not indicate where earthly rights (lay)‑‑man inevitably (has given) up the primitive practice of prosecuting brutes and things.  So beasts and trees no longer (have) any legal duties.  Westerners who gave up the conceit that nature had legal duties also became convinced that nature has no legal rights.”9

Morris believes that nature should be a party to any case, not for man’s purpose but for its purpose.  Nature should have rights.  “Nature should no longer be dislocated on whim or without forethought about the harm that may ensue; he who proposes dislocation should justify it before he starts.”10  Certain authorities should then be designated as nature’s guardians in the same way that children who cannot represent themselves have guardians.  In addition, writes Morris:11

When legal rights are, by statute, conferred on feral beasts, green forests, outcroppings of stone, and sweet air, and when these legal rights are taken seriously, men will respect these duties in much the same way as they respect their other legal obligations.

NATURE AND ROBOTS

This neo‑humanistic type of thinking can and, we believe, should apply to robots as well.  Eventually humans may see robots in their own right, not only as our mechanical slaves, not only as our products, as ours to buy and sell, but also entities in their own right.  Of course, at present the notion of robots with rights is unthinkable, whether one argues from an “everything is alive” Eastern perspective or “only man is alive” Western perspective.  Yet as Christopher Stone argues in Should Trees Have Standing?‑‑Toward Legal Rights for Natural Objects, “throughout legal history, each successive extension of rights to some new entity has been, theretofore, a bit unthinkable.  We are inclined to suppose the rightlessness of rightless “things” to be a decree of Nature, not a legal convention acting in support of some status quo.”12

Stone reminds us of the obvious but easily forgotten.  Human history is the history of exclusion and power.  Humans have defined numerous groups as less than human: slaves, woman, the “other races”, children and foreigners. These are the wretched who have been defined as, stateless, personless, as suspect, as rightless.  This is the present realm of robotic rights.

The concept of extending right to nature represents a dialectical return to a holistic sense of natural rights. Once a renewed respect of the rights of all things to exist is established then an understanding of the legal dimensions of human‑made creations, such as robots, can emerge.

As we enter a post‑industrial technology‑driven society, we need to ressess our interconnected relationship with nature and machines as well as the notions of rights associated with this new relationship.

Computer and robotic technology are not only modernizing traditional industries, they are also creating numerous new opportunities and problems in space, genetic engineering, and war and defense systems.  The adaption of these new technologies in education, healthcare and in our institutions as well as in our models of thought are inevitable and may, through proper forecasting and control, be positive.  Any continued attempt to ignore the needs of technology or to deter its use would be foolish and impossible.  Yet, in many ways that is pricisely what we continue to do.  Presntly, the foundation of the American Constitution and the Bill of Rights, “obviously reflects the technological and political issues of 18th century English society…what we continue to do is restructure and reinterpret it to fit an ever more rapidly evolving technological society.”13  Perhaps, what we really need to do, is to rewrite, or video, the Constitution in the light of future trends and issues.

The Constitution could be rewritten to include the rights of trees and streams, robots and humans.  Of course, we are not aruging that robots should have the same rights as humans, rather, that they are seen as an integral part of the known universe.  In addition, although we are not advocating the worship of technology, yet with ” the genie of technology having been let out the bottle and (as it) can be force(d) back in,” 14 social planning for robots must be attempted.

ROBOT TECHNOLOGY

The rapid impact of computers upon the world since the development of the first computer, UNIVAC in 1946, has been profound.  As little as ten years ago, the thought of having a personal computer at one’s office desk, home, or grade school seemed far‑fetched indeed.  Now personal computers are accepted complacently as part of our modern world.  Computer brains run cars, stereos, televisions, refrigerators, phone systems, factories, offices, airplanes, and defense systems, to name a few examples.  The next progression of the computer as a mobile unit, robot, may like the personal computer, become a common and essential companion at home and in the workplace.

At the vanguard of computer technology is the development of artificial intelligence (AI) and the creation of living computer circuitry called “biochips.”  The development of “AI” requires the computer to make a jump in inference, a quantum leap over miscellaneous data, something a programmed machine has been unable to do.  Literally, the computer must skip variables rather than measure each one.  It is not quite a mirror of the human gestalt “aha” illunimation of a decision but similar.

One of the essential difficulties in developing such a thinking computer is the problem of converting the holistic process of thought into the linear description of written language.  Common sense reasoning does not conform to the logic of computer languages as FORTRAN.  “For instance there is no program around today that will tell the difference between a dish and a cup.”15  What is needed is the development of a new language for programming which combines the multiple meanings of Chinese pictography with the preciseness of Western script.

The development of living “biochips” will further blur the definition of a living machine.  By synthesizing living bacteria, scientists have found a way to program the bacteria’s genetic development to mimic the on and off switching of electronic circuitry.  Many scientists presently feel silicon miniturization has reached its limit because of the internal heat that they generate.  The “biochip” is then expected to greatly expand the capabilities of computerization by reaching the ultimate in miniaturization.  “Biochips” also will have the unique ability to correct design flaws.  Moreover, James McAlear, of Gentronix Labs notes, “because proteins have the ability to assemble themselves the (organic) computer would more or less put itself together.”16

In the creation of a living computer system “we are, according to Kevin Ulmer of The Genex Corporation, making a computer from the very stuff of life.”17  Eventually it is expected that these systems will be so miniturized that they may be planted in humans so as to regulate chemical and systemic imbalances.  As these chips are used to operate mechanical arms, or negate brain or nerve damage the issue of man‑robots, cyborgs, will arise.  The development of such organic computers is expected in the early 1990’s.  This new technolgical development will force a redefinition of our conception of life.

During this explosive era of high‑tech innovation, contact between machine with artificial intelligence and humans will rapidly increase.  Computer intelligent devices, especially expert systems, are now making decisions in medicine, oil exploration, space travel, air traffic control, train conduction, and graphic design to mention a few areas of impact.

The greatest attribute of an expert system is its infinite ability to store the most minute information and its tremendous speed at recalling and cross referencing information to make instantaneous conclusions.  The greatest drawback will be in convincing people to trust the computers decisions.  This, mistrust, however, will be signficantly reduced as robots in human form (voice, smell, sight, shape)‑‑androids‑‑are developed.

In deciding if computers can make experts decisions, we must first delineate the attributes of an expert?  Randall Davis of MIT provides the following definition: “(1) they can solve problems; (2) they can explain results; (3) they can learn by experience; (4) they can restructure their knowledge; (5) they are able to break rules when necessary; (6) they can determine relevance; and (7) their performance degrades gracefully as they reach the limits of their knowledge.”18  Presently computers are capable of achieving the first three stages but cannot reprogram themselves or break rules, a decidedly human trait.

ARE ROBOTS ALIVE?  

Robots presently are construed to be dead, inanimate.  However, an argument can be made that with advances in artificial intelligence, robots will be considered “alive.”  Sam N. Lehman‑Wilzig in his essay titled “Frankenstein Unbound: Towards a legal definition of Artificial Intelligence”19 presents evidence that Artificial Intelligence (AI) machines already created or theoretical possible will be by most definitions alive.  We quote extensively from this landmark article:

By any definition the present powers of AI machines are both impressive and worrisome.  Cyberneticists have already created or proven that AI constructs can do the following:20

(1)  “Imitate the behavior of any other machine.”21

(2)  Exhibit curiosity (ie are always moving to               investigate their environment); display self‑recognition (ie react to the sight of themselves); and manifest mutual recognition of members of their own machine species.22

(3)        Learn from their own mistakes.23

(4)        Be as “creative” and “purposive” as are humans, even to the extent of “look[ing] for purposes  which they can fulfill.”24

(5)        Reproduce themselves, in five fundamentally different modes, of which the fifth‑‑the “probabilistic mode of self‑reproduction”‑‑closely  arallels biological evolution through mutations (which in the case of [machines] means random changes of elements), so that “highly efficient, complex, powerful automata can evolve from inefficient, simple, weak automata.”25

(6)        “Can have an unbounded life span through self‑repairing mechanisms.”26

In short, “a generation of robots is rapidly evolving,  a breed that can see, read, talk, learn, and even feel  [emotions].”27

But the essential question remains‑‑can these machines be considered to be “alive?” Kemeny presents six criteria which distinguish living from inanimate matter: metabolism, locomotion, reproducibility, individuality, intelligence, and a “natural” (non‑artificial) composition.28  In all six, he concludes, AI servo‑mechanisms clearly pass the test.29

Even a critic of AI such as Weizenbaum admits that computers are sufficiently “complex and autonomous” to be called an “organism” with “self‑consciousness” and an ability to be “socialized.”  He sees “no way to put a bound on the degree of intelligence such an organism could, at least in principle, attain,” although from his critical vantage point, not in the “visible future.”30

Viewed from this perspective, robots are indeed “alive.”  However, we should note the worldview behind this perspective; it is based on the assumption that we can compare a human brain to a computer brain, that creativity is something that is not divinely inspired, it is simply the “juxtaposing of previously existing information”31‑‑thus humans and computers can be equally creative.  “Humaness” then is defined by aliveness, the ability to make decisions, to reflect, learn and discriminate‑‑reflective awareness, to ask the questions, Do I exist? Who am I?

AI enthusiasts seriously argue that not only do robots have the theoretically possibility of “life” but inevitably will be perceived as alive.  It is only our “humancentricness,” our insistence that life must be judged strictly on human terms as evidenced, for instance, by the structural bias in our language, that prevents us from understanding the similarity of robots‑‑now and in the future‑‑to humans.  Of course, there are numerous arguments against this perspective.  From the Western religious view, Man’s soul is given directly by God; robots are souless, thus, dead and thereby rightless.  From a humanistic perspective, only by the clever use of language‑‑comparing our brains to robot’s memories, and other reductionist arguments‑‑can it be argued that robots are alive.  Aliveness is flesh and bones, aliveness is blood.  Thus, robots remain dead complex machines that can be made to act and look like humans, but will always remain as robots, not humans.  As the case with B.F. Skinner’s pigeons who were trained to hit a ping‑pong ball back and forth, we should not be fooled to believe that they are really “playing” ping‑pong.

However compelling these arguments against robots‑as‑humans, they may lose some of their instinctive truth once computers and robots increasingly become a part of our life, as we slowly renegotiate the boundaries of us and them.  We have seen this with household pets, who certainly are perceived as having human traits and who have certain rights.  Of course, the notion that dogs and cats have rights is contentious, since it can be argued that cruelty to animal statutes only confer a right on the human public, represented by the State, to have a culprit punished.  Conversely, it can be argued that humans are simply acting as agents of interest and that animals themselves are the real parties of interest.  We will further develop the contours of the definition of a rightholder later on in this paper.

In addition, arguing from the perspective of robot’s rights, AI and robotics are relatively new innovations.  If we assume that growth in computermemory continues, we can safely forecast that computers and robots by the year 2100 will only differ in physical form from humans.

Already, computers that preform psychotherpy cannot be distinguished from doctors who do the same, although clearly computers are not thinking.  For example, in the 1960’s MIT Professor Joseph Weisenbaum invented a computer program ELIZA to parody a therapist in a doctor‑patient format picking up key phrases, making grammatical substitutions and providing encouraging non‑committal responses.  “Weizenbaum was soon schocked to see people become emotionally involved with the computer, believing that ELIZA understood them… the computer program had properties and powers that he had not anticipated.”32  Nor had he anticipated the needs of humans to attribute human characteristics to gods, animals and inanimate objects.

Programs such as ELIZA, however, are only a beginning.  Far more complex programs will be developed untill distinctions between human thought and computer‑generated thought become impossible.  Our perceptions of thinking, life, will continue to change as a response to changing technology and changing beliefs of what is natural.  These perceptions may change to such a degree that, one day, robots, may have legal rights.

DEFINING RIGHTS

But what does it mean to have legal rights?  At present, but not necessarily so in the future, an entity cannot have a right “unless and untill some public authoritative body is prepared to give some amount of review to actions that are colorably inconsistent with that “rights.”33  However, according to Christoper Stone, for a thing to be a holder of legal rights, the following criteria must be satisfied: (1) the thing can institute legal actions at its behest; (2) that in determining the granting of legal relief, the Court must take injury to it into account; and the relief must run to the benefit of it.  If these conditions are satisfied then the thing counts jurally, it has legally recognized worth and dignity for its own sake. 34

For example, writes Stone, the action of an owner suing and collecting damages if his slave is beaten is quite differently from the slave instituting legal actions himself, for his own recovery, because of his pain and suffering.35  Of course, a suit could be brought by a guardian in the subject’s name in the case of a child or a robot, for the child’s or robot’s sake, for damages to it.

This is equally true for Nature as well. We cannot always rely on individuals to protect Nature, as they may not have standing and as it may not be cost‑effective for an individual owner to, say for example, sue for damages for downstream pollution. However, a stream may be protected by giving it legal rights.  If Nature had rights, Court’s then would not only weigh the concerns of the polluter with that of the individual plaintiff but the rights of the stream as well.  With Nature rightless, Courts presently can rule that it is in the greater public interest to allow Business to continue pollution as Industry serves a larger public interest.  “The stream,” writes Stone,” is lost sight of in a quantitative compromise between two conflicting interests.'”36

Similarly, we can anticipate cases and controversies where the needs of robot developers, manufacturers and users will be weighed against those who are against robots (either because they have been injured by a robot, because of their religious perspectives or because of their labor interests). Judges will have to weigh the issues and decide between parties.  But, unless robots themselves have rights, they will not be a party to the decision.  They will not have standing.  They will not be legally real.

But certainly as robot technology develops, as they are utilized to increase humanity’s collective wealth‑‑albeit in a capitalistic framework, robots will only increase the gap between rich and poor, between employed and unemployed‑‑their future will be inextricably tied to our future, as is the case with the environment today.

EMERGENCE OF RIGHTS

As important as defining legal rights is developing a theory on how rights emerge.  They, of course, do not suddenly appear in Courts.  Neal Milner has developed a useful theory on the emergence of rights from a synthesis of literature on children’s rights, women’s rights, right’s of the physically and mentally handicapped, rights to health, legal mobilization and legal socialization.37

His first stage in this theory is imagery.  Here imagery stressing rationality of the potential rights‑holder is necessary. From this perspective, the robot then must be defined as a rational actor, an actor with intent. This, however, is only true from the Western perspective.  From the Eastern perspective, previously outlined, rationality does not define life.

The next stage of rights emergence requires a justifying ideology.  Ideologies justifying changes in imagery develop.  These, according to Milner, include ideologies by agents of social control and those on the part of potential rights holders or their representatives. These ideologies would be developed by scientists, science fiction writers, philosophers and perhaps even futurists. They would have to argue that robots are a legitimate category of life.

The next stage is one of changing authority patterns.  Here authority patterns of the institutions governing the emerging rights holders begin to change.  It is not clear what institution directly control robots‑‑the intellectual/academic university sector, or business/manufacturers, or government/military?  Howevers, as rights for robots emerge we can forecast conflicts between various institutions that control them and within those institutions themselves.  Milner next sees the development of “social networks that reinforce the new ideology and that form ties among potential clients, attorneys and intermediaries.”38 We would see the emergence of support groups for robots with leading scientists joining political organizations.  The next stage involves access to legal representation.  This is followed by routinization, wherein legal representation is made routinely available.  Finally government uses its processes to represent the emerging rights‑holders.

Of course, this is just a general model.  The initial step will be the most difficult.  Arguing that robots have rationality, especially from the Western perspective which reserves rationalities for self‑directed, individual, autonomous adult persons will be difficult.  Given the dominance of the West, it may be that robots will not gain rights until there are seen or imaged in the above manner.

ECONOMIC ISSUES

However, eventually, AI technoloy may reach a genesis stage which will bring robots to a new level of awareness that can be considered alive, wherein they will be perceived as rational actors.  At this stage, we can expect robot creators, human companions and robots themselves to demand some form of recognized rights as well as responsibilities.  What types of rights will be demanded?  Basic human rights of life, friendship and caring?  The right to reproduce?  The right to self programming (self expression)?  The right to be wrong?  The right to intermarry with humans?  The right to an income?  The right to time off from the job?  The right to a trial by its peers (computers)?  The right to be recognized as victims of crimes?  The right to protection of unwarranted search and seizure of its memory bank?  The right to protection from cruel and unusual punishments such as the termination of its power supply?

In a brief play script Don Mitchell vividly illustrates the future image of the blue collor industrial robot on the assembly line as one of danger, monotony and despair.  Here the exploitation of robots is a reflection of the human exploitation incurred during early 20th century industrialization.  However, unlike their human counterparts these robots have no way to voice their suffering.  This situation raises these types of questions; “How do you measure value?  By the price tag?  By the need?  By the blood and sweat that goes into making something?  Robots do not produce labor value, though.  There is no mechanical Karl Marx to save them.”39

Obviously, in the discussion of robot rights questions like the above are difficult to answer.  Yet robots continue to replace their human counterparts on the assembly line and at the factory in a rapidly increasing pace.  They are replacing humans because of their high productivity and low cost. Faster robots do not tire, more reliable robots do not have family problems, drink or do drugs, cheaper to maintain robots do not strike for wages and fringe benefits, for example.

Soon the initial question that will be raised is: How are robotic generated goods and services to be distributed in the community?  The distribution of this wealth requires a new conception of ownership, production, and consumption.  In a potential world without work some form of redistribution of wealth will be necessary.  “In Sweeden employers pay the same taxes for robots that they do for human employees.  In Japan some companies pay union dues for robots.”40  Supporters of robotic rights might say that computers are paying these taxes and dues from their labor and should derive rights for such labor.

Following questions of distribution of wealth come questions of ownership.  In the very near future it is expected that computers will begin to design their own software programs.  Considering the fact that, “the Copyright Act limits copyright protection to the author’s lifetime,

which is clearly inappropriate for a computer, it would then seem that a change in the law may be needed to provide proper protection for programs with non‑human authors.”41

Legal rights and responsibilities will then be needed to protect humans and robots alike.  This need should give rise to a new legal specialty like environmental law, robotic law.  With this new specialty we may find lawyers defending the civil rights of self‑aware robots which could take the following form: “to protect the super‑robot from total and irreversible loss of power (LIFE); to free the robot from slave labor (LIBERTY); and allow it to choose how it spends it time (THE PURSUIT OF HAPPINESS).42

NEW CASES

We will then see an avalanche of cases: we will have robots that have killed humans, robots that have been killed by humans, robots who have stolen state secrets, robots who have been stolen; robots who have taken hostages, robots who have been held hostage, robots who carry illegal drugs across boarders, and robots themselves who illegally cross national boarders.  Cases will occur in general when robots damage something or someone or a robot itself is damaged or terminated.  In addition, robots will soon enter our homes as machines to save labor, and as machines to provide child care and protection.  Eventually these entities will become companions to be loved, defended and protected.

Robots that are damaged or damaged or break other human laws will raise various complex issues.  Of course at present, robot damage will be simply a tort case, just as if ones car was damaged.  But an attorney will one day surely argue that the robot has priceless worth. It is not a car. It talks, it is loved and it “loves.”  The robot, then, like a human, has been injured.  Its program and wires damaged.   In this scenario, we will then need to have special tort laws for robots.

The legal system is today unprepared for the development of robotic crimes.  Recently, the Morbidity and Mortality Weekly Report  cited the first death caused by a robot.  This accident occurred when a machinist at a Michigan company entered a robots work envelope.  Apparently not programmed to take human frailty into account the robot used its arm to pin the man to a safety pole killing him with the force.”43  This case is considered an industrial accident and could have possibly been avoided if the robot had an improved sense of sight and more careful programming.  In the future, robotic legislation may require laws similar to Issac Asimov’s First Law Of Robotics that prevent the injury of humans by robots.  These laws could be coded into the robots memory such that robots will have to terminate themselves if a conflict arises.44 However, we can easily imagine scenarios where a robot will have to choose betwen one and many humans or situations wherein its own termination may cause injuries to humans.  These issues and conflicts will task programmers, the legal systems, and robots themselves.

Once (the computers within) robots begin to program themselves according to external stimuli the robot may begin to commit crimes completely independent of earlier human programming.  If a robot can commit a crime

then a number of problematic questions will arise.  “Can a robot intend to commit a crime?  How is a robot to be punished?  Is it sufficient to reprogram it?  To take it apart?  To penalize its owner?  Its designer?  Its manufacture?  Its programmer?”45

Such questions also raise problems concerning criminal trials that involve robots.  Many court procedures will need to be adapted to accommodate the needs of such cases.  This situation will be exacerbated by the development of robots who serve as witnesses for robots or provide expert testimony.  Certainly, “a trial by a jury of peers seems inappropriate and certainly the 6th and 14th amendments guarantees to such a trial do not apply to robots.”46  Or do they?

To understand the legal principles that can be applied to robots we must first have an understanding of the emerging electronic Judiciary.

THE ELECTRONIC JUDICIARY

Also relevant in developing scenarios is the future of the Judiciary and the legal system itself.47  Courts themselves in the next fifty years may be robot‑computer run.  Judges are faced with a rapidly expanding caseload where the must analyze legal documents, settle plea bargains, determine sentences, keep abreast of social, economic and political issues as well as act court administrators.  Furthermore, as the Courts continue to act as political and social decisionmakers, judges must cope with complex scientific and technological issues.  Of this situation critics note “judges have little or no training or background to understand and resolve problems of nuclear physics, toxicology, hydrology, biotechnology or a myriad of other specialties.”48  Computer technology should then be incorporated into the judicial process to aid in decisionmaking.

The first step will be judges using computers to aid in searching out the most appropriate precedent to fit the present case.  The development of a legal reasoning robot could serve as a valuable adjunct to a judges ability to render fair decisions.  “As computers grow more elaborate and versatile (they) can better cope with the complexities of law, judgements and precedence.”49  A legal reasoning robot could “serve as a repository of knowledge outlining the general parameters of the law…assisting in the reasoning process necessary to reach a conclusion.”50  As logic oriented companion and a massive knowledge bank with the ability to instantly recall legal facts, precedent and procedure a legal robot would greatly assist the judicial system by speeding up court procedure, minimizing appeals based on court error, and preventing legal maneuvering resulting in fewer cases brought to court.

Eventually, as enough statistics are compiled, judges may not be that necessary except at the appellate level.  Judges could then be free to vigorously pursue the legal and philosophical dimensions of societal problems.  Of course, initially during the pre‑trial phase, humans would be necessary.  Attorneys would enter the facts into computers (manually, through voice‑telecommunications) and a motions judge could monitor discovery and fact finding.  Computers would then decide the case outcome.51  In addition, as most cases are negotiated (only about 5 percent ever end up in trial,52) we will see the continued development and sophistication of negotiation and mediation programs.  Disputants would enter their side of the problem, the computer‑robot would interact with each side and aid in reaching a settlement.  Computers might inspire trust as they can instantaneously and annonymously provide relevant previous cases to both disputants.  They can inform the disputants how the case might be settled (in terms of probabilities) if they went to trial or if they settled, that is they could provide a range of alternative choices and solutions.  In addition, AI programs, as we are seeing in computerized psychotherapy, allow individuals to relax and “open up easier.”  Besides being impressed by the “intelligence of robot‑judges” we might gain trust in the machines because of the magic they invoke and they authority they command.  This magic and authority may lead to an increased belief in the fairness of the Judiciary.

Of course, fairness is not a given; it is a political issue.  Law, unlike mathematics is laden with assumptions and biases.  Decisionmaking is an act of power.  Intitially the use of comptuers will shift power in the court system from judges to programmers.  Judges of course, if they allow AI to enter their courtroom, will do their best to keep control of the law and programmers.  However, given the anticipated development of robotics, eventually we may see computers changing the programming and developing novel solutions to cases.  If computers can develop creativity then judges and other experts will have to find new roles and purposes for themselves.

Finally, although it is presently ludicrous, a day may come when robots attorneys negotiate or argue in front of a robot judge with a robot plaintiff and defendent.

LEGAL PRINCIPLES

To understand in more concrete terms the legal future of robots, we must understand what legal principles will be applied to conflicts that involve robots.  Lehman‑Wilzig’s article on the legal definition of artificial intelligence is extremely useful.  He presents various legal principles which may be of relevance to robot cases.  They include:  product liability, dangerous animals, slavery, diminished capacity, childeren, and agency.53

Product liability would be applied as long a robots are believed to be complex machines.  Not only will the manufacturer be liable, say in the case when a robot guard shoots an intruder, but so will “importers, wholesalers, and retailers (and their individual employees if personally negligent); repairers, installers, inspector, and certifiers.54  Thus those that produce, regulate, transport, and use the robot will be liable to some degree.  Certainly, as caseload for robot liability cases mount insurance companies will be cautious about insuring robots.  Moreover, we can imagine the day when manufacturers will argue that the robot is alive and that the company is not liable.  Although the company may have manufactured the robot, they will argue that since then the robot has either (1) reprogrammed itself or (2) the new owner has reprogrammed it.  The argument then will be that it is the robot which should suffer damages and if it has no money, other parties who are partially liable under the joint severibility law should pay the entire bill‑‑the deep pockets principle.  When the first attorney will call a robot on stand is difficult to forecast but not impossible to imagine.

Product liability will be especially problematic for AI, because of the present distinction between hardware and software.  For the robot that kills, is the manufacturer of the arms liable, or the software designer, the owner, or is there no liability‑‑Human beware, computer around!  Will we see no‑fault computer insurance law?

The danger that robots may cause would logically increase as they become auto‑locomoative, that is, once they can move.  At this stage law relating to dangerous animals may be applicable to robots.  Like animals, they move and like animals they give a sense of intelligence, although whether they actually are intelligent is a political‑ philosophical question. Lehman‑Wilzing writes:55

While the difference in tort responsibility between product liability and dangerous animals is relatively small, the transition does involve a quantum jump from a metaphysical standpoint.  As long as AI robots are considered mere machines no controversial evaluative connotations are placed on their essence‑‑they are inorganic matter pure and simple.  However, applying the legal principle of dangerous animals (among others) opens a jurisprudential and definitional Pandora’s Box, for ipso facto the “machine” will have been transformed into a legal entity with properties of consciousness, if not some semblance of free will.  Once begun, the legal development towards the “higher” categories will be as inexorable as the physical expansion of robotic powers.  In short, the move from the previous legal category to the present one is the most critical step; afterwards, further jurisprudential evolution becomes inevitable.

It is important to remember here that as important as legal rights, those rights that can resolved or judged by a public authority, there are human rights.  These often cannot be resolved by any judicial authority.  The right to employment, the right to minimum basic necessities, and other United Nations Charter human rights although stated morally and unequivocally cannot be guaranteed given that rights are politically won and lost.  Rights, thus, are gained through ideologically‑‑philosophical as well as militant‑‑battles.

Given the structure of dominance in the world today: between nations, peoples, races, and sexes, the most likely body of legal theory that will be applied to robots will be that which sees robots as slaves.  They will be ours to use and abuse.  Of course, as Stone has pointed out, this means that they will have no legal status. The slave and the robot cannot institute proceedings himself, for his own recovery, wherein damages are recovered for his pain and suffering.  Will errant robots have to be responsible for their actions, or will owners who argue that the slave understood the intent of his or her actions make the slave responsible?  If the manufacturer or owner is liable in civil cases and guilty of wrong doing in criminal cases, then he will certain argue that the robot understands intent, understands its programming.  If this line of argument succeeds, then the robot can then pursue his own case.  Most likely as mentioned earlier, it will be the programmer or group of programmers who will be responsible.

The problem of punishment is also problematic.  Robots have neither money nor property.  One way would be to give the robot to the injured party for his economic use.  Another would be to eliminate the robot or to reprogram the robot.  This may be analogous to the present debate on the right of the foetus: is it alive, do we have the right to terminate it?  Also, who has the right to terminate a robot who has taken a human life, or a robot who is no longer economically useful?  We would not be surprised if in the 21st century we have right to life groups for robots.

Lehman‑Wilzeg argues that another category for robots would be that of diminished capacity‑‑”used for those individuals who are legally independent but have a diminished capacity for initiating actions or understanding the consequences of such actions at the time they are being committed.”56  Of course, what is important here is intent.  However, robots will not be the stupidest of species‑‑more likely they will be the most intelligent‑‑at question will be their morality, their ethical decisionmaking.

Far more useful of a category is that of children, or the whiz kid.  High in brain power and low in wisdom.  Moreover, more useful, yet also ultimately problematic is that of the law of agency.  As Lehman‑Wilzeg writes:57

To begin with, the common law in some respects relates to the agent as a mere instrument.  It is immaterial whether the agent himself has any legal capacity, for since he is a sort of tool for his principal he could be a slave, infant, or even insane.58 …”it is possible for one not sui juris to exercise an agency power.”59  Indeed, the terms automation and human machine have been used in rulings to describe the agent.60  Nor must there be any formal acceptance of responsibility on the apart of the agent[.]…The only element required for authority to do acts or conduct transactions61…is the communication by one person to another that the other is to act on his account and subject to his orders.  Acceptance by the other is unnecessary.  Thus, …[g]enerally speaking, anyone can be an agent who is in fact capable of performing the functions involved.  Here, then, is a legal category already tailor‑made for such a historical novelty as the humanoid.

While, it is true that the law of agency may be tailor‑made, given that law is itself changing, given that in the next ten years there may emerge a science court to deal with questions of science and technology (questions that lawyers and judges devoid of scientific and technological training can rarely adequately understand), and given rapid changes in robotics and computers, is it all possible to forecast the legal principles in which AI robots can be understood?

Thus, although the legal categories presented‑‑from product liability to agency‑‑are useful heuristics, the fantastic notion of the robotic rights behooves us to remember that development in robots may result in (or may need) entirely new legal principles and futures.

Another perspective and useful heuristic in understanding the rights of robots involves developing two continuums at right angles with each other.  At one end of the x‑axis would be life as presently defined: real live, flesh and bones, reflective consciousness and soul.  At the other end would be robots in much the way that many see them today‑‑a mechanical‑electronic gadget that runs programs designed by humans.  Along this continuum we can imagine humans with a majority of robotic parts (artificial limbs, heart, eyes) and robots with human‑like responses and reactions (creativity, ability to learn).  We would also have robots that look like humans and humans that increasingly look like robots.

On the y‑axis we can also develop a rights dimension.  At one end of this continuum would be a condition of total “human rights” and at the other end, a state of rightlessness.  Along this continuum, we can visualize robots representing themselves and robots represented by guardians.  Finally we can develop a moving‑stationary dimension as well as various economic dimensions (household robots to military robots).  By juxtaposing these dimensions (flesh‑mechanical; rights‑‑rightless; moving‑stationary) and visualizing them across time, we can develop various alternative scenarios of the future of robots

Along these times line and dimensions, we can imagine the day when a bold lawyer rewrites history and argues that robot should be treated legally as a person.  On this day an entirely new future will emerge.

CONCLUSION

Technological change is growing at an exponential rate.  Genetic engineering, lasers, space settlement, telecommunications, computers, and robotics are bringing economic, social and political changes like no other period of human history.  Unfortunately it is difficult for individuals and institutions to keep pace with such change.  In order to minimize the stress causes by the expansing role of robotics it is vital that the judiciary and legislators make proactive decisions and plan for the eventual development of robotic rights before the issue reaches a crisis point.

We feel the issue of robotic rights and responsibilities to be an eventuality.  Considering the “question of rights” in this new dimension offers the unique opportunity to reconceptualize our very notion of “rights” and what the will mean in a global society.  This issue generates a larger question of mans relationship with his world.  As a quantum change in our perspective of ourselves it signals a new understanding and appreciation for the concerns of everything.  This is the underlying theme of this paper.

John Haught, professor of theology at Georgetown, has identified a higher spiritual dimension to the growing planetary interconnectedness that the computer age is establishing.  He likens “the spread of satellites and computer networks over the Earth as comparable to the complexification of the primate nervous system as the condition for the birth of thought.  Now the complexification is taking on a planetary demention.  So the whole planet is being prepared by technology for the eventual birth of a far higher form of consciousness…we are participating in a magnificent process of bringing about a physiological base for a higher and dramatically novel form of consciousness.”62 It is with such a global transformation in mind that we should consider the rights of robots as well as rights for all things.

Someday robots will be in our houses as playmates for children, servants for adults.  They may become sex surrogates.  They will be in the courts as judges.  They will be in hospitals as caretakers.  They will proform dangerous military and space tasks for us.  They will clean pollution, save us from numerous hazards.  The child who loses her robot because of malfunction will when she grown up always remember her robot.  She may, at the insistence of her parents, relegate robots as persons of the world of fairies, goblins and ghosts, the unreal and the impossible.  Or she may decide that her robot like her family, friends and pets is part of her, is part of life itself.

We must remember that the impossible is not always the fantastic and the fantastic not always the impossible.

NOTES

*Phil McNally and Sohail Inayatullah are planners/futurists with the Hawaii Judiciary.  Both are active with the World Futures Studies Federation.  Mr. McNally, in addition, provides strategic planning advice to the YMCA.  Mr. Inayatullah provides strategic planning advice to Mid‑Pacific Institute and various self‑reliance, spiritual associations.

The authors would like to thank the Judiciary for research time to complete this article.  Research by Sally Taylor and an earlier paper on the history of Robots by Anne Witebsky was also helpful.

The views expressed in this paper are not necessarily shared by the Judiciary or any other organizations and assocations the authors are affliated with.

1.  See Gregory Sugimoto, Comprehensive Planning in the Hawaii Judiciary (Honolulu, Hawaii, Hawaii Judiciary, 1981); also see Sohail Inayatullah, “Futures and the Organization,” Futures (June 1984), pp. 302‑315.

2.  See the Hawaii Judiciary Newsletter, Nu Hou Kanawai: Justice Horizons for the most recent reviews and comments on the legal impacts of emerging technologies and social changes.

3.  Thomas Hobbes, “Leviathan,” Social and Political Philosophy, Eds. John Somerville and Ronald Santoni (Garden City, New York: Double Day & Co., Inc., 1963). p. 143.

4.  Jamake Highwater, The Primal Mind (New York: Harpers and Row Ins., 1981), 180.

5.  P.R. Sarkar, Neo‑Humanism: The Liberation of Intellect (Ananda Nagar, Ananda Press, 1984).  See also Sohail Inayatullah, ­”P.R. Sarkar as Futurist,” Renaissance Universal Journal (forthcoming 1987) as well as 1985 and 1986 issues of Renaissance Universal Journal for articles by P.R. Sarkar.

6.  See Michael Towsey, Eternal Dance of Macrocosm (Copenhagan, Denmark: PROUT Publications, 1986).

7. Clarence Morris, The Justification of the Law (Philadelphia: University of Pennsylvania Press, 1971), p. 192.

8.  Morris, The Justification of the Law, p. 194.

9.   Ibid, p. 196.

10.  Ibid, p. 198.

11.  Ibid, p. 199.

12.  Christopher D. Stone, Should Trees Have Standing: Towards Legal Rights for Natural Objects (Los Altos, California: William A. Kaufman, 1974).

13.  Joseph Coates, “The Future of Law: A Diagnosis and Prescription,” Judgeing The Future, Eds. James Dator and Clem Bezold (Honolulu, Hawaii: University of Hawaii Social Science Research Institute, 1981), p.54.

14.  Francis Allan, “1984: The End of Intimacy,” Human Rights (Winter 1984), p.55.

15.  Joel Shirkin, “The Expert System: The Practical Face of AI,”  Technology Review (Nov/Dec 1983), p.78.  See also Margarate Boden, “Impacts of Artifical Intelligence,” Futures (Feb. 1984).  Clark Holloway, ­”Strategic Management and Artificial Intelligence,” Long Range Planning (Oct. 1983).  Richard Bold, “Conversing With Computers,”  Technology Review (Feb./March 1985).  “Artificial Intelligence is Here,” Business Week (July 9,1985).

16.  Stanley Wellborn, “Race to Create A Living Computer,” U.S. News and World Report (Dec. 31,1984/Jan. 7, 1986), p.50.

17.  Ibid, p.50.

18.  Shirkin, “The Expert System: The Practical Face of AI,” p.75.

19.  Sam N. Lehman Wilzeg, “Frankenstein Unbound: Towards a Legal Definition of Artifical Intelligence,” Futures (December 1981), pp. 442‑457.

20. Ibid, p. 443.

21. J. von Neumann, The Computer and the Brain (New Haven: Yale University Press, 1974) quoted in Ibid.

22. W.G. Walter, The Living Brain (New York: W.W. Norton and Co, 1953) quoted in Ibid.

23. N. Wiener, God and Golem, Inc (Cambridge, MA: MIT Press, 1966) quoted in Ibid.

24. N. Wiener, The Human Use of Human Beings (Garden City, NY: Dobleday, 1954) quoted in Ibid.

25. J. von Neumann, Theory of Self‑Reproducing Automata (Urbana: University of Illinois Press, 1966) quoted in Ibid.

26. M. Arbib, Brains, Machines and Mathematics (New York: McGraw‑Hill, 1964) quoted in Ibid.

27. D. Rorvik, As Man Becomes Machine (New York: Pocket Books, 1971) quoted in Ibid.

28. J. G. Kemeny, Man and the Computer (New York: Charles Scribner’s Sons, 1972) quoted in Ibid.

29. Kemeny, Man and the Computer quoted in Ibid.

30.  J. Wesizenbaum, Computer Power and Human Reason (San Francisco: W. H. Freeman and Co. 1976) quoted in Ibid.

31. Lehman‑Wilzeg, “Frankenstein Unbound,” p. 444.

32. Marion Long, “Turncoat of the Computer Revolution,” New Age Journal (Dec. 1985), p.48.

33.  Stone, Should Trees Have Standing?, p. 11.

34. Ibid, p. 11.

35. Ibid, p. 13.

36. Ibid, p. 15.

37. Neal Milner, “The Emergence of Rights, ” Proposal to the National Science Foundation (Honolulu, Hawaii: University of Hawaii Department of Political Science, 1980).

38. Ibid, p. 4.

39. Don Mitchell, “Metal Lunch,” Whole Earth Review (Jan. 1985), p.4.

See also Jerry, Mander, “Six Grave Doubts About Computers,” Whole Earth Review (Jan. 1985).

40. Edith Weiner and Arnold Brown, “Issues For The 1990’s,” The Futurist (March/April 1986), p. 10.

41. Robert Anderson, “Piracy and New Technologies: The Protection of Computer Software Against Piracy,” (London: American Bar Association Conference Paper 7/17/85), p. 176.  See also the following conference papers; Robert Bigelow, “Computers and Privacy in the United States,” David Calcutt, “The Entertainment Industry, Piracy and Remedies,”  Colin Tapper, “From Privacy to Data Protection,” Arthur Levine, “Piracy and the New Technologies.”  Stewart Brand, “Keep Designing,” Whole earth Review (May 1985).

42. Mike Higgins, “The Future of Personal Robots,” The Futurist (May/June 1986), p. 46.  See also James Albus, “Robots and the Economy” The Futurist (December 1984).

43. “Death by Robot,” Science Digest (Aug. 1985), p. 67.

44.  See Issac Azimov, The Naked Sun (London: Granada Publishing, 1975).

“The Second Law of Robotics: A robot must obay the orders given it by Human beings except where such orders would conflict with the First Law; The Third Law of Robotics: A robot must protect its own existance as long as such protection does not conflict with either the First or Second Law.

45.  Ramond August, “Turning The Computer Into A Criminal,” Barrister (Fall 1983), p. 53.  See also Don Parker, Fighting Computer Crime (New York: Charles Scribners and Sons, 1983.  Ted Singer, “Controlling Computer Crime,” Security Management (January 1984).

46.  Ibid, p. 54

47. See Sohail Inayatullah, “Challenges Ahead for State Judiciaries,” Futurics (Vol 9, No. 2, 1985), pp. 16‑18; see also James Dator and Clement Bezold, Judging the Future (Honolulu, Hawaii: University of Hawaii Social Science Research Institute, 1981); and, Orville Richardson, “A Glimpse of Justice to Come,” Trial (June 1983‑‑November 1983, a six part series on law in the future).

48. David Bazelon, “Risk and Responsibility,” Science Technology and National Policy, Eds. Thomas Keuhn and Alan Porter (New York: Cornell University Press, 1981), p. 358.

49. Issac Azimov, “The Next 20 Years For Law and Lawyers,” American Bar Association Journal (Jan. 1985), p. 59.  See also Anthony D’Amato, “Can Should Computers Replace Judges,” Georgia Law Review (Sept. 1977).  According to D’Amato such a computer would work in this fashion.  The computer program is essentially that of a multiple regression analysis.  The dependent variables are plaintiff wins (+1) and defendent wins (‑1); the facts of the case are independent variables.  The computer recieves all the facts and performs a complex multivariate analysis of them.  The facts will be regressed to fit other clusters of facts previously programmed into the computer.  The fit will never be exact: the only question the computer then decides is whether the new facts as programmed fit more closly or cluster around the dependent variables “plaintiff wins” or “defendent wins.”

50. Gary Grossman and Lewis Soloman, ” Computers and Legal Reasoning,” American Bar Association Journal (Jan. 1983), p. 66.  See also Larry Polansky, “Technophobia: Confronting the New Technology and Shaping Solutions to Court Problems,” State Management Journal (1984).

51. See Guy M. Bennet and Signa Treat, “Selected Bibliographical Material on Computer‑Assisted Legal Analysis,” Jurimetrics (Spring 1984), pp. 283‑290.  This excellent bibiliography includes a wide range of entries ranging from articles on Searchable Data Bases to articles on computer decisionmaking.  Particularly useful is L. T. McCarty, ­”Reflection on TAXMAN: An Experiment in Artificial Intelligence and Legal Reasonry,” 90 Harvard Law Review, 837‑93 (March 1977).

52. Howard Bedlin and Paul Nejelski, “Unsettling Issues About Settling Civil Litigation,” Judicature (June‑July 1984), p. 10.

53. Lehman‑Wilzeg, “Frankenstein Unbound,” p. 447

54. S. M. Waddams, Product Liability (Toronto: Carswell, 1974) quoted in Ibid.

55. Lehman‑Wilzeg, “Frankenstein Unbound,” pp. 448‑449.

56. Ibid, p. 450.

57.  Ibid, p. 451.

58.  S.J. Stoljar, The Law of Agency (London: Sweet and Maxwell, 1961) quoted in Ibid.

59. W.A. Seavey, Handbook of the Law of Agency (St. Paul: West Publishing Co, 1974) quoted in Ibid.

60. Seavey Handbook of the Law of Agency quoted in Ibid.

61.  Seavey Handbook of the Law of Agency quoted in Ibid.

62.  Brad Lemley, “Other Voices Other Futures,” P.C. Magazine (Jan. 8, 1985), p. 135.

The Futures of Culture (1988)

By Sohail Inayatullah

Present Images, Past Visions, and Future Hopes
Presented at the World Futures Studies Federation Conference, Beijing China,
September 1988

Present and Past: 

Like a running stream of water, Culture is ever changing, ever moving. This is not to say that cultural change is one continuous motion. Rather, like almost everything else in this universe, it moves in cycles, it pulsates. There are times of rapid cultural change and there are times when the speed and the resultant shock of the future force various pasts to return. This return for some is a desire for a permanent home, for others it is the hope of including some features of the past in the present, and finally for some it is a short pause in the stream’s onward movement.

This tension between the present and the desire to recreate alternative pasts is a major unifying theme among the many development oriented social, political and economic discourses of today. In general, it is groups who have found that their choices have been narrowed by the onrush of modernity, of dominant hegemonic cultural forms, that yearn for the past. These groups are often those in the periphery, the third world; as well as, women, the poor, the elderly and ethnic cultures within the first world.

However, although sympathetic, I find attempts to recreate the past, reactionary, as the ancient polities and economies that individuals yearn for are no longer relevant, and, in fact, are incredibly romanticized. I am sympathetic because their, our, choices for the future have been robbed, because their values have been cannibalized by the dominant civilization and culture such that all that is left is the past. Hawaiians, for example, long for the days of their beloved Queen Liliokalani or their King Kalakaua. The image is of a time when hula was preformed to the Gods of nature, where agriculture satisfied basic needs, and where all in all people were believed to be happy. It is a time before the forces of modernity created a division of labor, before natives lost their dignity and eroticism, and finally before they lost their lands.

But things did not always go so well in ancient cultures. As in the present world, then too there was hierarchy, poverty, disease, violence, and then too there were the rightless and the weak. Of course, the wielders of power were different. Instead of present day national and transnational capitalists (and intellectuals to legitimize their world) in previous eras they were the kings and warriors; that is, those who dominated others through force and the ideology of valor. Some in this world did very well, others not so well.

Continued Growth:

This discourse between the vision of modernity and the vision of a calmer, quieter and more simple past has been elegantly captured in the alternative futures work of James Dator. For Dator, there are a variety of cultural, political and economic future images that present themselves to us. The dominant global vision is that of “Continued Growth”; the goal is more goods and services and a better material life for all, especially the wealthy. In the US, the latest form has been trickle down theory, where the poor have been told that it does not matter if they lose their jobs, as corporate America must restructure itself so it can profitably compete in the world economy. That “modernity” has robbed these same unemployed of the cushions of the past, namely, the family, a local community, connection with nature, and a sense of the cosmos–is not relevant to the trickle down theorists. The blame of failure is laid on the individual, thus hiding the dark side of modernity, of capitalist development.

On the Pacific Rim front, the Continued Growth vision is ever present, but as Johan Galtung has written, a twist has occurred. Instead of America doing the growing, it is the Pacific Rim that is rapidly growing and changing. Thus, the global division of labor is now shifting in favor of the Rim region, particularly Japan, and creating the possibility of a new global culture (perhaps an Earth Inc. similar to Japan Inc.) within the context of capitalism a new formula for government/business, labor/capital, individual/collective, and religion/life. Yet the goal in this Pacific Shift, this Pacific Era, remain the same: the production of goods to satisfy the eternal hunger of the mind and heart.

But what will their culture be like once they are on the top of the world, once they see the rest of the world emulating the way they walk, the way they talk; once Chinese and Japanese females become the sexual fantasies of men all over the world (when the blond has become part of an old era, not bad, but not the real thing). Once (can we remember?) the dream was to walk the golden streets of London or New York–streets paved with gold, lined with opportunity and freedom: money and sex. How will the “Pacific Rim” react once Tokyo, Beijing or Singapore evoke dreams of gold? Will movements develop there that long for the good old days before the Japan and other assumed responsibility for the maintenance of the world system, before they believed it was their duty to educate the world as to the East Asia system? What will be the available visions of the future for those groups who no longer accept the vision, the legitimacy of the Pacific Century? Most likely the emergent antithesis to this future will be structurally similar to the present attempts of Americans searching for their past, although the content may be vastly different. Certainly, we can expect a rerun of militarism, fundamentalism, “back to nature” and a fear of technology. In addition, there will be a longing for a fixed past, one of discipline, hard work, and primary concern for the collective good, that is, to values that were believed to have been central in the economic and cultural rise of the Pacific Rim in the first place.

In the West, this desire for a predictable past has already emerged; it is still nascent in the East. Specifically, this vision evokes a time and space when the family was important, when there was a sense of community, before air travel took away one’s friends who one had hoped to know forever (death of course has perennially destroyed that hope!) and before capital from the core nations destroyed local economies.

Traditional Power Structures:

Of course, this image forgets the landlords. Pakistanis in their new cities, with their new wealth from the Middle-East, do not want to return to the village. They remember village culture very well. I, having spend most of my life in American, European and Asian cities, see village life differently, romantically. It is my 90 year old grandmother telling me about the love of Allah. It is she blessing me. It is fried bread in the morning, tea with milk in the evening, the sun gently setting, the stars rising, sleeping on the roof, and waking up together in the early morning, and feeling quietly, gently, unified with all other villagers, with the environment, with my people. And it is my cousins who still live there telling me: but you have luxury; you have sewage-free streets; you have air-conditioners; you have food in abundance; and you have travel, a life ripe with choices. It is also my father reminding me that when they grew up in the village, they had no doctors nor food. They idid have a landlord who routinely would go into the fields and rape any female he wanted. The police, judge and local council were all in the landlord’s pockets. This was the village culture that I knew little of; for me, the village was simply a symbol of the womb. For the rest, who have lived there village, life is something to leave behind, albeit hopefully without the loss of Allah and family.

Thus the tension between the present, the Continued Growth vision and the search for the past. Yet there is a possibility of a future that dialectically transcends the image of modernity and of the village past; it would have to be a dialectical development of those two cultural myths: the myth of continued growth, of technological progress, of travel, of choice–oral choice, in who one speaks to, who one kisses, what one eats–of a life with physical needs met. And the myth of a time when things were peaceful, when peripheries still had their own culture, their own categories of thought, before they were robbed in every way by the up and coming capitalists, when families still worked together and when God provided a certainty over the future. To me, both are incomplete stories, they both have their dark sides, neither one has been successful in creating a just world; neither the city nor village has sufficed.

Creating New Cultures:

So far we have looked at the vision of modernity and its various contradictions; exploitation of nature, workers, women, minority cultures, in general, the exploitation of the periphery within and without. We have also looked at its reactions: the search for a predictable past, with its dark side of fundamentalism and its light side of community and interconnectedness.

What then are the possibilities of a new future? It is not clear yet, but there are numerous movements and groups working to create just and authentic futures. These movements are not fixated in the past, nor are they solely concerned with capturing state power at the national level, rather they are primarily concerned with creating new discourses embedded in the values of ecological, spiritual and gender balance.

To become new stories, mythologies, these new movements must be able to deal with the desire for community and the need for personal choice and freedom of movement; with the desire for material goods and with the need to be connected to the infinite, an infinity that like the Zen moon is ever ancient and ever future utopian. The new mythologies must include the need to connect to nature and the need to be around the conveniences of modernity, the quick, the clean, and the efficient–bathrooms and computers! Moreover, these new visions of the future must also recognize the need to contribute to others and the need to be left alone, to not participate. New visions of the future must empower without power becoming oppressive. And finally new visions must articulate their own dark side, must construct polities that incorporate their own contradictions, that is, they must develop structures to counter what cultural historian William Irwin Thompson calls enantiodromia, the tendency for institutions and structures to become their opposite, to become what they are fighting against. To do this, these movements need to be aware that oppression exists in every age, and that while intellectual knowledge expands in every generation, wisdom often does not and each generation must learn the painful experiences of previous generations. This is the idea that revolutionary and reform movements have emerged before with mixed results and at times they have become the new oppressors.

The context for these new cultural forms is already in the creation process. We are witnessing a reconnection of science and mysticism such that the objective truth through the senses has been delegitimized as has the objective sense of personal truth as used by the priests of religion (from Christian television ministers in US, hindu Rajneesh from India, and to muslim ayatollahs in Iran). Mysticism must be accountable, it must be freely shared and it must have a criteria for evaluation, such as service to the poor, the hungry, the uneducated, the preturbed and disturbed, it must be a spirituality in society. Concommitantly, science must deal with the sacred, with awe and with the consequences of economic development and with epistemologies that forget, mythically speaking, the heart, and the feminine. Science must deal with its own intolerance for dissent, its own power structure.
Concretely, these movements include various self-reliant bioregional movements such as the Green movement as well as a comprehensive third world based movement called PROUT (the Progressive Utilization Theory).

This is a new vision developed by Indian philosopher, Sarkar. He envisions a world federation consisting of diverse cultures, where people are technologically advanced and spiritually developed. For him, the vision of technological development does not mean a loss of past cultures, rather it can free time for intellectual and spiritual development, that is, for the creation of new cultures and the dialectical synthesis of past and present. This technological development must be, however, in the context of a self-reliant cooperative economy (where workers are owners, where there exist income ceilings and floors, where contradictions between local and export production have been solved; an economy where the goal is equity and balance). PROUT evokes the ancient stories of the mystical, yet it does not fear the technological, the move to space or the genetic engineering creation abilities of humanity. However, Sarkar sees the key in the development of a spiritual culture; one that has a respect for nature, devotion to the Infinite; intuitional disciplines, a universal outlook and a desire to selflessly serve the poor and the oppressed. True development from this perspective is individual self-realization and the creation of society wherein individuals have their basic needs met so they can develop their potential.

Moreover, this potential must be met along side with the rights of animals nd the environment. In his Neo-Humanism: the liberation of Intellect, Sarkar develops a new model of development ethics that argues for a spiritual humanism that includes the environment and other forms of life. For Sarkar, the unnecessary slaughter of animals throughout the world is as irrational as the irrationality of the arms race.
But PROUT is more than simply a preferred future, a possible vision of tommorrow, it is also a viable strategy to transform the capitalist system. Throughout the world, PROUT people’s movements based on localism (local ties to the economy, culture, bioregion) have been initiated, as have numerous associations of intellectuals, workers, and peasants. Thus, PROUT is neither capitalist nor communistic, its economic structure is cooperative, its ethics are spiritual humanistic, its development model is global and local, and through its people’s movements, its vision is potentially attainable.

PROUT, of course, is only one effort, there are others who are creating new cultural futures. In the West, there exist the new age, feminist, environmental and peace movements. Even in established, historical civilizations, like Islam, we find the possibility of new cultures emerging. Ziauddin Sardar, a Muslim and a futurist, is attempting create a dialog among Muslims so as to reconstruct Islam and make it relevant and compelling for the postindustrial world of the 21st century. Sardar in his The Future of Muslim Civilization and Information and the Muslim World is excavating the richness of muslim scholarship. That he is a muslim, and not an infidel, gives him greater legitimacy, such that the mullahs will have to deal with this broadening of the Islamic discourse. Without this type of project, Islam will remain a tool for the holders of State power, the landlords and the military, without this dialog, a cultural renaissance in the muslim world will remain unlikely.

However, a spiritual socialism such as PROUT, a revisioned Islam, or a Green movement, is not what the post-industrial futurists had in mind when they spoke of the coming age of prosperity. The believers and deliverers of modernity had hoped that the new electronics technology would resolve the the problems of the present and the universal need for the intimate past; however, instead of the hoped for global electronic village wherein poverty had vanished, we have the alienation of the global city, or the Los Angelization of the planet. Instead of unity through humanity, we have unity through the logos of “Coca-Cola” and finally we have unity through our collective fear, that of nuclear war.

But let us hope for other futures. Let a thousand flowers blossom. I hope for a future where those in the periphery, Asians for instance, are not clamoring for a return to the good old days, rather they and others become the creators of new cultural myths, stories, such as PROUT and other individual and global projects.
However, the task of creating new cultures is difficult and lonely, for the the world system remains materialistic and capitalistic. To identify with no culture, nation-state and ever be awaiting the creation of new cultures means one is homeless, ever in dissent. Moreover, these new movements and individuals who are active in them tend to unsettle those of other cultures for they challenge the social order and make bare the empty slogans of nationalism, patriotism, and cultural superiority in the first, second and third worlds. Those in dissent include American and European yogis in Southeast Asia who through their sincerity, humility and wisdom challenge the notion of Asians that they have a monopoly of spiritual wisdom. Or of the Asian who has mastered the game of individuality yet remains a critic of the continued growth vision. Those in the Core, in the imperium, become particularly incensed when those of the periphery partake in the economic fruits of capitalism yet refuse to give it divine status.

Beyond Humans:

However, my hope is that these new cultural carriers, these new stories will be more than simply committed to a better world for humans, rather I envision new cultures emerging that see plants, animals and even robots as alive. Plants and animals must gain rights not for our sake as humans, or our future on this Earth, but for their sake, for their value, for they too are life. Robots as well will one day become alive, either through artificial intelligence or through the creation of new categories of perception once they live with us, help us make decisions, and become our friends.
Robotic technology as well as other high-tech technologies such as artificial procreation, collective run baby factories, new forms of genetic engineering will certainly create new cultural forms. The new stories of the future will have to include them in their holograms. At the same time, the spiritual technologies such as telepathy, mind travel will also have to be included. Their acceptance will, however, not come from the language of science, for spiritual technologies are based on the mind being at peace, open and spontaneous; the new spiritual technologies are not ones that the rational mind can control;, it is an outpouring, perhaps from the deeper levels of each individual mind, or from a greater intelligence, or from other beings and entities that we are unaware of yet. And neither outpourings nor extrasensory beings lend themselves easily to scientific proof.

These new cultural forms will certainly be severely challenged by the present dominant vision of Continued Growth as well as by various images of the past. They will not emerge, gain acceptance without a great deal of individual and group anguish–where is one’s place if one is not longing for streets of gold, nor books created by priests attempting to recreate eras when they were the guardians of epistemology. Too, the guardians of the Wall Street and other markets do not look kindly on efforts that will challenge the accumulation of capital. Nor do state bureaucracies like movements that do not fit into the logic of the five year development plan. Thus, the new cultures will be labeled escapist by some, simplistic by others, and as destroying Western and Eastern culture by most. But in the new emerging world, the future, for me at least, will be in the infinite and wherever my friends are, humans, plants, animals and robots, future and past, on earth and in space. I hope that new cultures will truly be like running streams, ever fresh, ever renewing themselves, and like river water, ever changing yet resilient, and ever aware of their own murkiness.