Alternative Futures of the Islamic Ummah (1996)

Dr. Sohail Inayatullah[1]

This paper examines the futures of the Islamic Ummah. It does this by reviewing approaches to thinking about the future as well as various global forecasting models. It argues that even as they claim they are value-neutral, in fact, particular value positions are put forth. What is required is for the Islamic world to develop its own long range simulation model using Islamic concepts.  Such a project would help qualitatively envision and quantitatively forecast the future ahead. The paper concludes with three scenarios for the futures of the Islamic Ummah: (1) the Ummah as an Interpretive Community, (2) The Future Without a Name, and (3) Islam as the difference in creating the next century.

This paper is both a critique of ways of approaching the future as well as a presentation of scenarios of the Islamic world a generation ahead.  The critique covers various global models, including The Club of Rome’s classic Limits to Growth (LTG)[2], Mankind at the Turning Point (MTP)[3], as well as World 2000[4] and other approaches to the understanding the future.  Drawing from poststructural theory, we ask: what is missing, who does the analysis privilege, and what epistemological frames or ways of knowing are accentuated, are made primary, by the models used. We also ask what can the Islamic world learn from these models? We attempt to go a step further than merely asking the Marxist-class question who financially benefits. For us, the issue is deeper. We are concerned with what knowledge frames, and more appropriately, from an Islamic perspective, what civilizational frames are privileged, are considered more important.

However, global models are only one way of understanding the future. There are other ways of approaching the study of the future from which can be derived specific statements about issues, trends and scenarios as to what the future will look and can look like.  We also inquire into the utility of these models for better understanding the future of the Islamic Ummah. We conclude with visions of the future of the Ummah a generation ahead and beyond.

VISIONING IMAGINATION AND IMAGINING VISION

However, the purpose of this discussion is not a summary of global modelling[5] or futures studies[6], this has been done elsewhere in much more detail. Rather our purpose is to use such a discussion to discuss alternative futures for the Ummah, to help create an interpretive community focused on the futures of the Islamic Ummah.  We are concerned with vision, asking not only what might the futures ahead look like given historical trends and events but also what we want the future to look like.  The challenge becomes how to imagine futures that are different than the present; that take us into the unknown, that force us out of the categories and patterns of the present. A vision then is a break with the present, it is a rupture, and thus, not accessible to modelling. A vision is more than who we are.  In this sense, a vision cannot be rationally planned for. A vision about the future is fundamentally about myth, about the deeper meaning structures that makes people who they are.[7]  Myth is essentially about suffering and transcendence, of a community created through shared journey.

Does this mean that efforts to imagine the future of the Ummah are a waste of time?  Not at all. But it means that our visioning efforts should not be confined to intellectual analysis. Other ways of knowing and being are equally important; whether poetry, art, architecture, ritual, or community action, all are equally important.  What intellectuals can do is create the contexts for dreams and visions. They can do this by giving them legitimacy, by making visions more real to those who exist in bottom-line economistic worlds.  But more than different ways of knowing, visioning is a process that must be embarked upon by both leadership and mass, dialectically and interactively.[8]  Conferences then become part of the myth creating journey, part of the caravan that creates the desired future.

Visioning as related to myth does not mean fantasy, however. While fantasy is important in breaking out of current frames of reference it does not touch upon the historical worldview that constitutes Islam. In this sense, the Islamic paradigm as articulated by various Muslims writers[9] is crucial in being a springboard for visioning:

There are ten such concepts, four standing alone and three opposing pairs. Tawheed (unity), Khalifah (trusteeship), ibadah (worship), ilm (knowledge), halal (praiseworthy) and haram (blameworthy), adl (social justice) and zulm (tyranny) and istislah (public interest) and dhiya (waste).

Tawheed articulates the larger Islamic unity of thought, action and value across humanity, persons, nature and God. Khalifah asserts that it is God who has ownership of the Earth. Humans function in a stewardship, trustee capacity, taking care of the Earth, not damaging it. The goal of the Islamic worldview is adl, social justice, based on the larger needs of the people, istislah.  To reach these goals, ibadha, worship or contemplation is a beginning and necessary step. From deep reflection, inner and outer observation, ilm or knowledge of self, other and nature will result.  One’s action then are halal, praiseworthy and not haram, blameworthy. Moreover with this framework, dhiya (waste) of individual and collective potentials is avoided as is tyranny, the power of a few, or one over many or the power of a narrow ideology over the unity within plurality that the Islamic paradigm advocates.

The paradigm becomes the context for the vision, for framing the image of the future within general ideals. It thus contours the vision not so much within specific historical events–revenge against a person, nation or civilization–but within the larger meaning system of the civilization in question, in this case, the Islamic Ummah (meaning more then a geographical community but an interpretive community).  A vision within this context is powerful because it touches upon the core of the Muslim experience and, insofar as it is future-oriented, aids in transcending the categories of the present, particularly the nation-state framework of modernity Muslims are ensconced under.

While visions are often framed in personal language or considered to be the realm of the superconscious or unconscious, we use it in the larger collective sense, of a group vision, a group myth of the future.  But a vision is also about action.  Futurist/activist Robert Jungk talks about attending a visioning the year 2000 workshop where a participant said “Let’s do something about now and not worry so much about the year 2000.”[10] After a sleepless night thinking about this intervention, Jungk responded that he would rather turn around the sentence and say, “Because we worry about the year 2000, let us do something now.”[11] The future becomes a force for motivation.  It is because we care for future generations, we must ensure that we do not destroy our environmental and cultural heritage.[12]

This becomes the key. Humans must think about the future so as to transform the present and past.  Without thinking about the future, history remains dominant and the present remains oppressive.  The future becomes a place that allows for transformation. To do so requires imagination. But not all imagination is imagination. Robert Jungk posits three types. The first is logical imagination.  This is extrapolation of current trends to show their absurdity, thus allowing new ideas to emerge.  For examples, if the growth rate of GNP of China continues at the current rate, it will be at an unbelievable amount in 2050 (that is exponential growth versus linear trends).

The second is critical imagination. Critical examinations asks us to probe deeper, searching for structural weaknesses in existing state of affairs and thus creating alternative futures.  This is deeper then traditional critique which only shows what is wrong. Critical imagination shows what is wrong and points to desirable futures. The third approach is creative imagination.

Creative imagination is not content with extending, combining or negating already existing trends. It attempts, by breaking out of the existing systems or countersystems, to strike out on a completely new cause, breaking radically with prevalent concepts. Creative imagination gives birth to a new era whenever and wherever it emerges. And very often it locates a new state of mind beyond the controversies which are characteristic of and apparently an inextricable part of the times it left behind.[13]

Creative imagination is a jump of consciousness, almost a Kierkegaardian leap of faith. The challenge for the imagination of the future, for the vision of Ummah in generations ahead, is thus not only to create such a jump but find ways to communicate this possible future, this desirable future to others. This is problematic for many reasons. First, within contemporary economistic thinking imagination is considered amathematical and astrategic.  Irrespective of one’s religious beliefs, most of us live in segmented, fragmented, and isolated intellectuals spaces. Imagination is fine for children and for religion but not for adults. The real action is either accumulating capital or power. Vision is for daydreamers, it is often argued.

Second, related to economistic thinking is zero-sum international relations thinking. In this model, reality is about hidden motives, about security, about the enemy. Indeed, the self and nation are not defined by race, language, or territory but by not being the enemy. We are who we hate. Strategic thinking borrows from neo-classical economics and argues that we are but self-interested egoistic individuals. Methodological individualism becomes the guiding sociology.  Following Hobbes, Nations are seen as individuals, living in anarchy. Within this view, visions or imaginations of say an Islamic world community which gives passports, defining a  post national identity that does away with the sovereignty of capital and labor, seems unthinkable. Or, when thought, they are placed in the historical context of empire, of strong vertical relations between a dynastic centre and a colonized periphery. An alternative global Ummah that is horizontally related through trading, direct mutual investment, cultural and genetic interchange, tourism, and a context of deep dialogue appears as fantasy. It is fantasy not because it is impossible but because the modern world view undoes, does not give legitimacy to alternative explorations of identity.[14] Nations are real. Nations give passports, regulate labor, and until recently regulated capital, pollution and identity (of course, all three with globalism have made the nation-state if not an endangered species, certainly, a problematic species). The guiding model then is conflict and dominance.

Islam placed such, leads to enormous tensions between the State and the individual (with individuals who opt for non-statist versions of Islam seen as threatening) and between States (with each State claiming the mantle of Islam as defined by power, and to some extent fidelity to the Islamic paradigm). The result is a nationalistic, non-universal Islam that is defensive towards the West, that is fragmented and offensive towards its own people.  The deepest cost, of course, is the category of global community, of Ummah, itself as well as the category of future. The imagination of a universal Islam not bounded by nation, leader or strengthened by enemy, by the fear of the other, is the first causality.  The task for visioning the Islamic Ummah is about reversing this process, creating a vision that pulls a civilization forward not draws a people into the glue of greed and fear. As Fred Polak has argued in his The Image of the Future[15] civilizations that have a compelling image of the future (that is essentially optimistic about the nature of humans and positive about what can be created) rise. Those that have no image (who are essentially pessimistic about the nature of humans and negative about the possibility of change over time decline. If we add the vision of the future with the Khaldunian concept of power, we have a rich macrohistory and macrofuture.[16]

For Khaldun, those outside of power have a more difficult life.  Through struggle they gain unity. They have a vision of community and a desire for power. But once achieved, over four generations the vision disappears, unity is lost and as power declines, new forces with a stronger vision/unity take the mantle of leadership.

We are thus faced with a historic but not an easy task.  Imaging Ummah decades ahead is problematic because of the predominance of (1) economistic thinking, (2) international relations neo-realist paradigm of self and nation, (3) our rigid training in history and conventional disciplines, and (4) our fear of being ridiculous or controversial.

But it is possible!  To do so we need to meet the following criteria.[17] A vision (1) must have legitimacy amongst its interpretive community, that is a vision cannot be merely one individual’s fantasy, it must have agreement from its members. (2) A vision must touch upon the physical layer of reality (the material world of goods and services). (3) It must have some bearing on conventional views of rationality, even as it contests them. (4) A vision inspire and ennoble a people. (5)  To be realizable, a vision must be neither too far into the future (and thus appear utopian, unreachable) nor too near term (and thus be fraught with emotional ego-politics, with cynicism towards transformative change). Finally, (6) a vision must redefine the role of leadership, the vanguard, and it must be mythical. As mentioned earlier, it must touch some deep unconscious often metaphorical level of what it means to be human and our role as humans–and Muslims–in history and future. Ultimately to succeed, a vision must enable each on of us to transform self and society.  Computer models can aid visionary thinking in being more rigourous, in exploring unanticipated consequences, and in testing assumptions. Efforts to imagine the futures of the Ummah should include strategic planning dimensions as well as longer visionary futures orientations. Quantitative (inviting rigour) and qualitative (inviting vision) methods must be used.

Fortunately, the framework for Islamic futures studies, visioning, is already in place. As we have learned from Zia Sardar (and others such as Munawar Anees and Syd Hossein Nasr) in his numerous books on Islamic Futures, Islam is a future-oriented worldview. It is so partly because we know from the Prophet’s life that a vision, a calling, became a series of strategic plans to realize this vision.  The human capacity to reason, to learn from the past, and to rationally search for alternatives and choose a best course of action was illustrated perfectly by the Prophet’s life.  It is also future-oriented in that properly understood it offers and alternative to state-oriented socialism and greed-climaxing capitalism.  While some might argue that Islam is not future-oriented in a temporal sense since the primary relationship of a Muslim is one of submission to Allah (as many say, why be concerned about the future, just trust in Allah), however, Islam should be understood not merely as a religion explicating the relationship between self and God, but Islam also advises how to treat each other, nature, as well as how we should deal with issues of polity and economy, that is, issues of societal design, of the good.

However, Islam’s commitment to an alternative future, a vision of a good society, does not discount history. Indeed, the ideal Medina polity and other Muslim historical successes can be built upon, can be recovered from the overarching paradigm of modernism. History can be used to create the future; history should be seen as part of interpretive space, indeed, as future space. We should thus not commit to particular linear images of the future, specifically, that the future of the non-West will follow that of the West.  There can be alternatives ways out of feudalism, monarchy, and closed-door traditionalism. Indeed, many argue that as the West is in its final fatigue, in a deep crisis of vision, alternatives can only come from those outside the imperium, those who are not beholden to the images and myths of centralized power and technocracy.[18]

At the same time, history, while often a resource, can be a curse.[19]  Futures studies can help remove the desperate politics of revenge and “blaming the Other” to a hope-generating discourse of the possible.

WAYS OF THINKING ABOUT THE FUTURE

What then are ways  of thinking of the future. While human have always had a historical interest in the future (as per astrology) it is only recently that futures studies has become more precise and palatable. Forecasting has become the technique par excellence of planners, economists and social scientists.   Since the 1950s futures studies has grown rapidly in the USA and Europe, primarily as a tool to gain strategic military advantage.  This has ranged from Herman Kahn’s Thinking the Unthinkable[20] (post-nuclear war scenarios) to Harold Linstone’s efforts to predict who will attack first (deterrence scenarios).[21]  Futures studies then quickly became common place in governmental agencies as well as corporations.  In the former the hidden goal was to appear modern, to rationalize decisionmaking, to increase budgets. In the latter, strategic business advantage was of concern.

This type of futures studies gained global fame during the 1970’s era of global models, such as LTG, where the range of trends creating the future (population, arable land, industrial output, pollution) were interactively related to each other. The solution as you might expect from a politics of fear was that civilization as “we” know it, meaning the West, would collapse unless dramatic changes were made. But the goal was not strategic advantage but system change or so it seemed. Critics argue however the deeper politics of the system, its class, civilizational, gender, imperialistic history were not touched upon.  Fundamentally this was technocratic predictive oriented futures studies, quite different from the imagination based futures studies called for by Jungk.

THREE TYPES OF FUTURES STUDIES

In my model of futures studies, I divide epistemological approaches of the future into three areas. The first is predictive, the second is cultural/interpretive and the third critical.[22]  We will use this framework to further explore various world models.

In the predictive, language is assumed to be neutral, that is, it does not participate in constituting the real. Language merely describes reality serving as an invisible link between theory and data.  Prediction assumes that the universe is deterministic, that is, the future can be known.  By and large this view privileges experts (planners, policy analysts and futurists), economists and astrologers.  The future becomes a site of expertise and a place to colonise.  Linear forecasting is the technique used most.  Scenarios are used more as minor deviations from the norm instead of alternative worldviews. Most global models, whether Limits to Growth, Mankind at the Turning Point or other models use this approach.  They take a Western civilizational view of reality even as these models argue that they are universal.  They are civilizational poor not asking what are the categories other civilizations use to construct their futures. Indeed, population is always seen as a fundamental negative. To Muslims and others this is absurd, more important are children, humans as a resource.  Overpopulation is a symptom of deeper inefficiencies and inequities at world, regional and national levels.

However, what can be useful in predictive models is that a long-range time horizon is often used, a hundred years for LTG and MTP. Most current models, in the 1990’s have shied away from the future (out of fear of critique and also having understood that the future is open not a closed space).  Still LTG and other models served an important purpose by expanding our time horizon, by making time long.  In this sense for the Muslim world computer simulation models which can stretch time would be welcome. The would force Muslim technocrats out of the present and into projected futures.  However, these, as mentioned earlier, should be articulated with categories that come from the Muslim paradigm and framed as such.

As one might imagine, the strict predictive approach is lacking. It is technocratic, civilizationally impoverished, and avoids issues of values. From an Islamic worldview where holism, an integration of values in science are paramount, it is entirely inappropriate.

There are other approaches to futures studies though. In the cultural, the goal is not prediction but insight.  Truth is considered relative with language and culture both intimately involved in creating the real.  Through comparison, through examining different national or gender or ethnic images of the future, we gain insight into the human condition.  This type of futures studies is less technical with mythology as important as mathematics.  Learning from each model–in the context of the search for universal narratives that can ensure basic human values–is the central mission for this epistemological approach.

In the critical, futures studies aims not at prediction or at comparison but seeks to make the units of analysis problematic, to undefine the future.  We are concerned not with population forecasts but with how the category of population has become valorised in discourse, for example, why population instead of community or people, we might ask?  How would Islamic notions of community fit in? Why are growth rates more important then the level of asibya or unity to reconjure Ibn Khaldun? The role of the State and other forms of power in creating authoritative discourses is central to understanding how a particular future has become hegemonic.

Critical future studies asserts that the present is fragile, merely the victory of one particular discourse, way of knowing, over the other.  The goal of critical research is to disturb present power relations through making problematic our categories and evoking other places, scenarios of the future.  Through this distance, the present becomes less rigid, indeed, remarkable.  The spaces of reality loosen making the new possible.

Central to cultural and critical is the notion of civilizational futures research. Civilizational research makes problematic current categories since they are often based on the dominant civilization (the West in this case) and it informs us that behind the level of empirical reality is cultural reality and behind that is worldview. Global models to be of use to more than elite think tanks must be able to bridge these civilizational barriers. They often do not because they construct science as value free, as neutral, seeing it as a universal product not a civilizational one. In this the Islamization of knowledge project is crucial in rescuing knowledge from one particular worldview.  Science, and models in particular, can thus be civilizationally diverse.

Indeed, the Latin American Bariloche model was that. Far more concerned with social justice, with equality, than with issues of growth, the model showed that satisfying basic needs was the key to development. It was however rejected by the Club of Rome.

Ideally, one should try and interactively use all three types of futures studies.  If one makes a population forecast, for example, one should then ask how different civilisations approach the issue of population. Finally one should deconstruct the idea of population itself, defining it, for example, not only as an ecological problem in the third world but relating it to first world consumption patterns as well.  Empirical research then must be contextualized within the civilisation’s science from which it emerges and then historically deconstructed to show what a particular approach is missing and silencing.

Global models are a particular type of futures studies based on systems analysis. They emerged during a particular time: during the rise of the environmental movement, the beginnings of globalism, the concern for growth, for the negative impacts of technology. They should also as be seen as part of technocracy. The solutions posited by modellers are often those that are State and government focused. Civil society is rarely seen as an independent variable worthy of creating futures.[23] It is the silent variable.  They are also largely Western oriented with only Latin America creating a non-Western based model.

We will now briefly review various models and then move on to various scenarios of the future.

A REVIEW OF THE MODELS

Clearly the most significant model in recent history is the Limits to Growth model of the Club of Rome.  LTG was a crude aggregate systems model of world population, industrialization, pollution, food production and resource depletion.  It uniqueness was that these variables were quantitative, something quite novel then.  Also unique was the critique of growth. It was the call to limits that both inspired environmentalists, and others who felt modernity had gone too far, and caused fear to industrialists. However the model did not disaggregate regions. The overly global nature of LTG was resolved by the much more sensitive Mankind at the Turning Point, where regional models and over 100,000 equations were used to model the human condition, or the global problematique. The main conclusions were that current trends will lead a sudden and uncontrollable decline in population and industrial capacity, most likely after 2015. However, these declines will not impact the entire globe at the same time, they will hit region by region.

While at the level of systems the LTG model was dynamic at the level of assumptions it was static.  The LTG study “assumes no major change in the physical, economic and social relationship that have historically governed the world system.”[24] What this means is that historical situations of inequity are reinscribed–the rise of Islam, the women’s movement, and new technologies are factored out.

Moreover, their alternative scenarios are equally committed to the same variables. For example, in another run, world resources are doubled but this just leads to more industrial output and thus more pollution, leading to a decline in food production, and the eventual decline in resources, and thus to megadeath. Even if population is controlled this just forestalls food production by a decade or two. The result is the same. However, one runs the model, the results are always the same.  Thus, instead of choosing alternative scenarios based on different modelled assumptions, the same politics are re-represented throughout. Industrialism unabated will lead to a global collapse is the conclusion.

The recent Beyond the Limits uses the same computer model and concludes with the same results: “The world has already overshot some of its limits and, if present trends continue, we face the virtually certain prospect of a global collapse, perhaps within the lifetimes of children today.”[25]

This is in contrast to current models such as Scanning the Future (STF) which believe that prosperity will continue into the next generation.[26]  Like 1970’s Herman Kahn and his The Next Two Hundred Years recent reports believe that growth will and can continue.  It is only minor institutional and organizational arrangements that must be dealt with to allow growth. It is a loss of confidence that is the problem, for Kahn and others, not any systems relationship between population, pollution and industrial capacity.

Kahn calls the current crisis merely part of the great transition began two hundred years ago with the oncome of the industrial revolution.  He believes that the plausible future is that by 2126 the gross world per capital will be 20,000 US$ in 1975 dollars, that the population will be 15 billion people, thus making the gross world product 300 trillion.[27] Of course there will be setbacks but by and large the trend is up. Population should be solved by creating wealth not be family planning and other measures. New technologies will find new sources of energy.  By leaving behind their corrupt and traditional ways and by adopting the East Asian growth miracle, poor Third World nations will join the onward march of capitalism. The future is bright.

But for LTG and MTP the future can be bright but only if population pressures are reduced, if pollution is reduced, if recycling is increased, and if there is more global equity. MTP, however, as a more holistic edge and in addition offers these following conclusions: (1) a world consciousness must be developed through which every individual realizes his role as a member of the world community, (2) a new ethic of material resources is needed to deal with the oncoming age of scarcity, (3) an attitude of harmony toward nature must be developed, and (4) humans must develop a sense of identification with future generations.[28]

For LTG the alternative is a condition of steadystate economics, of ecological and economic stability.  However, the solutions posited often merely reinforce technocracy (such as developing more anti-pollution technologies). This partly explains why LTG sold so well: its solution and critique was what liberal policy makers could handle. After all, the problem is too much population (a third world problem); pollution (again ship it south), bad industrial growth (develop a post-industrial technocratic growth society), and diminishing resources (find new resources). Issues of equity and justice were not part of the problem. Moreover, that study and many others have done well because they are fundamentally compatible with Christian cosmology.[29] From Puritanism, we get the idea of moral restraint; the sinners are the producers of population, pollution and depletion. The sinner can be converted if he repents and is converted (have less children, don’t pollute and avoid non-renewable resources). And of course, “each converted sinner saves the system from a much deeper conversion.”[30] Finally is the idea of the apocalypse, that a catastrophe is ahead. And the catastrophe is near but too near where it can be empirically tested and far but not too far where it would not mattered.[31]

From a Third World Muslim perspective, issues of imperialism, colonialism, unequal distribution of resources (within and between nations) were utterly ignored. Instead of worrying about crisis a hundred years from now, the catastrophe the authors describe already exists in many cities. The fear expressed by LTG is that this crisis might now become a middle class First world problematique.  Ultimately, LTG as well Kahn’s model and STF are apolitical models that assume a “conflict free world in a world beset by conflict and turmoil.”[32]

One way to deal with this within the doxa of futures studies is to capture deep differences through a range of scenarios. There could be a growth scenario like Kahn’s, then a collapse scenarios like LTG, an achievable steadystate scenario like MTP or the Global 2000 project submitted to President Carter by Gerald Barney. And finally, and this is critical, a range of transformative scenarios, where the entire system changes.  This in fact is the real contribution of the more visionary futures studies led by Galtung, Dator, Harmon, Junkg, Boulding and many others.  The assumption behind transformation is that either for (1) technological, (2) civilizational (3) spiritual or other through collective rational means there is a chaotic jump wherein bifurcation results and thus problems are solved. One cannot solve a problem within the framework it is posited. The assumption is that while change is often difficult in most periods of history, during dramatic, plastic times, change is possible, even easy.  The fault with various models is that although they claim globalism, complexity, and interrelatedness, they are unable to understand how transformation from the periphery is possible, how civilizations such as Islam can renew themselves and become, instead of recipients of global trends, creators of global forces.

Finally, and this becomes the point of entry into our next section, the trends examined are often the most obvious trends, not only are they entirely apolitical but all too common. Hidden trends or emerging issues, that are provocative, indeed ridiculous[33], are not explored.  Issues such as the end of capitalism, the establishment of a world government (with interlocking houses of nations, movements, corporations and individuals, for example), robotics, and space travel all context linear extrapolation, conventional future scenarios.  As dramatic drivers of new futures they allow us to explore alternative scenarios.

SCENARIOS

Scenarios are used for many purposes. For some they help predict the future. For others, the clarify alternatives. For us, scenarios are useful in that they give us distance from the present, allowing the present to become peculiar. By opening up the present, they allow the creation of alternative futures as well as alternative histories.  The present, especially in the Islamic case, is believed to be difficult to change: Muslims are either too fixated on the West or have chosen particular histories which they believe are eternal. Islamic metaphysics often takes a Platonic position where the real is considered universal and frozen instead of historically and socially constructed.  Scenarios thus should not only create alternative futures but different histories, to show histories that did not come about, that could have come about if a certain factor had been altered.

Scenarios also have an important visionary task, allowing us to gain insight into what people want the future to be like–the desired future. These are important in that instead of merely forecasting the future, individuals become eligible to create the future.

Unfortunately, most develop models of the future with very little difference between each run. For example, in the recent European Scanning the Future model, Global shift has a 3.4% growth rate; Global Crisis 2.4% and European Renaissance 2.9%.[34]

A more useful way is to design scenarios is to change the assumptions by which they are built. For example, we can create scenarios of world politics based on alternative structures of power. The first would be a unipolar world, a continuation of the present.  The second would be a collapse of the inter-state system, leading to anarchy within states and between states. The third would be the creation of a multi-polar system, with numerous hegemons, such as the United States, the European Community, Japan, China, India, and Turkey for the Islamic region, each with their own spheres of influence.  A corollary would be a return to a bio-polar world but with different actors.  A fourth would be a world government structure.  Policies would be created at the global level while implementation would be local.  A fifth possibility would be a fragmented Western civilization in positive interaction with an Islamic Ummah. That is a situation with regional civilizational blocks: an Islamic Ummah, a Buddhist-Confucian Southeast Asia, a Vedic/Tantric India, etc.  Finally, while constructing scenarios it is important to remember that one is not designing perfect places but good places: contradictions within scenarios should not be left out.

MODELS AND CIVILIZATIONAL DIALOGUES

While we have found fault with earlier models for being unaware of their own politics and for not including the possibility of systems transformation, there are models that in fact do allow for debate for transformation. One is World 2000.  This model seeks to define the emerging global system and shape its future. But its framework is an international planning dialogue from a diversity of views. They posit the following supertrends:.[35] (1) a stable population of 10-14 billion people by the 21st century; (2) industrial output increasing by a factor of 5-10 over the next few decades (throughput will increase far less as more efficient means of production are found); (3) a globe linked by telecommunications and other emerging technologies, however, there will remain information rich and poor; (4) a high tech revolution of genetics, robotics and green technologies; (5) global integration in the form of a shared international culture and some form of world governance; (6) more diversity and complexity (in the from of layers of identity and governance); (7) limited crime, terrorism and war; (8) transcendent values; and (9) a universal standard of freedom and human rights.

What is important here is that the increasing population is accepted, the need for more wealth in poverty areas is also accepted, as is the process of globalism.

Moreover, they identify critical issues blocking this leap: (1) lack of sustainable development that values future generations; (2) the North-South gap, and (3) managing complexity.  The strategies are all idealistic focusing on green technologies, systems of collaboration, decentralizing institutions, and a focus on human centred enterprises.  This is a model that is in fact a dialogue that attempts to bring in other civilizational perspectives. However, clearly it fails asking for dialogue but remaining within a technocratic model.  Still it is an important beginning and at least a commitment to dialogue that notices albeit not uses non-Western perspectives.

But the deeper problem and this is central to the issue of imagining alternative futures is that the work is still present based.  As mentioned earlier, we need to discern emerging issues.

Futurist James Dator[36] believes that we are in a historic transition that will make us all strangers in a strange land. He identifies five tsunamis or tidal waves that promise to change the world.  While the trends are such that they cannot be changed, one can surf the tsunamis. For Dator these trends include changes in world population with Caucasians eventually becoming 5% of the world population by 2050;  the move to outer space, and dramatic new molecular and electronic technologies.

Certainly these issues will dramatically confront the Islamic world. How will the Islamic Ummah deal with having such a great share of the world’s population? Will Islam still be under threat then? Will Islam play a role in globalization beyond merely exporting workers and oil? Will Islamic models of environmental ethics become widespread? Will Muslims create new technologies or will they continue to be recipient of these dramatic new technologies? Will Islamic models of governance remain authoritarian or will they become democratic or will some models be found such as the Singapore Paternal “father knows best” model? How can faith in the univocal ideal of Islam be reconciled with the eclecticism that are Muslims today?

But perhaps these are even more significant emerging issues. Genetics, robotics, the rise of the feminist movement, postmodern relativism all contest conventional ideas of what is natural, truth, and real. Emerging gene therapy, for example, contests a view that only God can create humans.

Globalism creates a world culture and economy and at the same time it creates conditions for its own porousness. New information technologies such as the www and cd-rom create possibilities for new words and worlds.  Sovereignty is becoming problematic not only at the economic level but also at the level of self (we are becoming many peoples with many selves) and at the level of text (text cease to belong to one author but are more epistemic in their ownership). Protecting culture, self and history will become increasingly difficult but necessary to ensure a world of pluralism.  But part of a decentred world is that Islamic science, the Islamic Ummah, can finally find space for itself, since ideological hegemony will decrease, the world becoming more of a true marketplace. The space of sovereignty will thus continue its historical decline from God as sovereign, to king as sovereign, to the people as sovereign, and now even to the idea that the self is sovereign. The challenge for a future oriented Islamic Ummah  is to bring legitimacy to a nested model of God, community, family and self in postmodern conditions where even the primacy of the egoist self will be contested.

These emerging issues and trends certainly threaten any idea of philosophical fundamentalism since reality, the nature, sovereignty, and truth are made porous. They create a postmodern world. While postmodernity destroys the basis for the real, it also opens up the world for new real.  A reconstructed Islam worthy of its original intent can provide that new paradigm.  It would be an Islamic Ummah that allows open discussion, freedom from reprisal, a search for multiple levels of the real; and an understanding of the subjective nature of the objective. We would finally live in a world of civilisations with many ways of knowing, many forms of knowledge, and constantly new arenas of what is known (new epistemologies will create new discoveries).  It might be a world that is dramatically new but, unlike the present, it will not be an unfamiliar world.

ALTERNATIVE ISLAMIC FUTURES

But can we say anything about this unfamiliar world.  While there has been a great deal of thinking in the Western world, save for the work of Zia Sardar and others writing in journals of futures studies and similar places, there is very little in the Islamic world.  Based on the available literature, we examine three scenarios of the future.

Ummah as Interpretive Community

This plausible future is derived from an outstanding essay by Anwar Ibrahim[37] in a special issue of Futures on Islam and the Future. Ibrahim argues that we need to go beyond the three world thinking of first, second and third worlds and begin to think of the future in terms of an Islamic Ummah.  He spells out what this means. (1) The Ummah is a dynamic concept, reinterpreting the past, meeting new challenges and (2) the Ummah must meet global problems such as the environmental problem. “The Ummah as a community is required to acknowledge moral and practical responsibility for the Earth as a Trust and its members are trustees answerable for the condition of the Earth. This makes ecological concerns a vital element in our thinking and action, a prime arena where we must actively engage in changing things.” [38] (3) The Ummah should be seen a critical tool, as a process of reasoning itself and (4) Equity and justice are prerequisites and imperatives of the Ummah. This means a commitment to eradicating poverty. It means going beyond the development debate since that merely framed the issue in apolitical, amoral, acritical language. To begin this means rethinking trade, developing south-south trade  as well as “new instruments of financial accounting and transacting …and the financing of new routes and transportation infrastructure.”[39] (6) But perhaps most significant is a commitment to literacy for all.  As Ibrahim writes: “Only with access to appropriate education can Ummah consciousness take room and make possible the Ummah of tomorrow as a personification of the pristine morality of Islam endowed with creative, constructive, critical thought.” [40]

Thus what is called for is not modernism but a critical and open traditionalism that uses the historic past to create a bright future. But Ummah should not becomes an imperialistic concept rather it requires that Muslims work with other civilizations in dialogue to find agreed upon principles (and be ready to collectively defend those principles as did not occur in Bosnia). We need to recover that historically the Ummah meant models of multi-racial, multi-cultural, multi-religious, and pluralist societies.  A true Ummah respects the rights of non-Muslims as with the original Medina state.

The Future Without a Name

In the same special issue, Gulzar Haider takes us to an Islamic future with no name.[41] In his effort to imagine such an Ummah, he cannot. He says after falling asleep and waking in 2020. “I have seen a landscape of Muslim Futures and it looks fragmented, bounded, a controlled city of discrete tends. There are some who are alive and awake but are cast out of the city. They continue their search for the Madinah, and till then they keep reading, writing and speaking without fear except of their God and His Prophet. But none of them has a name.” [42].

Thus, given current geo-political trends, unfortunately, a possible future is the cannibalisation of Islam internally and externally. Internally largely due to external pressures but still nonetheless from sectarian infighting, from deep Sunni/Shia divisions and from irreconcilable models of what it means to be Muslim. Many of these battles are issues of revenge and history instead of the imagination of desired futures.  External forces are such that changes in technology, globalism, and world politics question whether Muslims can meet the challenges faced by a world undergoing dramatic transformation.  Islam, of course, will continue but will there be worthy Muslims?

Islam as the Difference

Conversely, through human action, Islam could become the difference in world science and politics. In this scenario, Zia Sardar writes that while we are uncertain about the nature of the next century, we know that Islam cannot be ignored. “Wether it is seen as a force for liberation or as an authoritarian step back to the middle ages, Islam cannot be ignored.”[43] For Sardar Islam is the difference, the force of order and disorder, the attractors that will create the next century. Galtung, for example, has argued that Islam and the West are in a expansion/contraction relationship with each other, as one contracts, the other expands.[44] As the West loses its ability to maintain hyper expansion, exploitation of nature and other, Islam will come in and either continue the project as the Japanese have done, or transform the project. As Sardar writes: “At the beginning the 20th century, Islam–colonized, defeated, stagnant–could have easily been written off from history and the future. At the dawn of the 21st century, Islam–resurgent, confident, ‘militant’, ‘fundamentalist’, is very much alive.”[45]

But which Islam will it be? This then becomes the task of activists and intellectuals engaged in Islamic science, in Islamic futures, to imagine and create an Islam that creates the future; that is not burdened by advances in genetics, information technologies, and globalism. Such an Islam must engage in the global science and technology revolution but within the values and terms of Islamic science.

In these times of civilization transformation when chaos is ever present, there is one thing that leads to something else: a sense of direction, of inner purpose, of deep morality. If Islam can provide that, the Ummah of the future will be alive and vibrant.


 

NOTES

[1].       Dr. Sohail Inayatullah is a political scientist at the Communication Centre Queensland University of Technology. Box 2434, Brisbane 4001, Australia. Fax: 61-7-3864-1813. Email: S.Inayatullah@qut.edu.au.  This is greatly revised version of a paper presented to the Islamic Development Conference Meeting on the Islamic Ummah 2025 held in Kuala Lumpur, Malaysia, March 26-28, 1996.

Dr. Inayatullah is a member of the executive council of the World Futures Studies Federation. He is also on the advisory board of the journal Futures and Futures Studies. He is the author/editor of numerous books (most recently forthcoming is Macrohistory and Macrohistorians with Praeger and Islam, Science, Postmodernism and and the Future with Grey Seal) and over 100 professional journal and popular magazine articles. Dr. Inayatullah was born in Lahore, Pakistan.

[2].       Donella Meadows et al., The Limits to Growth, London, Pan Books, 1974.

[3].       Mihajlo Mesarovic and Eduard Pestel, Mankind at the Turning Point. New York, E.P. Dutton, 1974.

[4].       William Halal, “World 2000: An international planning dialogue to help shape the new global system,” Futures (Vol. 25, No. 1, January 1993), 5-21.

[5].       See Sam Cole, “Global Models–a review,” Futures (Vol. 19, No. 4, August 1987), 403-430. and Sam Cole, “Global Models, Data Bases and Geographic Information Systems,” in Richard Slaughter, ed., The Knowledge Base of Futures Studies. Melbourne, DDM and Future Study Centre, 1996.

[6].       See, for example, Rick Slaughter, ed., The Knowledge Base of Futures Studies. Melbourne, DDM and Future Study Centre, 1996.

[7].       For more on this, see William Irwin Thompson,  Imaginary Landscape: Making Worlds of Myth and Science. New York, St. Martin’s Press, 1989.

[8].       For more on this, see, Robert Jungk and Norbert Muller,  Future Workshops: How to Create Desirable Futures. London, Institute for Social Inventions, 1987. Also see, James Dator, “From Future Workshops to Envisioning Alternative Futures,”  Futures Research Quarterly (Winter 1993).

[9].       Muslim scientists at the Stockholm Seminar in 1981 identified a set of fundamental concepts which define the Islamic paradigm.  See Zia Sardar, Islamic Science: the Way Ahead (booklet). Islamabad, OIC/COMSTECH, 1995, 39.

[10].      Robert Jungk, “Three Modes of Future Thinking,” in George Chaplin and Glenn Paige, eds., Hawaii 2000. Honolulu, University of Hawaii Press, 103.

[11].      Ibid.

[12].      See Tae-Chang Kim and James Dator, eds., Creating a New History for Future Generations. Kyoto, Institute for the Integrated Study of Future Generations, 1994.

[13].      Robert Jungk, “Three Modes of Future Thinking,” 116.

[14].      Among other books, see RBJ Walker and Saul Mendlovitz, Contending Sovereignties. Boulder, Lynee Rienner Publishers, 1990. Also, James Der Derian and Michael Shapiro, International and Intertextual Relations: Postmodern readings of world politics. Toronto, Lexington Books, 1989. And, Zia Sardar, “Islamic State in a Post-industrial Age,” in Islamic Futures: the shape of ideas to come. London, Mansell, 1985.  For an alternative reading that argues that Islam can easily cohabit in a range of political spaces. One can be loyal to community, nation, region and the larger Ummah. See Abdelwahab El-Affendi, Who Needs an Islamic State. London Grey Seal, 1992.

[15].      Fred Polak, The Image of the Future. Trans. Elise Boulding. San Francisco, Jossey-Bass, 1973.

[16].      Ibn Khaldun, The Muqaddimah: An Introduction to History. Trans. Franz Rosenthal. Princeton, Princeton University Press, 1967.

[17].      Sohail Inayatullah, ed., Reader in Futures Studies. Lismore, Australia, Southern Cross University, 1995. Available on the worldwideweb. http://www.scu.edu.au/lists/futures-l

[18].      See the works of Johan Galtung, Essays in Peace Research. Vol. 1-6. Copenhagen, Christian Ejlers, 1988. Also, Ashis Nandy, Traditions, Tyranny and Utopias. Delhi, Oxford University Press, 1987.

[19].      See S.P. Udayakumar, “Accursed Futures and Redemptive Fantasies,” Department of Political Science, University of Hawaii, 1996. Unpublished research paper.

[20].      Herman Kahn, Thinking the Unthinkable. New York, Horizon Press, 1962.

[21].      Harold Linstone, “What I have Learned: The Need for Multiple Perspectives,” Futures Research Quarterly (Spring 1985), 47-61.

[22].      For an elaboration of this theme, see Sohail Inayatullah “Deconstructing and Reconstructing the Future”, Futures, (Vol. 22, No. 2, March 1990), 115-141 and Richard Slaughter, Recovering the Future. Clayton, Australia, Monash, 1985. For a more conservative position, see Roy Amara, “The Futures Field,” The Futurist, (Vol. 15, No. 1, 2 and 3, February, April and June, 1981).

[23].      See Johan Galtung, “Beyond Bruntland: Linking Global Problems and Local Solutions,” Department of Political Science, University of Hawaii. Research Paper. Undated. 8 pages.

[24].      LTG, 124.

[25].      Sam Cole, “Learning to Love Limits, Futures (Vol. 25, No. 7, September 1993), 814-818. A review of Donella Meadows, Denis Meadows and Jorgen Randers,. Beyond the Limits: Global Collapse or a Sustainable Future. London, Earthscan, 1992.

[26].      Central Planning Bureau, Scanning the Future, A long term Scenario Study of the World Economy 1990-2015. The Hague, SDU Publishers, 1992. Evaluated in the excellent, Bart van Steenbergen, “Global Modelling in the 1990’s,” Futures (Vol. 26, No. 1, January, 1994), 44-56.

[27].      Kahn, 7.

[28].      MTP, 147.

[29].      Johan Galtung, “‘The Limits to Growth’ and Class Politics,” in Johan Galtung, Essays in Peace Research: Vol. 5. Copenhagen, Christian Ejlers, 1988, 325-342.

[30].      Ibid., 327.

[31].      Ibid., 328.

[32].      Ibid., 331.

[33].      Jim Dator, Emerging Issues Analysis in the Hawaii Judiciary. Honolulu, Hawaii Judiciary, 1980.

[34].      Steenbergen, 53.

[35].      Halal, 8-9.

[36].      James Dator, “American State Courts, Five Tsunamis and Four Alternative Futures,” Futures Research Quarterly (Vol. 9, No. 4, Winter 1993), 9-30.

[37].      “The Ummah and Tomorrow’s World,” Futures (Vol. 23, No. 3, April 1991), 302-310.

[38].      Ibid., 307.

[39].      Ibid., 308.

[40].      Ibid., 309.

[41].      Gulzar Haider, “An ‘Islamic Future’ without a name,” Futures (Vol. 23, No. 3, April 1991), 311-316.

[42].      Ibid, 316.

[43].      Zia Sardar, “Islam and the Future,” Futures (Vol. 23, No. 3, April 1991), 223.

[44].      Johan Galtung, Tore Heiestad Eric Rudeng, “On the last 2500 Years in Western History: And Some Remarks on the Coming 500,” in Peter Burke, ed. The New Cambridge Modern History. Vol 13. Companion Volume, London, Cambridge University Press, 1979.

[45].      Sardar, “Islam and the Future,” 223

 

Futures Generations Thinking (1996)

By Sohail Inayatullah

While futures studies is many things: forecasting, social foresight, transformative politics, and utopian imaging, future generations thinking or ‘studies’ is more concerned with the survival of people and nature through deep time. Future generations thinking can be characterized by the following:[i]

(1)        Commitment to the family (going far beyond the nuclear family to the extended family to the planetary family) as a basic, non-negotiable unit of analysis.

(2)        An expansion of the notion of being, to include all sentient beings—plants and animals.

(3)        An intergenerational approach, an expanded temporal definition of the family that goes seven generations ahead and before, ancestors and futurecestors (in futures studies, Elise Boulding’s idea of an extended present).

(4)       Primarily values-based, drawing from indigenous as well as Confucian and Buddhist thought, far less concerned with technical issues of forecasting and more concerned with creating a future that rebalances the fundamental forces of the universe: ‘Man’, Nature and God(s).

(5)       Repeatability, a view that the future is the past, that ensuring the survival of future generations is in fact keeping alive the dreaming of ancestors (as in Australian Aboriginal dreamtime epistemology). We are the dreams of our ancestors, our wise actions can keep them alive. Their dreams have created us. The future and past curve into each other with the distinction between dreaming and reality blurred such that past and future ‘snake’ back into each other. In this sense, while in futures studies the future cannot be remembered, in future generations thinking, the future can be remembered!

(6)        A spiritual and collective view of individual choice and rationality in that choice is contoured by both the aina (as in the Hawaiian tradition, land not real estate) and the heavens. Rationality is not individual or instrumental based but collectively linked to samaj (the idea of a society/family moving together towards a spiritually balanced society in the Indian Tantric tradition) and is given by God. Rationality is not merely logic but is inclusive of other ways of knowing such as intuition, the voices of the spirits/ancestors, and the altered fields of awareness generated by interaction with the wildness of nature.

(7)        Pedagogy that has a strong focus on enhancing wisdom, on moving beyond the litany approach of problem identification/solving to deeper issues of conscience, of discerning what is lasting and what is temporary (civilization foresight, to use the language of futures studies).

(8)        Sustainability or reproducibility, ensuring that current practices do not steal material and cultural resources from future generations. Future generations research is an implicit critique of the idea of progress. There are natural limits which humans must not transgress.

(9)        A global focus, a view that while future generations thinking is civilizationally-based its message is universal, searching for similarities amongst the many differences between peoples, creating a Gaia of cultures, a circle of civilizations.

The future generations perspective thus has very clear value positions drawn from its varied cultural backgrounds. In terms of the division of futures studies into predictive, interpretive and critical frameworks, it is perfectly placed in the interpretive.[ii] The goal is to recover a future obscured by the materialism and instrumental rationality of modernity—by the desire and urge for more, quicker, and bigger. The challenge is to recover a balance, a prama, an ontological equilibrium that was given to man by nature and ‘God’. This equilibrium—golden age—has been lost because of ‘man’s’ inner greed and through waves of imperialism. What is missing in modernity is an understanding of the very real global physical limits and a lack of appreciation that Nature, Gaia, is more than alive, it is actively living.

Future generations thus has a clear non-negotiable core while futures studies has many core perspectives.[iii] For example, if we use the distinction of possible, preferable and probable futures, future generations research is concerned with creating the preferable and not specifically with exploring the full range of alternative futures. This does not mean, however, that it is myopic or dogmatic. Rather, the strength of future generations research is its ability to find links with other civilizational projects. These include the full range of the non-West: the Confucian, the Buddhist, Maori, Aboriginal, Hawaiian, ‘American Indian’, Tantric, Islamic, African, and dissenting Western traditions.

Of course, there are philosophical differences as well in the various future generations perspectives. For example, Kyoto-based future generations research would argue that the divine should not be seen in deistic terms but rather as in nature or as nature, not in history but as part of history. It would thus take a Taoist approach to issues of agency and structure—the Tao being illusive, not own-able by any nation or group. In contrast, future generations research as conducted in Malta is less concerned with East Asian Confucianism or with indigenous commitments to land and more concerned with issues of sustainable development and governance, searching for global legal principles such that current policies and actions are less focused on the immediate and more on the very long term. Its institutional base is the extended UN family of organizations.

In addition, many use the language of future generations but in a more general metaphorical sense, almost as a plea, as a way to conclude a speech.[iv] For example, Mihajlo Mesarovic and Eduard Pestel in Mankind at the Turning Point are far more concerned with issues of population, pollution, economic growth, and resources rather than issues of culture, religion and civilization.[v]

While their conclusion was that to survive, humanity had to be more concerned with future generations, they certainly would not go as far as giving rights to future generations. Nor would they go as far as recent efforts by Allen Tough, who asks us to emotionally feel their aliveness and thus to act in more responsible and wiser ways today.[vi] Technical efforts like Meserovic’s—and the many others who use the language of future generations—would also not take ontological positions towards self, god and other. Rather, they would take a traditional individual rationality view that somehow through more information, better decisions can be made: knowledge about the future can incrementally develop and the world can become a better place.

Future generations thinking is not just epistemologically rich, it also has ontological depth. Future generations thinking can help rescue the past and future from both modernists (who maintain largely Western secular categories of self and universe) and traditionalists (who seek to reverse to an imagined past when the universe was more stable, forgetting feudal power structures which were anything but emancipatory).

Perhaps the most crucial difference between futures studies generally and future generations thinking is that with the latter there is a clear demarcation between what is negotiable and what is not negotiable. Not all is available for deconstruction—for Muslims, the Prophet; for aborigines, certain songs and dances; for Tantra, certain meditational secrets—there are core values which are not available for relativisation. In futures studies, research and movements, this line is far more liminal, if there is a line at all.

Links between futures studies and future generations thinking

What then are the links between future generations studies and futures studies? In general, they both:

(1)    focus on time;

(2)    focus on the deconstruction of the present, of the dominant  industrial/bureaucratic paradigm;

(3)    focus on creating some other type of society, on an alternative future (but not alternative futures); and

(4)    focus on global perspectives.            

And there are basic differences, for example, futures generations research is committed to a particular type of time (intergenerational) instead of linear, spiral or economistic time and a particular type of unit of analysis (the family or collectivity instead of the individual or other possible associations).

Future generations thinking is thus consciously less broad than futures studies, although—in its more universal sense—it can be seen as one of the many futures movements, joining the family of peace, feminist, social innovation research, and environmentalism. It is far less process- and more content-based, far more concerned with creating a particular future than the constant exploration of alternative futures.

But future generations thinking is not transparent, it is problematic. The question often not asked is whose future generations? In the plea to save the world for future generations, issues of the rights of the Other are often forgotten. Each civilization wants to ensure that its members survive and thrive, expanding to all corners of the world, that the graves of their ancestors are forever enshrined. But it is often at the expense of other civilizations that these claims are made. Osama Bin Laden is the latest and clearest example. While he may represent the disenfranchised Islamic world and the brutalized Palestinians, he violates humanity’s future generations for his particular aims. All suffer. We should remember the paradigmatic words of indicted Serbian war criminal Dragoslav Bokan, who gained fame by forcing Croat civilians to walk through minefields, and gunning down those who refused: “All I care is how much I can use my influence with the young to inspire future Serb generations.”[vii] Also noteworthy are white power websites devoted to future aryan generations (and the many, many other examples).

For future generations thinking to go beyond rhetoric, the idea of inclusiveness is crucial; that is, all of humanity’s future generations. Equally important is that within inclusiveness there must be some levels of hierarchy, both of knowledge and lifeforms. A totally horizontal system, as the Jain’s attempt, while admirable, forgets that every moment is a moment of violence against some life form. The challenge is to maintain biodiversity and civilizational diversity, to walk softly on the Earth in both past and future.

Equally problematic is the confusion in future generations thinking that just because a culture is suppressed, everything from that culture must be recovered. For example, many traditions or practices are not post-rational,  inclusive of many ways of knowing; rather they are simplistic pre-rational practices that confuse cause-effect, that confuse levels of reality. The logical mistake of misplaced concretism is often made, leading some to argue that angels can be tapped so that humans can travel to Mars. Metaphors are appropriate at particular levels but not at every level. Story telling is not the best way to do everything, it is simply one way.

While indigenous cultures are certainly caretakers of the future, the strength of the West has been in assimilating other cultures, in appropriating them and thus forever stalling its own Spenglerian demise. Cultures that use the metaphor of future generations should be seen in their entire humanity, as good and evil, and not as romantic reified archetypes that are the sole carriers of wisdom, of humanity’s salvation.

Finally, while rich in temporal epistemology, future generations thinking is weak at disjunctive thought, at the dramatic changes to history that genetic, virtual, nano, and psychic technologies promise. While the future might be the past, it also might be the ‘unknown country’.

Future generations oriented pedagogy

But for educators, future generations thinking offers the following:

(1)               An acknowledgment of the role of elders in giving guidance and wisdom to others.

(2)              Liberation from harder measurable time (metric decades, centuries, millennia time) to future generations time, which is often looped and cyclical wherein future and past meet in the present.

(3)               Teaching that includes many ways of knowing: the logical, the emotional, the intuitive, the playful, and the connecting.

(4)              Pedagogy that helps recover the balance between inner and outer; self and other; spiritual and material; head and heart; and between built and natural environments. Indeed, the entire educational project is about finding a prama—dynamic balance.

(5)               Teaching that is authentically multi-civilizational, bringing together the perspectives of time, space, self and god of many cultures, all the time searching for the anchors, the points of unity, within the sea of differences.[viii]

(6)               Education that moves beyond postmodernity, that argues that there are certain givens, certain core values that cannot be deconstructed. They are non-negotiable. What is needed is a global ethics based on the needs of future generations. There are certain positions beyond values (which can be negotiated) necessary for civilizational survival.

And, finally,

(7)              Teaching that is inclusive, going beyond egoism, nationalism, racism and other isms, that is about the needs and rights of all present and future generations.  

If future generations thinking can help create such a pedagogical environment, then it will be seen as a gift from future and past to our troubled present and thus create a new future, a new history for future generations


[i].          This expands on a list from Sohail Inayatullah, “Future Generations Studies: A Comparative Approach,” Future Generations Journal, 20(3), 1996, 5.

[ii].         Sohail Inayatullah, “Deconstructing and Reconstructing the Future,” Futures, 22 (2), March 1990.

[iii].       See Rick Slaughter, ed., The Knowledge Base of Futures Studies. Three volumes. Melbourne, DDM, 1996.

[iv].        Perhaps as an appropriation of the Other wherein the metaphorical language of future generations is used to coopt those who would fine fault with the overly technical language of the research.

[v].         Mihajlo Mesarovic and Eduard Pestel, Mankind at the Turning Point, New York E.P. Dutton, 1974.

[vi].        Allen Tough, Crucial Questions about the Future, London, Adamantine, 1995.

[vii].       Johanna Mcgeary Kragujevac, “Face to Face with Evil,” Time, May 13, 1996, page 38.

[viii].      See, for example, Sohail Inayatullah, “The multi-cultural challenge to the future of education,” Periodica Islamica, 6 (2), 1996. Also see the special issue of New Renaissance on “Holistic education: Preparing for the 21st Century,” 6 (3), 1996. Weisenauer Weg 4, 55129, Mainz, Germany. www.ru.org

Prabhat Rainjan Sarkar’s Social Cycles, World Unity and Peace (1996)

By Johan Galtung, dr hc mult, Professor of Peace Studies;
Universitaet Witten/Herdecke, European Peace University,
Universitetet i Tromsoe; Director, TRANSCEND: A Peace Network

Introduction: On Sarkar at 75

We are honoring a great thinker and a great practitioner. I have chosen to honor him as a great macro-historian, focusing on his theory of social cycles and their implications for world unity and peace. In my view he certainly ranks up there with other macro-historians like Smith and Marx, Toynbee and Sorokin. But, given the ethnocentrism of the USA and Europe Sarkar will not easily make it into textbooks and courses civilization. For one thing, the West quotes itself on matters concerning the West; and Sarkar gets straight to the core of our history with a scheme so simple, unashamedly universal and so evidently inspired more by Indian society and history than by our own. He turns the world upside down: India is supposed to be captured, dissected and understood in our paradigms, he understands us in his. In Sarkar the West is no longer intellectually in command.

Second, Sarkar draws very concrete implications from his macro-history and the philosophical underpinnings: PROUT, the ” progressive utilization theory”. This is the theory of an economic (and political) self-reliant system, spiritually rather than materialistically inspired, cooperative, based on local economies, cooperating like in Gandhi’s “oceanic circles”. In this system money is no longer in command, nor are economists. The goal is not “economic growth” and accumulation of wealth, but true human growth with basic needs satisfied, and unlimited spiritual growth topping that. That alone disqualifies Sarkar a utopian, a person to be marginalized. There is more to come.

2. Sarkar’s theory of social cycles The following is a simplified version highlighting the essential features for reflections on the implications for world unity and peace. I shall make use of the presentation given in Acharya Shambushivananda Avadutha’s excellent book PROUT: Neo- Humanistic Economics, and add some interpretations of my own. The point of departure is the Hindu caste system with brahmins, kshatriyahs, vaishyahs and shudras; in the PROUT tradition spelt somewhat differently. However, I shall use neither the traditional nor that special spelling, preferring Intellectuals (including priests, artists), Warriors, Merchants, People, lamenting that the Excluded, the pariah do not figure clearly in the cycle theory. Each one carries what Sarkar calls a “mental color”, very similar to the mentalite of the French Annales school. A basic axiom is that, at any time, “In the flow of the social cycle one mental color is always dominant”.

Before that point is explored further let us pause for a second and ask: is this not a very Hindu perspective? Caste, yes, but not this division into three types of elites and then the people. Elites have a power problem: how do we steer people? There are generally three answers: by normative, contractual and coercive power; by cultural, economic and military power; by values, carrots and sticks, to use three parallel formulations. Obviously these are the intellectual, economic and military elites respectively, or I, M and W; with three very different ways of steering. And whom are they steering? The people, of course. Hence, what Sarkar is exploring is not Indian history but the general dynamism of what we might call I,W,M,P systems, assuming that at any given time only one of them can dominate. So let us assume that one of them rules the ground alone. How do we predict who is next in line? Yin/yang thinking gives us an answer: the carrier of the mental color most suppressed by the dominant group.

Another approach would be by asking: when X is dominant, which group, Y, suffers most? As we are dealing with three elite and one non-elite group one conclusion is as follows: all elites suffer when the people are in power for the simple reason that they are denied elite status. But when one elite is in power People do not necessarily suffering most. Sarkar does not romanticize People; they are somewhat coarse and crude, materially oriented. Hence, they would generally suffer more when exploited materially by the Merchants than when repressed militarily by the Warriors or brainwashed by the Intellectuals. However, should People manage to get the upper hand through a revolution, then all three elites would suffer so much that they would run to the Warriors, the violence specialists, and demand “do something about it”.

Then, the inter-elite explorations. When the Warriors are in power Merchants may be operating but the Intellectuals less so. They live by the word, not by the sword (and a few words like Stop! Fire!). But Intellectuals in power have a major problem: who pays for their livelihood? In the past the princes, the courts; more recently the state. So they tend to be friendly to the state, including designing economic roles to the great chagrin of the Merchants who live neither by the sword, nor by the word, but by the gold. So: after Warriors the Intellectuals, after Intellectuals the Merchants, after the Merchants the People, W-I-M-P, and then after People the Warriors again.

The process is known as History. History is then viewed as a spiral with History telling the incumbent “time is up” and the next in line “it is your turn”. When any group comes back into power society is not entirely the same, hence a spiral, not a circle. Each group leaves a mark. Sarkar assumes, however, that even given a certain automaticity in this process there is at the center of the spiral some kind of spiritual super-elite, the sadvipras, seeing to it that each elite is used by this process for its positive contributions of courage and valiance (W), creativity (I) and wealth-creation (M), and yields the ground to its successors when the negative aspects become dominant, like repression (W), ritualism (I) and exploitation (M). And for all elite groups: arrogance. Given these four groups, there are, of course, 24 possible representations of the drama of history if we accept the “one mentality at the time” idea.

Sarkar chooses one: W-I-M-P. That is a dramatic reduction, so he adds that [1] cycles may be read backwards, [2] they may be accelerated and decelerated. It is only a rule-of-thumb, but a useful one, as we shall soon see. But first a note on the cyclicity. Of course this is a reflection of the samsara, transmigration, reincarnation cycles for individuals. Non-Western views tend to be cyclical; only the West builds its projet on linearity and the promise of an, even imminent, end-state. This is also what makes the West so dangerous because some people get the idea that the end-state is around the corner, and the utopian tradition is born. The result is Stalin and Hitler and their fight over that end-state in this century. That fight was won by somebody else also claiming “the end of history”, wit globalized markets and free and fair elections.

It will soon prove equally delusionary. 3. Sarkar’s theory and post World War II History. First a comment on asynchronic and synchronic cycles. Sarkar’s theory is about societies, complete social formations. The cycles are not necessarily synchronized like summer-time/winter-time in the Atlantic space. Each society follows its own cycle, logic, dialectic. Of two neighboring countries one may be in the Warrior phase and attack its neighbor in the merchant phase to get goodies, like Vikings did to Russians thousand years ago. Ultimately the Vikings became Intellectuals on Iceland and Merchants, Hansa, elsewhere. Or, they may happen, just happen, to coincide.

For some time. Which does not mean peace: two Warrior states may transform any quarrel into a casus belli to get a war to show their prowess. However, recent world history has produced phenomena with great synchronizing potential, in addition to communication. One of them is colonialism, dominant during the better part of this century. The colonies were denied the warrior phase and the colonial powers exported, and prolonged, theirs to/in the colonies. The colonies were supposed to accept both being suppressed, brainwashed and exploited, by colonial powers and their cooperating elites. In fact, the people reacted, with a vengeance, and in most colonies (as Sarkar would predict) the military took over, also to tame their own populist forces.

Then, another great synchronizer: the Second World War, followed by he Cold War. Warriors became the dominant mentalite all over even if others held the reins of formal power. To win the war, and to deter the war (with military means) became the dominant logic in most societies for half as century (1939-89). The warriors were listened to, and enjoyed discourse dominance. But not forever. The polarization, typical Warrior logic, of the Second World War abated. The Cold War polarization outlasted any war danger; but then it was about serious matters such as property and religion, not just about extermination (the two wars period, hot and cold, shared that concern).

The Intellectuals came into power in the West probably already in the 1960s; hence the student revolt against them, at the end of the sixties, at that time more serious than the peace movement. In the East Poland and Hungary came first, then the Soviet Union (Gorbachev/Gorbacheva), with DDR, Czechoslovakia and Rumania keeping the Warriors/Party in command till the end. And that became their end; had they synchronized they might not have harvested that much popular wrath. Of course the people, particularly when armed with a human rights agenda, can revolt against Warrior/repression, not only Merchant/exploitation. The Merchants suffered, in the West as also in the East. To them “freedom” was the freedom, as the Americans, with their permanent over/under-layer of Merchant mentality, say: “to use private property to make more private property”.

They demand their slice of the cycle, the Westerners among them, with usual lack of realism, forever. There are only two economic systems they proclaimed, capitalism and socialism and socialism collapsed, hence capitalism will prevail forever, q.e.d. Sarkar’s theory would predict otherwise: a popular revolt when the exploitation has come sufficiently far. Moreover, given the global synchronization of the phases, the revolt, violent or not, might also be fairly global. Qui vivra verra, but Sarkar’s theory evidently has some explanatory power. In a sense not so strange: Hindu understanding of the world is so much older. Let us then change focus and try out the theory on the United Sates of America, bringing in geographical regions in addition to historical stages.

The USA can conveniently be divided into four regions: the Yankee Northeast, a Mid-West stretching all the way to the Pacific, a Southeast=Confederacy, and a Southwest from Texas to the Pacific, from Mexico to Utah (by and large the territory taken from Mexico in 1846-48). In terms of mentalities the Northeast has from the very beginning been the intellectual/ideological/brahminic center, with Boston yielding the merchant center to New York (keeping Harvard and MIT). The warrior center was Washington, Virginia and the Southeast in general; after the Civil War the center for the conquest of the Caribbean, the Second Empire (the First Empire came with the conquest of the Native American nations).

The West, conquered in the nineteenth century, was a vast depository of People, essentially a Hinterland of the East Coast. The Northwest remained that way with no clear W-I-M profile. But the Southwest tried all three: as Warriors (center for the conquest of the Pacific, the Third Empire; US Marines, the war industry, war think tanks); as Intellectuals (the UC system, media, Hollywood); as Merchants (Silicon Valley). With considerable success, except for the victims. If we now introduce the Sarkar cycle for the Post World War II period we see the point of gravity of the USA moving with the switch in mentality: from kshatriyah Washington to the brahmin Northwest, and from there to the vaishya (merchant regions); but then to sun-belt Southwest rather than snow/rust-belt Northeast, with the last president from the Northeast murdered in the Southwest, followed by a flow of presidents from there.

But History is like the man in the post office, through with one customer he shouts next. According to Sarkar next in line is People, and with this image of the USA next in focus is the Northeast, the Ecotopia of a famous book with that title. The image today is less positive, as if they are preparing themselves for their role in the Sarkar cycle as a counterpoint to all three elites. The UNA-bomber, and above all the militias stand out. The latter are more American than apple-pie, they are the original intent. In the Europe whence the conquerors (in the USA called “settlers”) came, the aristocrats in general and the monarch in particular had the monopoly on arms as the last argument, ultima ratio regis. Real freedom was the freedom of the aristocrats to carry arms, and the freedom of the merchants to make use of private property to create more private property. For the latter some initial capital is often needed, or at last comes handy; for the former arms to carry arms will do.

The longer the current trend of taking from the workers and giving to the share-holders lasts the more will the American economic dream be lost and the American weapons dream gain in salience. And that is what the militia movement is about. Of course they are not only in the Northwest/Mid-West; the phenomena producing that movement are all over. Their original intent stance does not work on the East Coast, imbued with W-I-M logic. But back-country, far West, up-state it may work extremely well; in fact more so than the sporadic violence of black groups against the white or the yellow (Koreans, LA-1993). Sarkar’s message is very clear: elites cannot it on top of people without the people sooner or later reacting, and they see elections in a democracy mainly as elite rotation.

The world is now becoming a complete social formation, under the slogan of globalization. In that case the post World War II Sarkar cycle for a relatively synchronized world might also have geographical addresses. The world Northwest, the Atlantic region, sees itself as the Warrior-Intellectual-Merchant center in a position to control, to imprint and to the rest. And they certainly did; the pattern was know as colonialism. The world Northeast tried to make a W-I-M counterpoint, the socialist countries of yester-year. Evidently, they took on more than they could carry and collapsed under the burden. The world Southwest were and are condemned to be People, with no W-I-M profile; so they revolt in the way of the underdog, sometimes nonviolently, often violently at unexpected points in space and time, in other words with terrorism.

The world Southeast chose another strategy against the world Northwest: develop M. They did, indeed; and what Japan and then South Korea and Taiwan, Hong Kong and Singapore and then Malaysia managed is nothing relative to what will come when the whole mahayana-buddhist/confucian region comes together as an economic actor. Of course, their power increases as the world Sarkar cycle proceeds from W and I into M where it is today. If the region manages to read the popular revolts and not only to suppress them (Kuala Lumpur 1967, Kwangju 1980, Tiananmen 1989) then they will of course also move full scale into W and I, with considerable counter-power to the Northwest and increasing intellectual power as an alternative source of light.

But watch out: as the Sarkar cycle turns to W and I the Northwest will also be activated, and the region is formidable. 4. Are there exits from the Sarkar cycle? Of course there are. Sarkar has one formula: combine the courage of the warriors, the creativity of the intellectuals, the industriousness of the merchants, the down-to-earth common sense of the people in one person. The sadvipras, similar to the boddhisatvas in some branches of buddhism, serve this function. I have a basic problem with this formula, perhaps two. From early neolithic times we have had the W-I-M division of labor simply because of the size of the social formations and the need for all three types of steering. Certainly, those three elites could be improved; they could, for instance, learn that people are human being and not objects. But I doubt that the division of labor can be abolished except at a cost that is too high for most people: a return to much smaller, less complex social formations, not necessarily hunter-gatherer nomads, but, say, monasteries, communes, sanghas. Excellent for some, but insufficient as a general formula. The second objection is different. Yes, we need people with that quadruple combination, picking the best from W-I-M-P.

But not everybody will manage that; many might even prefer their own simpler ways. That means that the formula becomes a recipe for a new elite, the integrated super-elite, pitted against not only People, but also against the old compartmentalized elites in a three tier system. Plato’s Republic, the Philosopher-King? Do we want that? Or, would it be better to work for democracies that give power not only the W-I-M elite rotation carousel, but to regular people as well? In other words, a polity that gives power to all components of the Sarkar cycle, but at the same time so as to mitigate the single-mindedness of each phase? 5. The Sarkar Cycle, World Unity and Peace At this point comes a more fundamental critique of Sarkar’s macro-history. He focuses on the actors, the W-I-M-P, but not on the deep structure and the deep culture in which they are embedded. W, I, M and P may enter and exit from the limelight but their subsystems, strongly institutionalized and internalized in contemporary modern society, will remain.

The Cheshire cat is known to leave behind a smile. The four groups leave behind their systems when they exit from the stage and everybody else will have to play according to those rules even if the masters of ceremony are not front stage: for the Warriors: the deep structure of the state system for the Intellectuals: the deep culture of the cosmology system for the Merchants: the deep structure of the market system for the People: the deep culture of the nation system We have about as much, or as little. world unity and peace as these systems offer us, meaning not very much. Hence, if world unity and world peace is what we would like to have all four systems will have to be modified, and very much so. In my Peace By Peaceful Means the state system is explored in Part I, the market system in Part III and the cosmology system, including some national cultures, in Part IV. My time is up so I refer you to that. Suffice it only to say that the state system must be liberated from its pathology, narcissism/paranoia inherited from the warrior caste of the European feudal systems, the aristocrats; that some of the cosmologies, including many nationalisms are plainly pathological and we do not know much about possible therapies; and that much richer, more eclectic market formulas can be found than capitalism and socialism.

Framing the Shapes and Times of the Future: Towards a Post-Development Vision of Futures (1996)

By Dr. Sohail Inayatullah

Like the geographer who charts physical space or the sociologist who structures social space, the futurist creates maps of time. These maps can then be used to better understand who we are or more appropriately when we are. They can also be used to make better decisions, create new maps, or use the maps for social transformation. This essay will analyze modes of thinking about the future, chart the shape and time of the future, and conclude with the needed dimensions for a post-development vision for the next century.

DEVELOPING AN INTERPRETIVE COMMUNITY

One purpose of this essay is to aid in the task of developing an interpretive community. According to David Harvey,

‘interpretive communities’ [are] made up of both producers and consumers of particular kinds of knowledge, of texts, often operating within a particular institutional context, within particular divisions of labor, within particular places. Individuals and groups are held to control mutually within these domains what they consider to be valid knowledge.

For researchers concerned with creating new futures, new models of society, polity and economy, our interpretive community has yet to create a consensual model of what constitutes valid or reliable knowledge and how this knowledge can be known, who can participate in this knowledge creation, and what the appropriate sites for knowledge creation are.

At present, futures studies largely straddles between two dominant modes of knowing–the technical concerned with predicting or forecasting the future and the humanist concerned with developing a good society, with visions of what can be. While there are numerous ways to constitute the field, I use a perspective which argues that there are three frames of reference from which to view the future and futures studies. These frames overlap and should be seen more as a continuum then as three exclusive perspectives, with many thinkers and studies simultaneously exhibiting more than one perspective. The first, the predictive, attempts to forecast and control the future, the second, the interpretive, examines how different cultures, cosmologies, discourses approach and create the future, and the third, the critical, makes problematic the categories used to construct the future, asking what are the particular social costs for any approach or view of the future. Deciding which approach one takes is not a philosophical issue in terms of arriving at some view of Truth but a political issue in terms of deciding what should be nominated as legitimate social theory in terms of the approach one takes and the relative importance of actors and structures, of the State and social movements, or the individual and the transcendental, for example.

The type of futures activity one takes is based on these epistemological perspectives. If one forecasts, then convincing policymakers to take into account the second and third order effects of new technologies or providing corporate decisionmakers early warning indicators so as to gain competitive advantage over others would be a likely action. If one is concerned with interpreting the future then working with social movements and others in envisioning desired futures and in understanding the cultural categories of other civilizations would be a likely action. From the critical approach, action is defined as deconstructing text so as to create spaces for other types of policies and understandings.

Each of these views also has a perspective of the world “out there” in which the future can be known (independent of the observer or constituted by the observer, for example). Each of these views also places the act of meaning in different sites (in the speaker or in the episteme that frames discourse, for example) as well as the role of the transcendental (as an emperical cause of social change of the future or as that which inspires agency, for example). The role of language (as neutral or as opaque, for example), what is an appropriate science (focused on the relationship between theory and data or between values and data, for example) and what constitutes the truth (as exclusive and universal or as layered, deep and shallow instead of right or wrong, for example) is also considerably different in each approach.

THE SHAPE OF THE FUTURE

As important as frames of reference and archetypical images of the future is the shape of the trajectory of the future . Derived largely from historical patterns of social change, three are basic shapes ; the linear evolutionary shape of progress (the dominant paradigm of development, the cyclical shape of the life-cycle and the natural world, and the spiral shape that combines progress and tradition. These three shapes are again loosely related to the predictive orientation (linear), the cyclical (cultural) and spiral (a combination of both). The critical view is not so much concerned with a theory of social change but with articulating the assumptions and social costs associated with a particular grand theory, with questioning all unifying and generalizing narratives, and thus in privileging local knowledge.

Traditionally social change theories have been categorized into dialectical and equilibrium theories. In dialectical theories, change is normal and opposites exist in dynamic tension in every stage. Power and domination are often central to dialectical theories. Dialectical theories can be materialistic (Marx) or idealistic (Hegel) in their orientation or some combination of both (Shrii Sarkar). In equilibrium theories stasis is natural and change is incremental. A third dimension is transcendental theories, where the pull of the “God” moves civilization forward.
The linear shape promises more of the same, a “Continued Growth” scenario, but when unabated can lead to a “Catastrophe” scenario. Cyclical shapes promise a return to a prior time, a “Return to the Past” type scenario. The spiral shape has dimensions of both linear and cyclical but promises some other society, a “Transformation” scenario. Epistemologically, linear theories base themselves on the empirical/predictive model of the social sciences whereas as cyclical theories are closer to the interpretive/structural model. The spiral attempts to link the empirical with deep human values. It is this latter pattern that intends to remove the future from the confines of pre-determined history, from the cycle, and to create the possibility for the spiral–an acceptance of structure, but a willingness to transform the suffering associated with history, and to find previous pockets of darkness and illuminate them, to pierce through silences.

A cyclical theory privileges perpetual change while a linear theory privileges equilibrium although it could be an evolutionary equilibrium as in the case of Herbert Spencer. In cyclical theories change is endemic to the system; for example, variously through dialectics, through the principle of limits, through the Chinese yin/yang principle, or through the Indian Tantric vidya/avidya (introversion and extroversion) principle.

In contrast, in linear theories change is often because of external causes. Cyclical historians examine the rise and fall of civilizations while linear historians believe the fall problem to apply to other civilizations (Oriental civilization, for example) while their own civilization (the West) is destined for eternal rise and progress. The formula for progress has been found; the problem now is merely staying the course.
While cyclical theorists do have linear dimensions (they move up or they move down), it is the return to a previous stage–however modified–that does not allow for an unbridled theory of progress, of development. In contrast, within the narrative of linear stages, linear theorists might postulate ups and downs of a lesser unit of analysis (for example, within human evolution or the accumulation of capital, there might be the rise and fall of nation or firms or dynasties) but in general the larger pattern is progress.

However, in a model of progress there can be phases of speed and pause, where a civilization or movement consolidates its power, regains its momentum before the next stage is reached. The metaphor offered by Shrii Sarkar for this is the breathing cycle. Combining this with the organic metaphors of hills, of movement up and down, we have a powerful metaphor of social change. This combination (of the rhythm of the breath and shape of rolling hills) adds a richer dimension to mere upward linearity. For cyclical theorists, however, these two metaphors show that there is no change, each breath is the same as the other breath, the climb up the hill is always followed by the climb down. One model has direction, the other does not.
However, for linear thinkers, society marches on either through technology, capital accumulation, innovation, or the pull of God even if individuals humans might themselves have contradictions (for example, based on the Western good/evil pattern). Recent efforts such as general evolution theory now include information as the key variable that keeps evolution marching onwards. Of course, from the cyclical view, increased information does not lead to attempts to control the pattern of change, but humility in the face of the eternal cycle of history.

Linear thinkers are often seen as optimists (as with Herman Kahn) especially from the viewpoint of the Center civilization. In contrast, cyclical theories are seen as pessimistic by the elite of the Center nation. From the view of the individual, cyclical theorists are seen as disempowering since structure and process prevail over agency. Transcendental theories are empowering in that they inspire individuals to act but they also lead to fatalism since all is in the hands of the transcendental.
Along with a theory of progress, linear perspectives include clear stages of ascension with even clearer theories of how to pull up the backward classes or leave them to die as would Spencer. Cyclical theories of the future focus on structures that do not change or structures keep on rising up. In this view, we cannot escape our history, we cannot escape the past, we cannot create our future.

Of course the basic question in terms of a theory of the future is: Is it possible to have a model that combines linear (evolution and progress, the irreversibility of time) with cyclical (there is a season for everything, ancient ways are important, and the strong shall fall and the weak shall rise) along with a transcendental dimension (superagency, timeless time with teleology) that includes individual agency (humans create the future) with structure (there deep patterns of change, whether class, episteme, or gender that place limits on change)? Spiral theorists attempt to include both, having certain dimensions which move forward and certain dimensions that repeat. This is the most difficult and certainly the most important dimension of developing theories of the future–continuity with change. For Shrii
Sarkar, it is understanding that while certain patterns will always be repeated, that at the level of the physical, there is no fundamental change, there can be progressive change, movement towards the spiritual. The slippery slope down from the mountain top (because of exploitation or imperial overextension) can be reduced, half-way down, there can be movement upwards again if the basic strucuture of society is transformed. Through appropriate social transformation, particularly leadership, the cycle can be modified, but not destroyed.

To have an adequate theory of a spiral shape of the future, one must have a theory of exploitation, to show for example, as Shrii Sarkar does how imperialistic warriors, cunning intellectuals, and clever merchants have historically denied rights to females, peasants, and children, indeed, to the future. Exploitation has occurred through the extraction of labor, ideas and wealth to the center from the periphery.
But one must also have a theory of progress. Economic progress is critical albeit for the purpose of the third dimension: the mystical, the transcendental. That is, if not progress per se, at least economic conditions are progressive, creating the possibility for cultural and spiritual evolution. Evolution can be based on struggle with the environment (the materialist position) struggle between ideas (the idealistic position) and the attraction of the Great (the mystical position) or some mixture of all three, as Shrii Sarkar has asserted.

But just as there is a role for structure, individuals also must play a role. Through struggle, it is individuals who can transform the cycle. The transcendental can have numerous functions–it can be located in the State thus serving to develop a God that plays favorites or it can function as a consciousness that serves to liberate our minds from our own fixations. It creates a new way of knowing, love or devotion, that attempts to break the bonds of family, race and nation.

Most thinkers have remained at the individual level forgetting class and gender relations and merely focused on individual enlightenment. Or they have only focused on structural dimensions forgetting the importance of individual efforts. Those who have had space for both structure and individual have missed the transcendental dimension, the spiritual aspect of humans. What is then needed is a multiple theory of time and space; efficient time, cyclical time, and spiritual timeless time, along with the possibility of Kairos, that is, the right time, the time, the moment in which there is a bifurcation of past and present and the world is made anew–in which, individual and history join together to create the future. A post-development, linear progressive and cyclical return vision of the future is required to resolve the classic antinomies of structure/agency, individual/collective and material/spiritual. In the concluding part of this essay, criteria for such a vision is developed.

THE METAPHORS OF TIME

Along with the shape of the future, the way time is constructed by different cosmologies is of central importance. Within the empirical perspective, time is the unexpressed variable that remains hidden, untouched and unexplained, like language, used to describe the real world but not appropriate for critical examination. Time is considered a universal outside of language and culture. But time is constructed differently by various cultures.

From the cultural view time is constructed differently by various cultures and in historical epistemes. Traditional culture, to be sure, is based on the cycle. These are the seasons, the lunar cycle, and the life cycle. For example, the traditional Chinese perspective of time is considered astronomical, For the classical Chinese thinker there is no recognizable date to human history. Heavenly and worldly time are interrelated. They are endless. By using the model of the stars, Chinese history easily lend itself to a science of society that is not distinct from a science of the stars or a science of the self. History that is based on the stars can never have any real beginning or end, for the stars appear eternal, continuously moving, forward and backward. Society too must follow this pattern: everything has its place and there is a place for everything. In this model, the tao is the unseen force that provides the cohesiveness for the natural and human universes. With the universe knowable, the task for the scholar is merely to fit history and future into this larger pattern. In this regard, the Chinese view is closer to the empirical perspective. However from the modern scientific perspective, the traditional Chinese view does not reflect the data thus it is not true, indeed, merely elegant and ultimately useless.
Indian time also has a cosmic dimension consisting of yugas containing millions of years. Besides the size of the numbers, cosmic time is distinct from historical time in that certain numbers have magical properties. Numbers participate in the real, they are not mere representations: they have an ontological existence. Thus from the classical worldview, time had to relate to Consciousness and the natural/social worlds since the entire universe was mathematically perfect. In this sense, the idea of the future meant something quite different then modern idea of “the future,” as the site of change and innovation. Rather “the future” was integrated into classical cosmology.

In the classical model of time, there is a degeneration of time from the golden era, to the silver, to the copper to the iron. In the golden era, food is shared and all live as Gods. Society degenerates with differentiation (as opposed to modernity wherein differentiation leads to evolution and progress) eventually resulting in the iron age of materialism. Time then decreases in value from the golden era characterized by unity and spiritual development to the iron age characterized by materialism, chaos and confusion. We begin with progress and then degenerate.

But the degeneration does end. At the nadir of the dark iron age, the redeemer sets the world right and the golden era begins again, the cycle continues. Within this view, the goal is not transformation or conscious evolution but the search for a redeemer to end the darkness of the present, to recreate the perfection of the past.

Few visions of futurists, however, focus on the return of the Great leader, the redemption is gained through participation in the conscious evolution of society (or the creation of social and political structures to facilitate community values as with the Green view). Understanding the pattern in itself becomes the way out of the cycle of history. But in the traditional cyclical view, understanding only allows a nominal degree of maneuvering, eventually, over time, there will be degeneration, such is the nature of the universe we live in. Of course, the why of degeneration differs. One exemplary theory of decline comes from Ibn Khaldun. For him there are four stages and four generations in which creativity degenerates into imitation, in which a family’s or a civilization’s fortunes fade. The first generation creates, the second produces by watching the first, the third produces merely through rote (as it does not have access to the original creator) and the fourth does nothing believing that wealth–inheritance–is owed to them. This generation decays losing its wealth and creativity as it does not build strength and marketable skills. Thus, we should always expect culture to degenerate into custom over time and expect cultural revival to come from the periphery, from outside of the official culture.

Similar to the seasonalcyclical model is the biological and sexual model. In this view, the rise and fall of nations, dynasties and families can be related to the rise and fall of the phallus, the fundamental sexual event known to men and women. The phallic movement is dramatic and has a clear beginning and a clear end. However, men, it can be argued (using the linear model), prefer the first part of the cycle, the progressive linear phase, and perhaps imagine a utopia where the phallus never declines. The populist Muslim vision of heaven is a particular example. The historical empirical data suggests, however, that endless rise does not occur. In contrast, the female experience is wavelike with multiple motions. Time slows and expands. Instead of a rise and fall model what emerges is an expansion/contraction model. This model can be used to describe Western cosmology.

Biological time can also be used to understand the future. Instead of using the Earth’s resources for present generations, we should think of future generations, argue ecologists. Policymakers should base decisions on the needs of future outcomes, on the needs of future generations. Contemporary writers, in particular, use this metaphor. Culture then should be forward looking not past oriented, concerned with grand children, not with grandparents.

In contrast to these traditional cyclical views, modernity emphasizes quantitative, linear time. This is the similar to the “time as an arrow” metaphor. It cannot be repeated nor reversed otherwise we could remember the future. Instead of degeneration there is forward development. Time in this well researched model is largely reductionist with efficiency as the primary goal.

Time then has many perspectives. We list a few of these as divided by our earlier structure:

Linear:

1. Quantitative (time as precious, something not to waste)
2. Technical time (efficient, quantitative and scientific)
3. Electric time (linear time of the city, reducing the night)
4. Institutional time (the institutional power context by which an event is bounded)
5. Generational time (saving the future for one’s children)
6. Leisure time (time as abundance)
7. Bureaucratic time (scheduled but delayed)

Cyclical:

8. Death (time as bounded by the awareness of death, running out of time)
9. Lunar/solar time (day/night, menstrual cycle, full to new moon)
10. Biological time (nine month cycle)
11. Sexual time (rise and fall, expansion and contraction)
12. Geological time (stability, shocks then stability)
13. Cosmic time (astronomical)
14. Cultural time (being on time, being late, norms of socially shared reality)
15. Mythological time (fall of time from golden to silver, to copper to iron)
16. Religious time (the birth and return of the Prophet, Messiah)
17. Life cycle (birth to death and for some rebirth)
18. Sociological time (the societal patterns)

In addition there is (1) Spiral time (return of the past but onward into the future)
and (2) Spiritual time (no sense of individual consciousness, only a sense of the transcendent, or infinite)

What time we live in is based on our assumptions of the nature of the world we believe exists and how we believe we know what this world is like. Any adequate theory of the future must be able to problematize time and negotiate the many meanings of time even as it might be committed to a particular construction of time. It must be able to “time” the world in different ways. An ideal theory of the future, besides articulating a rich theory of time, must simultaneously be able use predictive, interpretive and critical perspectives and have linear and cyclical and thus spiral dimensions to it. It must also be able find complimentary roles for the individual, for structure and for the transcendental.

RETHINKING DEVELOPMENT

As important as new or recycled visions of space and time are new or post-development models that integrate a range of futures characteristics. Development has been the dominant paradigm of the sciences and social sciences for the past few centuries. To develop is natural, inevitable and good. The issue has been how do nations and societies economically, culturally and politically develop, why are some rich and some poor or for Marxists why do the poor not stand up and smite the rich. Traditional visions of development can be divided into the following.
The first is the linear evolutionary model. Nations are rich because their citizens work hard, save and invest, develop new technologies, are born with the correct genes, believe that virtue is rewarded now and in the afterlife.

The second is the institutional model which believes that wealth comes from efficient organizations that reward individuals for their ingenuity and provide disincentives for inefficient behavior (social welfare or corruption). This view is weak on social structure and like the first strong on individual initiative, but individuals now become aggregated as institutions or nations.

The third is that development comes from getting materials cheap (through force or cunning) and selling them dear, that is, trade. It also assumes that making goods is even better than digging them since manufacturing leads to social development while raw materials extraction leads to a hole in the ground. Manufacturing uses physical and mental (the ability to transform nature) resources while mere exporting of commodities does not develop the local region. The linear temporal model and the empirical predictive model correlate strongly with these theories of development.

Underdevelopment then is caused by (1) bad genes, (2) bad institutions, (3) bleeding of wealth and (4) inappropriate cultural norms, depending one which theory one buys into.

Development, however, continues the linear shape of the future. Those behind the current stage are judged as inferior, those ahead as models to base economic, cultural and institutional strategies on. Most attempts to envision the future remain tied to the pervasive model of development–often framed as one vision of the future (Continued Growth); one vision of politics (democracy within nations and anarchy in the interstate system, that is, nation-state sovereignty); one vision of self (the scientific, technocratic self); with one vision of community (the chosen nation of God); and one vision of economics (neo-classical). Even alternative futures scenarios must base their structure on the boundaries of development theory calling for a cyclical return to pre-development communitarian visions of the good.

Development frames much of our thinking largely because of the dominance of economism. Economism privileges “rational” individuals; a world where individuals (and nations in the neo-realist model of International Relations) compete for scarce goods: food, power and love.

The first alternative to capitalist development was more concerned with distribution than with growth. However, distribution practices led to the growth of the State sector, and as socialist nations had few options within a sea of capitalist development, they too pursued similar models of growth, of progress, of linearity. Moreover, they emerged as well from Darwinian theories of social evolution: the only issue was who would be the carriers of progress, capital or labor. Linear progress was not contested.

The second alternative has been communitarian models, that have attempted to contest official knowledge and technocracy. This has been anti-development, an attempt to create social conditions where the village, the home, the local were placed ahead of the large Capital. The most recent model of this has been the sustainable development movement, which incorporates an ecological perspective to development as well.

Marxist and communitarian models of development have also been sensitive to how wealth was historically extracted from the periphery, thus shaping the development options of the periphery. Resultant development strategies were thus initially national (to combat the leakage of wealth) and then later local (since the State of peripheral nations extracted wealth from local areas). Both national and local suffer from the globalization of wealth, politics and culture. While national strategies in the periphery have remained entirely in the linear development paradigm, hoping to join the West, local strategies have been cyclical based, hoping to return to conditions prior to contact. However, even though villages might have had a local ecology, there were severe penalties for challenging local power, particularly feudal landowners. The linear model continues technocracy and is unable to deal with issues of spiritual identity and economic well being in the periphery. However, development and technology does allow for mobility. This mobility is nearly unlimited for capital, partly limited by Westernization for ideas and serverly limited by nations for labor). This mobility is not the intimacy of the global village but the anomie of the global city. Local solutions while providing identity and survival are unable to deal with the need for mobility, with challenging patriarchy, fedualism and the tyranny of the collective.

What is needed then are new visions of development that contest both linear and cyclical visions of the future, creating the possibility of an other society. These must be eclectic drawing from many traditions, expand our view of knowledge, and our definition of what it means to be human. They must also find escapeways out of the straitjacket of the dominant paradigm of development.

Among other characteristics, a post-development vision of the future would have the following:

(1) The spiral (progress with history) as its key metaphor, thus some things return but there is a conception of an improvement of living conditions, however, these should not just be material, but intellectual and spiritual as well.
Instead of the linear language of progress, the softer term progressive might be better. While it would be difficult to maintain that we have had progress over the last few thousand years given the world poverty, we cna argue that certain technologies, cultures, economic policies are progressive, creating conditions for the possibility of a better–physical, mental and spiritual–life.

(2) Ecologically sensitive. We can no longer continue to export our problems, our waste, to others. We must find ways to internalize what we don’t like and thus reverse the thousand year strategy of exporting from centre to periphery, from male to women, adult to child, rich to poor, powerful to weak, conscious to unconscious. Ecologically sensitivity means that we need a new ethic of life that gives respect to plants, animals and the cultures of technology. This does not mean we should not have a hiearchy of living but it does mean that we must walk softly on the Earth, recognizing that, like us, is living.

(3) Gender Cooperation. Any vision of the future must find ways in which genders can cooperate. A world with women empowered would be a dramatic different world, where symptoms of the world crisis like overpopulation would not exist. This means finding ways to include women’s ways of knowing the world in science, polity and economy. It also means a post-patriarchical world where women can finally end the many centuries of abuse from all sorts of men and male structures at local and civilizational levels.

(4) Growth and Distribution. We need to implement theoretical models that have found ways to both create economic growth and to distribute this growth. These would be models that encourage incentives but provide for social welfare, and models that create fluid yet integrated forms of; that allow for mobility (for capital, ideas and labor) so that individuals and collectivities can more effectivley choose their paths into alternative futures; that create more wealth (and expand the definition of wealth beyond the merely economic) and ensure basic needs for all. Resources thus must be stewarded and expanded to include material and non-material. It is the use of resources not their overaccumulation or stagnation that would be a central principal.

(5) Epistemologically pluralistic. We need to end the last five hundred years of monoculture and imagine a world where many civilizations co-exist, where there is a grand dialog between cultures, where we live in a world of many possibilities, of many cultures including post-human cultures, such as plants, animals, angels and robots. We must find ways to include the many ways humans know the world: reason, authority, intuition, sense-inference and love, as well as the many ways in which humans learn: scentia (empirical understanding), techne (knoweldge that creates and expands on nature), praxis (action) and gnosis (self-knowledge).

(6) A Range of Organizational Structures. We need to rethink how we organize ourselves. We need to expand our thinking beyond mere vertical organizational structures or only participatory structures to collaborative and tensgrity structures that use tensions and dialectics to enhance creativity. Cooperative structures, for example, where there is efficient management and economic democracy, promise to solve the problems of worker alienation and loss of local control.

(7) Transcendental. We need to return the transcendental to social and economic theory but base it in the individual not the State or group (where it can be used for cultural imperialism). We need to include the idea of the transcendental, the mysterious force, presence in the universe but not in the territorial sense of the nation but in the individual and cosmic sense as the intimate force that gives meaning and is given meaning to.

(8) The individual in the context of collective, we need to envision worlds in which both are balanced, where both cooperate and are needed for each other. This would differn from both market and methodological individuals or State and collectivism. Both must be balanced, seeing, perhaps, the society as a family on a journey, then competing and maximizing individuals.

(9) A balance between agency and structure in the context of a vision of the future. We need to recognize what can be changed and what is more resistant to change, whether because of history or deep structures. Theories that priviledge agency, as in conspiracy theories (for good and bad) make structures (that is, actor and culture invariance) invisible. Structural theories while showing us how episteme, class, gender limit our futures do so at the expense of transformation. While massive social transformation is not always possible, there are periods in history, moments of chaos, where new forms of complexity are possible, where evolutionary struggle resolve themselves in new social, transcendental and individual arrangements. At these times what is needed is not one vision that ends the creative project but visions that promise still more visions.

These nine points provide the basis for a new vision of the next century. There are three organizing concepts in the seeds of the future mentioned above. The first is prama or dynamic balance: balance between regions, balance between the spiritual, material and the intellectual within ourselves and in society; balance between genders, between epistemological styles. And of course this balance must be ever transforming, chaotic. The second is neo-humanism. What is needed is a post-human model of society where rights are given to all, thus flattening centre-periphery distinctions, creating a world where the self is no longer located strictly in religion, territorial nation, or historical race but as part of a co-evolutionary mix of plants, animals, other life forms and technologies. The third is a progressive use of resources and capabilities, individual and group, of material, intellectual and spiritual potentials and their just distribution among each and every one of us.

Central to these points is an overarching concern to find new ways to resolve the classic tensions of the individual and collective; agency and structure; mind and body; science and culture; progress and equilibrium; the material and the spiritual; and ethical, critical and technical thought.

Having begun with a search for an interpretive community, and then deconstructed time and space showing the differences and similarities between and among cultures and individuals, this essay concluded with a will to an alternative model and vision of the future: a vision of dynamic balance for all of us. We close with these inspiring words from Shrii Sarkar, someone who has inspired my understandings of the future. “The body, mind, and self of every individual have the potential for limitless expansion and development. This potentiality has to be harnessed and brought to fruition.”?

Beyond the Dominant Paradigm: Embracing the Indigenous and the Transcendental (1996)

By Ramana Williams

Ramana Williams is a spiritual teacher and freelance writer currently (1996) based in Brisbane, Australia. He has an academic background in political science and, more recently, in communications research, working with the Communication Centre at the Queensland University of Technology. The predominant influences on his work come from the socio-spiritual teachings of tantra, from his practical background in Maori mysticism, and from the neo-humanistic philosophy of P. R. Sarkar.

The Western modernist-postmodernist project is in crisis. Integral to that crisis is the “crisis in communication”. This paper seeks to expand the communication futures discourse by moving into non-Western cultural spaces, those of indigenous and mystical traditions. Here we examine the communicative potency of silence, transpersonal communication with Self, and a vastly expanded communicative community. Are these diverse, transcultural approaches to communication reconcilable, or is cultural diversity synonymous with cultural relativism? Do we, in fact, require a new conceptual map of human knowledge which includes different communication paradigms, capable of embracing the mundane and the material as well as the subtle and the spiritual? Answers to these questions, it is suggested, will be crucial in allowing meaningful alliances to be forged with the Other, with whom our preferred futures can become potent realities.

If humanity is successful in building an enduring civilization on the Earth, then it will come from the synergy of the collective experience and wisdom of the entire human family.

Duane Elgin, Awakening Earth

In search of balance

In the midst of unprecedented material wealth, the Western (post)modernist project has become strangely pathological, “predatory” even, as one writer recently put it: “L.A. drive-by shootings, a “gulf war” fashion show; serial killer trading cards…”. And yet it is not only the Western centre that has manifested the symptoms of cultural collapse. We find similar realities in such peripheral zones as Australia and New Zealand where the second biggest killer of young people today is “self-inflicted death”. In the face of these shocking statements of cultural malaise the non-West might well be declaring “We told you so!”. Still, one is left wondering how it all came to be so spectacularly out of balance. Progress towards answering this question would seem to be an indispensable part of working towards it’s solution.
One such domain of thought that seems compelling in this regard, asserts that the definitive clue to understanding this complex matter, lies at the level of cultural consciousness. That somehow, these realities are self-created – the materialisation, if you will, of a pervasive cultural thought-projection – the origins of which lie at the core of a cultures belief systems – its ontology, cosmology and epistemology, that is to say, the fundamental premises of its worldview.

This model implies self-responsibility: we in the West have knowingly or unknowingly created this reality by virtue of how we, as a culture, have come to think about the world, how we understand the world, and what passes as truth within that world. By cultural consciousness we are, therefore, substantially speaking about cultural epistemologies – our “ways of knowing”, and how these ways of knowing perpetuate, and then legitimate certain cultural and material activities in the world.
Within the West the epistemology that came to assume prominence in recent centuries has been overwhelmingly materialist and reductionist in nature, be it the empiricism of the physical sciences or the dialectical materialism of Marxist thinking, which along with empiricism, enamoured much of social science. It was this predominance of philosophical materialism, that Bateson declared to be “central to – at the root of – the epistemological nightmare of the twentieth century”.
Lewis Mumford in concurring with Bateson, pointed to the need for “a new metaphysical and ideological base… a new picture of the cosmos and the nature of man”.

The present paper is equally motivated by this seeking out of a more enlightened perspective, this “new metaphysic”, but seeks to do so, in relation to a single and specific domain of human activity, namely, human communication. While progress will inevitably be required in all domains of human life both – intellectually and practically, as well as at the individual and collective level – there can be little doubt that how we communicate, and what we understand “communication” to be, will be pivotal to this broader process of social transformation – the pervasive shifting of the cultural paradigm. Indeed, it has convincingly been argued that communication – and the paradigms that define it – are so fundamental to the human experience that “homo narrans” (communicating beings) stands as a close contender to “homo sapiens” as the correct designation of our species.

However, as one might expect, a significant body of communication scholars have asserted that the “nightmarish” deficiencies Bateson identifies at the meta-level of Western philosophy is well discernible within communications discourse. Sensing something of the theoretical limitations currently afflicting the field Rice and Williams asserted cautiously that “we may have to not only rethink current communication theories but, indeed, borrow from other disciplines…”. Other communication scholars identified dominant ways of knowing as being crucial to the conceptual limitations confronting the field. Hamelink asserted that a fuller understanding of human communication – other dimensions and possible futures – might be realized once the “methodological exclusivism” apparent in Western scholarship, is critiqued and broken out of and alternative ways of knowing explored. In a similar vein Jones (1993: 435) called for “… an epistemological break with the pre-given constructs through which we are allowed to perceive the world”.

In seeking out such a decisive break with dominant frameworks, the focus of this paper is on alternative cultural experiences of communication. We look at three non-Western cultures, Maori and Aboriginal and the socio-spiritual culture of tantra. What emerges from this broad, transcultural purview of the field is the presence of a range of powerful communicative concepts which motivate quite different communicative practices and possibilities. These alternative conceptions cannot meaningfully be understood in isolation from the approaches to knowing that underlie them. To this extent, we consider, also, their epistemological origins. Our consideration of these non-Western models works, by implication, to deconstruct Western approaches to communication. However, as will clearly emerge as we progress, the tenor of this paper is not to limit the discourse, by denying Western models, but rather, to expand it by considering alternatives which complement present understanding. This suggests an integrated conceptual model sufficient to the task of reconciling these different communicative realities. The paper concludes with a consideration of one such model that attempts to do this.

Reclaiming Silence

There has been, in recent years, a renewed interest within Western communication discourse, concerning the significance silence plays in how we communicate. The question has been asked, “Can communication be a silent – non-sensory – activity?” Tehranian asserts that it most certainly can be, that everything human beings do has some communicative dimension to it, leading to the assertion that, “we cannot not communicate”. While we find within Western discourse an emergent acceptance of this concept, when placed within the larger domain of transcultural approaches to communication, we find that Western conceptions of silence carry rather a rationalist inflection, reflecting, arguably, their origins within the dominant approach to knowing. Hence, silence has often been considered important because it denied the voice of the other – women, minorities, alternative epistemic communities. This was silence as oppression – negative silence. While this has been a rich and important part of the journey to more fully understand communication, it cannot be said to capture the fullness of the communicative potency of silence. This becomes the inevitable conclusion once we place this insight alongside non-Western experiences of communication.

The indigenous experience of silence, reveals, a great richness and depth. Lawlor reports that silence plays an important part in Aboriginal culture, being observed by newly initiated boys while living together for many days in seclusion following their circumcision initiations. Here only sign language is used for communicating. Widowed women, Lawlor further reports, “express sorrow publicly by maintaining vows of silence, even after remarriage, for months and sometimes years after the death of a husband”. He suggests that this parallels Indian yoga – that is tantra – where “vows of silence are believed to instigate rapid inner changes”.

Maori culture likewise attaches great significance to the epistemological qualities inherent in silence. It is through deep silence – a deep inner stillness – that other knowing spaces open up. It was through the medium of silence that the deep communicability of the natural world was known to Maori, where, the inner voice of nature becomes perceptible. It is an expanded awareness of the communicability of the entire natural world. This, however, is not something that is intellectual rather it is experiential and intuitional. It is a subjective realisation that comes through living with the rhythm of the land, hearing the “voice” of the earth, the sky, the ocean, the rivers – knowing the interconnectedness of all things through experiencing the state of Oneness with all things – a state known to initiatic cultures. It is a voice that is heard through silence, a deep inner stillness. And it is in silence that it’s mana is retained.

Silence and the transcendental

In Eastern traditions we likewise find a tremendous richness attached to silence. Taoist thought, for example, posits that the highest knowledge – the Tao “… can neither be seen nor heard” – silence taking up, where sense-based communication leaves off. In Vedic culture, the communication of meaning is considered to be only weakly linked to language, it’s fuller expression lying beyond language. Interpersonal communication stands as secondary to intrapersonal communication which is itself consummated only in transpersonal communication – “in which oneness of the world is unambiguously perceived”. As such “truth” is not considered to relate closely with either language or rational logic, being more fully realised in the intuitive realm – something experienced inwardly. Ralph Waldo Emerson was also sensitive to this point: “Good as is discourse, silence is better and shames it”. In Buddhist cultures the highest form of knowledge – absolute knowledge – is believed to be intuitional in nature, and the means by which it is communicated is through the medium of silence: “true communication is believed to occur only when one speaks without the mouth and when one hears without the ears” (Yum, 1987: 83). This point is well attested in the silence evinced by the Buddha when asked “Does God exist?”, to which he gave no reply. When asked, “Then God does not exist”, he chose again not to enter into the limited spaces of verbal communication, thus privileging silence over sense-based communicative forms. Speaking to the same issue, tantric philosopher P.R. Sarkar asserts:

The world of spirituality is far subtler than the world of intellectual ideation. The cruder aspect of the mental world comes within the power of expression of the indriyas [sensory and motor organs], but the spiritual world is totally beyond the scope of externalization. The subtler the feeling, the greater the difficulty in expressing it… Hence, the scriptures say that Brahma [the Supreme Entity], will never be polluted by words… the spiritual world is beyond the scope of verbal externalization.

While it is possible within Sarkar’s cosmology for that Supreme Entity to be subjectively experienced – Eastern spiritual culture has attested to this for millennia – it is not possible, for that experience to be objectively communicated to others. Thus he writes:

The human intellect cannot say anything final about the Supreme Entity because human beings cannot perceive [that Entity] through the vibrations of body, mind and speech… The Guru tries to say something about the Supreme Entity but cannot because the moment he tries to explain the Supreme he comes within the scope of verbal expression. The disciple has the capacity to hear a discourse about the Supreme Entity, yet cannot because the discourse comes within the temporal factor. That’s why I say that the absolute cannot come within the scope of relativity. Under this circumstance the preceptor becomes dumb and the disciple becomes deaf.

Layers of consciousness and communication

In asserting, in the manner of indigenous and Eastern traditions, that whole worlds of communicative phenomena exist beyond the scope of the sensory and motor organs, is not to suggest that such subtle worlds cannot be known. For Sarkar, indeed, for Eastern transcendental traditions generally, reality is held to extend hierarchically across many vibrational spaces. Within this conception sensory and rational experience correlates with a vibrational field that is apprehensible via the sensory organs and rational consciousness. More subtle vibrational fields require for their apprehension a more subtle consciousness. Hence, we find in ancient and modern tantric tradition the notion that human beings possess a layered consciousness which extends from the “crude”, instinctual mind through, ultimately, to the transcendental or superconscious mind.

Hence, we find in ancient and modern tantric tradition the notion that human beings possess a layered consciousness. This idea of multiple levels of being is not unknown within Western accounts. Habermas, for example, delineates three levels of consciousness at which human beings exist, and which are amenable to three different types of enquiry: the cognitive-instrumental, moral-practical, and the aesthetic-expressive dimensions. Tehranian advances four very similar layers of human consciousness: “practical consciousness”, “instrumental consciousness”, “critical consciousness”, and “communicative consciousness”.

Sarkar’s alternative model, however, looks rather different. He uses sanskrit terminologies of tantric discourse to denote five distinct levels of consciousness at which human beings exist. Each of these strata are amenable to a particular type of knowing. The first of these levels is the material or conscious layer of being, which is made knowable through reason and sense-inference. The second level is the subtle layer of being which correlates with rationality, logic and the intellect. The third, forth and fifth levels are collectively termed the causal – relating to the supramental, the subtle-subliminal and the subtle cosmic minds respectively. These three higher layers of consciousness are not amenable to sense-based or intellectual investigation requiring, instead, the use of intuitional capacities. In this manner, for Sarkar, the self is understood to exist vertically and simultaneously across many different epistemological spaces, thus concurring, somewhat, with Nietzsche’s hypothesis that “The subject is a multiplicity”.

We find within Aboriginal culture a similar acceptance that human consciousness extends beyond the domain of the conscious and subconscious states accepted within Western tradition. Indeed, the very notion of the Dreamtime is premised upon a layered approach to consciousness, where human beings possess a “Dreaming consciousness”.

This is reflected in the practice of ritual where participants enter states of trance consciousness, such as the circumcision ceremony where “death itself is confronted”, opening the way for one to be reborn into a higher – initiatic – consciousness. The sleep state, also forms part of the Aborigine’s tapping into higher consciousness:

Sleep is but one entrance into the Dreaming. The Aborigine’s education begins in developing awareness during sleep and during the hypnotic state. Becoming increasingly lucid in sleep – to the point of being able to act consciously in the dream world and to bring symbolic messages received while asleep into the awakened world – is the beginning of the initiation process for every tribal person.

Myth and Ritual as communicative agencies

It is due to the realisation that verbal expression and rational intellection suffer substantial communicative limitations that recourse is taken to myth, symbolism and ritual These become the means by which deeper realities are experienced – not through the descriptive and objective medium of analytic language (an “intellectual”, rational experience) – but through the synthetic and mythic medium of ritual (a participatory and “meta-rational” experience), as well as symbolic meaning. In connection to the myth and metaphor of Aboriginal Dreaming, Lawlor makes the following insightful comment:

A dreaming story is not necessarily factual or moralistic; rather, it is designed to open thoughts beyond conventional horizons and make visible the patterns underlying the history of the cosmos, earth, and humankind.

As Lawlor further reports, it is through myth, symbolism and ritual that the Aborigines sought to capture the “internal-external reciprocity between humans and the creative forces of nature”. To live and experience the Dreaming is about “maintaining a sensitivity to an invisible, metaphysical prototype”. Gregory Bateson was sensitive to this indigenous worldview and their accompanying communicative genres such as ritual in their capacity to capture deeper meaning as “ritual statements of unity, involving all the participants in an integration with the meteorological cycle or with the ecology of totemic animals”.

Ritual likewise plays an important part in the communicative culture of Maori. The simple act of entering into the meeting house is, at the mythic level of the culture, to enter into the “body” of an ancestor, thus does one symbolically merge with – pass under the shelter of – that illustrious personality. We find a similar metaphor used in Aboriginal myth where the ancestor entered into may be a totemic animal, such as in the Rainbow Serpent stories “in which initiates are swallowed and disgorged… [illuminating] how in ritual, initiates enter an ancestor in order to be born again”. In tantra the only being with which one seeks to merge is the Supreme Being, and this takes place in the ideative realm, a profound communicative practice that unleashes tremendous spiritual energies, which can become demonstrably manifest within the initiates psychic and even physical structures.

An expanded communicative community

Implicit in much of the foregoing is a clear challenge to the Western conception of the communicative community. Within Sarkar’s tantric worldview, Western society has been animated by the ideal of humanism, as has, it can be contended, it’s conception of the communicative community. Here the communicative community embraces all other human beings and gives communicative rights to the polities from which they come. Sarkar, in his elaboration of the ethical system he calls “neo-humanism” seeks to substantially expand these boundaries, whereby the sentiment of human love and affection is now to be directed towards all beings – animate, inanimate and supersensible. Thus is the way opened for expanding the communicative community to embrace all beings, all life-forms, all existentialities.
Sarkar’s ontology of consciousness, wherein, even inanimate phenomenological forms gain existential (rather than merely utilitarian) value, is substantially shared with Eastern and indigenous cultures. Thus we find in Chinese tradition the notion that: “all things are ultimately one, for all come from the same ch’i”. The old songs of the Aboriginal Dreamtime, tell of this same oneness: tjukurrtjana, that fundamental stream of being from which all differentiated expression arose. For Maori it is wairua, “the non-material, inseparable, metaphysical linkage of everything”.

It is this idea of interconnectedness that so baffles the German philosopher and communication theorist, Jurgen Habermas. Indeed, to the rational and analytic mind these subtle realities remain cloaked in mystery. For Habermas these are merely symptoms of the “totalising power of the savage mind”. Even while Habermas asserts a commitment to “emancipation” – an “ideal speech situation” – it is not one in which indigenous and mystical cultures can share. Gregory Bateson, in contrast, displays a greater subtlety of thought, recognising both the limitations – the dogmas – manifest in the indigenous world, as well as their profound strengths. For Bateson, it is this loss of the sense of fundamental interconnectedness, that marks Western ontology from the non-West:

I hold to the presupposition that our loss of the sense of aesthetic unity was, quite simply an epistemological mistake. I believe that that mistake may be more serious than all the minor insanities that characterise those older epistemologies which agreed upon the fundamental unity.

Given the interconnectedness principle of these “older epistemologies” along with the idea of higher and lower states of consciousness, which they likewise share, it ought not be surprising that communicative possibilities are held to exist beyond the domain of the human family. One such example of non-human participants within the expanded communicative community would be what Hindu tradition refers to as devas – non-physical, intelligent life-forms with which communicative possibilities exist. Sarkar invokes another term: luminous bodies. These communicable beings appear to have equivalence in many other cultures, such as the jinns of Islamic tradition, angels of the Christian tradition and atua of Maori culture.

In relation to Aboriginal culture, Roland Robinson tells the following story:

Leodardi, an Aboriginal singer and dancer at Milingimbi, told me that he did not compose his song-dances. They were given to him by spirits in the bush. These spirits, ritually painted, emerged and danced and sang as he stood silently watching them. Leodardi “caught” the song, the dance, and the painting, and brought the song dance back to his tribe.

A similar story is told by the Maori scholar and political leader, Sir Apirana Ngata (1961). In his Nga Moteatea collection of traditional Maori songs, several are reported to have been given by “kehua” or supernatural beings. Tantric tradition likewise admits of the possibility of communicative interchange between the human and non-human worlds. Sarkar relates a number of episodes from his own life. In one such encounter he relates an experience in a forest where he heard beautiful instrumental music: “I was sitting there alone when that intoxicating melody, that rapturous sound, came floating over the forest…”. Presently he happened upon the owner of these subtle sounds: “a young man about my age… His body was like a motion picture, a play of light and shadow”.

What again distinguishes tantric tradition, however, is the placing of this type of communicative practice within the context of the spiritual. For Sarkar, human communication, when all is said and done, is only truly consummated when communication with Self is attained. It is a rare communicative moment, when the dualism of “I-Thou” gives way to merger in the transcendental Source. All other communicative interactions – whether with physical or non-physical participants – ought not disturb that deeper communicative journey. Thus, does the communicative community ultimately come to embrace the Supreme.

Mantra and the communicative community

As we have seen, there is within indigenous cultures a clear openness to expand the communicative community to embrace non-physical life forms. To walk onto the Maori marae (the forecourt fronting the meeting house) amidst the incantative wailing of old women is for the living to walk with the dead, for both have been summoned and both can quite discernibly be present. In this respect, there is clear evidence that the architects of the Maori language were aware of the science of sound vibration – the mantra of tantric tradition. In the West this knowledge belonged to the earth or pagan religions, which were, of course, ruthlessly extirpated by the zealots of Christian orthodoxy, culminating in the spectacle of the European witch hunts. The same necrotic tendency manifested more recently in the rapacious drive by European cultures for colonies, leading to the suppression of indigenous mystical wisdom: witness such anachronistic legislation as New Zealand’s Tohunga Suppression Act, 1907, which criminalised the Maori shaman. There is still, in the West, however, a memory of the communicative potency of mantra and incantation. These we find in the story books of children where tales of charms and spells abound.

Towards communicative integration

While the foregoing appraisal has tended towards dichotomising the world into consciousness-based and material-based approaches to communication, this, of course is a simplification. Just as Eastern and indigenous communicative cultures are not only spiritual and silence based, nor are Western communicative cultures only material and instrumental based. The deeper need of the moment is for an alternative conceptual map of human knowledge that acknowledges the epistemological “unity in diversity” – the coherent multiplicity of knowing spaces – and which includes different communication paradigms. What follows is an attempt at providing the outline of such a framework, one that does allow the subtle to exist alongside the material, the mundane to share space with the supra-mundane and the spiritual. As a mere outline the following model will raise many more questions than it will answer, however, it is hoped that it will provide, at least, an inspiration to others to refine and evolve this idea further.

Figure 1 here

Figure 1: A layered approach to communication – multiple communication fields spanning the mundane, supramundane, psycho-spiritual and pure-spiritual spheres.

Figure 1 diagramatically seeks to capture the range of epistemological and communicative spaces that opened up in our review of Western and non-Western approaches to communication. In this model, communication is acknowledged to exist in a range of different strata and spheres. After tantric and indigenous tradition we can understand these to exist as vibratory fields. Hence, it becomes possible within this model to place a broad range of transcultural communicative phenomena within one or other of these interconnected vibrational spaces.

In the light of our preceding consideration of Western, indigenous, and mystical cultures, we are obliged to acknowledge four different spheres within which human communication can proceed. Sarkar provides the clearest articulation of these various spaces, to which we can apply the following terminologies: the mundane, the supra-mundane, the psycho-spiritual and the pure spiritual.

We will see from figure 1, that each of these spheres (with the exception of the pure-spiritual) are depicted in our diagram as being comprised of different strata, what we have termed the lower stratum, the middle stratum and the higher stratum. This is to acknowledge the qualitative differences that exist between communicative phenomena occupying the same sphere. For example, a communicative interaction with an ATM – an Automatic Teller Machine – consisting of a simple question-answers interchange, (“Do you want a receipt”, Yes or No) and the relative sophistication, say, of a highly rational discussion of theoretical physics, might both be happening within the mundane sphere, however, there would clearly be a qualitative difference between the two. Hence, the above model provides three delineations by which qualitative differences can be negotiated.

Further subdivisions within each sphere (again excluding the pure-spiritual, and this time, the higher stratum of the psycho-spiritual sphere), would again emerge as necessary to further differentiate communicative acts within respective stratum. These further subdivisions – what we might call “aspects” – can be termed “integrated”, “neutral” and “negative”. Negative-aspect communication could be defined as communication proceeding from the ego which has the effect, intended or otherwise, of asserting a “power-over” relationship with other participants disposed towards self-gain. These are, of course, highly subjective categories, however, within this model subjective experiences are accorded considerable validity. Hence, manipulative communication guided by a sense of obtaining something for one’s self would fall within this negative aspect. An avidya tantric using hypnosis to extort money from another could be said to be occupying the lower (or even higher) stratum of the supra-mundane sphere in it’s negative aspect. The scene in the recently re-released movie Star Wars where Darth Vader holds up his thumb and forefinger leading to the death of one of his subordinates could likewise be considered as depicting a supra-mundane, negative-aspect communicative episode. The earlier quoted example of Leodardi, the aboriginal singer who “caught” his songs from spirits, points towards a type of supra-mundane communication, in it’s neutral or integrated aspect. The same could be said for the visionary insights of thinkers such as Darwin and Einstein who, reports Anandamitra, acknowledged that intuitional flashes (communication from the supra-mundane sphere) played a far greater part than did rational logic (mundane sphere) in evolving their ideas.

Psycho-spiritual communication concerns the movement of the mind from the psychic to the spiritual plane. The use in many Eastern spiritual traditions of mantra, wherein the concentrated mind of the meditator, intones a certain potentized sound vibration disposed towards lifting the mind from a conscious to superconscious state, would be an example of psycho-spiritual communication in, we could say, it’s positive (integrated) aspect. The intoning of the mantra is clearly a psychic process, however, the destination (that towards which the mantra is disposed) is the pure-spiritual. Hence, it pertains to the psycho-spiritual sphere.

In contrast, the yogii who’s unit mind merges into the non-qualified state of pure Consciousness – transcending the boundaries of knower and known, transcending the psychic plane altogether – can be said to be undergoing a “meta-communicative” experience in the pure-spiritual sphere. At this level communication, in the sense contemplated in this paper, ceases – the duality of subject and object having been transcended. While mind can internally experience “the Other” – all of that outside of itself up until the psycho-spiritual sphere – such that a communicative exchange can potentially take place (including the purely internal exchanges within an individual), in the pure-spiritual sphere this “dialogue” ceases. Hence, it is fitting to describe this state – it being the culminating point in the communicative journey – as being “meta-communicative”.

A multiplicity of communication fields

The present model, in it’s abbreviated and undeveloped form, identifies, twenty-seven different communicative spaces from which human communication can proceed and be received (across four spheres, three strata and three aspects). A more elaborate model would include, potentially, many more such fields. Clearly, a good many points emerge which this brief elaboration leaves unaddressed. For example, where the communicator is acting out of, say, the lower stratum of the mundane sphere in it’s negative aspect (engaging in, say, verbal abuse), the question arises as to the different possible places in which one could receive the interaction. Every day life shows us that negative or abusive communication typically leads to a similar response. This model clarifies the many other spaces that are potentially available by which the receiver in the above communicative episode could receive the exchange.

The example of Buddha remaining silent when questioned by his disciples regarding the existence of God, suggests that the communicative space occupied by the disciples (which privileged the verbal) was very different from the space in which Buddha was situated (which denied the verbal). A good deal of apparently “failed communication” can be traced to the different communication fields in which the communicating parties are situated, each of which privileges different communication practices. This accounts for a good deal of the difficulty indigenous peoples (with clear roots in the supramundane) have communicating within more rational and mundane Western spaces. The present model provides novel insights as to why this could be so.

Learning from the Other

As we come together across cultural, subcultural, civilizational and gender boundaries to create new futures we need to be aware that consigning that collective process exclusively to any one sphere (typically the mundane), is to perpetuate a form of cultural and communicative violence. This seriously mitigates against transcultural involvement and the pursuit of a potent unified diversity. At a time when we desperately require an alliance with the Other – a harmonious blending of all progressive voices – we can scarce afford to ignore this point.
This is not, therefore, merely a request to accommodate the communicative needs of the mystical and the indigenous. Many other spaces need to be negotiated to include such communities as the elders of all cultures, children, youth, the marginalised and incarcerated, those with disabilities and women. Viable communicative spaces need to be evolved and processes explored whereby meaningful connections can be established between these disparate communities.

What will not suffice at this critical juncture will be continued separatism and receding behind the veil of a “negative” silence. While it may be true that this ideal of a diverse, but unified, communicative community speaking – and not speaking – in many different tones, in many different rhythms, from many different communicative spaces, may well be without precedent in human history, need not deter us. The times that are upon us are in many and profound ways without precedent: these are, indeed, epoch making times.

The future is ours to make: a personal comment

As futurists have long contended, if we do not make the future is will be made for us. We are all well aware of the tremendous resources, material and human, wielded by those vested interests arrayed across this planet for whom “preferred futures” means – emphatically – more of the same. And yet, in the light of what has preceded, it can meaningfully be said that most of those resources are of the mundane sphere – being material and instrumental (psycho-rational) in nature. Just as the subtle and spiritual spheres are vastly greater in their communicative expansiveness, than is the mundane (see Figure 1), so too are the potencies they yield forth. It is not at all, in this model, a quantitative question – it is far more a qualitative one. Very few people consciously and concertedly acting out of an integrated subtle and spiritual space can, in this model, exert a profoundly disproportionate impact on things. However, history graphically reminds us that human beings have the capacity to wield this tremendous potency in absolutely negative ways – the hypnotic oratory and occult symbolism of Adolf Hitler being the best known in recent times. This ought to dramatically alert to the need to remain ever within integrated rather than ego space as we carry out our work – so much more so when we enter into the subtle spheres. It is well arguable that we do not have unlimited amounts of time to move into these new spaces, to take up these new ways of working, these new ways of communicating. The crisis of the West demands inspired action now.

Handcuffed to History and Chained to the Future (1995)

Distant Futures and Alternative Presents for South Asia

By Sohail Inayatullah

In Search of Truths

A saffron robed monk trudges up the mountains of Nepal in search of a great guru.[i] He finally reaches the enlightened One only to find the room full of other seekers.  He patiently waits his turn until he is invited up to the rostrum. There the guru tells him about the future.  India’s future is bright but there will be a period of great difficulty.  First, Pakistan will attack India, possibly with nuclear weapons. China, seeing its opportunity, will follow suit.  To the rescue will be first, Russia, and then, the United States.

The lesson is not that we have been given privileged information–the future is far more mysterious than what mystics or technocrats can imagine–but how the dominant model of international relations, neo-realism, can shape our understanding of current and future events.  Not only are we handcuffed to the past, but we are also chained to the future. Breaking free of these temporal boundaries is not an easy task.  Our language, our theories of the real, our understanding of daily events constantly force us into a fabricated present.  To begin to undo this tapestry of reality, we first develop a working model of the South Asian theory of knowledge and then by moving into the future –through preferred and probable scenarios of South Asia-— we make the present remarkable, that is, we allow it to be seen as a functioning discourse instead of an essentialized reality.[ii] We develop visions and scenarios, not with the concern of predicting the future but with creating the possibility of another space, and thus to open up the present.

The future then becomes a tool to rethink the present.  The future also allows discussion since our identification with a possible future is less intense; we are less likely to hold onto positions and will be more concerned with negotiating possible realities. Finally, in this quest to distance ourselves from the present –that is, to see ourselves from an epistemological site outside of the immediate– we analyze South Asia using the exemplar of present day Yugoslavia, particularly focusing on the problematique of Kashmir.  By moving into the future and moving comparatively in international space, our intention is to undo the chains that create our configurations of South Asia today; chains that, we argue, are complicit in creating war, poverty, and stultifying bureaucracy: state and military.

The Epistemological Boundaries

To begin with, we need to deconstruct the eyes from which we see South Asia, the knowledge frame of reference, the modern episteme from which South Asia makes sense to us today.

As shown by the above allegedly divinely-inspired intuitive forecast, our arena of reference creates the categories from which we know reality.  Thus, even as the mystic is far above reality, his upbringing represents conventional views of international relations in India with Pakistan and China as enemies, Russia as a lifetime friend, and the US –now that India is potentially moving into semi-periphery status– as the new friend to be.  Moreover, the future is not given to us through spiritual categories of reality (categories focused on service, justice, consciousness and compassion), but from a vision which reinforces States and the territories they occupy.  What is important then is what States do (security and economic development) and not how humans act or how ideas can transform history.

Within this State-oriented framework, the essential category is power, framed as a zero-sum game, that is essentially coercive.  Reality is the battle between States, and it exists in the relationships between States.  Strategy is defined in technical rationalist terms with the future seen as a useful arena of study if it can help predict the behavior of other States, and if it can lead to instrumental advantage for a particular State. The future as a site for transformation, for reconceptualizing who we are, how we live, and what we can be is rarely investigated.

The dominance of neo-realism and the loss of mutual trust can be explained by external variables as well. The most important of them is the event of partition –the alleged break from colonialism– that has dominated intellectual efforts. With more than a generation of mistrust, hate and fear, creating alternative futures, new utopias and eutopias not dominated by the partition discourse has been nearly impossible[iii].  The trauma of partition is both used as justification for the strength of this particular accounting of reality but also used as revisionist history; for example, to argue that Pakistan, Kashmir, Bangladesh or even India have existed eternally as nation-states.  States then occupy real territory not imagined social spaces. This territory is metaphorically related to the body. Thus for Pakistanis, losing Kashmir is like death, and for Indians, it is only amputation.

Central to discussions of partition are colonial categories of thought (again, largely nation-state, bureaucracy oriented, with power as essentially administrative and military). Conceptual travel outside of British influence is difficult and cultural, economic, military and psychological colonialism and categories of thought remain in South Asian internal structures and representations of the self.  Knowledge from this perspective is then expert knowledge; it is not critical, rather it is based on the famous five year plan.  Knowledge practices that are more critical of historical categories appear by and large as unnatural acts as they remove the control of knowledge from experts and make problematic the official “one nation, one leader, one path” view of the future. Neither feudal lords, civil service administrators, military strategists nor religious leaders find alternative critical renderings of history, present or future, of great utility since they do not help maintain a coherent center, and have little instrumentalist value.

Being handcuffed to the future means that one ascribes to a view that is expert-based (bureaucracy-driven) in terms of knowledge, state-oriented in terms of the parameters of what is real, and realpolitik-driven in terms of the possibilities of what can happen.  Alternative rendering of the real by peoples and organizations that exist outside State formations (local, national, regional and global), different accounts of power –spiritual, women’s, critical, visionary, for example– are all seen as escapist, idealist, and impractical since they do not conform to the vision of the state planner or his academic counterpart, the Harvard or Oxford-trained economist. Of course, the viewpoint of groups outside of the State nexus is that State power and epistemology imprisons us in a limited view of the world, while those at the periphery –by understanding the dominant view and their own view– have a broader as well as emancipatory view of knowledge.[iv] Statecraft then from a women’s view is merely Mancraft, creating a world where only functionaries and bureaucrats matter, where the value of women and future generations are diminished if not erased.

The South Asian academic discourse has thus remained focused on historical investigations and mired in feudal social relations.  The future, in particular, has become fugitive and, when apprehended, it is made trivial as in the case with the five year plan.  Again, this is largely because of the style, content and structure of South Asian colonial and post-colonial intellectual/State relations.  This has been by and large administered by the civil service wherein appeasing the chief minister is far more important than independent intellectual inquiry. It is the State that gives academic discourse legitimacy since it is the State that has captured civil society.  The paucity of socioeconomic and political resources for the Academy exacerbates, if not causes, this situation.

The South Asian intellectual style is strong on philosophical inquiry (debates over the various schools of Indian philosophy, for example), on history (the dynastic rise and fall of leaders) and commentary (on religious texts and the works of others) but weak at social sciences (hypothesis development, correlation, causation and critical debate) and futures studies (as well as peace studies, ecological studies and women studies). Creativity, as might be expected, is also a non-process in educational sites; memorization of facts (with little attention paid to the social, historical and epistemological context which creates these “facts”), and memorization of particular texts (The Quran or the Vedas) is more important than the meaning that these facts and texts embody.  Their literal memorization does not allow their internalization, thus keeping power in the hands of authority, traditionally the mullah or Brahmin and more recently, the bureaucrat or technocrat.

While most believe that it is the myths of religion that bind the creative and independent mind, the mythology of Statecraft and dynastic oriented colonial history are equally damaging.  This colonial history has produced an overarching paradigm –of neo-realism and developmentalism–that even the interpreters of the hadith and Vedanta must relinquish their authority to.  Caught in a battle of ego expansion and self-interest, nations function like self-interested egoistic individuals. Economic development can only take place at the national level with communities (and thus the traditional ecology of ethnic and religious groups) absent from participation.  Only real politics with hidden motives behind every actor and action makes sense in this neo-realist discourse. The task then is explaining the actions of a nation or of functionaries of the State.

Envisioning other possibilities for “nation” or “state” and their interrelationships, that is, the assumptions that define what is considered eligible for academic discourse, remains unattempted.  Structural analysis such as center/periphery theory (a step beyond conspiracy theory) is intelligible but only with respect to the West not with respect to internal structures or with respect to how minorities within each South Asian nation are brutally suppressed. Attempts to recreate the paradigm of international relations, strategic studies and development theory through women studies, world system research, historical social change analysis, peace studies, participatory action research or the social movements are considered naive and too idealistic.   We are truly chained to the past, present and future. Our categories of the real and their representation in the world of politics make sure of our imprisonment.

Yet idealism does exist, but, in the quest for modernity it has been marginalized.  Visions remain limited to evening prayer or meditation or personal peace, and they have no place in politics or structural peace, except at the level of the State which uses religious practices to buttress its own power and control over competing classes.  The State appropriates visions into its own strategic discourse.  When non-modernist visions do enter politics, they enter in modernist frameworks creating “mullahism” and syndicated “hinduism,” thereby once again reducing the plurality of thought and action.

Finally, because of the dominance of the international relations and national development models of the social, only two types of legitimate texts are possible in the South Asian discourse. The first is the definitive history that explains partition or independence (in India, texts of India’s ancient history are also acceptable); the second is the text that explains the causes of economic underdevelopment.  In Pakistan, doctoral dissertations must travel along the path of national integration, asking the same tired questions: Is Pakistan an eternal state or is it recent? Why has national integration been so problematic? It is the text that defines Pakistani politics and academic life; all other texts remain within its contours.  Those writing in a more technical manner (economics or development) must write on the causes of underdevelopment.  A book on the future, unless it is framed by realist strategic politics or development policies, would be unfamiliar.  To break out of our handcuffs, among other exercises we need to disturb power relations and official representations (and loyal critiques) of the real as reinforced in official and educational texts.  An epistemic change is needed.

The disappointment of post-colonial society has already worn heavy on the South Asian psyche.  Betrayals by leaders and calls for more sacrifices from the people for yet another promised plan are unlikely to transform the weight of the past and the abyss of the present.  But to unchain the future from past and present, visions must not only be able to reconcile the past with the future, but they must also be able to point out the structural limits of change while allowing for the possibility of radical transformation.  Visions must be contextual even as they challenge the context they emerge from; they must spring from metaphor and deconstruct their metaphorical basis. The future, that is liberated, must be a continuous process; it must neither give into cynicism nor succumb to simplistic positive thinking.

Visions of the Future

Fortunately, there are alternative visions for South Asia[v] outside of conventional categories as we show by summarizing the perspectives of various South Asian futurists.

Q. K. Ahmed[vi], for instance, envisions a South Asia based on sustainable development model with economic equity and people’s participation –especially, women, youth and NGOs– in creating indigenous knowledge and action models.  This vision includes increased power for communities and villages as well as basic rights: a right to peace, to work, to education, to housing, to technology, to health services, to information, and to a clean and safe environment.  For Ahmed, political and economic power must be democratized.  If not, we can anticipate continued violence from the unemployed and from ethnic minorities whose voices are not heard, who must be forcibly integrated into the nation-state.  Rights, Ahmed argues, should not be given in “a patronizing sense of providing ordinary income earning opportunities through certain governmental and non-governmental programs, leaving aside the question that they are in reality the source of all power.”[vii]

Other writers have continued this vein but focused primarily on the environment. For example, Barun Gurung[viii] believes that the Himalayan region’s already fragile ecosystem will be ruined by commercialization, development interventions and the resultant population growth.  This will in turn lead to further destruction of Bangladesh as well as northern India. However, Gurung believes that through a radical Buddhism an ecological ethic could develop. The future is not pre-determined and individuals can transform the trends.  For Gurung and others such as Ashis Nandy, it is not religion that is the problem; in fact, it is the secular state in its commitment to develop individuals and regions that has created a violent State.[ix]  What is needed then is a critical traditionalism; a new balance between the secular and the religious, one where the State is fair to all parties and does not privilege the Secular.

Sri Lankan community activist A. T. Ariyaratne[x] envisions a future that links the spiritual and the material.  Ariyaratne sees development as an awakening process that takes place in socioeconomic and individual realms. Individuals remain caught in the State and Developmentalist paradigm and become cynical of what is possible because power remains in the hands of the national and international elites. Ariyaratne’s way out of the present is through social movements focused on community development, self-reliance, and cultural strength. “A simple lifestyle is particularly relevant when the limits to the planet’s capacity to sustain an extravagant materially affluence lifestyle has become clear.”[xi] As with Gandhi, Ariyaratne’s vision of the future then is a global community of villages marked by full participation and the welfare of all.  “Millions of self-governing communities will emerge and to a large extent they will be self-sustaining.”[xii] In this context of awakening, the need for coercive governments will disappear.  Political parties will not attempt to use violence to stay in power and reduce the electoral territory of others.

In Pakistan, for example, there are at least five possibilities.[xiii] The first is a “Disciplined Capitalist Society” in which the military and a strong centrist civil service create the conditions for the development of a national bourgeoisie.[xiv]  The second scenario is “Islamic Socialism” in which basic needs are met through State control of the economy but not State control of cultural and religious life–these remain syncretic and personal.  While populist and egalitarian, this view is still industrial, demanding sacrifices from the people so as to create rich developed nation.

The third scenario is the “Return of the Ideal,” the original intention of Pakistan as a land of the pure and the search for the ideal Islamic polity that existed at the time of the Prophet. While this has remained the ideal, the cognitive dissonance between the Ideal and the reality of vicious politics, ethnic violence, and political corruption has led to a deep cynicism.  Part of the problem has been the nature of the Islamic State. The search for perfection and its unattainability is of course the central problem of Islamic political theory.  Muslims believe that they did have a perfect State and society, and to recover just that becomes the present task. Instead of rethinking the impossible ideal, or developing structures to balance one-man power, advice is given on how to tolerate tyranny.  The result has been an overdeveloped (too much power) State and an underdeveloped civil society (not enough public participation).  Modernity has added to this duality by making the cynicism even more pervasive.

The fourth scenario is the “End of Sovereignty” through military intervention by India, cultural intervention from the U.S., and internal breakdown of the nation into many states.  This fearful perception often leads to extremist renderings of reality, where local culture is saved at the expense of basic human freedoms. The fifth scenario is “No Change” or the continuation of the grand disillusionment, the general malaise, with escape from South Asia as the only rational response.  The poor and middle class travel to the Middle-East while the rich flee to the United States.  The problem is fundamentally moral: how to live with one’s own moral failure when morality is central to personal and social valuation?

Ways out of these particular chains in Pakistan and South Asia might revolve around three vectors; (1) an acceptance of differences instead of a forced unity, (2) decentralization of power and economy, and (3) social design of the future, that is futures where identity and social purpose are reimagined.  The challenge is to create a culture of tolerance, where politics is about negotiating desired futures instead of efforts to paint the Other as the national enemy, as less than pure.  Once the Other becomes the enemy, then the chains of history, of difference, become a noose that daily tightens until all others are the enemy, until no one is quite Muslim or Hindu or Buddhist enough.

But even as we create new visions, the day to day reality is structural constraints imposed by external world authorities.  World Bank enforced privatization, for example, argues B.M. Sinha[xv] only make the chaos of India’s present worse. What is needed are futures focused on social movements that are committed to developing cooperatives, women’s rights, animal rights, and protection for the environment. Without dramatic changes such as limits to land and wealth ownership, new models of growth and distribution, and a balance between spiritual and material life, India will plunge into a massive chaotic and violent revolution.  Sinha looks to new social movements and ideologies, such as P.R. Sarkar’s Progressive Utilization Theory and his samaj (or cultural and bioregional) movements for the answers to the future.  He argues that the city Ananda Nagar, designed by Sarkar, is one example of appropriate ecological and social development, of economic democracy.

However, while these visions offer us hope and inspiration, we need to remember that more than other group it is women who are handcuffed, often by governmental power. Most visions of the future do not recognize how women know the world, their categories of reality, their particular histories, or their alternative visions of the future.  For example, activist Nandini Joshi[xvi] reminds us that it is women who have suffered the most in South Asia.  While changing social attitudes are important it is productive employment for them that would lead to their liberation–to economic security, social status and individual dignity. Without empowering South Asian women, South Asia’s future is bleak.  Joshi’s particular future is Gandhian, specifically she calls for the local manufacturing of cloth in small scale hut industries.  By remaining in the village and recovering traditional local economies, the family can be maintained and women seen as Goddesses not as commodities.

But we do not need to be committed to her particular view of women, which some might argue is Orientalist.  Womanist writer Shivani Banerjee Chakravorty[xvii] believes that a return to a village economy is too simple a solution as it denies the pervasiveness of modernity.  Moreover, the village community does not necessarily guarantee a better future for women as it too is male dominated and vertically structured.  Merely weaving cloth will not create a new future for India or South Asia, more dramatic steps are necessary.  Among them, a reconstitution of women in South Asian thought outside of the nationalist discourse (as in “Mother” India) is a necessary first step. For Chakravorty, women must confront modernity and in collaboration with men create new social structures where women are neither commodified nor deified.  “This is a society where women have not lost the depth and strength of their cultural heritage, but have been able to acquire new strengths from the process of development and are able effectively to transform their quest for gender justice into establishing gender justice with the cooperation … of men.”[xviii] This means seeing women as real people not as archetypes existing primarily in myth.  At the same time, this requires men to find their own place. However, given that South Asia is in a disadvantaged position in the world capitalist economy, meaning unemployment is rampant, it is often easier to blame and abuse those that are the most defenseless–women and children. Gender and power must be reconceptualized in neither modernist nor traditional frames of meaning.

Sensitive to postmodern articulations of power/knowledge, men/women, secular/religious, Sankaran Krishna[xix] has argued for an alternative approach to the task of imaging the future of South Asia, particularly India.  For him, we need to imagine other structural possibilities rather than the peculiar nation-state divisions that presently exist.  However, Krishna does not call for a particular vision rather he seeks to open up conceptual space for a range of new South Asias.  He does however criticize the nationalist discourse. For Krishna continued efforts to protect national sovereignty at the cost of endless human lives is clearly not a preferred future. In the name of national security and identity–most recently in Kashmir–all sorts of violence are committed.  We thus need to radically redefine security and sovereignty and create a world where dissidents can safely walk the streets.  However, this effort is often literally laughed out of course since “national security is serious business … best left to the hard headed, amoral, rational and ever-watchful realists.[xx] Being called idealist is one thing, but often the charge against those who create a counter discourse to national security is that they are traitorous.  Charged such, the debate ends and the discourse of nationalism continues.

But while postmodern visions provide us with theoretical comfort, we cannot forget the visions of war ahead, as in the Yugoslavia exemplar we develop below.  For example, peace researcher, Johan Galtung[xxi] has compared South Asia, particularly India, to the emerging European Community.  This intriguing perspective gives some distance and allows unexpected similarities to emerge.  Both have a memory of past glories, both have a social structure that can carry this mantle and both have a national culture which can provide legitimacy for leadership. Galtung thus sees the future of South Asia as strongly India dominated with Pakistan, Bangladesh, Sri Lanka, Nepal as peripheries.  Galtung however does not stay in the International Relations discourse as he reminds us that as with all rises to superpower status, the decline is not too far way either.  The cost of the rise, however, will be untold suffering for many and glory for the few as territorial or economic expansion always comes at a cost. While the structural and cosmological reasons for this scenario are evident, certainly this projection of South Asia’s future is one that only center elites would prefer.  Galtung asks, “Does that drama … that prison … have to be enacted again? Why don’t we ever learn?”[xxii]

For Zia Sardar,[xxiii] South Asia is trapped by its past.  Its imagination fitted into an imitative mould.   But equally dangerous is an active and instrumental modernity. South Asia “does not know which way to turn: all roads to the future, it appears, pass through the valley of death … the Indian subcontinent is in the imminent danger of being killed by its own progeny.”[xxiv] Both traditional ideology as well as modernist rationalist fabrications of identity and State must be dealt with. Doing so would unleash the creative imagination that sustains the mythologies of the culture that is South Asia.  The first step in doing needs to be some sort of partnership between South Asian nations and traditions. They must find a place to meet, to transform their recent past and recreate their present. Sardar’s concludes his essay with two words: “come together.”[xxv]

Scenarios

To break out of the past and present, we first need to rid ourselves the socialist state/collective centered model and the market nation/individual centered model as well as the ideologization of religion and tradition.  In terms of alternatives, we have a range of possibilities, as described in the nine scenarios below.  These scenarios should be seen not as predictions but as points of discussion, as reflections on what might happen given various historical trends, and as calls for transformation. They serve as points of possibility and points of warning.

The first is continued chaos and collapse–ethnic violence (and possible fission into many small nations), war, poverty, and powerlessness. This is the Yugoslav situation with ethnicities finding themselves in intractable wars.  Kashmir, for example, has been constructed by all parties as necessary for their national survival, without which national identity is at stake.

The second is hegemony by one actor (India) or by one gender (men) or by one model of economy (market industrialization), and one form of politics (bureaucracy-led with various levels of military intervention).

The third is a return to a communitarian form of life: based on universal spiritual values; local knowledge and endogenous models of development; local forms of economic exchange, and the safeguarding of the environment.   Each culture is able to find spiritual values from their own traditions and use it to recover an ecology of tolerance, of meeting basic needs.

The fourth is some type of dramatic transformation or rupture, whether through a new confederation of South Asia, a new identity, or a new theory of growth/distribution, knowledge/science, and history/future. In this scenario, it is not merely a return to an imagined past, but a creation of a new future. This means that both realism and history must be challenged.

The above visions above are different from the present optimistic mood held by governments, which believe that South Asia will become one the new tigers.  In this fifth scenario, through free trade, smaller more efficient governments, exports will rise and a new South Asian middle class will emerge.[xxvi] This growth leads to an economic confederation (an expanded SAARC), the only way South Asia can survive economically (against the EC, Nafta, APEC) and forth.  It is business with its economic incentives that reduces the power of national identity, thus weakening the link between self, nation and territory.  This could lead to the peripheralization of the smaller nations or could lead to positive lock-ins and increasing returns and growth for all areas: a positive cycle of growth.  Thus a bourgeois revolution would help create a new class more committed material comforts and educational opportunities than tired historical mythologies.  At the same time, such a revolution, while creating a middle class, would further erode the conditions of peasants and proletariat.  Environmental degradation would worsen, and as in the West, the future would be robbed from future generations.

A sixth scenario is that of nuclear war.  This is given great attention to in Western texts[xxvii], although far less in South Asian texts since nuclear weapons occupy privileged nationalistic space.  But to argue against nuclear weapons is to locate oneself as a traitor; one who has betrayed independence, even if going nuclear is certainly the road to economic bankruptcy[xxviii] (As Zulfikar Ali Bhutto promised and accurately predicted: Pakistanis will eat grass to gain nuclear power).

A seventh scenario that is perhaps more creative, certainly less bounded to historical experience, is a Village high-tech model.  In this model, modernity is bypassed and South Asia enters the post-industrial society through computer intelligence, genetic engineering and other sorts of dazzling but miniature new “appropriate” technologies.  Further negative affects of modern industrialism are then minimized.  Not only does a bourgeois revolution occur but it does so without the traditional costs of development–the loss of community.

A related but not as dramatic eighth scenario is focused less on economic or political factors and more on the ability of culture to both destroy and recreate the traditional.[xxix] In this scenario, cultural intertwining through television, videos, connections of South Asian overseas, a type of cultural renaissance from Hong Kong to Abu Dubai led perhaps by Asian VTV and Star Television all create a fundamentally new Asian culture.  This might mean a loss of cultural uniqueness, a loss of cultural integrity, and the commodification of religious and tribal culture but it also might lead to innovativeness and new types of cultural forms such as Bangra Rap, leading to intensified economic activity (for example, new wave, punk, rock and rap are billion dollar industries for the US and England).

In our final ninth scenario, we anticipate a breakdown of South Asia from its present national structures into numerous states.  Each nation within itself would become more of a federation, allowing more rights for minorities.  This is different than the first scenario in that the tension between the local and global is peacefully resolved; economy, culture and polity becoming decentralized but rights becoming more universal.  An independent Kashmir or Khalistan or the division of Sri Lanka might begin such a trend, forcing nations to address the concerns of minorities.

Unfortunately while visions help us out of the present, we are often too soon returned to the national.  The emphasis on mutual hate and fear of the Other continues to dominate discourses on the future and make efforts at critical thought to merely appear as idealistic words, fine for poets and philosophers but inappropriate for the important task of politics.

But our concern is not so much in creating scenarios for their theoretical or aesthetic elegance but in finding ways in which South Asians can increase intimacy among themselves, that is, to create a personal ecology wherein many histories and many futures can co-exist (and thus challenge the nationalist “monology” of unity and fear as the co-drivers of South Asian personal and community identity).  Scenarios are neither true nor false but points of departure which should help us reframe the present.[xxx] The first step in creating an Other is in imagining its possibility. Can we imagine an alternative South Asia where we do not live in such a situation of heightened epistemological distance?  The tragedy remains that Pakistanis and Indians continue to ask each other what does the other look like?

Our effort above has been suggestive, in creating possible pathways out of the present.  To return to intimacy, we can either unlock the handcuffs in history, that is return back in time, or we can go forward in time, to an alternative future.

The question to ask is what might each scenario mean across different variables–how would it affect the State’s coercive power, how would family relations change, how would tradition and culture be transformed?  And more importantly if we believed in a particular vision, if we believed that a scenario could transform reality, we could ask how would that change one’s policy prescriptions, one’s day to day actions? Finally, we could assume a particular scenario had occurred and then backcast into the present, conjecturing on what trends, events, and movements allowed for the victory of one particular discourse.  Backcasting, while useful, in filling events and trends that shape the future, also has an empowering utility, as it helps individuals see that the impossible is often possible.

Spatial Distance

Another way out of the straitjacket of historical and realist discourse is to not move temporally but to move spatially.  We can ask, for example, what can South Asian learn from the breakup of Yugoslavia?  In many ways, Yugoslavia’s present is South Asia’s past: ethnic cleansing, the break-up of a larger State, continued violence between segments of the former State, and extensive outside interference were realities and continue to be concerns for most South Asians since independence from the British.  Yugoslavia can perhaps best learn from the failure–as evidenced by continued violence, poverty cycles, and betrayal of the peoples by the leadership–of South Asian political structures.  But there are important lessons for South Asia as well, particularly with respect to Kashmir, which remains contested cultural, geographical and identity terrain for Pakistan and India as well as Kashmir itself.  To draw out these lessons, we need to first examine the similarities between the two.

Both nations were constructed by outside forces, Western Europeans.  Both regions are cultural diverse, multi-civilizational, multi-religious.  Both have an ancient sense of history but many of their ethnic problems are recent, created by political parties in search of nations rather than nations in search of a State, as the case with indigenous movements such as the Hawaiian sovereignty movement.  While certainly one can take a historical view to understand primordial ethnic urges, often is local political leaders who use the politics of ethnicity, of difference, most easily noticeable in ethnicity, to gain their own political power.  In underdeveloped polities gaining State power means gaining economic power, military power and identity power.  Creating ethnic consciousness then is the first step towards political victory (and eventual suicide) as Milosovic in Yugoslavia and untold many in South Asia have found out.  Ethnic consciousness is further conflated with religion, once again with easily recognizable difference. History is used to create a pure mythology of greatness that others cannot enter: the myth of the Orthodox Serbian people (who resisted the Other of Turkey) or of Pakistan as the purest land of Muslims.

If we examine the present crises in both areas, we see a loose structural correlation. Croatia, it can be argued, is similar to Pakistan, as both are carved out from the larger and more powerful nation, India and Serbia.  Both have sordid pasts: Croatia’s collusion with the Nazis during the second world war and Pakistan’s despicable actions against Bangladesh during the 1971 war.

Using this analogy, Kashmir and Bosnia are both isomorphic. In both cases, the majority are Muslim but there are real minorities.  The Croation bosnians are similar to Kashmiris who want to join with the Pakistanis and the Kashmiri hindus are like the Bosnian serbs who want to join with the mother land, India and Serbia.  That these similarities emerge is not accidental: the politics of nation-state formation, the artificial boundaries created among ethnicities, the playing of religious groups for power by politicians, the interference by external powers, all join to create isomorphisms. The brutality of the Serbs towards the Bosnian muslims and the Indians towards the Kashmiri muslims is similar.  And as can be expected, both justify their actions by arguing that they are merely trying to keep their rightful boundaries in tact; they do not want to lose their land, their nation-state, their sovereign state.  Serbian leader Milosevic did not want a confederation because he feared a breakdown of Yugoslavia.  The Indian argument is the same as was Pakistan’s when East Pakistan wanted more provincial autonomy.  And yet, paradoxically and perhaps causally, each group is intimate with the other (Bosnian muslims with Serb orthodox and Croat catholics in the former Yugoslavia and Muslims with Hindus in India) and each has lived for periods in a peaceful and thriving local ecology. The enemy is both intimate and distant: love and violence stand in proximity to each other–with often only the fragility of civil society, of cultural power, of an ethos of a larger humanity allowing the former to remain.

Finally, many of the problems of these two regions have been externally created by centuries of colonialism, of the external creation of difference.  Turkish rule over Yugoslavia and British rule over South Asia helped create many of these ethnic and religious differences.  Yugoslavia at its independence, however, attempted to create a federation of Serbs, Croats, and Slovenians while India’s independence immediately led to the breakdown of the Indian State into the new State of Pakistan (and then Bangladesh).

Each group as well has a history of believing it is oppressed. Serbs believe they were oppressed by Turkish muslims and now by the world community.  Hindus believe they were oppressed by Mogul muslims and then by the British. Both Serbs and Hindus have looked to outside powers for safety: Serbs and Hindus with Russia (and the breakaway states have forged alliances with the traditional rivals of these powers; Pakistan with the USA and Croatia with Germany).

There are fundamental differences as well and thus we should not push this analysis too far. For example, Pakistan is far more similar to Bosnia, as both are intended states, whose identity has been recently invented, unlike Croatia, Serbia, and India, who have much longer “national” histories.

Clearly, these are different regions, with different histories, and much of the similarity is correlation not causation based, albeit given the history of nation-state and the suppression of ethnicities in this development, and given both nations location in an asymmetrical world-economy, we should not be surprised to see so many isomorphisms. In any case, the purpose of this analysis is to open up possibilities of new frameworks not become bogged down in a search for similitude nor to develop a comparative theory of nation building and nation failing.

Futures and Kashmir

Given these structural similarities what can we deduce about possible policies with respect to the peace in the regions’ future? That is, what can we learn from the breakdown of the Yugoslav state in understanding and potentially diffusing the current crisis in Kashmir.  Kashmir is important, particularly for Pakistan and India, in that it is the symptom of perpetual crisis, the rallying cry used to gain weapons of horror, of diverting funds from education to war, of creating a syndicated Hinduism and an extremist, hard Islam.  Solving the problem of Kashmir would then begin a process of reconciliation, of peace, and thus the creation of positive cycles of trust, cultural exchange, and economic interdependence.  What follows are a series of policy prescriptions that might aid in minimizing the loss of human life and help in keeping the future open in Kashmir in particular and in the region in general.

(1)        Early recognition without peacekeeping forces is a mistake. The world community should not recognize an independent Kashmir without strategically located peace forces. Recognition will invite a free-for-all far worse than the present battle between Pakistan and India.  As with the Yugoslav case, it will increase violence and almost certainly lead to a prolonged three or four nation war.  However, if there are enough reasons for recognition then peace forces must be first activated.

(2)        But before peace forces can be activated one needs peace building.  Much of the violence in Yugoslavia could have been averted if people’s organizations, women’s groups, and other social movements were stronger. We need to encourage transnational peace groups, women’s groups, human rights groups, spiritual groups and others outside the nation-state fabric to build bridges, to create possibilities for intimacy within Kashmir and between India and Pakistan. Doing so would allow for alternative futures then present. However, one might argue that it is already too late given the escalation of violence. Certainly this is largely the case, but the question remains: is it possible to build peace through people’s organizations not wedded to state-centered solutions that deny women, labor, child and human rights as an explanatory framework and as a basis for policy formulation in Kashmir? Certainly Statist solutions merely expand the crisis: from Kashmir to Sindh, for example in Pakistan. Military solutions merely strengthen the military bureaucracy creating a discourse from which escapeways continue to narrow.[xxxi]

(3)        At the level of theory development, we need to remember that ethnicity and religion are not Platonic categories but categories used by political parties to gain electoral power. In this sense they are recent.  Milosevic was victorious because he promised that Serbs would never again be oppressed.  He used ancient Serb identity–suppressed by Tito’s communism–to increase his own power (as with the BJP, for example).  These efforts must be intellectually resisted and we must create alternative renderings of history that see ethnicity as politically and socially created. Localism in the form of economic incentives for local groups to, for example, resist international capital and the drainage of wealth and ideas that follow needs to be encouraged. But localism must be based on a larger universalism, committed to enhancing material benefits.

(4)        Finally, U.N. economic sanctions against any of the parties is a mistake. In case Indian brutality increases, sanctions should not occur. They only reproduce nation (uniting India against the outside Other and hardening positions that might previously have been negotiable) and ethnicity and succeed in only destroying the power base of the local opposition Party (since it is now seen as counter to national interest).  The main economic result is the impoverishment of the elderly, women and the middle class and the creation of a new class of international smugglers. Sanctions represent a failure in developing creative solutions to the problem of aggression against minorities and against other States.  We need to find other forms of “sticks” and “carrots” examining not only military and economic power but people’s and cultural power. We also need to understand that leadership in most states is not representative of the “will” of the people.  Elections are often fraudulent and coercive measures are used by the ruling Party so it can stay in power–Milosevic and Saddam Hussain are prime examples. Sanctions do not create help in dislodging an unpopular ruler; they merely lead to more extreme positions, creating a psychosis of fear.

The policy and theoretical task is both to keep the past and future open and be cognizant how both can be used by various political forces for their own gain.  Opening up past, present and future allow for a more negotiable future, however, it also allows for fictions of natural superiority to pollute the discourse. The opening of temporality must be done in the context of a humanistic ethics, of understanding the categories and reality of the Other.

We thus need to find ways to keep the future open in Kashmir and South Asia in general.  Part of this is a struggle of             developing competing understandings of the real: of the problematic nature of ethnicity, representation and democracy, and of finding ways of legitimating alternative histories and futures into popular discourse.

Conclusion

Given the visions, scenarios, and comparative analysis above, can we narrow our prognosis? Are there chances for positive peace ahead?

For South Asia, economic and cultural confederation based on sustainable development and rights for all minorities is preferred–since it promises peace and cultural interaction–but given the present paradigm: how national identity is structured, how history is taught, and the dominance of the language of statecraft, it is unlikely.

At the same time, cultural history (an agreed upon origin) and cultural authenticity is far more problematic with sovereignty threatened from above and below. Thus, while there are strong reasons for the continuation of the present, the breakdown of history and culture, from the globalizing forces of technology (modern technologies and postmodern ones such as genetics, virtual reality, and robotics) and capitalist development make the present problematic, indeed, unlikely.

Globalization can lead to another possibility for the entire region: a fundamentalist future.[xxxii] Fundamentalism occurs when change is too quick, when religious authorities lose their traditional place in society, when knowledge is no longer hierarchical, that is, when the place of traditional experts in society is dislodged.  However we have had twenty years of this in Pakistan and few years of this process in India.  In Pakistan’s case, the bourgeois forces may prove much stronger than fundamentalist or feudal forces as the brief success of Moin Querishi hinted at.  While India, Sri Lanka, and Bangladesh have not been as fortunate to have a South Asian leader who had a career outside national political power, who was in power to leave official power, similar forces are operating there. However, this is not to argue that these States will continue along a simplistic Western modeled secular path, rather a new configuration of the religious and the secular has to be forged–this will be an indigenous good that has some transcendental appeal much as Western democracy, i.e. the separation of the civil and the religious, has had in the last few hundred years.  Creative futures for South Asia will depend on that type of alternative political and social theory.  Without these visions, with the present unlikely and the trends towards peace difficult, if we are not careful then continued war will be our future.

Our purpose has been to make past and present more porous, to use the future to rethink the past and the present. There are always many pasts, many presents and many futures.  We need to find ways in which we can peacefully negotiate them. But it will be difficult to break from history and conventional images of the future.  Deep animosities exist among South Asians.  Just as the Serbs feel that Bosnian muslims are double traitors, since they converted to Islam and now to a new State, Indians have the same perception of Pakistanis.  At some time in history, muslims left some hindu sect and then finally left the nation itself.  This feeling of betrayal takes time to heal and understand.

For Pakistanis, far more important than national integration is the need to place faith on human rights, economic justice, on differences between themselves instead of using India as an enemy to create national unity. This type of unifying strategy is only successful for the short run.  In the long run it creates an inner enemy, an inner demon, that destroys one’s mind and heart leading to the deep betrayal of civil society; a betrayal India and Sri Lanka are now discovering.  Hopefully by looking forward and by looking around we can avoid this type of future and instead create one based on difference and unity, on creative renderings of history and of the local and the universal.

This means committing ourselves to the needs and concerns of future generations, of taking policy steps, of finding theoretical frames that allow for more open pluralistic futures; futures that can then be enjoyed by our children and their children, whether Pakistani, Indian, Sri Lankan, Bangladeshi, Nepalese, or Bhutanese. Whatever the local identity of future generations, let us hope that they are first of all humans who happen to live in South Asia and act in ways to preserve and expand our essential humanity.

Notes

[i] This story was told to me through e-mail by Acharya Prasidananda Avadhuta, who has with all such stories, heard it from another monk.  E-mail transmission, 1993.

[ii] See Sohail Inayatullah, “Deconstructing and Reconstructing the Future,” Futures (March 1990).

[iii] As one Pakistani professor born in the 1930’s commented: “We are the lost generation, with no hope or vision, only the inhumanity of a world war, the bitterness of partition and the mockery of post-colonial society. We cannot create the future.”

[iv] Joyce McCarl Nielsen, “Introduction” in Joyce McCarl Nielsen, ed. Feminist Research Methods.  Boulder, CO: Westview Press, 1990.  P. 10.

[v] These are based on a special issue of Futures (November 1992) guest edited by Sohail Inayatullah. See, Sohail Inayatullah, “Introducing the Futures of South Asia,” Futures (November 1992).

[vi] Q.K. Ahmed, “Policies and Strategies for sustainable development in Bangladesh,” Futures (November 1992).

[vii] Q.K. Ahmad, “South Asia: Economic Growth and Human Development with Equity, Security and Sustainability–National and Regional Perspectives,” 15 in Sohail Inayatullah, Alternative Futures for South Asia (forthcoming).

[viii] Barun Gurung, “Towards Sustainable Development: A Case in the Eastern Himalayas,” Futures (November 1992).

[ix] Ashis Nandy, ed., Science, Hegemony and Violence. Delhi: Oxford University Press, 1990.

[x] A. T. Ariyaratne, “A Society Based on Eternal Laws,” in Sohail Inayatullah, ed., Alternative Futures for South Asia (forthcoming).

[xi] Ibid., p. 21.

[xii] ibid., p. 26.

[xiii] Sohail Inayatullah, “Images of Pakistan’s Future,” Futures (November 1992).

[xiv] “Born to Rule,” The Herald (June 1991), pp. 31-33.

[xv] B.M. Sinha, “India Towards a Social Revolution,” Futures (November 1992).

[xvi] Nandini Joshi, “Women Can Change the Future” Futures (November 1992).

[xvii] Shivani Banerjee Chakravorty, “Can Women Change the Future?” Futures (November 1992).

[xviii] Ibid., p. 941.

[xix] Sankaran Krishna, “Oppressive Pasts and Desired Futures: Re-Imagining India,” Futures (November 1992).

[xx] Ibid., p. 865.

[xxi] Johan Galtung, “On The Way to Superpower Status: India and the EC Compared,” Futures (November 1992).

[xxii] ibid., p. 928.

[xxiii] Zia Sardar, “On Serpents, Inevitability and the South Asian Imagination,” Futures 24/9 (1992).  pp. 942-949.

[xxiv] Ibid,. p. 942.

[xxv] Ibid., p. 949.

[xxvi] Lee Kuan Yew has made a case for this possibility.  But to achieve this vision there needs to be land reform, and then technology and investment from an external dynamo (perhaps south-east asia), complimented with a long term focus on technical education (and not the hereafter), as well as consensus politics.  See Lee Kuan Yew, “The Vision for Asia,” The Muslim, 20 March 1992, p. 2.

[xxvii] See, for example, Richard Lamm, Mega-Traumas. Boston, MA: Houghton Mifflin, 1985.

[xxviii] See Dr. Inayatullah, “The Nuclear Arms Race Between Super Powers: Some Lessons for Pakistan and India,”(Paper Prepared for Pakistan Social Science Forum, 1993).

[xxix] For a series of essays that develop this perspective by authors such as Zia Sardar, Ashis Nandy, and Susantha Goonatilake, see Yogesh Atal and Eleonora Masini, eds., The Futures of Asian Cultures. Bangkok: UNESCO, 1994.

[xxx] For further analysis of this position, see Sohail Inayatullah, “From Who am I to When am I” Futures (May 1990).

[xxxi] Dr. Inayatullah, “Creating Order Without Law and Justice: An Elusive Chase,” (Paper Prepared for the Pakistan Social Science Forum, 1992).

[xxxii] For more on this, see Sohail Inayatullah, “Why Khomeni Wants Rushdie Dead: Understanding the Postmodern World,” Third Text (Summer 1992).

United We Drink: Inquiries into the Futures of the World Economy and Society (1995)

Sohail Inayatullah

“United We Drink: Inquiries into the future of the World System,” Prospectiva (April 1995, No. 3), in English, and Catalan as Bevem Units: estudis sobre el futur mundial de l’economia i las societat, 4-31.

UNITED WE DRINK

In a United Airlines commercial, we are told that from the outback of Australia we can see Rio, from Thailand we can see the Rhine and from Mt. Fugi we can see the Golden Gate Bridge. It is United that helps us visualize this new world, a united world, a friendly world. Coca-Cola’s advertisement, played during the 1992 Winter Olympics at Albertville, is equally important. Coca-Cola proudly announced that it was sponsoring Olympic teams from every nation, the US team being one among them. This is a first in the history of the Olympics and perhaps even the history of civilization. We are united not by our mutual love, we are united not by one ideology, or even by one God, but by our mutual desire to drink Coke. It is the logos of Coca-Cola that stands tall above the planet, the rays of sun glimmering off the bottle, and bringing joy to the world. The world is not evil but friendly, United has made it that way.

In the early 1980’s, Johan Galtung, Professor of Peace and winner of the Right Livelihood Award gave a speech in which he reminded us that the coke bottle also makes a great molotov cocktail. Well those days appear to be over. In the battle of ideologies, capitalism has won–communism and Third World nationalism are in ruins, now only waiting for eager anthropologists to study this failure in civilization building.

The only recent threat to world capitalism was Saddam Hussein. Imagining a global Islamic polity, or at least an Iraqi empire in the Middle-East, and challenging the US backed Saudis and their territorial and cultural claims on the holy land, Hussein moved into Kuwait. He was like the wild gunslinger from the Old American West. Brave but brutal. But the Sheriff did not blink and Hussein’s vision of an alternative world, neither Western nor Communist, but dynastic and Islamic, died. He was unaware that the wildness of Iraq was no match for the technological sophistication of the West. The Sheriff might not have had the fastest hand but he did have global satellites.

The end of Islam as an alternative world system appears to now be complete. While the inability of Israel to unite the Arab world was one indication, the misuse of OPEC funds was far more serious. Instead of using billions for Third World development projects, the money was immediately reinvested back into US banks which then was loaned as transformed petrodollars to third world nations. All gained but the poor in the first and third world. But it was in 1981/82 when Hussein attacked Khomeni–the legitimate challenger to the Western worldview in that he did have an alternative to the modern world–that Islam began crumbling from within. Instead of attempting to reconstruct Islam, to make it relevant for the next century–that is, focus on rethinking philosophy, science and technology and serving the poor–Hussein, propped up by the CIA, focused on military power. Instead of developing an Islam that had a strong material growth dimension and a commitment to distributive justice, as well as articulating the fundamental values of Islam so as to contribute to global issues of environment, knowledge and development, particularly outside of the discourse of national sovereignty and instrumental rationality, Hussein turned his gaze on old dynastic disputes. While he failed miserably in conquering Iran he did manage to destroy the Iranian claim to the future. The West enthralled at his version of modernist Islam showered him with praise and funds. It was this same West that was quick to abandon him when Hussein turned his attention to their puppet state, Kuwait.

The Gulf War if not a World War was certainly a global war. Like other global projects, this war united the world. Even though George Bush’s manliness was on the line, it was the United Nations that was fighting, even if merely as an extension of the US State Department. The victor, however, was Cable News Network, with individuals in real time able to judge themselves who was right and wrong, who was winning and losing. The world was now united in a new mythical polity of electronic nerves . While Internet is in its infancy, it remains the planet’s larger undertaking, the grandest social and technological innovation, promising to not only create communications among individuals and NGOs and thus in-between State structures but also to provide the vehicle for the Earth as a Shopping Center.

But internet had not yet reached Iraq and thus it was only through CNN that news could be constructed. Still while CNN left out numerous images for global visual consumption, the brutality on Iraqi citizens, for example, we saw more than in the Chinese revolution. In that instance, Deng saw that the workers had joined the students and that real socialism, economic democracy, instead of a State monopolized economy was being vocalized. A few students he could tolerate but workers actually wanting people’s socialism was too much. In the guise of Tiananmen Square, workers’ associations were crushed. The attack on the Chinese State was defeated and notwithstanding idle trade threats from the United States, from either Bush or Clinton, the Chinese GNP has continued to expand. The message to capitalists everywhere is that your money is safe in China. Our State is strong; labor is weak. Deng knew that Coca-Cola would win. He was merely afraid workers might want a greater piece of the action, of China’s political and economic future. And now as China sends its satellite (funded by Turner Broadcasting, among others) into the sky, limiting sovereignty to 19th century visions of the nation-state will not suffice. Even if receiving the signal remains illegal, this temporary shutting of the gaze of the Chinese to the external world will not succeed, for MTV, CNN, Sky News have already entered Chinese social and cultural space (in Taiwan and Hong Kong). And as Deng well knows the Chinese are first of all a people, bounded not by Western articulations of the modern nation-state but by the historical family State. Lee Kuan Yew’s moral prescriptions may work much better in managing the paradoxes and contradictions of the emerging world social, spiritual and technological orders than the legislation of the individual gaze.

GOOD AND EVIL: EVIL AND GOOD

In many ways, we have taken significant steps toward the global civilization “new age millennium seekers” and others have been envisioning for at least the last hundred or so years. But paradoxically these changes have not come about from goodness as the humanists among us would want us to believe, rather they have in many cases come about from our “evil” actions . Indeed, it is the thin layer of American culture that is universal . It is global pollution that unites us. It is the depletion of the ozone layer that unites us. It is the fear of nuclear holocaust that unites us. It is the unstoppable march of consumerism that unites us, for we are all shoppers now.

It is Coca-Cola that unites us. In an age when many are reverting to nationalism, and renewing vicious historical agendas long suppressed by the materialism and technocracy of modernity, it is Coca-Cola that gives us the message of the new world. And, intriguingly, it is the evil empire, the previous USSR, that saluted not its own national flag but the Olympic flag and anthem when it won medals–perhaps a minor moment in the history of the expansion and contraction of the Russian empire, but nevertheless ripe with poetic charm.

But how has this come to be. This modern world that is now breaking apart began to take shape a few centuries ago. As R.B.J. Walker writes:

The claims of Church and Empire, the obligations of feudal modes of socioeconomic organization, as well as the categories of philosophical and theological speculation all rested on a hierarchical understanding of the relation between the collective and the particular, the universal and the specific. With the massive transformations of early modern Europe, these hierarchical formulations no longer provided a plausible account of this relation. It is in this context, for example, that we usually understand the emergence of new conceptions of the individual and nature as radically distinct from each other, of the Cartesian ego set apart from the objective world. It is in this context also that the most fundamental questions about political identity had to be posed anew.

In the battle between Church and Empire–between intellectual expansion and territorial expansion, in the battle between two very different sorts of civilizations, one inward looking the other outward looking, one feudal in its economic mode and the other tributary in its economic mode–both lost. It was not the king or the knight who won. It was not the priest, or the advisor, the minister, the serfs or the slaves. Rather outside the castle wall (but not in the fields where the peasants toiled), but in the trader-led marketplace began the emergence of the world capitalist system (and then exported through the power of naval and military technology).

This was the birth of capitalism, the beginning of a five hundred year trend. Central to the new social formation was a system in which the capitalists were at the top, farmers and workers at the bottom and intellectuals/priests and warriors, the military in the middle, existing at and for the will of the capitalists.

Instead of empire, it was now a system of not-so-equivalent nation-states. Liberty, fraternity, and equality, the cry of the French Revolution, eventually became the goals of “civilization” but only in the context of, only in the boundaries of the nation-state. The strength of the West was making its particular “civilization” universal, thus becoming the measure of all other civilizations.

The universalization of a particular civilization further exacerbated the tension between center and periphery, indeed, Western civilization and modern capitalism thrives on this distinction. However, what is good for the center is not good for the periphery for the periphery structurally exists for the benefit of the center. The first stage in this process was the slave trade, the second was the theft of raw materials, the third was the dismantling of the periphery’s manufacturing abilities and the fourth was the creation of a world intellectual space in which the other was culturally inferior, that is, uncivilized. The fifth has been the paradigm of development, of relinquishing the last bit of local knowledge for universal models of economic and political development that implicitly carry on the value structure of social Darwinism, of Spencer and Comte.

This has not been difficult to accomplish as most cultures themselves make this important distinction between the inner and the outer: between the racially pure and the barbaric. Once the definition of the West as modern was accepted, the rest quickly followed . By the end of this century, it has become quite clear who is Center and who is Periphery. Simple indicators such as how we date history (BC, AD), time (GMT), how we see beauty (Paris) and those in the periphery see the West (streets of gold and lanes of sex), and the dominance of “development” (we must develop the natives, the poor, the rural, women, the Other) as the paradigm of science and social science tell us a great deal.

We see this most noticeably in the recent Disney movie Aladdin. The magic of traditional Araby are replaced by images of Iowa, of secularization, and of the categories of humor of Hollywood. Aladdin no longer resembles an Arab but a mid-western American. In the beginning of the movie he is called Aladdin–the servant of God–but by its end he wants to be known as just plain “Al.” Instead of categories of humor based on the Arab world, we are given mindsets that emerge from American situation comedies. The sophistication of the technology, the brilliance of the editing make an alternative Aladdin a luddite joke. Thus instead of a story of a young boy’s dream of spiritual renewal, of challenging the power of the Vizier, we enter a world where all of us become just plain Al. And what does Al do after the movie: he buys Aladdin and Yasmeen dolls. What does that do to the innocence of young children who live in the Arab world: it leads to self-hate since they know they are no longer Aladdin nor can they move to Iowa and become plain “Al.”

Wars over material wealth as well have continued the peripheralization process. World War I destroyed the old empires and created the possibility for the American economic miracle. Standardize and buy: Mix and Melt. Destroy Nature. Create Technology. Destroy History. Create Movies (and now virtual Reality). Destroy tradition. Create obsolescence.

World War II also destroyed the idea of world unity based on the victory or the superiority of any particular race. But it created the possibility of world unity based on a particular nation. America claimed the mantle previously held by the Portuguese, the Spanish, the Dutch, and the British. But now the arena of power has moved from the riverine, to the Mediterranean, to the Atlantic and now with the rise of the Japanese (and South-East Asia) to the Pacific.

Even having debt denominated in one’s own currency (just print more money, one doesn’t have to worry about exchange rates) has not made up for high military expenditures and the costs of being a global policeman. Caught within its own paternal and expansionist cosmology, the US can but take itself too seriously. The American image is that of a global division of labor where the US provides power and high finance, the Pacific manufacturing, and Asia and Africa raw materials and labor. But as the Japanese have most recently shown, humans are so not because they are spiritual or reflect on the world, but because they can improve on nature.

Using the following indicators , we can better understand what has happened. Their c/n ratio was even higher than the America’s (c/n is culture over nature, value added manufacturing), their quality/price ratio was also higher and they understood (having few commodity resources) that they had to be self-reliant. Working together, again family as State–state and business, labor and management, high tech and artisinal–they created a system of vertical integration where each level, from multinational, to local suppliers, to labor, was provided security. Moreover with Mahayana Buddhist and Confucian culture there existed the prerequisite ethic to allow for a view in which heaven had to be created on earth. The vertical structure of its culture was isomorphic to a bureaucracy and an industrial organization while its horizontal structure also allowed for distribution for all . Unlike hindus who resorted to karma, the acceptance of the will of god, East Asia wanted to improve upon God. Understanding that high-tech markets were chaotically dynamic and that once buyers and suppliers became locked into a new technology, profits would create a positive cycle of growth also helped accelerate the miracle economy.

But like the US, Japan has one economic ratio that does not bode well. This is the f/r ratio: the finance economy to real economy. This is the relative amount of money that one can make through speculation versus the amount of money that one can make through labor, manufacturing and services. For example, why work when there are millions to be made in the speculative markets. It is this speculative bubble, this misuse of money–money which does not work, that takes money away from reinvestment, from science and technology, from redistribution and demand–that leads to cultural and economic decline. The markets go up not because of industrial expansion (because of fundamental value) but go up when the real economy goes down because interest rates fall. Ultimately the two economies disengage, concentration of wealth goes to record highs, money does not roll over and a deep economic crisis sets in.

However, the Japanese seeing their real economy slowly delinking from the finance economy have tried to cool things off and instead of a spending spree they have been on a building spree, mostly in East Asia. Like others, they know that the US is a sinking ship, and it is time to get off.

In the third world case it is the not f/r ratio that accounts for financial crises but the c/r ratio–the corrupt economy to the real economy. Individuals feel hopeless since economic rewards go neither to the speculators nor to the hard workers, rather they go to who has caste, class, or family advantage, to those in the bureaucracy. The wave of privatization is partly about reducing the power of bureaucrats and creating an emerging entrepreneurial class. This, however, does not give labor a better or new deal, as the Japanese have managed. Labor remains local, while capital is global and mobile.

But from the Japanese corporate perspective, national capitalism is only one stage. According to the President of Canon Corporation, capitalism is ready for its final phase, having traversed the earlier three.

Phase 1-Jungle capitalism, survival of the fittest in Spencer’s terms. If you are poor, you deserve to be miserable. God’s smile has not touched you.

Phase 2-Modified capitalism. Labor is as important as management. Treat labor well for they provide demand, they buy goods too. Moreover, well treated labor is loyal and works hard. The goal is to reduce the ratio between the wealth of the manager and the laborer, not 80 to 1 as in the US but say 20-1.

Phase 3-National Capitalism. In this third stage, the State enters the economy so as to provide discipline to money. It is the State that should protect so that corporations do not suffer from “quarteritis” as Loy Weston argues, so the long term, that is market share is kept in mind, not merely short term profits. The State also ensure that labor does not suffer from the cycles of growth and recession. But the nation is limited in mobility and corporations can do a better job at giving identity anyway. In short: the new world of the corporate world government.

Phase 4–World corporations. In this final stage, corporations finally gain sovereignty and individuals identify with them first, nations and race, second, and families, third. They work directly with people and with consumer associations, and other types of NGOs. States mainly create an environment where corporations can thrive (without hurting the system as a whole) and the State sets limits when battles between corporations hurt the common good, for example, when they damage the global environment.

This then is the future: a world led by corporations, where our sense of identify is linked to companies. Will they issue passports, why not ? Do we need nations? Only for the short run, in the long run a world government that can aid in capital accumulation would be better. The world government would have a military force needed when a particular group reverts back to racism and nationalism or feudalism (Hitler or Bush or Hussein).

NEITHER FEUDAL NOR CAPITALIST OR COMMUNIST

But this is not the only vision of the future. Another very important vision comes from, among others, Indian philosopher P.R. Sarkar. In his view we are in dramatic times, when time itself changes shape and begin to “gallop.” In the language of Ilya Prigogine , we are not in a stable situation, we are a state of flux, in a state of chaos, a time of bifurcation when the actions of a few can change the world system. In these times, the action of a few can change the direction of history. Human agency does matter.

Sarkar approaches identity in a dramatically different way than conservative or liberal traditions. For him, we can associate with our ego, which we often do or we can expand to our family. Then onward to our nation, then often our race, and for a few of us, humanity. But there is a step further which the Japanese model of growth, which the Coca-Cola model of the future forgets. This is that nature is alive, we can improve upon it but everything in the world is alive, animals, plants and humans. Everything is an expression of the supreme consciousness. Humans, of course, are special not because they can produce hierarchy but because they have purpose. In a recent show of Star Trek: The Next Generation, everyone suddenly finds themselves without identity. One character suggests that we will know who we are once we know our mission, our purpose. Another says we will know who we are once we know our enemy, we are here to fight. A third response is we will know who we are once we know our rank, where we stand in the hierarchy of humans. Who are the ruled and who are the rulers becomes the key question. A fourth possibility not developed in the show is that of examining our pockets, to see how much we have in our wallet or bank account and then locate ourselves.

For Sarkar it is purpose that makes us special, this ability to reflect on consciousness, and following classic Indian thought to become that consciousness through meditation on it, since our individual mind is essentially the same as the universal mind, universal consciousness.
What results are strategies to save the whales, dolphins, rare plants, to protect global life and diversity. But Sarkar is not merely focused on the concern for the Other, he also understands that a civilization cannot stand unless it provides for the economic vitality of its people. But unlike the language of material resources which ends up commodifying everything, for Sarkar the task is to create conditions where we can use physical, mental and spiritual potentials to the utmost. Humans have all types of potentials that are not used: land, labor, but especially imagination and spiritual wisdom. Our global poverty is not only a result of the concentration of wealth but also because of the lack of use and misuse of our various potentials. Moreover, these resources are rarely used for the global good, instead wealth remains in the nation. Can the model of the family be extended beyond the nation, to the global itself; instead of, Japan inc., World inc.?

However, while the spiritual potentials are endless mundane potentials have limits and their overuse and abuse hurts the planet as a whole. Thus in Sarkar’s model there would be limits to wealth accumulation. These would be tied to minimums placed in the context of basic needs–survival needs, housing, air, water, health, education, food. The largest part of the economy would be the people’s economy run as cooperatives with management and labor working together. In this needs-based economy, new technologies would reduce hours of work. Economic projects too large or complex could be run by large organizations, corporations or government. And projects too small should be run by individuals in a market economy.

Where the communists went off track is that they placed labor value at the center of everything, forgetting the value of capital, imagination, and spiritual development. Where capitalism is incomplete is that it minimizes the value of labor placing the accumulation of capital at the center. One totally attempts to place land in the hands of the collective, the second in the hands of the individual. Certainly humans have a desire to own some land and wealth but we neither need nor can afford unlimited land for everyone, nor should we place wealth in the hands of a central authority run by bureaucracies (as in the nationalizing industries model).

Sarkar also understands the value of research and development, of entrepreneurship, for it is this which leads to new wealth, which increases our potentials, which leads to growth. There should be incentive structures! Humans, after all, learn from struggle. Following Indian philosophy, there is no end to history as with communism where all ends with the perfect state or with capitalism where all the rich end up in heaven. It is the individual in the context of the planet that is paramount; the economic vitality is a prerequisite for creating an environment where enlightenment is possible. Social perfection is not possible since central to the Indian experience is diversity; individual perfection, in terms of spiritual enlightenment, however is not only possible but central to one’s life mission.

But most important is that these principles should be applied differently in different places. But given Sarkar’s neo-humanism, of the placement of our identity in the cosmos, what of our local conditions, what of our local environment and our sense of territorial place? For Sarkar, these local units should be our basic economic units, decided on local languages, bioregions, and historical cultures not on the category of artificial nations (created largely by departing colonial masters. (Rwanda being the latest Western export to the US). As each unit becomes self-reliant it will expand its trade until there is a world economy. Sarkar does not argue against trade, however, as third world nations know, when you sell your raw materials, in the long run you become poor. The prices for commodities fluctuate, but the prices of manufactured goods go up. Also with raw material there are no automatic multiplier effects. With manufacturing there is learning as the challenges of development are met. Schools and other industries grow up around manufacturing centers. But where should these centers be? Where the raw materials are, that is in the countryside, not in the city, argues Sarkar. Thus for Sarkar local economic development is critical as it leads to economic vitality, especially when based on economic democracy.

But this is not localism based on race as many would define it during economic downturns (blame those that look or talk different is the easiest strategy for the politician who wants to rule, as Slobodan Milosevic of Yugoslavia knows very well). Localism is based on where one puts one’s wealth. One is local if one uses money for the area’s growth, not use it to make profit which is sent far elsewhere; if one contributes to the area’s social and cultural development.

Sarkar gives us another model of economic growth. Compatible efforts include community development projects, cooperative centers and on a larger scale through the activities of the Green Movement. But Sarkar develops the most comprehensive, eclectic model. His model gives us a real alternative to that of world capitalism or coporatism that challenge identification with the logos of Coca-Cola.

But then who is right? Which way will it turn out? In the short run clearly realpolitik will determine the future, that is, new models that threaten traditional order are often resisted intellectually and if that strategy fails, through physical force. But in the long run a model succeeds if it is complete. To begin with, a new model will have to bring economic wealth. But it will also have to satisfy the needs of the French revolution which have all but become universal, that is, equity, liberty and fraternity. And it will have to satisfy some basic spiritual needs.

To better understand this let us frame this in a simle two by two table. The top left square is survival needs. The top right square is for well-being needs. The bottom left is freedom needs and the bottom right is identity.

Capitalism and liberalism have been strong on freedom: the right to travel, the right to mobility (especially for capital, less so for ideas (monopolized by Western categories of thought) and less for labor (bounded by nations and now larger economic blocks). Even with these boundaries, one could still leave the farm, go to the city and make a million dollars. One could buy a house and ensure that one’s children were not laborers, that their life was better off. Of course this worked better for the center than for the periphery. Africa which lost it male population because of the slave trade did not fit so well into this model. Recently General Ibrahim Babangida, former president of the Federal Republic of Nigeria, argued that debts would be written off because the billions and billions of units of wealth that was lost because of the slave trade . Indeed, the West should be paying reparations to Africa because of the slave trade. This was true for India as well where Indian weavers had their hands chopped off if they dared weave clothes and defy the East India Company.

Thus capitalism does well in survival and well being categories at the center but not at the colonies, for it is the colonies that provide the raw materials, that provide the labor, that provided the gold. For instance, imagine the opium wars if they were held today. Can one imagine if the cocaine cartel attacked the US and forced Americans to become addicts. Impossible and yet this was China’s fate not too long ago.

The community development model provides identity (localism, the local group, often religion), provides well being, but only for a few and at modest levels of wealth. It is excellent at survival, there is employment, but is weak at freedom in terms of mobility. It works at the local level but is more difficult at the national or global level. What is needed are models like Sarkar’s that attempt to bridge this gap borrowing the best from the socialists, the capitalists, the Japanese. Freedom, however, in terms of the accumulation of capital and land is limited.

The presence of the periphery underscores the crisis within global capitalism for not only won’t the periphery go away but it has now seeped into the Center, in a kind of reverse globalism. Among other, Robert Nelson understands that there is a crisis within capitalism. He reminds us that it is theology that gave legitimacy to capitalism. However, capitalism has lost its ethical bases. It has not won! The critique of inequity that television world travel show to all is no longer hidden. And people know, especially women, that you can’t blame the victim; there are social structures that create victimhood. You thus can’t blame females for rape. Nor can you blame the rape and genocide of the third and fourth worlds on those worlds themselves. With terms such as structural violence becoming more current, then we should not be surprised that the idea of progress is in trouble. For as Nelson argues, capitalism might be efficient but it hasn’t caught people’s imagination. Remember, economic growth was once linked to bringing heaven on earth. At one time greed was harmonious with the predestined elect. It is no longer. Self-interest was harmonious with the Newtonian worldwide since the world was perfectly ordered and lawful (but relativity has made that problematic). Spencer raised corporations to the top of evolution and although many are still riding the crest, they have yet to deliver. Even Pope John Paul II reminds us that while capitalism might be efficient, investment choices are always moral and cultural. While the world has rejected socialism, it has not rejected egalitarianism and environmentalism.

Of course what John Paul was saying was that people want markets, the free exchange of ideas, goods, and services but not, but not, monopolies, excessive greed. For Nelson, if capitalism is to survive, it needs new moral arguments and spiritual dimensions, a task for theologians not economists. Unfortunately or fortunately, Coca-Cola has not hired any theologians, and Disney only hires people who believe in animism.

Again what is needed are theories and practices that create a new blend of spirituality, environmentalism, distribution and growth. What is needed are systems of thinking, like Sarkar’s, wherein there is not one right or wrong, but there are layers of reality, as with Spengler and Buddhism, deep and shallow. Most of us exist at the base levels of intellect and body. But great inventors and artists enter the realm of intuition, while prophets go deeper into super rational realms in which the unity of being is prima facie evident.

DIVERSITY AND UNITY

The last important criterion point is the ability to be diverse as significant as survival, well being, identity and freedom. One must be able to respond to the problem of philosophical diversity. There are a range of positions available. (1) one could argue that there is only one truth and others are false. History and the diversity of humanity have not supported that view. (2) One could be zen like and argue that all positions are useless since they are created by the intellect and we must thus transcend philosophy. True, but creating structures and theories is what humans do. Entering a zen frame of mind will not change that. (3) One could argue that only the material world is real and culture and spirituality are not important. (4) Or one could argue that only the spiritual world is real and the material world is not important. We have seen civilizations focus on either of these directions and obviously both are true from different vantage points (as Pitirim Sorokin argues). However, overly materialistic perspectives lead to crises of faith and overly spiritual civilizations result in a loss of economic vitality. There are a host of mid range positions that are more useful, for example, the view that all cultures are trying to approach some type of truth but are seeing different fragments of it or there is one absolute truth and the material world is a representation of it, not eternally true but relatively true. In this latter case the relationship between the infinite and the finite needs to be worked on, however. But what the ecological movement has shown us is the importance of diversity. It is crop rotation that preserves the land and leads to greater wealth. To this Sarkar adds prama or balance between the individual and the collective, between body/mind/spirit, between inner and outer directed activities.

As important as ontological diversity, the nature of the totality of reality, is epistemological diversity, the ways in which we know we know. A balanced perspective would acknowledge multiple epistemological perspectives: logic/reason, sense inference, authority, and intuition. It would also include love or devotion as not merely an emotion but as a central way of knowing and changing the world. Most theories or perspectives focus on one or two of the above but rarely do we have attempts to include all of these epistemological perspectives.

One can thus judge the future based on the ability to meet freedom needs, identity needs, well being needs and survival needs as well as diversity (ontological and epistemological) needs. At the same time as important are visions that blend the inner with the outer, the need to bring heaven to earth and earth to heaven, that is those that provide a moral and spiritual theory to our material dimensions and a material dimension to our idealism. Socialism has failed. Capitalism has united the world but cannot it lead us further. Most likely it is efforts such as Sarkar’s Prout and other similar efforts, that are both authentically based on a civilization’s categories, the local, and try and transcend these categories through dialog and borrowing from other cultures, the global. It is this link between the local and the global that will provide the next model of the next century.

Postmodernity, Chaos, and Civilizational Stages

While we await new models of sustainability and transformation, the present can be characterized by the end of systems. There is a pervasive sense that things no longer make sense, that is the world is no longer familiar. One possible accounting for our sense of homelessness is that we are in between epochs. Sorokin is useful in helping us understand this transition stage. He argues that the range of type of possible systems can be understood by answering the question, what is real. We answer this question either as matter or idea or both, or nothing is real, or believe the question itself is meaningless, that is, we can never know what is real. The first answer leads to a materialistic type civilization, what he calls sensate, the modern world. The second leads to ideational type civilization based on the transcendental, the middle ages, for example. The third type leads to a brief period where both mind and body are real, where both heaven and earth are considered important. The fourth type cannot lead to any type of civilization and the fifth leads to despair since there is no ground to stand on. Writing much earlier, in the 1960’s, Sorokin believed that we are at a time where sensate civilization is in its final era and a new civilization is starting. Thus the world does not make sense because the bases of the world is changing. Sorokin predicts we will now enter the idealistic, both mind and body, golden era.

But we could also move to a new ideational civilization. This was the attempt of Iran to move an essentially spiritual religion civilization run by the clerics. This is the effort of evangelical Christians where the key question is not how much one has saved but is one saved? This is fundamentalism–religious and scientific–a return to the original text, uninterrupted by history and uninterpretable by those not chosen. For the fundamentalist, we should live in a world without metaphors but with the utterances of the original text since they were truth and will always remain so. Interpretation is not considered problematic since there is only one cosmology (Islamic or Western or Sinic or Scientific) anyway. The problem is what is the status of the Other: are they barbarians, their text but shadows of the real book, the real science. Thus fundamentalism sees the future of a diverse world, a world of many cosmologies, and evokes not the ancient world when language was magic but the dying modern world wherein language neutrally describes reality, where language is unproblematic. Seeing a vision of many, it returns with vengeance to a world of One.
Others see the future and argue that we need new metaphors that break us out of the universalizing and civilizing project of modernity. Joseph Campbell certainly based his career on examining traditional representations of reality across many cultures, arguing that it was time for new mythic stories. Others ask: is it possible for civilizations to engage in a grand conversation of who we are and what the future for all of us can be?

Equally significant are postmodern writers such as Michel Foucault who argue that we cannot know what is real since the real is always mediated through language and culture. Everything is politics since language is not transparent, it does not merely describe the real, but it creates the real. This goes a step further than Noam Chomsky who argues that language participates symbolically in creating the real by reference to deep structures. It also does not return us to the magical world of the mantra where the utterance of the right word can unite us with the Other, be it God, nature or self. For Foucault and other postmodernists, deep structures and ancient mantras are in themselves metaphors. In the postmodern view, nothing indeed is really real since all is representational. While this move certainly avoids the reification of power to any particular vision, ideology or metaphor, it does not help in creating possibilities and models for economic growth, for sustainable development, for even as it opens up spaces for alternatives, it refuses to allow these new spaces to be filled by possibilities of a different world, of an alternative praxis. As Sorokin would say, one cannot base a civilization when nothing is really real. We need some anchor point, some point to place hand, heart and head as we move onwards into the next century.
But again, Coca-Cola and United Airlines represent the world far better than social scientists or revolutionaries. Through drinking Coke we can participate in the soon to be global civilization; we participate in a deeper emerging global structure. Helping every Olympic team is not the act of traitors but the act of those who are truly patriotic to the world–that market share goes up doesn’t hurt either.

CULTURES OF TECHNOLOGY AND TECHNOLOGIES ENDING CULTURE

But not only are discussions of reality changing our world whether from chaos theory or postmodern politics so are the rise of the new technologies: physical, mental, spiritual and social. While change has always been destabilizing, a few new technologies in particular promise to change how we know ourselves and which categories of the real we will inhabit.
Through virtual reality, we will be able to practise safe travel and safe sex. Indeed it is the potential for pornography that will drive this new technology. With the ability of expanded computer technology, we will be unable to differentiate the real from the imaginary. An image of a world leader promising prosperity might just be an image constructed by a few hackers. Fidelity to traditional notions of representation will be broken. The problem of the original text especially for fundamentalists will be further complicated since distinctions between types of reality will be blurred. Will religions then offer virtual reality experiences of their image of God. Perhaps the redeemer, whether Jesus, the Mahdi, the taraka brahma, is returning and might be available to all, at all times. Reality will never be same again (of course, postmodernists tell us, it never was other than peculiar, it was always based on the episteme, the epistemological boundaries of the time). However, now we will be in many epistemes, which will grow perhaps by each technological innovation cycle. What then will be fundamental?

Equally damaging our traditional notions of reality will be advances in genetic engineering. But instead of ending the real, genetic reconstruction will end the natural. While genetic engineering will start out quite harmless since all of us want to avoid abnormalities, or various genetic diseases, thus we will all want to be checked by our family genetic engineer. But soon this will lead not to disease prevention but capacity enhancement. Intelligence, memory, body type and beauty will be open for discussion. Birthing will eventually be managed by State factories and we may potentially be the last generation to produce children the old fashioned way. It will be the final victory of the feminists and their final defeat. The biological cycle will have been terminated by technology and women will essentially be not any different than men once their reproductive capabilities become unnecessary. The causes of alarm are there (since the most likely scenario will be one where it will be managed by the few for the profits of the few with our genes moving from personal space to the marketplace) but perhaps in latter stages when everyone can be beautiful it will be moral and spiritual potential that will matter the most. Perhaps then with fewer genetic diseases, our differences will become once again charming instead of attributes that keep us from uniting as humans. Perhaps genetic engineering will paradoxically lead not to sameness but to difference and to a greater humanity.

Development in robotics and artificial intelligence will potentially not only transform the labor movement and our definitions of work but also our conceptions of humanhood. We can foresee a time when they will have legal status . Perhaps not the same as humans but certainly some type of legal category will be found or will develop that gives them protection as well as culpability.

To begin with, the best way to eradicate the exploitation and drudgery of labor (and to tame labor as well) is to increase the use of technology. In capitalist structures this means layoffs, under cooperative structures such as Sarkar’s this means more leisure and time for philosophy and play; politics and love. Eventually, a robot will injure a worker and will be found culpable since it will be argued that the manufacturer and owner should not be found liable since the robot learned, since the robot is alive. While the initial drive will be juridical, concomitant with ways of thinking that see everything as alive, like quantum physics, Buddhism, animism and Indian thought, and with advances in artificial intelligence it might be that we will develop a new ethic of life where humans are only one life form among many. Their utility value will be surpassed by their existential value. While a robot uprising is unlikely, the move from robots as represented as machines, to be seen as dumb but lovable animals and then to gaining similar rights as children is quite easy to imagine.

What results from a view in which everything is alive, that the real has numerous dimensions, is a perspective that frames technology not only as material but as mental and spiritual as well. The first stage of this results from the human potential movement. If we assume that most of us use less than a percent of our brain and geniuses use two percent, then technologies whether concentration and meditation exercises or those that merge the brain with type of brain enhancement physical technology should take off. A more balanced worldview (body and mind) would encourage these types of developments more than chemical based ones. These might also change our theories of the nature of science as we search for unities that are both mind and body. Sarkar, for example, posits that there exists microvita, basic “energies” that carry information, viruses and can create life. They link perception and conception and are thus both mental and physical not either material or ideational as we have historically tended to view the subatomic world. The basic substance of what is then is no longer dead matter but living bottles of energy that both use us and can be used by us in a variety of ways.

Less concerned with holistic technologies, Freeman Dyson believes that we need to move away from metal-based technologies to biological-based technologies. Among other suggestions, he has introduced the idea of the Astro-Chicken: a space ship that is biologically grown instead of engineered. We already have life substances that eat up bacteria, that among other uses, can help deal with pollution spills as well as provide food. His central argument is that we are looking in the wrong direction for the future. Equally far reaching is the work of Eric Drexler on nano-technologies. These are minute technologies which in effect would break down matter and recreate it in any shape or form we want. Instead of growing food, we could create food by simply rearranging molecules.
These new areas of technology then promise to change the world. They certainly at one level make the vision of a small community, of local spaces, less possible. However once these new emerging cultures transform us, it could be that we might return to a more intimate tribal lifestyle but choosing not only our tribe but our genetic make-up, our version of the natural and of the real. These new intended communities could be on Earth, in our minds, or we could be hurtling through the stars either with or without our bodies.

Unlike most spiritual thinkers, for Sarkar, these new cultures of technology provide us with great possibilities to create a better future. Properly controlled, that is used for needs not profit, and delinked from instrumental rationality (if that is possible!) they can help create a planetary society. For capitalists these new technologies promise a renewal, rejuvenation from the exhaustion that has set in. They promise to revive the idea of progress. Thus, it is not theologians who will provide the new spiritual basis for capitalism, but hackers, lab experts, and new age visionaries. These new technologies pose the most dramatic problems for those of us who consider the natural as fixed instead of as constantly changing and in the process of recreation. Fundamentalists, in particular, will find the next twenty or thirty years the best and worst times for their movements. The best because the forces of tradition will flock to them; worst because the technological imperative and humanity’s struggle to constantly recreate itself and thus nature will not be easily forced back. Even biological spills will most likely not be controlled by State regulations but by new technologies themselves. The answer to these types of problems may be in newer advanced–physically, mentally and spiritually–technologies. Technologies in themselves will be redefined in this process as not merely material processes but mental and spiritual processes embedded in particular cultures. Our notions of the natural, the real, of truth, of the technological will no longer be fixed but porous just as United and Coca-Cola have made the idea of sovereignty deeply problematic. Fundamentalists will attempt to dam these leaks through appeals to the classical words: God and nation. Humanists will look to citizen control groups to stem the technological avalanche ahead and scientists will stand in stunned silence at the world they have helped undo.

And unlike the evening news which has numbed us to fear, the emergence of a world without a concrete notion of truth, natural, life and good is cause to fear and rejoice. In the chaos ahead, we may begin the slide down into a long depression. Center/periphery distinctions could worsen. Genetic technology or biological technology could yield new viruses, new types of life that end our life. The planet itself, however, might not care. Gaia , argues James Lovelock, is a self-regulating mechanism that keeps life alive, humans might not be needed, just an experiment that went wrong. She might “choose” rabbits instead of monkeys this time. Out of this disaster instead of world church, or world capitalism, we might end up with a world empire again with restrictions on freedom, survival, identity and well being. Mad Max and The Terminator instead of the Jetsons or Ecotopia. Or more likely an Internet system that feeds directly into our brains as we imagine we are feeding into its nervous system.

However, we can hope that in this postmodern chaotic period, a new world will emerge that will have not one center but numerous centers, with many civilizations in dialog with each other, with many forms of cultures and life, rich with diversity but with some sense of unity, of enchantment with a larger vision of basic values that we have willed ourselves to: of dignity for all forms of life; of the right to basic economic, cultural and spiritual needs for all of us on this planet.

However, in the meantime, the logos of Coca-Cola hangs above the planet. But once we have drunk from the bottle, it is empty, and we need replenishing. While spiritual perspectives remind us that only consciousness is the real thing, local community efforts would have us switching to juice or local forms of drink. The new technologies promise to recreate drink itself so that imagining the real thing will be as tasty as the real thing. Fundamentalists would remind us that the real thing came only once and it cannot be symbolized as it exists outside of culture and history. A balanced response might go ahead and drink the real thing but when finished would search for consciousness and would question how it was produced, would examine the economics and politics of distribution and growth. A balanced approach would also want to make sure there was enough air, food, family, community, education, health, and mobility for everyone. Neither God nor economy or culture should be scarce. Like visions of the future they should be abundant.

Global Transformations (1995)

Sohail Inayatullah

Abstract Sohail Inayathullah examines the changing concepts of nature and technology in an essay on global structural transformations. He argues that the nation, the local, and the global capitalist system are in the midst of a dramatic structural transformation pointing to massive shifts in identity, economy and governance. He suggests ways for these changes resulting from current imbalances to lead to away from global depression  to global transformation.

Something I learned many years ago from cultural historian William Irwin Thompson is that all scholarship is autobiographical, so let me begin with my biases. Born in Pakistan and raised in Europe and Asia, with the last two decades in Hawaii, my approach to issues is often global.  Having never lived in one place for long, and having seen human suffering in all places, I focus more on transformation than stability.

I see us going through three layers of transformation: (1) epistemic transformation in how we know the world, nature and ourselves, (2) structural transformation of the world political and economic system, and (3) short-term crisis. Let us first examine the current,  short-term crises.

Current Crises

The short-term crises include dramatic shortages of drinking water for the majority of the world. Of course, for those who live in that part of the world,  who cares? The crisis will become one–as with all crisis–once the western middle-class cannot find clear water to drink. We can anticipate water wars. The reasons for this crisis is our industrial lifestyle as well as the view that big is better.

The second crisis is intergenerational.  While caucasians at the end of the 19th century represented 50 percent of the world’s population, by the middle of the 21st century,  they will represent less than 10 percent. Quite a turn around. For example, in California, it will soon be 50/50 caucasian/hispanic-asian. However, the caucasian population will be mostly older and employed while the hispanic will be younger and unemployed. California’s scenario will be globally played out, with the Third World being young and the First World being old. Age wars (conflated with race, wealth and geography) is the forecast if presents trends continue. To survive we will need cultural and economic systems that see people as resources, who can physically, mentally and spiritually contribute to society, and not as unemployed dregs that only consume valuable non-renewable resources.

The third crisis is transformations in China, possibly through its breakup, the Balkanization of the Great Wall, if you will. This could lead to a south-west Muslim China, a Northern communist China and a south-east capitalist China. Alternatively,  China could continue to internally consolidate its power, and have occasional forays outward–Hong Kong, Taiwan, and even India could be under threat.

Structural Transformations

Sovereignty

At a deeper level are structural transformations to the interstate system, in predatory capitalism, and global governance.  While the nation state has not withered away, certainly it cannot claim the allegiance it once had.  Neither pollution nor capital respect state boundaries. International organisations, regional associations, and world treaties and unions become daily more important. It appears it is only the passport office that can manage to protect local conditions from globalism.  For even as capital is free to travel worldwide, labour must still pay for airline tickets and visa fees. And if one is from impoverished areas, then travelling upwards to OECD nations is all but impossible save for a select few with skills needed in the First World.

The nation-state, while once an elegant solution to tribalism, to difference, has only managed to delay the issue of larger governance system.  Unities exist in the context of an unequal global interstate system.  Democracy, liberalism, and individuality might be fine nationally but certainly are too radical globally.  Nations might have order within but anarchy is still prevalent outside of them.

The challenge then is to move to a new systemic level, a bifurcation to global  governance.  Unfortunately, in this post-communist period, instead of becoming increasingly open and transforming to a new level of unity, we have regressed, slinked back to tribalism. Local leaders have used past wrongs, the fear of the Other, as a ruse to consolidate power.  Barbarism has come back with a vengeance, making many wish for the stability of nation-states, however inequitable they can be to local communities, to minorities. A police-state after all is stable.

The paradox is that the economy is now global but politics remains national.  Activism at the level of the nation-state in changing human conditions is difficult since labour and ideas are bounded. Leftist, green, and other transformative strategies do not succeed at the national level since nations merely export their problems.  Reducing deforestation in one nations merely means that corporations move to another country. As Hazel Henderson writes: ‘Countries with well-regulated, human labour markets and social safety are uncompetitive as corporate employers move out.’  To tame capital, labour must become global, or localism must become strengthened. However, localism, while somewhat able to deal with issues of community, identity, can also be contaminated by racism. Difference is not tolerated since community is culturally or racially defined.

Globalism, on the other hand, commodifies difference using it to continue the march of capital.  Ideas appear to be free, as information gurus want us to believe, however, ideas often flow directly from the West to the South, it is rare that flows of news, entertainment, and significance both ways.  We do not have dialogical relations. This does not mean that their cosmologies exist in isolation to each other; rather, travel, international conferencing, ‘development’ the lure of western education and the flux of yogis, sufis, and zen roshis westward, all have began to create cultural fusion at many levels, beginning the irreversible (let us hope) process of creating a global civil/spiritual society.  However, while not successful at a grand system level, the counter-culture movements–the anti-capitalist movements, the non-governmental organisations—have began to threaten the citadel of continued economic growth, have began to call into question the universality of the West and of the tyranny in the Third World, that is too easily passed off as post-colonial socialist critique.

Emerging crisis in predatory capitalism

Capitalism, historically successful, because of its ability to adapt, to create destruction, is in the midst of moral crisis.  Capitalism is based on the belief that hard work leads to rewards. That if there is inequality it can be explained by effort. Those who are poor are lazy. This link between work and success is being undone at many levels.  At the level of the stock markets, the question remains, why work when riches can be earned on the speculative markets, through gambling?  Global casino capitalism has begun to undo the moral basis of capitalism. Social movements concerned with justice have undone the positive contributions of greed and have undone the importance of wealth accumulation. Without the moral justification for capitalism, it will collapse as an organising system.

Economist Ravi Batra also argues that the system will collapse but for different reasons. He believes that as more and more money goes into speculative markets, it is only a matter of time before the system collapses. The ratio of the financial economy to the real economy begins to widen– indeed, currently 90 percent of the trillion dollar daily markets are speculative not trade or investment-based–leading to unsustainable (and false) growth. The communist solution, of course, was not much better. Then, the State pretended to pay and labour pretended to work.  In comparison, Third World bureaucracies suffer from a deficit of moral capital.  Why work hard and save when jobs are given to those with the correct genetic connections or those close to the ruling junta. Corruption, while easily rationalised, as a filing fee, devalues a culture’s self-worth, leading to deficit of the soul (and to the rise of the religious right).

The global financial system merely fuels greed and inequity, not development, and not challenge. The result is a global economic and cultural imbalance.  What is needed is not a recovery of the relationship between greed and growth but the creation of a world cooperative economy, where agricultural, industry and services are balanced, where wealth between regions is better balanced, where moral stories of cooperative behaviour have as much currency as stories of instant ‘scratch and win’ millionaires. The nation, the local, and the global capitalist system, while apparently eternal are in the midst of a dramatic structural transformation.  These changes on the daily level often go unnoticed but taken together they point to massive shifts in identity, economy and governance.  Let us hope that changes that result from grand imbalances do not lead to a global depression but a global transformation.

Global Governance

The final level of structural transformation are changes in global governance. With the bi-polar world less possible now–unless China remerges and claims superpower status in opposition to Europe and the US, the possibilities are either for a world with many hegemons or a system of global governance. The many hegemon system will see the US as a major player continuing to spread its influence over the rest of the Americas (and the world); in addition, we will see Europe over Africa; India over South-Asia, Japan over South-East Asia; and China over itself (however defined).  Alternatively, the crisis of the nation-state and capitalism could see the development of a world government in the form of a new United Nations.  Johan Galtung argues for a four house system: a house of nations, a house of corporations, a house of social movements and a house of individuals, direct democracy. Houses would be interlocked with the house of nations gradually weakening as zones of identity move from nation to globe.  Central to this model is the realisation of a new type of leadership, of a spiritual/servant leadership and of legal accountability of current State leaders.  Transparency International and other movements are partly about this, the spread of a worldwide accountability movement.  We certainly cannot be sure which direction the world capitalist system will head in, however, along with the nation-state, it appears in terminal crisis.

Epistemic Transformations

What is occurring is a fundamental change in how we know ourselves.  To begin with, technology is redesigning human evolution itself.  Susantha Goonatilake’s metaphor of technology bypassing culture to recreate the lineage of evolution is fitting.  Imagine a hand, he asserts, wearing a glove, writing with a pen. The hand represents the stability of evolution, our body constant over time; the glove represents culture, our meaning systems, our protection, our method of creating shared spaces and creating a difference between us and nature; and the pen, technology, representing our effort to create, to improve, to change culture and nature. While the traditional tension was between technology and culture with evolution ‘stable’, now the pen (technology) has the potential to turn back on the hand and redesign it, making culture but technique, a product of technology. Thus the traditional feedback loop of culture and technology with biology the stable given is about to be transformed. Equally stunning are the potential impacts of virtual reality, artificial intelligence and robotics.

There are four levels to this epistemic transformation. The first is: transformations in what we think is the natural or Nature.  This is occurring from the confluence of numerous trends, forces, and theories.  Genetics contests the biological order. Soon it may be possible to produce children in factories. With the advent of the artificial womb, women and men as biological beings will be secondary to the process of creation. The link between sexual behaviour and reproduction will be torn asunder.

But it is not just genetics which changes how we see the natural, theoretical positions arguing for the social construction of nature also undo the primacy of the natural world.  Nature is not seen as the uncontested category, rather humans create natures based on their own scientific, political and cultural dispositions. We “nature” the world. Nature is what you make it. There is no longer any state of nature. Eco Feminists point out that they have been constructed by men as natural with men artefactual. By being conflated with nature, as innocent, they have had their humanity denied to them and tamed, exploited, and tortured just as nature has.

It is not just nature that is now problematic but natural rights as well. Arguments that rights are political not universal or natural, that is, that rights must be fought for also undo the idea of a basic nature. The view that nature should have rights, as an argument against exploitation, also assumes that rights are fought after. The view that the non-living should also have rights, as with robots, and the humanly created, as well contests the idea of natural rights.  Finally, nature is seen as romanticised. For example, Hawaii’s forests are seen as natural, as stable, as always. But almost all of Hawaii’s trees are recently planted, after the sandalwood trade led to massive deforestation. Hawaii’s natural environment is very much a human-created environment. Thus, nature as eternal, as outside of human construct, has thus come under threat from a variety of places: genetics, the social construction argument, and the rights discourse.

Related to the end of nature are transformations in what we think is the Truth. Religious truth has focused on the one Truth. All other nominations of the real pale in front of the eternal. Modernity has transformed religious truth to allegiance to the nation-state.  However, thinkers from Marx, Nietzsche, to Foucault from the West, as well as feminists and Third World scholars such as Edward Said have contested the unproblematic nature of truth. Truth is considered class-based, gender-based, culture-based, personality-based. Knowledge is now considered particular, its arrangement based on the guiding episteme.  We often do not communicate well since our worlds are so different, indeed, it is amazing we manage to understand each other at all.

Multiculturalism has argued that our images of time, space, and history, of text are based on our linguistic dispositions. Even the library once considered a neutral institution is now seen as political. Certainly Muslims, Hawaiians, Aborigines, Tantrics, and many others would not construct knowledge along the lines of science, socialscience, arts and humanities.  Aborigines might divide a library–if they were to accede to that built metaphor–as divided by sacred spaces, genealogy and dreamtime. Hawaiians prefer the model of aina (land), the Gods, and genealogy (links with the ever present ancestors).  Not just is objectivity under threat, but we are increasingly living in a world where our subjectivity has been historicized and culturized. The search is for models that can include the multiciplicities that we are–layers of reality, spheres with cores and peripheries.

The end of modernity

The final level of transformation is in what we think is humanity.  Whether we are reminded of Foucault arguing that humanity is a recent, a modern category, and that our image will disappear like an etching on sand, about to be wiped away by the tide, or if we focus on the emergence of the women’s movement as a nudge to humanity as centre, humanity as the centre of the world is universally contested.  While the enlightenment removed the male God, it kept the male man. The emerging worldview of robots—what Marvin Minsky of MIT calls ‘mind-children’–cyborgs, virtual realities, cellular automata, the worldwideweb, microvita as well as the dramatic number of individuals who believe in angels, all point to the end of humanity as the central defining category.

We are thus witnessing transformations coming through the new technologies, through the world view of non-western civilizations, through the women’s movement, and through spiritual and Gaian perspectives.  All these taken together point to the possibility but not certainty of a new world shaping.

Let us say this in different words. We are witnessing the end of modernity. What this means is that we are in the process of changes in Patriarchy (I am male); Individualism (I win therefore I am); Materialism (I shop therefore I am);  Dualism (I think therefore I am); scientific dogmatism (I experiment therefore I know better or I have no values thus I am right) and Nationalism (I hate the other therefore I am). This is however a long term process and part of the undoing of capitalism.  All these connect to create a new world, which is potentially the grandest shift in human history.  We are in the midst of galloping time, plastic time, in which the system is unstable and thus can dramatically transform.

The good news is that transformation is quite possible. The bad news is that previous efforts to transform inequitable, unjust, unbalanced systems have often failed since change-oriented movements can be easily accommodated, or in the process of revolutionary change, agents tire, or the system provides incremental change by exporting structural problems to others. We can no longer export problems to the ‘Other’, victims are becoming scarce. Our problems have become global, knowledge of them is shared and the interactions between events known–the famous butterfly affect. While traditional systems were stable since heredity and status kept the system afloat, modern systems are growth oriented and thus to survive export problems: to nature, to the periphery, to rural, to women, to children.

The most vulnerable bear the burden.  However, globalism as defined as the awakening of the spiritual, of the multi-culturalism, of a planetary civil society contests this export.  New technologies, even as they play out the dark side of postmodernity, also allow social movements to better make their case, to inform others of immediate injustice, to organise against the brutality of national governments.

However, it would be a mistake to believe that postmodernity is the end of history. Postmodernity has a cost of entry. It is primarily for the rich. It is individualistic and unbounded from history. And even while it gives voices to other cultures by undoing the hegemony of western modernity, it does so not in the terms of others–nature, culture, community, all become discards.  Cyberspace, for example, gives the appearance of community, yet without responsibility–there is no face to face interaction.

What then should we do? What are the range of possible responses?

Responses  

(1) One response is Enantiodromia; that all efforts to transform are doomed since we become what we struggle against, what we hate. Our shadow side comes out more as we try and distance our selves from it.  History but is reversal. To rationally plan the future is a mistake, chaos and disorder are the natural states. There really is not much we can do but attempt to get a glimpse of the cosmic forces we are engaged in. This is the time of myths–of progress versus nature, of self versus the other, of the tribe versus the planet. As the drama unfolds, we should sit back and watch, as if we were at a Greek drama. Let us hope that this time the Gods do not have a tragedy in store for us.

(2) Another response is Inner transformation. The main thing to do is meditate, to take care of one’s own family, to shop less. To live simply. Life is cyclical anyway–and controlled by the Cosmos–things will take care of themselves. At the same time, the good actions of many, of numerous individuals engaged in meditation–synchronously and asynchronously–can lead to a critical mass of consciousness. There can be abrupt spiritual transformation. While not all will become spiritual, we can hope society will be more open towards the more subtle dimensions of existence.

(3) The third response often emerges from inner transformation. Here we join others in social movements. While humans cannot do everything, there are specific areas in which differences can be successful.  By finding one’s passion, we focus on a particular dimension of the critique of modernity. We can join the environmental, the feminist, the consumer, the anti-nuke, the meditation, and the cooperative movement. The task is not to conquer the state but to rethink power and politics, to move hearts and work on local detail levels to empower each of us. Neither prince nor merchant nor warrior but the interconnected humanity and planet is the operating myth. The potential success of these movements lies in their globality–linking rich and poor, West and South.  When social movements are only local, then they only export problems from one region to another. Nuclear testing will go on elsewhere or tree killing will happen in the next nation. Ultimately, a think globally and act locally strategy improves one’s own condition but not that of the other.

The larger response is the creation of global civil society. For the consumer movement this means putting information on all products in terms of how it impacts animals, women, the Third World, as well as the aggregate distribution of wages. The challenge is to link these movements and create an alternative to predatory capitalism or authoritarian Statism.  Clearly this has been what the alternative UN global forums have been about.

(4) A deeper response then is Local Globalisms and Global Localisms. What is required are social movements that are both universal and local at the same time. To survive in cross-cultural environments, efficiency cannot be the goal. They must be based on chaotic flexibility not on bureaucratic hierarchy. What is needed are myths and stories of illumination linked by unity of purpose not by institutional infrastructure. We must remember that it is between order and disorder that new ideas, forms of consciousness emerge, new forms of organisation prosper. If we overly focus on order we end up with the iron cage of modernity; if we overly focus on disorder we have lack of coherence, wasted effort, and movement burn-out. Finally, movements should be outside of the imperium, reflecting the view of other cultures and worldviews. Indeed,  most important are non-western movements that are global in scope.

(5) Useful in creating new movements and as a worthy goal in itself is the Search for new metaphors. What is needed are new stories of where we came from and where we are going. Cellular cooperation, Shiva Dancing, Gaia are all excellent beginnings. Metaphors are important in that they deal with the ecology of our mind, with our unconscious frames. Metaphors inspire and create alternative futures. However, we must remember that all stories come from grand crises, from temporal ruptures, from human suffering and transcendence. Merely hoping for a story that unites all stories eschews culture and history. Stories must dialogue but not find their own bases eliminated. The metaphor is that of a global garden where each civilisation, finds its flowers flourishing–each exhalts the other.

(6)  We must deconstruct the present as well as our own alternative politics. We must be sensitive to the politics of language, of power. We need to see all truth claims are power moves, seeing language as discursive is the strategy. We need to see the present as a victory of a particular paradigm or discourse and not as an essentialist or Platonic sense of immovable eternity. This perspective makes the present less rigid, more malleable. The environment too must thus be destabilised and recovered from instrumental renderings. Seeing language as political allows us to see why it is that national policies toward better environment, multiculturalism, and more cooperatives fail, and symbolic words announcing change succeeds. By deconstructing how power uses history and idealism for its own expansion, we will be less impressed with quixotic words, with the rhetoric of ego-politics.

Levels of Transformation

There are thus many levels of transformation. At one level is the epistemic level. This is changing the way we know, attempting to transform civilisation, changing the categories from which we know.  Part of this is the creating of new myths, new stories of meaning, that inclusively and rationally speak to the many selves we are becoming, to our emerging planetary civilisation.

At another level, this is about cultures recovering themselves, the categories they lost from modernisation. Central to this project is the role of the First Earth people, the indigenous groups, who represent a modern history.  That is, we must inquire into transformation from Islamic, Buddhist, Tantric, Confucian and others’ perspectives, asking what can the defeated offer to the future.

At yet another level crucial are gender relations, particularly in fairer treatment to women. This of course as western feminists now concede must include issues of class and culture, there is no final western feminist solution. We must ensure that new technologies include women’s concerns, especially the new genetic technologies.

Creating a new global civil, a global communicative, society to counter tyrannical and secretive power, whether at the feudal level, the corporate level or the State level is a critical dimension of creating a new world system. Without which, social movements will remain only locally effective and ultimately harmful in global social transformation.

The challenge is to create a global community that is multicivilisational and grows through a value-oriented ethical science.

Note

This article draws on material presented at the 1995 Richard Jones Memorial Lecture

November 24, Hobart, Tasmania

 

Rethinking Tourism (1995)

By Sohail Inayatullah

Unfamiliar Histories and Alternative Futures  

DECONSTRUCTION  

This essay seeks to deconstruct tourism.  We ask: what are the futures of tourism and how does the idea of the tourist circulate in the discourse of modernity?  We are not concerned with providing empirical data or giving futuristic projections, rather our task is to make the underlying scheme–the boundaries of knowledge that make the idea of tourism intelligible–problematic.

We seek then to disturb our normal notions of what it means to be a tourist. We do not seek to give yet another plan, a list of policy implications that are to be debated, rather the effort is to take a step back and a step forward.  By moving through time, we hope to make the present less familiar, to take it out of its essentialized, concrete quality, and perhaps make it somewhat liminal–to make it less frozen, less impossible to change. We seek then to transform the present.

Our move into history is to make present notions of tourism peculiar, not universal.  Our move into the future is to distance ourselves from the present, to see the present afresh in light of what can be.  These futures, while derived through various methodologies, are important not because they might occur but how because they force us to reconsider the present.  This is especially important as we have been in the 15th century for over 14 years now (within the framework of Islamic temporal dynamics), and already the freshness of the future has become stale.

THE TRAVELLER/PILGRIM  

Staying within Islamic perceptions of travel and time, perhaps the best classical tales of tourism are the accounts of Ibn Battuta, Travels in Asia and Africa: 1325–1354.  There were no tourists then but there were travellers or pilgrims.  Within this world, the Islamic world, all muslims had to travel, they had to make the pilgrimage to Mecca. Indeed, travel or the accumulation of wisdom was the essence of Islam.  Traveling, visiting wise people, finding holy sites, was an integral part of life. “The pilgrim on his journey travelled in a caravan whose numbers increased at every stage. He found all arrangements made for his marches and his halts (what we now call the travel agent), and if the road lay through dangerous country (that is bad food and rude visa officers), his caravan was protected by an escort of soldiers (immigration personnel and information booths).  In all large centers as well as many intermediate stations were rest houses and hospices where he was hospitably welcomed and entertained out of endowments created by generations of benefactors” (Battuta, 4).

There was then an ecology of travel, where previous generations took care of future ones.  While “this was the lot of every pilgrim, the [wise person] received still greater consideration” (5). Islam then provided an incentive to travel unknown in any other age or community–as it was said, “my house is your house.”  Of course, Hawaiians had a similar system but the response by the West was “first, your house is my house, and then: get out, this is my house!”

Travel for Ibn Battuta was about learning differences. In Ceylon, the idolaters (the Buddhists) served him rice on banana leaves and leftovers were eaten by the dogs and birds.  However, “if any child, who had not reached the age of reason, ate any of it, they would beat him, and make him eat cow dung, this being, as they say, the purification for the act” (94).

While in Turkey, Ibn Battuta, met the Christian Emperor George, who after being satisfied that Ibn Battuta knew something about the holy land, was given a robe of honor.  “They have a custom that anyone who wears the king’s robe of honor and rides his horse is paraded round with trumpets, fifes and drums, so that the people may see him” (157).

This was an era where the Idea of the transcendental was supreme, where there was an integrated code of ethics: a clear sense of the self, a clear sense of the text which gave the world meaning, and a clear sense of what happened if one did not fit into the system.  The self travelled to gain spiritual knowledge.  The traveler, poor or rich was respected, since traveling was fraught with difficulties. Traveling indeed was isomorphic with the spiritual journey of the Self.

Of course today in Mecca, the modern planner has entered. In an attempt to make the pilgrimage more efficient–the long walk between religious sites–a huge highway was installed. Instead of increasing efficiency, the highway is now flooded with buses and cars, making it still easier to walk, although the noise and pollution from the traffic is an additional burden the pilgrim must bear.

Moreover the idea that travel itself leads to the broadening of the mind is not so certain.  As R.J. Scott has argued in his paper, “The Development of Tourism in Fiji since 1923.”

Today, travel, far from broadening the mind is actually contriving to shrink it. Along with the benefits of efficiency and labor saving that the package tour concept has brought, with it comes the concomitant danger of stultifying sameness. As our people in Fiji go about their daily task of serving the visitors we see an endless  succession of the same little old ladies, with the same blue hair rinses, spending the same life insurance money and speaking in the same accents of the same things which have penetrated their similar perceptions.  And what of little old ladies? As they climb in and out of their same cars, their same planes, their same hotel beds, as they eat the same foods, drink the same drinks and buy the same souvenirs is it to be wondered that many cannot tell form one day to the next which country it is they presently visiting?  These people travel the world like registered parcels, blindly unaware of the local populations, their aspirations, problems and tragedies. Instead of promoting mutual understanding they promote mutual contempt (212).

WHO ARE TODAY’S TOURISTS  

But more than retired old ladies are four types of tourists. They are the merchants–the business class in search of the ultimate deal. Travel for them is the perfect hotel and relaxation afterwards–local sex and alcohol. They are the warriors–the military bases with relaxation not nightly but during R&R periods–Bangkok and Manila reflect that social practice. They are the intellectuals–going from conference from conference, creating a conference culture, taking photos of sacred spots, sometimes in search of spiritual adventure, but often in search of the Other that their own culture cannot provide. While intellectuals often notice the contradictions of their conference culture, finding ways to include the local with global information culture, except as a site for research, has proved more elusive. And last of all they are the middle-class and workers–mass tourism.  Joining package tours that minimize risk and difference, they travel to forget their daily lives, leaving convinced that they have met the Other and equally delighted that McDonalds and Coca-Cola have entered all local spaces.

THE CULTURAL DIVISION OF TOURISM  

What then is the larger framework to understand the present of tourism?  Just as there is a global division of labor, there is also a global division of tourism,  Asian nations provide raw materials in the form of the environment (jungle and beaches, although this because of environmental crises is becoming less available) and raw bodies (in terms of prostitution and the erotic although this too is becoming problematic because of AIDS) and most importantly they provide premodern culture (which again is becoming less available because of the homogenization of global culture). The premodern is necessary for the West as it provides evidence of Western superiority, of the linear flow of history from caveman to Cambridge. It also gives hope to the West, providing a communitarian alternative to the fatigue of Western individualism.

The West manufactures rationality creating Asia and Africa as the Other–the land of the exotic and erotic–as the irrational.  It exists to be studied by social scientists, developed by international policy experts, and visited by tourists. In search of traditional culture, the West also helps transform culture into custom, creating “museumized” cultures where living culture is frozen so as to best present it to the tourist.  Culture as resistance, appearing on the margins of official and conventional definitions of reality, is lost in this representation of history.

The West also manufactures tourism services and the idea of Tourism itself, which we have suggested is not a universal concept but a particular idea by a specific culture.  It also provides the high-end dimension of tourism, the post-modern artificial intended world–Disneyland.  While tourists go to Asia to seek the premodern, god and sex, tourists go to the West to seek the future of high technology and postmodernity.  Western tourism is the high-tech museum, the theme park, where space and time are appropriately compressed since there is so much to see and so little time to see it in.  Space has become unbounded, easy to commodify, and inversely time has become rapidily scarce, diminishing by the moment.

Tourism development or research on tourism policy is merely the effort of nations to move up and down the tourism division change, by for example, having their own airline, reducing leakage of profits, and by reducing the social costs of tourism (eco-tourism, tamed tourism or tourism on our own terms).

Tourism then fundamentally is part of the broader development paradigm first articulated by Herbert Spencer.  Tourism is merely the last and latest effort in becoming rich through appropriating the categories of “women,” “labor,” “history,” “culture,” and “environment,” and using them to extract surplus value from the periphery to the center.

DEVELOPING A CRITERIA FROM WHICH TO EVALUATE TOURISM

But of course many of will disagree, arguing that tourism is necessary for cultural exchange, for jobs, for creating a cosmopolitan city, for becoming modern.  Maybe, Maybe not.  For planners and policymakers the problem is that there is little consensus on the value of tourism, there is of yet not agreed upon criteria from which to judge tourism.  What follows is one effort.

(1) How does tourism affect the distribution of wealth?  Can we develop tourism that increases the wealth of the poor? Can tourism profits be indexed to a ceiling and floor system, with the limits to profit accumulation changing as the floor rises, as workers increase their wealth?

(2) Does tourism created conditions where economic growth is sustaining that is where there are numerous multiplier effects for the local and regional economy?

(3) Does tourism reduce structural violence (poverty, ill-health, and racism caused by the system) or does it contribute to the further impoverishment of the periphery?

(4) Does tourism reduce personal direct violence? Can we create types of tourism that enhance individual and social peace?

(5) Does tourism create the possibilities for cultural pluralism, that is conditions where one culture understands the categories of the other culture–time, language, relationship to history, family, transcendental, and land? Can knowledge of the Other reduce intolerance, creating the possibilities of a multi-cultural peaceful world?

(6) Does tourism help create economic democracy, that is, where employees participate in creating visions of tourism, where they might even own part of the industry?

The values above are: distribution, growth, structural peace, personal peace, cultural pluralism, and economic democracy. Drawing from these and other divergent values, what is needed is a dialog in the tourism policy community to help develop an index of tourism sustainability.

THE FUTURES OF TOURISM

However, the problem with this criteria is that it assumes that the idea of the tourist will remain stable. But just as Ibn Battuta could not imagine the transformation from traveler/pilgrim to tourist, we cannot easily imagine new categories that will displace tourism.  But by using emerging issues and current images of the future, we can attempt to break out of the present.

(1) Virtual Reality

Assuming that developments in virtual reality continue, we may soon be able to don a helmet and practice safe travel (through various information highways) and safe sex.  Iindeed it is sex that will bring computers in our homes in the next century, not banking, nor games, but virtual reality sex.  Technology will have finally captured nature–making it obsolete. Why travel, when reality and imagination are blurred anyway?

Traditional tourism was there to forget.  Eco-tourism or the sophisticated tourist is in search of more varied experiences. The postmodern self is empty, the task is to fill it with cultural, environmental experiences of the other. The ancient traveler travelled to remember–he or she went to the place that reminded one of one’s place in the cosmos. In the virtual self, there is no longer any place, we are all homeless, nor is there any self to hold on to.

(2) Genetic Engineering

While genetic developments will start out quite harmless, but since all of us want to avoid abnormalities, various genetic diseases, we will insist on being examined by our family genetic engineer.  But soon this may lead not to disease prevention but capacity enhancement.  Intelligence, memory, body type and beauty will be open for discussion.  Birthing will eventually be managed by State factories and we will be the last generation to produce children the old fashioned way.  The biological cycle will have been terminated by technology and women will essentially be not any different than men once their reproductive capabilities become unnecessary.

What will tourism be like in this world? Will we find a tourism gene?  Will there be mutant centers we go to visit? Will culture be totally destroyed? Homogenized? Or will we become the museums which the genetically born come to see?  Will traditional human society become the exotic that the post-humans come to stare at?

(3) World Travel and World Governance

Travel has begun the process of creating a narrative in which there is no longer any allegiance to a particular place. We are becoming deterritorialised, delinking ourselves from land and the nation. The loneliness that results from this discontinuity with history might be resolved not through the search of one place but the realization that the planet in itself is home.  Tourism is then about moving onward to sites not seen, perhaps even other planets.  In the meantime, a world government with no visa requirements would enhance the further universalization of travel and tourism.  We would all be perpetual immigrants forever traveling and never fearing deportation.

(4) Spiritual-Psychic Travel

A few argue that we will soon be able to pyschically travel.  It will be similar to virtual reality, but through enhanced mental powers.  Or we may be able check in our body, and let our mind travels through technologies that merge mind and body.  Travel becomes not body based but psychic based, perhaps like the imagination that comes from reading, but more visceral.

ALTERNATIVE FUTURES OF TOURISM

Given these emerging trends what are some scenarios of the future?

(1) Gradual Growth

Tourism stays the same but grows. Government and community organizations buffer the negative economic impacts of tourism (through dialog, developer fees, low cost housing, reciprocity), and reduce the negative cultural impacts of tourism (through community development and through “authentic” cultural events).

(2) Technological Transformation

Tourism is transformed through new technologies. Virtual reality, telecommuting, new brain/mind drugs, even spiritual practices lead to decreased travel since one can be home and elsewhere at the same time. Tourism disappears from our social constructs.

(3) Structural and Epistemological changes

Tourism is transformed as both the structure of tourism (corporate, hierarchical, and capital-intensive) and the epistemology of tourism (fragmented selves in search of wholeness or defeated selves desiring to forget) are transformed. Tourism employees participate in the ownership of tourism centers (and thus create real aloha), small scale centers where the traveler or pilgrim reemerges, and selves expand through cultural interaction and renewal.  Tourism volume declines but becomes more enriching for workers and local population.  Changes in the inter-state system leads to less reduced national sovereignty (a borderless world for capital and labor) with travel a basic right.

(4) Tourism Collapses

Environmental crises such as changing weather patterns, an economic depression, and violent resistance from local cultures cause tourism to decline. Tourism becomes too costly and dangerous except for the very few.

Will then the future tourist be the voyager or the eternally homeless or the satisfied homeful?  While we cannot predict the future, these scenarios alert us to the range of possibilities ahead. Developing criteria for analysing tourism futures can help us create our own preferred visions of tourism.  Within each one of these scenarios we can develop separate criteria for tourism.  Tourism policies would need to shift as futures changed. In a depression, Hawaii, for example, might be desperate for any type of money–to becoming the Las Vegas of the Pacific to the Bangkok of the Pacific.

What we can be sure of then that tourism in the future will be dramatically different from tourism today, just as the tourist of today is dramatically different from the traveller of yesterday. Technology, social relations, the construction of the self all will be quite different in the near future.

In the meantime, we need to develop and find consensus on criteria from which to judge tourism.  Our criteria focuses on a tourism that (1) enhances distribution of wealth and cultural meanings, (2) that creates conditions for innovative and dynamic growth at local levels, (3) that reduces structural violence, (4) that does not increase personal violence, (5) that leads to authentic cultural encounters where cultures learn how each constructs the Other, among other issues this means adopting the categories of the host culture, and (6) that transforms the local political economy to one based on economic democracy–that is, the cooperative structure.

STRATEGIES FOR TRANSFORMATION  

What about strategies for transformation? There are many levels to this.  First is supporting alternative community development models of tourism–giving funds and publicity, if they desire it.  Second is working towards an alternative model of culture, knowledge and transactions–individually, intellectually and through the institutional government system.

But beyond agency, change comes about through long-term structural changes. These are the macro historical cycles: Sorokin’s sensate to ideation, Eisler’s patriarchy to matriarchy, Sarkar’s four stage theory of history of worker, warrior, intellectual, capitalist and then revolution.  For there to be an alternative form of tourism, predatory capitalism must be met head on.  While this might be impossible at the national level it is possible at the local level and at the global level: that is, a new world governance system with a new model of economics.   While this might be hard to believe, let us turn to another muslim traveler, Ibn Khaldun, who lived six hundred years ago. Having seen transformation in Europe, Africa and Asia and the Middle-East, he offers us these words.

At the end of a dynasty, there often also appears some (show of) power that gives the impression that the senility of the dynasty has been made to disappear.  It lights up brilliantly just before it is extinguished, like a burning wick the flame of which leaps up brilliantly a moment before it goes out, giving the impression it is just starting to burn, when in fact it is going out (246).

We should expect the fantastic and be ready to create it.

REFERENCES

Ibn Battuta, Travels in Asia and Africa: 1325–1354. London, Talk & D Paul,1929.

Ibn Khaldun’s Muqaddimah ed. N.J. Dawood, trans. Franz Rosenthal. New Jersey, Princeton, 1967.

R.J. Scott, “The Development of Tourism in Fiji since 1923,” Suva, Fiji Visitor’s Bureau, 1970. See also Sinoe Tupouniua, Ron Crocombe, Claire Slatter, The Pacific Way. Suva, South Pacific Social Sciences Association, 1975.

P.R. Sarkar, Prout in a Nutshell. Calcutta, AM Publications, 1990.

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This essay was originally given as a speech to the annual meeting of the Hawaii chapter of the American Planning Association at Tokai University, Honolulu, Hawaii. April 20, 1993.  Dr.  Sohail Inayatullah is a political scientist/futurist curently at the Communication Centre, Queensland University of Technology. Brisbane 4059

Metaphors and the Future (1995)

Sohail Inayatullah

By Anna Smith (1995)

Futurist Sohail Inayatullah challenges managers to create structures which allow you to respond to what you can’t foresee. 

It takes a different sort of futurist to say you can’t predict the future. But Sohail Inayatullah is up-front about the perils of gazing too intently into crystall balls. 

“I believe you can predict trends, I’ve seen that time after time. But no-one can get the specific right”. And if they get it right once, it was that they were lucky. If you look at (Alvin) Toffler’s stuff, or other famous futurists, he got a few trends right, the rest he didn’t. 

The irreverence of Pakistan-born Inayatullah, who was in New Zealand in June (1995) to conduct a workshop for the Futures Trust, is refreshing. 

He is also honest about the times he has got it wrong himself. Along with seven other futurists, he was invited by Hawaiian electrical company Hawaiian Electric to a two-day workshop with senior managers. Each talked for an hour about the key trends which would affect the company in the future. The one event they didn’t take into consideration was the likelihood of a hurricane. A few months later the company took a loss of US$300 million when a hurricane left it overexposed to a local insurance company. 

“The real challenge,” Inayatullah says with hindsight, “is to ask how do you create structures which allow you to respond to what you can’t foresee?” 

Perhaps because he was born in Pakistan and educated in Malaysia and Hawaii, Inayatullah looks at the future through the eyes of different cultures. Business would do well to do the same, he suggests. 

He dismisses linear forecasting as just the early phase of futures thinking, but he has done his share of it. For years he worked for the Hawaiian state judiciary and in 1980 concluded, to people’s disbelief, that the next big trend for the state would be Hawaiian sovereignty.

Ten years later he was proved right leading him to conclude forecasters can get the general parameters of the future right. “But the issue for us was frustrating. We were trying to tell people what the future was when deep down we knew that really the future was mysterious,” he says. Coupled with that, every time a market forecaster becomes famous, he or she starts to change the market and people change their behaviour as a result, Inayatullah adds, “If the future is interaction between our actions, our beliefs and our images then the issue becomes less what will the future be like and more what do we want, what’s our vision of the future?” 

Enter the business schools with corporate vision workshops and mission statements. 

Inayatullah, who is currently based at the Queensland University of Technology, believes vision workshops can be useful as long as managers do not use them simply to gain allegiance from the troops. Used properly, they can help define a “preferred possibility”. “The future becomes a possibility to create different types of businesses and different types of people,”he says. 

The best business are the ones that know who they are and in a crisis can go back to their basic sense of identity. Take IBM’s line that it is in the business of providing solutions. “That is saying we cannot forecast the future but we have a sense of what people really want at some deeper level and that becomes a way to create the future,” he says. “There’s always uncertainty so you have to have an organisation which use metaphors of itself which are flexible and fluid.” 

Myths and metaphors are among Inayatullah’s favourite mechanisms for making sense of the future. The Japanese, for instance, draw on old Confucian metaphors of harmony. “It’s therefore obvious to them that if you live in harmony you have state and business working together.” 

“Indians in contrast evoke the onion,” he says. “It is the unveiling of the self that is crucial, for them.” 

Other metaphors include the idea of a fork in the road giving you two directions to choose. Or there’s the dice – you can’t predict the future so you may as well roll the dice. Or there’s the American idea of total choice – the future is an ocean and a company can go wherever it pleases. “In contrast, for example, is the metaphor some Fijians use: being a passenger in a car driven by a blindfolded driver.” “What a perfect metaphor for their dependency on international capital.” 

Or take the popular idea that the future is a stream with hidden rocks to be watched for. All of these are culturally specific, Inayatullah says, and must be derived from how people inside an organisation see themselves. 

“The key (for a company or society) is to find out what their own metaphor is and to ask whether that helps or hurts their mission.” 

“Of course you can’t only exist in metaphorical space. Metaphors have to be translated into day-to-day activities.” “The future has to help transform today.” 

A version of this interview originally appeared in Management. September 1995, 35. Thanks to Anna Smith for permission to reproduce it.